Majority
Headnote
I. The preliminary proof was clearly insufficient to warrant the admission of the dying declaration in evidence. (People v. Mikulec, 207 App. Div. 505 , 240 N. Y. 573 ; People v. Sarzano, 212 N. Y. 231 ; People v. Falletto, 202 N. Y. 494 ; People v. Bichen, 242 App. Div. 106 .) II. The trial court erroneously submitted the question of the “ statement’s ” admissibility to the jury as a question of fact. (People v. Ludkowitz, 266 N. Y. 233 ; PeopleAn atrocious crime committed upon Lydia C. Warner, a married woman in her forties, resulted in her death. Her condition following the attack upon her was so desperate that her treatment consisted solely of emergency measures to prolong her life. She remained alive for four days, in a condition of shock, and died on March 14, 1946. Charged with killing her, defendant was convicted of felony murder in the first degree and sentenced — upon the jury’s recommendation — to life imprisonment, and no one may deny that the record contains evidence sufficiently convincing to warrant a verdict of guilt. However, errors fundamental and grievous, errors which went to the very heart of the issue, compel reversal and a new trial.
No purpose is to be served by detailed treatment of the evidence, and we need but observe at this point that, shortly before her death, Mrs. Warner made a dying declaration naming defendant as her assailant, confirming an earlier identification, and that defendant orally and in writing acknowledged his guilt. Objection to the admissibility of the confessions and to the receipt in evidence of the dying declaration need not detain us. Whether or no the confessions were free and voluntary was properly left to the jury (see People v. Doran, 246 N. Y. 409 ; People v. Jones, 297 N. Y. 459 ; People v. Lonergan, 294 N. Y. 942 , certiorari denied 326 U. S. 772 ; cf. People v. Pignataro, 263 N. Y. 229 , 240-241), and ample and clear was the proof that the declaration was made under a sense of impending death without hope of recovery. (See People v. Bartelini, 285 N. Y. 433 , 440-441; People v. Ludkowitz, 266 N. Y. 233 , 238; People v. Sarzano, 212 N. Y. 231 , 235; People v. Falletto, 202 N. Y. 494 , 499.)
Several hours before her death on March 14th, Mrs. Warner was advised by physicians that she was dying and that no hope existed for her recovery. A written statement, previously prepared by the chief of police, was read to her. She signed it with an “ X ”. Insofar as pertinent, it recited that “ ‘ Leo Mleczko a section hand came to Plate Tower at Dunkirk, N. Y., where I was working alone. I let him in because I knew him as one of the section hands. All of a sudden he attacked and beat me-. The Leo Mleczko I mean is the same man I identified here at the hospital last nite. ’ ” On the previous night, defendant, handcuffed and in the custody of the police, had been taken to Mrs. Warner’s hospital room. Eight people were gathered there, and each of them testified that, when asked whether she saw her assailant in the room, the dying woman looked slowly about the room until her eyes rested upon defendant, and that, then, she replied, “ 1 Yes, Leo ’ ”.
Such testimony could not have failed but make a strong impression upon the jury, and strenuous objection is now voiced not only to the declaration, but also to the inclusion of its last sentence to the effect that there had been a prior identification.
It has been said that a dying declaration “ may not properly include narrations of past occurrences ” and that only those statements contained therein are admissible which bear upon “ the circumstances ” of the declarant’s death (People v. Smith, 172 N. Y. 210 , 242-243; see, also, People v. Becker, 215 N. Y. 126 , 145). However, those observations must be read in their context, in the light of the contents of the declarations under consideration. We would hesitate long before excluding a statement in the declaration which would serve to identify the killer. Certainly, no rule of law required deletion of the sentence to the effect that the assailant was the man whom the declarant had identified the night before. And if doubt existed that defendant was the il Leo Mleczko a section hand ”, named in the declaration, that doubt could assuredly be dissipated, and properly, by evidence of the earlier identification.
That identification of “ last nite could have been quickly demonstrated by the testimony of any one of the witnesses who had been in the room. The district attorney, however, called all eight, and each of them testified, in identical fashion, as to the manner in which Mrs. Warner designated defendant as her assailant. The prosecutor did not stop there; he went further and, from seven of the eight witnesses, he elicited the additional and exceedingly damaging fact that, when the woman accused him of attacking her, he stood silently by, doing nothing, saying nothing.
This was damning evidence and — even had it not been seven times repeated — must have had a devastating effect, carrying with it, as it did, overpowering implications. And the prosecutor, undoubtedly realizing this, forcefully and persuasively reminded the jurors, in his summation, of defendant’s silence with these words: “ And Mleczko stood there at the side of the bed, ladies and gentlemen, as cold, as brutal, and as stoic as he is sitting there right now. And he did not say one single, solitary word when Lydia Warner identified him. Now, you know, ladies and gentlemen, that if any one of you, or anybody, was identified in that manner at that time by Mrs. Warner of having been the one that attacked her, if they did not do it, what would they do, ladies and gentlemen? Would they stand there as cold and stoic as that man is sitting there now and say nothing? You know very well they would not, ladies and gentlemen. You know they would say, ‘ Why, I didn’t do this.’ You know they would reiterate their innocence. But he didn’t say a word.”
In our discussion, we put aside defendant’s claim, made at the trial — and it stands uncontradicted on the record before us — that he “ didn’t say a word ” because the police chief had warned him that, when “ we get to the hospital, you better keep your mouth shut * * * you better not say anything.”
The error and the prejudice engendered was brought to a head by the trial court’s refusal to advise the jurors that defendant was “ under no duty in police custody — to deny the victim’s accusation that he was her assailant and to instruct them that no inference could be drawn against defendant “ because of his silence or his failure to reply.” The proof that defendant, to employ the prosecutor’s words, “ stood there at the side of the bed * * * cold * * * brutal, and * * * stoic ”, uttering “ not * * * 0ne single, solitary word when Lydia Warner identified him ”, was, as already observed, powerful and devastating. If silence was, as urged, “ to be counted as giving assent to what he hears ”, defendant’s protestations of innocence, his claim that the confessions were extorted and coerced, were rendered futile — for here, the jurors must have reasoned, was an acknowledgment of guilt openly and freely made, without the slightest pressure, in the presence of many witnesses. ' In truth, such testimony went far toward removing the issue of voluntary or involuntary confession from the case and virtually deprived defendant of his defense.
In short, receipt of the evidence referred to, its emphatic reiteration by the prosecutor, and the court’s refusal to instruct as requested concerning defendant’s silence, constituted a series of errors capable of working incalculable harm upon defendant, errors so basic and substantial as to defy evaluation.
It is evident, therefore, that defendant was entitled to have the jury instructed, as he requested, that the dying declaration “ is not to be regarded by the jurors as having the same value and weight ” as the sworn testimony of a witness in open court. The court’s refusal to so charge, we recently ruled, w-as “ erroneous and * * * so prejudiced the defendant’s rights, as to require a new trial in the interest of justice.” (People v. Bartelini, supra, p. 442 .)
In addition, we note that there is much in the district attorney’s summation to which exception might be taken — particu
It is urged, nevertheless, that there should be an affirmance because there is evidence that defendant confessed. The answer — quite apart from other considerations — is simple. We do not know whether the jury would have returned a verdict of guilt with only the confessions before it. Indeed, we cannot even say whether the jury would have returned such a verdict upon the strength of both confession and dying declaration if only competent proof had been introduced and proper instructions given.
An appellate court is directed to disregard “ technical errors which do not affect * * * substantial rights ” (Code Crim. Pro., § 542). Manifestly, the Legislature could never have purposed that the court should regard errors as technical, no matter how grave or substantial they may be, upon the hypothesis that, in any event, the jury correctly decided the case. Such a course would tend to abolish “ all forms of law taught by experience to be necessary to the protection of the innocent ”. (People v. Marendi, 213 Y. 600 , 619, supra.) What the Court wrote in that case some years ago is just as true today: “ where prejudicial matter is erroneously received in evidence on a disputed question of fact, its harmful character cannot he determined solely by the mere weight of competent evidence unless we are to resolve ourselves into a jury and, ignoring the finding upon incompetent evidence, substitute one upon the evidence which we may deem competent.” (People v. Marendi, supra, p. 619; see, also, People v. Pignataro, 263 N. Y. 229 , 240, supra; People v. Sobieskoda, 235 N. Y. 411 , 420.)
Though there may be no yardstick to measure error and differentiate between the technical and the substantial, an underlying and controlling principle is at hand. If study of the case on appeal persuades the court that the minds of the jurors were clearly directed to the true issue involved, that they were not misled or confused to defendant’s detriment, then the mandate of section 542 should be followed — even though the appellate judges may disagree with the verdict at which the jury arrived. On the other hand, if the court believes that the errors may have misled the jury, may have influenced the verdict, then the error may not be deemed technical, and a reversal will follow — even though the court may conclude that the jury properly decided the case on the evidence adduced.
The judgments should be reversed and a new trial ordered.
LougheaN, Ch. J., Lewis, Conway, Desmond, Thaoher and Dye, JJ., concur.
Judgments reversed, etc.
Cases cited
- People v. Mikulec 207 App. Div. 505 p. 155
- People v. Mikulec 240 N. Y. 573 p. 155
- People v. Ludkowitz 266 N. Y. 233 at 238, at 242 p. 155, p. 156, p. 157, p. 161
- People v. Bartelini 285 N. Y. 433 at 440-441, at 442 p. 156, p. 157, p. 161
- People v. Smith 104 N. Y. 491 p. 156
- People v. Kraft 148 N. Y. 631 p. 156
- People v. Corey 157 N. Y. 332 p. 156
- People v. Pignataro 263 N. Y. 229 at 240-241, at 236, at 240 p. 156, p. 157, p. 160, p. 162
- People v. Dolce 261 N. Y. 108 p. 156
- People v. Rutigliano 261 N. Y. 103 at 106 p. 156, p. 157, p. 160
- Greener v. General Electric Co. 209 N. Y. 135 p. 156
- People v. Mummiani 258 N. Y. 394 p. 156
- Malinski v. New York 324 U. S. 401 p. 156
- Ashcraft v. Tennessee 322 U. S. 143 p. 156
- Chambers v. Florida 309 U. S. 227 p. 156
- Lisenba v. California 314 U. S. 219 p. 156
- People v. Elmore 277 N. Y. 397 p. 156
- People v. Doran 246 N. Y. 409 p. 156, p. 157
- People v. Malinski 292 N. Y. 360 p. 156
- People v. Crews 102 Cal. 174 p. 157
- People v. Jones 297 N. Y. 459 p. 157
- People v. Lonergan 294 N. Y. 942 p. 157
- Compton-Delevan Irrigation District v. Bekins 326 U. S. 772 p. 157
- People v. Zackowitz 254 N. Y. 192 at 199-200 p. 159