Majority
Alfred Brooks, a brother of the decedent, John Findlay, formerly Albert Brooks, brings this, proceeding to revoke letters of administration granted to William Findlay and another upon the false suggestion as he claims that William was John’s brother, and entitled as such to administer the estate.
Henry Brooks and Ann Aldridge were married in England in 1852. They had three children: Arthur, who died unmarried many years ago; Albert, the decedent, who came to America in 1874 at the age of nineteen and changed his name to John Findlay; and Alfred, the petitioner, born in 1859, and still a resident of England.
Ann Brooks (formerly Ann Aldridge), the mother, left her husband and children in 1864, and ran away with James Findlay. She came to America with her paramour,
James and Ann Findlay on their arrival in America made their home for a season at Hamilton, Ontario, and then at Medina, New York, but soon drifted to Detroit, where they resided till they died. Albert Brooks, who had come to the United States in 1874, joined his mother in Detroit and made his home with her for a time, assuming the name of John Findlay. He left Detroit later, and went to Hempstead, Long Island, where he resided at his death. Alfred Brooks, the petitioner, paid a short visit to the United States in 1881 and found his mother and James Findlay living in Detroit with the children of the guilty union, or children so acknowledged. It was there that James died at a date not stated in the record. It was there that the mother died in March, 1900. She had never recrossed the seas except perhaps for a brief visit with James Findlay and the children at a time not clearly stated, but, it seems, about 1891. Meanwhile, during all the years since her elopement in 1864, her abandoned husband, Henry Brooks, had continuously remained in England where he died in March, 1906, at the age of seventy-nine. A search of the English records shows that his marriage to Ann Aldridge had never been dissolved.
We have said that William had continuously acknowledged himself as the son of Ann Aldridge and James Findlay, and was so acknowledged by them. He did not retract this acknowledgment when testifying here. Placed on the stand as a witness for the petitioner, and asked the blunt question, “ What was your father’s name? ’’ he answered bluntly, “ James Findlay.” Cross-examined by his own counsel, he explained in effect that since his earliest infancy, he had been brought up in that belief. Upbringing and belief must yield, we are told, to the presumption of legitimacy. If Ann Brooks, who ran away with James Findlay in 1864, did not come to America till 1875, the year of William’s birth, there is a bare possibility that she was visited by her abandoned husband while she was living away from him in adultery, and that
Potent, indeed, the presumption is, one of the strongest and most persuasive known to the law (Hynes v. McDermott, 91 N. Y. 451 , 459; Matter of Matthews, 153 N. Y. 443 ), and yet subject to the sway of reason. Time was, the books tell us, when its rank was even higher. If a husband, not physically incapable, was within the four seas of England during the period of gestation, the court would not listen to evidence casting doubt on his paternity. The presumption in such circumstances was said to be conclusive (Cross v. Cross, 3 Paige, 139; Van Aernam v. Van Aernam, 1 Barb. Ch. 375 ; Thayer, Preliminary Treatise on the Law of Evidence, p. 540; 5 Wigmore, Evidence, § 2527; Nicolas on Adulterine Bastardy, pp. 29, 30). The rule of the four seas was exploded by the judgment in Pendrell v. Pendrell (2 Strange, 925), decided in 1732. It was exploded, as Grose, J., observed in a later case (Rex v. Luffe, 8 East, 193,208; Nicolas, swpra, pp. 164, 172) “ on account of its absolute nonsense.” Since then the presumption of legitimacy, like other presumptions, such as those of regularity and innocence, has been subject to be rebutted, though there have been varying statements of the cogency of the evidence sufficient to repel it. At times the cases seemed to say that any possibility of access, no matter how violently improbable, would leave the presumption active as against neutralizing proof (Rex v. Luffe, supra, per Lord Ellenborough; Head v. Head, 1 Sim. & Stu. 150). A formula so inexorable has yielded with the years to one more natural and supple. There are survivals here and there of the rule of olden days (cf. Powell v. State, 84 Ohio St. 165 ; Bunel v. O’Day, 125 Fed. Rep. 303 , 317; Patterson v. Gaines,
Illustration will be helpful to guide us to a choice.
We think the case at hand is ruled by these decisions. To apply to the facts before us the presumption of legitimacy, we must find in the first place that Ann Brooks was still in England in 1874 or 1875. This is very doubtful. On the one side, there is testimony that she left shortly after her elopement in 1864. On the other, there is William’s statement, so haltingly expressed as to be hardly more than a suggestion, that by family tradition he had been brought to America while a babe in the arms. If we assume in his favor that his mother may
Much was said in the opinion of the Appellate Division as to the admission of testimony in violation of the rules that govern hearsay declarations in respect of pedigree. Whatever was received in that regard was without objection and exception, and must, therefore, be considered, whether competent or incompetent (Flora v. Carbean, 38 N. Y. 111 , 113). The Appellate Division, conceding this, was of the opinion that the error was of such a nature as to diminish probative effect. The supposed error, as we view it, must be held to be unreal. There is nothing in the pedigree, rule that would bar testimony by William Findlay to the effect that James Findlay was his father (Comstock v. State, 14 Neb. 204 ; 4 Chamberlayne, Evidence, § 2962). His statement was an admission against interest which, though it be only a conclusion, was at least, evidence against the witness, apart from any question whether it was evidence in his favor. Again there is nothing in the pedigree rule that would bar the testimony of William as to declarations by his mother. The criticism is that there was an absence of independent evidence that the declarant was related to the one whose pedigree was in question (Young v. Shulenterg, 165 N. Y. 385 , 388; Aalholm v. People, 211 N. Y. 406 ). But the fact that Ann was the mother was conceded by every one, including, of course, William, who built his case upon that basis. A closer question, untouched by the court below, is whether her declarations were received
Viewing the evidence before us in all its cumulative significance, we think it points with overwhelming force to one conclusion and one only. We have no thought to weaken the presumption of legitimacy by allowing its overthrow at the call of rumor or suspicion, or through inferences nicely poised. What we are now holding is in line with the historical development which has shorn the presumption of some of its follies and vagaries. Follies and vagaries by concession there have been. We have abandoned the “ nonsence ” of the rule of the four seas. We nú longer adhere to Lord Campbell’s dictum (Piers
Another basis for the judgment suggested in the briefs of counsel must have a word of notice. The suggestion is put forward that there may have been a common-law marriage between James and Ann Findlay, and then to meet the objection that such a marriage would have been bigamous, the court is asked to presume that the earlier marriage, the one with Henry Brooks, was subject to some impediment, unknown and unproved, and may be disregarded now as void. In aid of a presumption that William is legitimate, there is to be an opposite presumption that the petitioner and the decedent, born of a ceremonial marriage, were, each of them, illegitimate. This is the presumption of legitimacy gone mad. It is with the clash of like presumptions as it is with the conflict of estoppels. “ The bringing forward of unusual facts * *■ * discharges the whole matter from the operation of presumptions, and like Coke’s estoppel against estoppel1 doth put the matter at large ’ ” (Thayer, Preliminary Treatise on Evidence, p. 351).
A word must be said also as to the coadministrator, Mr. Wood. There is no basis for a finding that he is disqualified by any adverse interest. He was appointed, however, at the request of William Findlay (Surr. Ct. Act, § 118) and can have no better title. The petitioner being a non-resident alien is incompetent to serve (Surr. Ct. Act, § 94). In default of other next of kin, administration must be granted to the public administrator, if there is one, or if none, to the treasurer of the county
There remains for final consideration a question of practice. The respondents insist that the appeal is ineffective to bring up anything for review, and this upon the ground that there was an omission by the appellant to file an exception to the Surrogate’s decision. The Surrogate did not make any separate findings of fact and conclusions of law. If he had, exceptions to the findings would unquestionably have been necessary to present a question here. Instead he filed a decision in the form of an opinion denying revocation of the letters previously granted. A decree dismissing the petition ón the merits was subsequently entered.
Surrogate’s Court Act (§§71 and 72) provides as follows:
" § 71. Decision by surrogate after trial without a jury. Upon a trial before the surrogate without a jury, the surrogate must file in his office his decision in writing which shall direct the decree to be entered, which, except for such direction, need not contain either the facts found or the conclusions of law. No party shall have the right, after the close of the trial, to request a finding upon any question of fact or a ruling upon a question of law. For the purposes of appeal or other form of review, the decree made by the surrogate upon the trial by him of an issue of fact shall have the same effect as the general verdict of a jury would have if the same issues were triable before a court and a jury and were so tried and a general verdict rendered thereon.
“ § 72. Exceptions upon a trial. An exception may be taken to a ruling by a surrogate upon the trial by him of an issue of fact, in a case where such an exception may be taken to a ruling of the supreme court upon a trial of a civil action without a jury, of an issue of fact. The provisions of law relating to the manner and effect of taking such an exception, and the settlement of a case containing the exceptions, apply to such a trial before
Referring to the Civil Practice Act for the practice in the Supreme Court, we find the following regulations as to the taking of exceptions:
“ § 444. Exception to ruling on question of law.
“ 1. An exception may be taken to the ruling of the court or of a referee, upon a question of law, arising upon the trial of an issue of fact.
“ 2. An exception, other than an exception to a determination of a challenge to a juror or to a panel or array of jurors, cannot be. taken to a ruling upon a question of fact.
“ 3. For the purposes of this article, a trial by a jury is regarded as continuing until the jury is discharged.
“ 4. Upon the trial of an issue of fact by a referee or by a court without a jury, a finding of fact without any evidence tending to sustain it, is a ruling upon a question of law within the meaning of this section.
“ § 445. Exceptions after close of trial by court or referee. Where an issue of fact is tried by a referee, or by the court, without a jury, an exception to a ruling, upon a question of law, made after the cause is finally submitted, must be taken by filing a notice'of the exception in the clerk’s office and serving a copy thereof upon the attorney for the adverse party. The exception may be so taken at any time before the expiration of ten days after service upon the attorney for the exceptant of a copy of the decision of the court or report of the referee and a written notice of the entry of judgment thereupon. If the notice of exception is filed before the entry of final judgment, it must bé inserted in the judgment-roll; if afterwards, it must be annexed to the judgment-roll. In either case, it constitutes a part of the papers upon which an appeal from the judgment must be heard.”
There is no procedure in the Supreme Court whereby a
An examination of other records upon the files of the court reinforces this conclusion. At times, the appellant, reviewing a ruling of a Surrogate, has filed an exception to a general decision, and at other times, not. We have entertained the appeals in spite of the omission, though without considering the question, for not until the present case has it been brought to our attention. None the less, the uncertainty of the statute is reflected and exemplified in the incoherence of the precedents and the looseness of the practice. Extension by analogy becomes the less
The order of the Appellate Division and the decree of the Surrogate’s Court should be reversed, with costs in the Appellate Division and in this court, and the proceeding remitted to the Surrogate’s Court for the entry of a decree in accordance with this opinion.
Pound, Crane, Lehman, Kellogg, O’Brien and Hubbs, JJ., concur.
Ordered accordingly.
Cases cited
- Horan v. Hastorf 223 N. Y. 490 p. 3
- Reed v. McCord 160 N. Y. 330 p. 3, p. 4
- Hull v. Littauer 162 N. Y. 569 p. 3
- Flora v. Carbean 38 N. Y. 111 at 113 p. 3, p. 11
- Koester v. Rochester Candy Works 194 N. Y. 92 p. 3
- In re Matthews' Estate 1 App. Div. 231 p. 3
- In re the Estate of Matthews 153 N. Y. 443 p. 3, p. 7
- Claim of Madura v. City of New York 238 N. Y. 214 p. 3
- O'Gara v. Eisenlohr 38 N. Y. 296 p. 3
- Machini v. Zanoni 5 Redf. 492 p. 3
- Gall v. Gall 114 N. Y. 109 p. 3
- In re Estate of Richards 133 Cal. 524 p. 3
- Olmsted v. Olmsted 190 N. Y. 458 p. 3
- Olmsted v. Olmsted 216 U. S. 386 p. 3
- Thyll v. New York & Long Branch Railroad 92 App. Div. 513 p. 3
- Sugg v. Wandling 250 N. Y. 517 p. 3
- People v. Davis 231 N. Y. 60 p. 3
- Wangner v. Grimm 169 N. Y. 421 p. 3
- Hopkins v. Clark 158 N. Y. 299 p. 3
- City of Buffalo v. New York, Lake Erie & Western Railroad 152 N. Y. 276 p. 4
- In re the Judicial Settlement of the Accounts of Sprague 125 N. Y. 732 p. 4
- In re the Judicial Settlement of the Accounts of Kellogg 104 N. Y. 648 p. 4
- In re the Estate of Hood 104 N. Y. 103 p. 4
- Angevine v. Jackson 103 N. Y. 470 at 471 p. 4, p. 16
- Hynes v. McDermott 91 N. Y. 451 at 459 p. 4, p. 7
- Young v. Shulenberg 165 N. Y. 385 at 388 p. 4, p. 11
- Aalholm v. People 211 N. Y. 406 p. 4, p. 11
- Van Aernam v. Van Aernam 1 Barb. Ch. 375 p. 7
- In re Case 214 N. Y. 199 at 204 p. 8
- People v. Journal Co. 213 N. Y. 1 p. 16