Majority
Headnote
• Will — construction of gift to life tenant with power to give, devise and "bequeath the same to “heirs ” of testatrix to be selected by life tenant — meaning of term “ heirs ” in such case.I concur in the opinion of my brother Collin, save in one respect. The courts below have held that the power of appointment given in the eleventh clause of the testatrix’s will to Mrs. Wallace “to give, devise and bequeath upon her death by Last Will and Testament duly executed, to such of my heirs as she may prefer,” may be exercised in favor of any issue or descendant of the testator. I can find no authority in the decided cases for the extension of the term “heir” to include issue or descendants who are not heirs. Not one of the authorities cited in support of that contention, in my opinion, sustains it. Before entering on a review of the cases the distinction must be borne in mind between two radically different propositions: First, that in the case of a devise to “heirs” upon the death of a life tenant, and especially in the case of a gift over upon death without heirs, the term “heirs” may be confined to such heirs as are issue or descendants; in other words, to heirs of the body. Second, the proposition which it is necessary to maintain to support the decisions below, that the term “ heirs ” may include all descendants, however remote, though not heirs because their parents or ancestors are still living. This second proposition, as I have
But I am of opinion that the heirs of the testatrix were to be ascertained not at her death, but at the death of the life tenant, to whom she gave the power of appointment. It should be conceded that the general rule is that a gift to a testator’s heirs, though after the death of a life tenant, is a gift to those who were the testator’s heirs at law at the time of his decease. But the will may disclose an intention that they are to be ascertained at a different period. In some of the cases cited as requiring a class to be ascertained at the death of the testator, the language is too plain' to admit of discussion. In Delaney v. McCormack ( 88 N. Y. 174 ) the provision was “to distribute the proceeds thereof amongst my next of kin as personal estate, according to the laws of the State of Mew York for the distribution of intestate personal estate.” There the language of the will was imperative. There appears to have been no claim that the next of kin should have been ascertained at a later period. In Wadsworth v. Murray ( 161 N. Y. 274 ) the provision was that the property should “ descend to and vest in my heirs at law in the same manner that it would have descended to and vested in them if this will had not been made.” (p. 282.) Of course, if the will had not been made the property would have passed as in case of intestacy. The general rqle is stated in 2 Jarman on Wills (6th ed. p. 981, note 1): “Prima facie the next of kin at the death of the
It must be borne in mind that in the case before us there is no present gift of the property, the subject of the eleventh clause, to the heirs of the testatrix. They take solely by the exercise of the power of appointment dependent entirely on the favor of the life tenant, who might give all to one and exclude the rest. It was not a gift to a class, but the designation of a class among which the life tenant was to exercise her .favor. It is in this respect that I think the case before us is to be distinguished from an ordinary gift by the testatrix herself. There the class to be benefited would be known to the testator and take under the will as a recipient of the testator’s bounty, Here, though it was not the life tenant’s bounty, it was the life tenant’s favor to which any appointee would be indebted for what he might get. That favor was to be exercised by the life tenant at her decease and it seems to me that the class was to be ascertained at the same time. But there is one further consideration which is, to my mind, controlling. It is true that the life tenant has no children, but she might have had children after the testatrix’s death and, for aught we Imow, even after the present time. A construction of the will which would require the heirs of the testatrix to be ascertained at her death would preclude the life tenant from exercising the power of appointment over what may be not improperly termed her own share of her mother’s estate in favor of her own children. Certainly, this testatrix never intended this.
I think the judgment of the Appellate Division and of
Dissent
(dissenting in part). The action is to procure a judgment establishing the meaning of certain provisions of the will of Margaretta M. Diehl and settling the accounts of the plaintiffs. Upon the trial at Special Term, by an interlocutory judgment unanimously affirmed, the disputed parts of the will were given construction and the plaintiffs directed to account. The action thereupon proceeded to the final judgment appealed from.
The testatrix died in January, 1908, leaving surviving as her sole heirs at law and next of kin three sons, Charles W., Thomas and William, and three daughters, Margaretta Wetherill Wallace, Mary E. Smith and Susan D. Edson. The original will and the three codicils were probated April 13, 1908. They are without unusual or involved features, and a brief general statement of their contents will suffice. The original will by its second paragraph gave to Charles, in case he survived the testatrix, certain shares of corporate stock, and to the executors the sum of $10,000 in trust to purchase him an annuity. By its third paragraph it gave to Thomas, in case he survived her, all promissory notes belonging to the estate of her deceased husband under process of collection by him; also his indebtedness to her and to the executors $10,000 in trust to purchase an annuity for him. Each paragraph provided that if the son named therein did not survive the testatrix the bequests should form a part of the residue of the estate. The fourth paragraph devised to William certain lands in St. Paul, Minnesota. It was," however, revoked by a codicil which devised to him all properties in the state of Minnesota owned by the testatrix.
The sixth paragraph of the will, revoked by a codicil, gave to the executors $5,000 in trust to establish a comfortable home for Marguerite Wetherill Buckwell, a granddaughter of testatrix. The first codicil revoked the sixth paragraph and gave the $5,000 to the executors in trust, to purchase an annuity for the said granddaughter. The second codicil contained the provision: “Whereas
First. May Margaretta Wetherill Wallace exercise the power of appointment, given by the eleventh paragraph, for the benefit of any descendants of the testatrix ? The answer is dictated by the intention of the testatrix. If she intended to confine Mrs. Wallace, in the exercise of the power, to a selection from those of her sons and daughters, her actual heirs, who were living when Mrs. Wallace made her last will and testament, the answer must be in the negative. A testamentary intention declared in a lawful manner and having a legal purpose cannot be thwarted or nullified. When it is declared in plain and unambiguous language, the meaning of which is not made questionable by the context, it must be given effect. A doubt as to the intention must spring from the will itself. When the doubt exists, the intention must be sought through a scrutiny and study of the provisions of the will and a consideration of the relevant and competent facts and circumstances; and while judicial rules
At the outset, therefore, the inquiry arises as to whether there arises from the language within the entire will a legitimate doubt as to the intention of the testatrix when she used the word “ hens.” The word has various meanings. It has the primary and correct meaning of designating those on whom the law, immediately on the death of an owner of real estate, casts the estate therein. Under that meaning it relates only to real estate, and describes the persons appointed by law to succeed to it in cases of intestacy. That meaning the courts will give it without question, unless there is in the will itself language or disposition which suggests that the purpose in the mind of the testator is not thereby fulfilled. It has, however, popular or colloquial meanings and with sensitive flexibility yields easily and quickly from its primary, legal meaning in favor of an inconsistent or opposing intention. Applied to the succession of personal estate it means next of kin. (Tillman v. Davis, 95 N. Y. 17 .) It not infrequently designates children. (Heath v. Hewitt, 127 N. Y. 166 ; Livingston v. Greene, 52 N. Y. 118 ; Scott v. Guernsey, 48 N. Y. 106 ; Thurber v. Chambers, 66 N. Y. 42 .) Legatees and devisees have been designated by it. (Roland v. Miller, 100 Penn. St. 47 ; Matter of Hull, 30 Misc. Rep. 281 ; Plummer v. Shepherd, 94 Md. 466 ; Clark v. Scott, 67 Penn. St. 446 ; Shapleigh v. Shapleigh, 69 N. H. 577 ; Greenwood v. Murray, 28 Minn. 120 .) We have, as the intention expressed by the instruments required, given it the meaning of issue or descendants. (Matter of Cramer, 170 N. Y. 271 ; Snider v. Snider, 160 N. Y. 151 ; Johnson v. Brasington, 156 N. Y. 181 ; Taggart v. Murray, 53 N. Y. 233 ; Kiah v. Grenier, 56 N. Y. 220 .) Whenever it reasonably appears that words within
Second. Did the legacy to Marguerite Wetherill Buck-well lapse by reason of her death prior to that of the testatrix? It is argued in the negative that the words “ and I hereby give and bequeath such sum of Five Thousand Dollars to her ” effect a gift or legacy, absolute and unaffected by the preceding words of the paragraph, upon the principle that when two clauses in a will are irreconcilable, so that they cannot possibly stand together, the one which is posterior in position shall be considered as indicating a subsequent intention, and prevail, unless the general scope of the will leads to a contrary conclusion; and, as a second step in the argument, the statute (2 B. S. 66, sect. 52) providing that whenever a testator gives a legacy to a child who dies during the lifetime of the testator leaving a child who survives the testator, the legacy shall not lapse, but shall vest in the surviving child, is invoked. This position cannot be maintained. The language of the codicil clearly and plainly expresses the intention that the bequest should become effective only in case the legatee survived the testatrix. The words above quoted are not a clause or a bequest independent of the words immediately preceding them.
There are not, within the principle invoked, two disposing clauses. The paragraph is free from contradictory or inconsistent parts and constitutes one disposition.. So clear is this that it is enunciation rather than construction to say that the testatrix fearing that the direction to the executors to pay, in case Mrs. Buckwell survived, was not a complete testamentary giving, added the words quoted which were inoperative unless the payment, depending
As to the other questions presented, we concur in the conclusions of the Appellate Division.
That part of the interlocutory and final judgments adjudging that the legacy of five thousand dollars bequeathed to Marguerite Wetherill Buckwell does not lapse and form a part of the residuary estate of Margaretta M. Diehl, but that said legacy vested in the surviving child of Marguerite Wetherill Buckwell, the defendant Isabel Bingham Buckwell, and that additional part of the final judgment adjudging that the plaintiffs pay to the guardian of the person and property of the defendant Isabel Bingham Buckwell, after security given, the sum of four thousand five hundred dollars, together with the interest or income on the sum of five thousand dollars from the thirteenth day of April, 1909, and that the plaintiffs pay to Frederick A. Drake, Esq., guardian ad litem for the infant defendant Isabel Bingham Buckwell the sum of five hundred dollars heretofore allowed to him as guardian ad litem out of the said Isabel Bingham Buckwell’s share or portion of the estate should be reversed. In all other respects said judgments should be affirmed, with costs to the plaintiffs and to the respondent Lillian Purcell, to be paid out of the estate.
Haight, Varr, Werrer and Hiscock, JJ., concur with Culler, Ch. J.;. Gray, J., concurs with Collir, J.
Judgment of Appellate Division and that of Special Term modified, first, so that instead of declaring that the power of appointment given by the eleventh paragraph of the will of the testatrix may be effectually exercised for the benefit of any issue or descendants of Margaretta M. Diehl, it be adjudged and declared that it may be exercised for the benefit of any of the heirs of said Margaretta
Cases cited
- Johnson v. Brasington 156 N. Y. 181 p. 157, p. 159, p. 165
- New York Life Insurance & Trust Co. v. Viele 161 N. Y. 11 p. 157
- Pimel v. Betjemann 183 N. Y. 194 p. 157
- Phillips v. Davies 92 N. Y. 199 p. 157
- Cushman v. Horton 59 N. Y. 149 p. 157
- Bodine v. Brown 154 N. Y. 778 p. 157
- In re the Accounting of Russell 168 N. Y. 169 p. 157, p. 158
- In re Smith's Estate 110 App. Div. 421 p. 157
- Roberts v. Bosworth 107 App. Div. 511 p. 158
- Barnes v. Huson 60 Barb. 598 p. 158
- In re the Probate of the Will of Disney 190 N. Y. 128 p. 158
- In re the Judicial Settlement of the Accounts of Smith 131 N. Y. 239 p. 158
- Goebel v. Wolf 113 N. Y. 405 p. 158
- In re the Accounting of Cramer 170 N. Y. 271 p. 159, p. 165
- Snider v. Snider 160 N. Y. 151 p. 159, p. 165
- Kiah v. Grenier 56 N. Y. 220 p. 159, p. 165
- Heath v. Hewitt 127 N. Y. 166 p. 159, p. 165
- Livingston v. Greene 52 N. Y. 118 p. 159, p. 165
- Thurber v. Chambers 66 N. Y. 42 p. 159, p. 165
- Taggart v. Murray 53 N. Y. 233 at 238 p. 159, p. 165
- Scott v. Guernsey 48 N. Y. 106 p. 159, p. 165
- Delaney v. McCormack 88 N. Y. 174 p. 160
- Wadsworth v. Murray 161 N. Y. 274 p. 160
- In re Cooper's Will 109 App. Div. 566 p. 161
- Tillman v. Davis 95 N. Y. 17 p. 165
- In re Hull's Will 30 Misc. Rep. 281 p. 165
- Bundy v. Bundy 38 N. Y. 410 at 422 p. 167
- In re the Judicial Settlement of the Accounts of Paton 111 N. Y. 480 p. 167