Majority
Headnote
Aliens — rights of aliens whose country is at war with the United States — alien friends — Real Property Law, § 10 — effect of provisions of treaty with Austria upon statutory provision regulating the right of aliens to take or inherit real property in this state — right of American woman married to citizen of Austria residing in this state to inherit real property in this state from father who died after war was declared between this country and Austria.James J. Hannigan, a citizen of the United States, died intestate on December 27, 1917, seized in.fee simple of real estate in the city of New York. Two daughters, the plaintiff, Sara E. Techt, and the defendant, Elizabeth L. Hughes, survived him. In November, 1911, the plaintiff' became the wife of Frederick E. Techt, a resident of the United States, but a citizen óf Austria-Hungary. On December 7, 1917, twenty days before the death of plaintiff’s father, war was declared between Austria-Hungary and the United States. The record contains a concession that neither the plaintiff nor her husband has been interned, nor has the loyalty of either been questioned by the government of state or nation, and that both, remaining residents of the United States, have kept the peace and obeyed the laws. The plaintiff’s capacity on December 27, 1917, to acquire title by descent is the question to be determined.
The rule at common law was that aliens might take lands by purchase, and hold until office found, but could take nothing by descent (Martin v. Hunter’s Lessee, 1 Wheat. 304 ; Hauenstein v. Lynham, 100 U. S. 483 ; Haley v. Sheridan, 190 N. Y. 331 ; 2 Kent’s Comm. 54). “ If an
The plaintiff is indisputably an alien. Congress has enacted that “ any American woman who marries a foreigner shall take the nationality of her husband” (Act of March 2, 1907, ch. 2534, 34 Stat. 1229 ). That statute was considered in Mackenzie v. Hare ( 239 U. S. 299 ) where an American-born woman, married to a British subject, and residing in California, was held, by force of her marriage, to have lost the right to vote. (Compare the reciprocal rights of alien women .who marry citizens of the United States; U. S. R. S. § 1994; 10 St. L. 604; Kelly v. Owen, 7 Wall. 496 ). Marriage to an alien is voluntary expatriation. The plaintiff is in the same position as if letters of naturalization had been issued to her in Austria. She is in the same position
Both statute and treaty are invoked in her behalf. The statute says that “ a citizen of the United States is capable of holding real property within this state, and of taking the same by descent, devise or purchase,” and that “ alien friends are empowered to take, hold, transmit and dispose of real property within this state in the same manner as native born citizens, and their heirs and devisees take in the same manner as citizens ” (Real Prop. Law, sec. 10, as amended by L. 1913, ch. 152; Consol. Laws, chap. 50). Alien enemies, therefore, have such rights and such only as were theirs at common law. The treaty says that “ where, on the death of any person holding réal property, or property not .personal, within the territories of one party, such real property" would, by the laws of the land, descend on a citizen or subject of the other, were he not disqualified by the laws of the country where such real property is situated, such citizen or subject shall be allowed a term of two years to sell the same; which term may be reasonably prolonged, according to circumstances; and to withdraw the proceeds thereof, without molestation, and exempt from any other charges than those which may be imposed in like cases upon the inhabitants of the country from which such proceeds may be withdrawn” (Art. II of Convention between United States and Austria, concluded May 8, 1848, and proclaimed October 25, 1850; 9 Stat. 944 , extending the stipulations of the treaty of Commerce and Navigation, concluded August 27, 1829, and proclaimed February 10, 1831, 8 Stat. 398 ).
Statute and treaty will be separately considered.
(1) If the plaintiff’s capacity to inherit depended solely on the statute, I should feel constrained to hold against her. I cannot follow the Appellate Division in its view that she is in law an “.alien friend.” The wisdom or fairness of the statute, I make no attempt to vindicate.
In the beginnings of English law, the bodies of alien enemies found within the realm were seized and their goods were forfeit to the crown (Pollock & Maitland History of Eng. Law, supra; Hall Int. Law, 461, 462; 2 Westlake Int. Law, p. 44; East India Co. v. Sandys, 1684, 10 State Tr. at p. 487). The first relaxation was in favor of the merchant class (2 Westlake Int. L. p. 44). We read in Magna Charta that “if in time of warmer- ■ chants of the country at war with us shall be found in our country at the outbreak of the war, they shall be attached without damage to their bodies, or their goods, until it is known to us or to our chief justice how merchants of our country who are then found in the country at war with us are treated; and if ours are safe there, the others shall be safe in our country ” (2 Westlake, supra. Cf. the Statute of Staples, 27 Edw. III, 1354; also 2 Holdsworth’s History of English Law, p. 393). From foreign merchants, protection spread to others. They were still enemies, however, and were far from remaining in the realm on terms of equality with friends. Coke, writing in 1608 (Calvin’s Case, supra), tells us that an alien friend may acquire goods personal as an Englishman, and may maintain an action for the same. “ But if this alien become an enemy (as all alien friends may), then he is
A like development has taken place in the United States. Kent, writing in 1813, held that alien enemies,
I think the content.is unchanged. At the threshold is met the evidence supplied by kindred legislation. This statute is one of a type. Throughout the type, the phraseology varies. The thought back of it is
Acts of Congress having relation to different but kindred topics help to fix the meaning. Section 2171 of the United States Revised Statutes declares in substance that “ alien enemies ” shall not be naturalized (see also 40 U. S. Stat. [1918] ch. 60). The courts have applied the prohibition to citizens of Austria-Hungary (Ex parte Graber, 247 Fed. Rep. 882 ; Ex parte Blazekovie, 248 Fed. Rep. 327 ). Another act of Congress declares that all male citizens or male persons “ not alien enemies ” who have declared their intention to become citizens between the ages of 21 and 30, shall be subject to the draft (40 U. S. Stat. [1918] ch. 143, chap. XII, § 4). Other legislative bodies use the same words with the same meaning. Texas and Connecticut have passed laws that “ alien enemies ” must register (Texas Gen. L. 1918,
I find nothing that overbears the cumulative force of all this statutory definition either in the President’s proclamation of December 11, 1917, issued under the authority of section 4067 of the United States Revised Statutes, or in the act of October 6, 1917 (40 U. S. Stat. p. 411, ch. 106) “ to define, regulate and punish trading with the enemy.”
Section 4067 of the United States Revised Statutes as in force in December, 1917, provided that in case of war, all “ subjects of the hostile nation or government, being males of the age of fourteen years and upward, who shall be within the United States, and not actually naturalized, shall be liable to be apprehended, restrained, secured, and removed, as alien enemies,” and “ the President is authorized, in any such event, by bis proclamation thereof, or other public act to direct the conduct to be observed, on the part of the United States, toward the aliens who become so liable; the manner and degree of the restraint to which they shall be subject, and in what cases, and upon what security their residence shall be permitted, and to provide for the removal of those who, not being permitted to reside within the United States, refuse or neglect to depart therefrom; and to establish any other regulations which are found necessary in the premises and for the public safety.”
An amendment of the statute in April, 19Í8, extended its scope to women (40 Stat. ch. 55, p. -531). On April 6, 1917, at the. outbreak of the war with Germany, and again on November 16,1917, the President issued proclamations regulating the conduct of German subjects resident in
The Trading with the Enemy Act (40 Stat. ch. 106, p. 411) did not invest them with a different status. Its definition of an énemy was “ for the purposes of such trading and of this act,” and for no other. Trade was prohibited with any one resident within the hostile • territory, even though a citizen of the United States, and with such other persons, wherever resident, if subjects of the hostile nation, as might be brought within the term enemy by proclamation of the President. The prohibition in its main features is in line with the restrictions which would have been imposed in default of any statute. But the disability of aliens in respect of the ownership of lands has no connection with their disabilities in respect of the privileges of trade (Kershaw v. Kelsey, 100 Mass. 561 , at p. 574, 575; Fairfax v. Hunter’s Lessee, 7 Cranch, 603 , 620; London & Northern Estates Co. v. Schlesinger, 1916, 1 K. B. 20). If the state of New York had declared that all aliens should have capacity to acquire ownership by descent, neither the Trading with the Enemy Act, nor any rule of the common law, would read into the statute an implied exception in the contingency of war, and withhold the right of succession from alien enemies, whether resident in hostile territory or here (Kershaw v. Kelsey, Fairfax v. Hunter, supra). The nation by act of Congress might declare their lands forfeit (Brown v. U. S., 8 Cranch, 110 ; Mrs. Alexander’s Cotton, 2 Wall. 404 ; Miller v. U. S., 11 Wall. 268 ), but in the absence of such a forfeiture title would be theirs. To argue,that alien enemies, resident in
Trade in aid of the enemy’s resources, since it tends to prolong the combat, is illegal for every one within our jurisdiction, whether enemy or friend (The Hoop, 1 Rob. Adm. 196; Griswold v. Waddington, supra; Porter v. Freudenberg, supra; Kershaw v. Kelsey, supra; 2 Westlake Int. L. 51). The prohibition does not run against the alien as an incident of the disabilities of alienage. It runs against citizen and alien as an incident of the necessities of war. The sovereign will not permit its military operations to be hampered by those whom it controls. Much of the obscurity which surrounds the rights of aliens has its origin in this confusion of diverse subjects. Disabilities are confounded with prohibitions; the incidents of alienage with incidents that are common to alienage and citizenship. Sometimes we are told in loose and sweeping terms that there may be no trade with alien enemies. The statement is inaccurate (27 Yale Law Journal, 105), for commercial domicile, and not alienage, determines the enemy character of commerce (Hall, supra, at p. 526, and cases there cited). Then, to supply the needed correction, a new definition of alien enemies is put forward for the purpose of the rule, and finally what is a definition for one purpose is erroneously assumed to be a definition for all others. The truth is that the right to trade, since it does not follow lines of citizenship, should not be formulated in terms of alienage. If a citizen of the United States does business in a hostile territory, trade is prohibited with him as much as with an alien (The Peterhoff, 5 Wall. 28 ). To bring him within the compass of a rule imperfectly stated at the outset, he is sometimes characterized by courts as an alipn enemy himself (Porter v. Freudenberg, supra). In reality, of course, he is not an alien, either enemy or friend. What is meant is that trade with him is as unlawful as if he
General statements in such cases as Porter v. Freudenberg (1915, 1 K. B. 857), that the test of an alien enemy is not his nationality, but' the place in which he resides or carries on business, are for the same reason misleading and erroneous if dislocated from their setting. Read in the light of the context, they become consistent and intelligible (See pp. 869, 873). “ What did that case {Porter v. Freudenberg) decide? It decided that for the purpose of trading, it is not a person’s nationality that determines whether he is an alien enemy ” (Schaffenius v. Goldberg, 1916, 1 K. B. 284, 299). Subjects of a belligerent power are thus classified for a particular purpose as no longer alien enemies, when all that is meant is that they are relieved to that extent and for that purpose of the disabilities of enemies. The German-born subject, resident within the British realm, who found himself interned in a war camp, though with the right to trade and sue, was probably under no delusion that he was in law an alien friend (Ex parte Weber, 1916, 1 A. C. 421).
Other cases much relied on by the plaintiff, along with Porter v. Freudenberg (supra), are plainly' beside the point. Princess Thurn v. Moffitt (L. R. 1915, 1 Ch. 58) involved a question of the right to sue. The suitor was a British-born woman, resident in England, the wife of a German. Her right to sue was upheld, but her status as an alien enemy was assumed. Tortoriello v. Leghorn ( 103 Atl. Rep. 393 [Mar. 12, 1918], N. J. Ch.) involved.
The case under the statute of New York comes down, then, to this: The question, “ What are the rights of alien enemies in the absence of statutory restrictions? ” is distinct from the question, “ Who are alien enemies within the scope of such restrictions? ” Alien enemies, resident within our borders, retain by implied license many of the civil rights of friends. Implication ceases, however, to be legitimate when an express and conflicting prohibition occupies the field. Expressum fadt cessare taciturn. The civil rights which belong to alien enemies by implied "license of the Federal government do not include the right to purchase or inherit land. That is a subject which every state, in the absence of inconsistent treaty, may regulate for itself (Blythe v. Hinckley, 180 U. S. 333 , 341). The civil rights which belong to alien enemies by implied license of the states, do not include in New York the right to purchase and inherit land, for the field is occupied by statute, and there is, therefore, nothing to be implied. The legislature might have refused to draw a distinction between enemies and friends. It might have given capacity to all aliens alike, and in that event capacity would not have ended with the outbreak of the war. It chose a policy less liberal. It gave the privilege to friends and withheld the privilege from enemies. I find no ground for the belief that it intended the definition • of enemies to wait upon the varying terms of proclamations of future presidents, to be enlarged to-day, and restricted to-morrow, with the changing fortunes of a war. For the same reason, I cannot think that there was willingness to impair the security of titles by substituting the uncertain and fluid
(2) The support of the statute failing, there remains the question of the treaty. The treaty, if in force, is the supreme law of the land (U. S. Const. art. 6) and supersedes all local laws inconsistent with its terms (Hauenstein v. Lynham, 100 U. S. 483 ; Geofroy v. Riggs, 133 U. S. 258 ; Chirac v. Chirac, 2 Wheat. 259 ; Kull v. Kull, 37 Hun, 476 ). Judicial construction has already fixed its meaning (Kull v. Kull, supra; Bollermann v. Blake, 24 Hun, 187 ; 94 U. Y. 624; Stamm v. Bostwick, 40 Hun, 35 , 37; Hauenstein v. Lynham, supra; Scharpf v. Schmidt, 172 Ill. 255 ; Wunderle v. Wunderle, 144 Ill. 40 ; Fischer v. Sklenar, 101 Neb. 553 ). The right which it secures is in form a right of sale. In substance, it is a right of ownership. The fee descends subject to the condition that it shall be disposed of within the “ term of two years, which term may be reasonably prolonged according to circumstances ” (Kull v. Kull, supra). We do not need to determine the effect of a breach of the condition. In this instance there was none. Judgment of partition and sale was entered within the term of two years. The plaintiff has an estate of inheritance if the treaty is in force (Scharpf v. Schmidt, supra; Kull v. Kull, supra).
The effect of war upon the existing treaties of belligerents is one of the unsettled problems of the law. The older writers sometimes said that treaties ended ipso facto when war came (3 Phillimore Int. L. 794). The writers of our own time reject these sweeping statements (2 Oppehheim Int. L. sec. 99; Hall Int. L. 398, 401;
This, I think, is the principle which must guide the judicial department of the government when called upon to determine during the progress of a war whether a treaty shall be observed in the absence of some declaration by the political departments of the government that it has been suspended or annulled. A treaty has a twofold aspect. In its primary operation, it is a compact between independent states. In its secondary operation, it is a source of private rights for individuals within states (Head Money Cases, 112 U. S. 580 , 598). Granting that the termination of the compact involves the termination of the rights, it does not follow because there is a privilege to rescind that the privilege has been exercised. The
I find nothing incompatible with the policy of the government, with the safety of the nation, or with the maintenance of the war in the enforcement of this treaty so as to sustain the plaintiff’s title. We do not confiscate the lands or goods of the stranger within our gates. If we permit him to remain, he is free during good behavior to buy property and sell it (Trading with Enemy Act of Oct. 6, 1917; 40 St. 411, ch. 106). He is to be “undisturbed in the peaceful pursuit ” of his life and occupation, and “ accorded the consideration due to all peaceful and law-abiding persons ” (President’s Proclamation of Dec. 11, 1917). If we require him to depart, we assure to him, for the recovery, disposal and removal of his goods and effects and for his departure, the full time stipulated by any treaty then in force between the United States and the hostile nation of which he is a subject; and where no such treaty is in force, such time as may be declared by the President to be consistent with the public safety and the dictates of humanity and national hospitality (U. S. R. S. sec. 4068, re-enacting the act of July 6, 1798). A public policy not outraged by purchase will not be outraged by inheritance. The plaintiff is a resident; but even if she were a non-resident, and were within the hostile territory, the policy of the nation would not divest her of the title whether acquired before the war or later. Custody would then be assumed by the alien property custodian. The proceeds of the property, in the event of sale, would be kept within, the jurisdiction. Title, however, would be unchanged, in default of the later exercise by Congress of the power of confiscation (40 Stat. ch. 106, pp. 416, 424),
I do not overlook the statements which-may be found here and there in the works of authors of distinction (Hall, supra; Halleck Int. L. [4th ed.] 314; Wheaton Int. L. [5th,ed.]. 377) that treaties of commerce and navigation are to be ranked in the class of treaties which war abrogates or at least suspends. Commerce is friendly intercourse. Friendly intercourse between nations is impossible in war. Therefore, treaties regulating such inter
No one can study the vague and wavering statements of treatise and decision in this field of international law with any feeling of assurance at the end that he has chosen the • right path. One looks in vain either for uniformity of doctrine or for scientific accuracy of exposition. There are wise cautions for the statesman. There are few precepts for the judge. All the more, in this uncertainty, I am impelled to the belief that until the political departments have acted, the courts, in refusing to give effect to treaties, should limit their refusal to the needs of the occasion; that they are not bound by any rigid formula to nullify the whole or nothing; and that in determining whether this treaty survived the coming of war, they are free to make choice of the conclusion which shall seem the most in keeping with the traditions of the law, the policy of the statutes, the dictates of fair dealing, and the honor of the nation.
The judgment should be affirmed with costs, and the question certified answered in the affirmative.
His cock, Ch. J., Chase, Hogan, McLaughlin and Crane, JJ., concur; Elkus, J., concurs in result.
Judgment affirmed.
Cases cited
- McCarthy v. Marsh 5 N. Y. 263 p. 224
- McGregor v. Comstock 3 N. Y. 408 p. 224
- Wadsworth v. Wadsworth 12 N. Y. 376 p. 224
- Jackson ex dem. Simmons v. Simmons 10 Wend. 9 p. 224
- Mick v. Mick 10 Wend. 379 p. 224
- Beck v. McGillis 9 Barb. 35 p. 224
- Stewart v. Russell 91 App. Div. 310 p. 224
- Luhrs v. Eimer 80 N. Y. 171 p. 225
- Bank of Metropolis v. Faber 150 N. Y. 200 p. 225
- Miller v. McKeon 15 App. Div. 133 p. 225
- Hall v. Hall 81 N. Y. 130 p. 225
- Parker v. Linden 113 N. Y. 28 p. 225
- Goodrich v. Russell 42 N. Y. 177 p. 225
- Wright v. Saddler 20 N. Y. 320 p. 225
- Mygatt v. Coe 152 N. Y. 457 p. 225
- Bollermann v. Blake 94 N. Y. 624 p. 226
- Hauenstein v. Lynham 100 U. S. 483 p. 226, p. 240
- People ex rel. Attorney General v. Gerke 5 Cal. 381 p. 226
- Chirac v. Lessee of Chirac 15 U. S. 259 p. 226, p. 240
- Martin v. Hunter's Lessee 1 Wheat. 304 p. 226
- Haley v. Sheridan 190 N. Y. 331 p. 226
- Mackenzie v. Hare 239 U. S. 299 p. 227
- Kelly v. Owen 7 Wall. 496 p. 227
- The Benito Estenger 176 U. S. 568 at 571 p. 229, p. 232
- Clarke v. Morey 10 Johns. 69 p. 229, p. 232
- Birge-Forbes Co. v. Heye 251 U. S. 317 at 319 p. 231
- Griswold v. Waddington 16 Johns. 438 p. 232
- Cooke v. United States 2 Wall. 218 p. 232
- Lamar v. Browne 92 U. S. 187 p. 232
- Davis v. Davis 75 N. Y. 221 p. 233
- Mrs. Alexander's Cotton 2 Wall. 404 p. 236
- Miller v. United States 11 Wall. 268 p. 236
- The Peterhoff 5 Wall. 28 p. 237
- Blythe v. Hinckley 180 U. S. 333 at 341 p. 239
- Geofroy v. Riggs 133 U. S. 258 p. 240
- Society for the Propagation of the Gospel in Foreign Parts v. Town of New Haven 8 Wheat. 464 at 494 p. 241, p. 246
- Edye v. Robertson 112 U. S. 580 at 598 p. 242
- Fong Yue Ting v. United States 149 U. S. 698 p. 243