Majority
Headnote
Executors and administrators — estate of citizen of Italy dying intestate within this state — when Italian consul not entitled to letters of administration in preference to brotlier of intestate, although latter has no interest in estate — construction and effect of treaties relating thereto.Carmine D’Adamo, a citizen and subject of the kingdom of Italy, died in this state in December, 1912. His residence was in the town of Le Eay in the county of Jefferson. He left a wife, a child, a father and a mother, who- resided in Italy. He left a brother, Giovanni, a resident of New York.' Letters of administration upon his estate were granted by the surrogate to the Italian consul. Thereafter Giovanni D’Adamo and one Fred W. Mayhew, the treasurer of Jefferson county, joined in a petition that the letters granted to the Italian consul be revoked, and that the petitioners be appointed administrators in his stead. This application was denied by the surrogate, and the order was affirmed at the Appellate Division. The county treasurer has acquiesced in that decision. The brother, Giovanni D’Adamo, alone appeals.
The case presents two questions: the one as to the interpretation of the statutes of our own state; the other as to the interpretation of treaties between the United States and foreign nations. The first question is whether, under the Code of Civil Procedure as it stood in June, 1913, when the order under review was made, the brother of the dead man had the right of administration. The second question is whether the treaty between the national government and Italy, construed in connection with a later convention with Sweden, has taken the right away.
(1) It is urged in support of the surrogate’s decree that because the decedent’s brother was not entitled to share in the estate, he was not entitled to administer upon it. The decedent left a wife and an infant child in Italy. His entire estate belongs to them. They are not qualified to act as his administrators: The brother, under the law
as it stood when letters were refused to him, and as it stands to-day, is qualified to act, unless his lack of interest in the estate disqualifies him. We think that it does not.
The law which was in force when this proceeding was
(2) This brings us to our second question: Is there any treaty provision that confers a prior right on the Italian consul % By article XVIII of the Consular Convention of 1818 between the United States and Italy,
The extent to which our local law of administration has been displaced by foreign treaties has been, for some years, an unsettled question in this state. The representatives of Italy and of other nations at first based their pretensions upon article IX of the Argentine treaty of 1853, which gave to the consular officers of the respective countries the right “ to intervene in the possession, administration and judicial liquidation of the estate of the deceased, conformably with the laws of the country, for the benefit of the creditors and legal heirs.” The effect of that treaty was the subject of conflicting decisions, both by the Surrogates’ Courts and the Appellate Division in this state, and by courts of other states. (Matter of Logiorato, 34 Misc. Rep. 31 ; Matter of Fattosini, 33 Misc. Rep. 18 ; Matter of Lobrasciano, 38 Misc. Rep. 415 ; Matter of Scutella, 145 App. Div. 156 ; McEvoy v. Wyman, 191 Mass. 276 ; Matter of Ghio [Rocca v. Thompson], 157 Cal. 552 .) The question came before the Supreme Court of the United States in Rocca v. Thompson ( 223 U. S. 317 ). The Supreme Court of
The language of the treaty which is said to have brought about this sweeping change must be kept before us. It is as follows (Convention between United States and Sweden, 1911, article XIV):
“In case of the death of any citizen of Sweden in the United States or of any citizen of the United States in the Kingdom of Sweden without having in the country of his decease any known heirs or testamentary executors by him appointed, the competent local authorities shall at once inform the nearest consular officer of the nation to which the deceased belongs of the circumstances, in order that the necessary information may be immediately forwarded to parties interested.
“ In the event of any citizens of either of the two Contracting Parties dying without will or testament, in the territory of the other Contracting Party, the consul-general, consul, vice-consul-general, or vice-consul of the nation to which the deceased may belong-, or, in his absence, the representative of such consul-general, consul, vice-consul-general, or vice-consul, shall, so far as the laws of each country will permit and pending the appointment of an administrator and until letters of administration have been granted, take charge of the property left by the déceased for the benefit of his lawful heirs and creditors, and, moreover, have the right to be appointed as administrator of such estate.
“It is understood that when, under the provisions of
this article, any consul-general, consul, vice-consul-general, or vice-consul, or the representative of each or either, is acting as executor or administrator of the estate of one of his deceased nationals, said officer or his representative shall, in all matters connected with, relating to, or growing out of the settlement of such estates, be in such capacities as fully subject to the jurisdiction of the courts of the country wherein the estate is situated as if said officer or representative were a citizen of that country and possessed of no representative capacity whatsoever. ”
The concluding words of the second paragraph of this article, “ and, moreover, have the right to be appointed as administrator of such estate,” are said to be adequate, not merely to make the foreign consul eligible for appointment, or to confer a right to administer where no one else has a better right, but to supersede the local law and to confer a right of administration that is paramount and exclusive. To determine whether that is a sound interpretation of the convention we must read its language in the light of those international usages which define the functions of consuls; in the light of the respective fields of state and of federal jurisdiction as disclosed in our diplomatic history; and in the light of the consequences to follow if the local laws are to be thus supplanted.
Considering, first of all, the mere words of the treaty, aside from extrinsic tokens of the purpose of the contracting parties, we find no expression of an intent that the consul’s right to be administrator shall be exclusive, or that it shall supersede prior rights conferred by local law. “ So far as the laws of each country will permit,” the consul shall have the right, until letters of administration are granted, to take charge of the property of the deceased for the benefit of lawful heirs and creditors. Plainly this right is subordinate to the authority of the states. But the words “ so far as the laws of each noun-try will permit ” may fairly be construed as qualifying
This construction is confirmed when we consider that it harmonizes the function of consuls under the treaty with the function of consuls under established international practice. What that practice is has been stated in decisions and confirmed in declaratory statutes and regulations. The function of consuls is to preserve derelict estates. When their countrymen die in foreign lands it is their duty to step in and guard the stranded property from waste. This right belongs to them, irrespective of express statute or treaty, by virtue of their office. (Rocco v. Thompson, 223 U. S. 317 , 331; Carpigiani v. Hall, 172 Ala. 287 ; The Bello Corrunes, 6 Wheat. 168 ; Aspinwall v. The Queen’s Proctor, 2 Curt. Eccl. R. 241; Ferrie v. Public Administrator, 3 Bradf. 249 ; Seidel v. Peschkaw, 27 N. J. L. 427 ; Lanfear v. Ritchie, 9 La. Ann. 96 ; Matter of Fattosini, 33 Misc. Rep. 18 ; 5 Moore’s Digest of Int. Law, pp. 117, 118; and, particularly, Letter of Mr. Clay, Secretary of State, to the British Minister, ¡Nov. 12, 1827, and Letter of Mr. Marcy, Secretary of State, to Mr. Aspinwall, Aug. 21, 1855, there cited.) .The
The functions thus defined by usage have been confirmed by statute and regulations declaratory of the existing practice. By section 1709 of the United States Revised Statutes it is provided:
“It shall be the duty of consuls and vice-consuls, where the laws of the country permit:
“First. To take possession of the personal estate left by any citizen of the United States, other than seamen belonging to any vessel, who shall die within their consulate, leaving there no legal representative, partner in trade, or trustee by him appointed to take care of his effects.
‘ ‘ Second. To inventory the same with the assistance of two merchants of the United States, or, for want of them, of any others at their choice.
“ Third. To collect the debts due the deceased in the country where he died, and pay the debts due from his estate which he shall have there contracted.
“Fourth. To sell at auction, after reasonable public notice, such part of the estate as shall be of a perishable nature, and such further part, if any, as shall be necessary for the payment of his debts, and, at the expiration of one year from his decease, the residue.
“Fifth. To transmit the balance of the estate to the Treasurer of the United States, to be holden in trust for
The Consular Regulations of 1896 (section 40*9) provide as follows: “ A consular officer is by the law of nations and by statute the provisional conservator of the property within his district belonging to his countrymen deceased therein. He has no right, as a consular officer, apart from the provisions of treaty, local law, or usage, to administer on the estate, or in that character to aid any other person in so administering it, without judicial authorization. His duties are restricted to guarding and collecting-the effects, and to transmitting them, to be disposed of pursuant to the law of the decedent’s state •— Y Op. Atty.-G-en. 2Y4. It is, however, generally conceded that a consular officer may intervene by way of observing the proceedings, and that he may be • present on the making of the inventory.”
The convention with Sweden was intended to confirm the powers thus established by international comity, and to facilitate their exercise. Consuls are to have the right, where the estate is in peril, to intervene at once, and if other representatives are lacking, they are, moreover, to have the right to be appointed administrators themselves. They are to have this right, not to displace others competent under local law, but the better to fulfill their inherent function as provisional conservators. If there is no qualified relative within the jurisdiction and no one else to whom our law gives the right of administration, the consular representative under this treaty may come forward and demand the grant of letters. This view is in harmony with the English practice as established by 24 and 25 Vict. (c. 121, s. 4). It is in accord with the decision of the Supreme Court of Minnesota. (Austro-Hungarian Consul v. Westphal, supra.)
If the convention means more than this, if it was intended to confer upon foreign consuls an exclusive and paramount right, strange consequences -must follow. It is not restricted in its operation to the estates of aliens who have died in the United States while temporarily sojourning here, but who have retained a domicile in their native lands. It applies equally to the estates of aliens who have their domicile in the United States. If an aben, settling hi New York, were to build up a business, and, marrying, rear a family among us, the respondent would have us hold that his children, citizens of this state, would have to yield the right of administration to a foreign consul. In that view the consul is not merely eligible as administrator, hut eligible to the exclusion of every one else, even the closest relatives of the dead man, and that, too, though the entire estate is located here, and is here to be distributed. We are unwilling to believe that such results were contemplated in concluding this convention. We hold it to be incredible that there has been attached to the consular office a right that exceeds so greatly the occasion and the needs of the consular function. Before adopting a construction that will bring these consequences to pass, we have a right to expect a far plainer manifestation of the will of the national
The construction which we thus hold to be the true one, finds additional confirmation when we consider the respective fields of state and national legislation, and the refusal of the federal government, as disclosed in our diplomatic history, to trench upon the right of the states to administer the estates of those dying within their territorial limits. We are not required, for the decision of this case, to determine that the treaty-making power may not be so exercised as to qualify that right (Lanfear v. Ritchie, 9 La. Ann. 96 ; Mager v. Grima, 8 How. [U. S.] 490; Frederickson v. Louisiana, 23 How. [U. S.] 445; Matter of Ghio’s Estate, 157 Cal. 552 ; Austro-Hungarian Consul v. Westphal, supra); and we express no opinion upon that subject. We find, however, that distinguished secretaries of state have disclaimed both the existence of such a power, and the intent to exercise it. Thus, in 1874, Mr. Fish in a letter to the Turkish minister, said: “The estates of decedents are administered upon and settled in the United States under the law of the state of which the decedent was a resident at the time of his death, and on this subject, in the absence of any treaty regulations on the subject, interference in the disposition of such measures as may be prescribed by the law of the particular state in such cases, is not within the province of the federal authorities.” Again, in 1889, Mr. Bayard, in a letter to the American minister in Brazil, considered a decree of the Brazilian government establishing the principle of reciprocity with reference to the administration of the estates of deceased aliens by their consular representatives; and, criticizing the principle of the decree, he said (5 Moore’s Digest of Int. Law, p. 120): “The Government of the United States has
no power to establish by treaty, provisions such as the above, in relation to Brazilian subjects dying in any of
We think, therefore, that the. convention with Sweden did not create an exclusive right, and that we ought not to treat the dictum in Rocca v. Thompson (supra) as a ruling to the contrary. That the learned justice who
There arose under an earlier treaty with Peru, similar to the one just quoted, a case which has been referred to in some opinions (see e. g., Matter of Lobrasciano, 38 Misc. Rep. 415 , 421) as sustaining the exclusive rights of consuls under the treaty with Italy, hut which, in our view, far from sustaining a position so extreme, is an apt illustration of the appropriate function of consuls in the administration of estates. The case is stated in Moore on International Arbitrations (Vol. 4, p. 4390). One Vergil, a citizen of Peru, while returning from New York to his native land, after a brief sojourn in the United States, died at sea. The captain of the vessel brought his personal effects back to New York and gave them to the public' administrator. The Peruvian minister complained that this was a violation of the treaty
In some cases, as, for example, Matter of Baglieri’s Estate ( 137 N. Y. Supp. 175 ), the right of the foreign consul has been based in part on a treaty between the United States and Paraguay, concluded February, 1859 ( 12 Stat. 1096 ). Article X of this treaty provides: “In the event of any citizen of either of the two contracting parties dying, without will or testament, in the territory of the other contracting party, the Consul-General, Consul or Vice-Consul, of the nation to which the deceased may belong, or, in his absence, the representative of such Consul-General, Consul or Vice-Consul, shall, so far as the laws of each country will permit, take charge of the property which the deceased may have left, for the benefit of his lawful heirs and creditors, until an executor or administrator be named by the said Consul-General, Consul or Vice-Consul, or his representative.” It is perhaps a sufficient answer to say that this treaty was before
Our conclusion, therefore, is that the right of Giovanni D’Adamo to letters of administration is prior to that of the "Italian consul, and that letters should issue to him accordingly. Since the consul acted as the representative of a foreign government, and under the authority of decisions of the surrogates of this state, he ought not to be charged with the costs of the proceeding.
The order of the Surrogate’s Court and that of the Appellate Division should be reversed, and the petition granted, without costs to either party.
Willard Bartlett, Ch. J., Werner, Hiscock, Collin, Hogan and Miller, JJ., concur.
Order reversed, etc.
Cases cited
- In re D'Adamo's Estate 159 App. Div. 40 p. 215
- Lathrop v. Smith 24 N. Y. 417 p. 215, p. 216, p. 218
- In re Campbell's Estate 123 App. Div. 212 p. 215, p. 218
- In re the Administration of the Estate of Campbell 192 N. Y. 312 p. 215
- Rocca v. Thompson 223 U. S. 317 at 331 p. 215, p. 216, p. 219, p. 223
- Whitney v. Robertson 124 U. S. 190 p. 216
- Bartram v. Robertson 122 U. S. 116 p. 216
- In re Patten 80 Misc. Rep. 482 p. 216, p. 218
- In re Lobrasciano's Estate 38 Misc. Rep. 415 at 421 p. 216, p. 219, p. 229
- In re Riccardo 79 Misc. Rep. 371 p. 216, p. 221
- In re Lombardi 78 Misc. Rep. 689 p. 216, p. 221
- In re Madaloni's Estate 79 Misc. Rep. 653 p. 216, p. 221
- Rocca v. Thompson 157 Cal. 552 p. 216, p. 219, p. 220, p. 227
- Tucker v. Alexandroff 183 U. S. 424 p. 216
- Shanks v. Dupont 3 Pet. 242 p. 216
- Hauenstein v. Lynham 100 U. S. 483 p. 216
- Lathrop v. Smith 35 Barb. 64 p. 218
- In re Wolff's Estate 161 App. Div. 255 p. 218
- In re Lowenstein's Estate 29 Misc. Rep. 722 p. 218
- In re Logiorato's Estate 34 Misc. Rep. 31 p. 219
- In re Fattosinl's Estate 33 Misc. Rep. 18 p. 219, p. 223
- Hoes v. New York, New Haven & Hartford Railroad 173 N. Y. 435 at 442 p. 230
- People ex rel. New York Central & Hudson River Railroad v. Miller 177 N. Y. 584 p. 230