← Cases

Jones v. Beame

45 N.Y.2d 402 Court N.Y. Decision date 1978-07-13 English

Delivered by Chief Judge Breitel.

Contents

Majority

p. 402
Helen E. Jones, Individually and as President of the Society for Animal Rights, Inc., as Chairman of the Citizens for Animals, and as Guardian for All Animals Now Confined in the Queens, Prospect Park and Central Park Zoos, et al., Appellants, v Abraham D. Beame, Individually and as Mayor of the City of New York, et al., Respondents. Richard J. Bowen, as City Manager of the City of Long Beach, et al., Respondents, v State Board of Social Welfare of the State of New York et al., Appellants.
Argued April 27, 1978,
June 2, 1978;
decided July 13, 1978
p. 404
POINTS OF COUNSEL
Henry Mark Holzer, P. C., for appellants in the first above-entitled action.
I. In light of the court’s recent "standing” decisions and the principles consistently enunciated therein, plaintiffs, or at least one of them — national animals rights organizations and their members, committees to close the city’s zoos and their members, and city residents and taxpayers — are proper parties to request that a summary inquiry be commenced pursuant to section 1109 of the city charter (cause of Action 1), and/or have standing to seek a judgment. (Byrn v New York City Health & Hosps. Corp., 38 AD2d 316 , 31 NY2d 194 , 409 US 821 ; Sierra Club v Morton, 405 US 727 ; Columbia Gas of N. Y. v New York State Elec. & Gas Corp., 28 NY2d 117 ; Data Processing Serv. v Camp, 397 US 150 ; National Organization for Women v State Div. of Human Rights, 34 NY2d 416 ; Matter of Douglaston Civic Assn. v Galvin, 36 NY2d 1 ; Flast v Cohen, 392 US 83 ; Baker v Carr, 369 US 186 ; Boryszewski v Brydges, 37 NY2d 361 .)
Allen G. Schwartz, Corporation Counsel (Renee Modry and Leonard Koerner of counsel), for respondents in the first above-entitled action.
I. Notwithstanding the recent liberalized view of standing in this State, the operation of the city’s zoos into which plaintiffs seek to inject themselves is so inappropriate for judicial supervision and claims of illegality are so tenuous that plaintiffs should be held without standing to maintain this action. (Boryszewski v Brydges, 37 NY2d 361 ; Matter of Abrams v New York City Tr. Auth., 39 NY2d 990 ; James v Board of Educ., 42 NY2d 357 ; Jones v Butz, 374 F Supp 1284 , 419 US 806 ; Matter of Perazzo v Lindsay, 30 AD2d 179 , 23 NY2d 764 ; Walz v Baum, 42 AD2d 643 , 33 NY2d 517 ; Sheafer v Green, Inc., 263 App Div 135 ; Brody v Save Way Northern Blvd., 19 AD2d 714 , 14 NY2d 576 ; Amberg v Kinley, 214 NY 531 ; City of Rochester v Campbell, 123 NY 405 .) II. Plaintiffs do not state a cause of action under section 1109 of
p. 405
the New York City Charter. (Matter of Mitchel v Cropsey, 177 App Div 663 .)
Louis e7. Lefkowitz, Attorney-General (A. Seth Greenwald and Samuel A. Hirshowitz of counsel), for appellants in the second above-entitled action.
I. There is no cause of action and the complaint does not state one, even if there were one. (Matter of Perazzo v Lindsay, 30 AD2d 179 , 23 NY2d 764 ; Gaynor v Rockefeller, 15 NY2d 120 ; Tobin v Ingraham, 67 Misc 2d 990 ; Kalmanash v Smith, 291 NY 142 ; Stuberfield v Long Is. City Sav. & Loan Assn., 37 Misc 2d 811 ; Gerdes v Reynolds, 281 NY 180 ; Lindsay v Wyman, 372 F Supp 1360 , affd sub nom. Beame v Lavine, 419 US 806 ; Matter of Toia v Regan, 54 AD2d 46 , 40 NY2d 837 .) II. Respondents lack standing to maintain this action. (Boryszewski v Brydges, 37 NY2d 361 ; Matter of Toia v Regan, 54 AD2d 46 , 40 NY2d 836 ; Town of Black Brook v State of New York, 41 NY2d 486 ; Matter of Jeter v Ellenville Cent. School Dist., 41 NY2d 283 ; Abrams v New York City Tr. Auth., 39 NY2d 990 ; Vanilla v Moran, 188 Misc 325 , 272 App Div 859 , 298 NY 796 ; Glassman v Glassman, 309 NY 436 ; Stoner v Miller, 377 F Supp 177 .) III. The applicable law and State policies have so drastically changed since the commencement of suit that the action is moot and should be dismissed.
Joel M. Lutwin, Corporation Counsel (Gail A. Shields of counsel), for respondents in the second above-entitled action.
I. The City of Long Beach is entitled to a declaratory judgment establishing the obligations which the State owes to released mental patients and the City of Long Beach. (Rockland Light & Power Co. v City of New York, 289 NY 45 ; Lynch v Bailey, 304 NY 669 ; Town of Ohio v People, 264 App Div 220 ; Glassman v Glassman, 309 NY 436 ; City of Rome v State of New York, 25 AD2d 486 ; Lake v Cameron, 364 F2d 657 ; Dixon v Weinberger, 405 F Supp 974 ; Woe v Mathews, 408 F Supp 419 ; Schieffelin v Komfort, 212 NY 520 ; Matter of Taylor v Sise, 33 NY2d 357 .) II. The State of New York has an obligation to provide treatment for released mental patients. They must provide a comprehensive State-wide plan and treatment which considers the consequences to the communities and which provides these communities with a voice in the establishment and operation of aftercare facilities, based not only upon mental hygiene laws but also the home rule provision of the New York State Constitution. (Boryszewski v Brydges, 37
p. 406
NY2d 361 ; Lake v Cameron, 364 F2d 657 ; Covington v Harris, 419 F2d 617 ; Dixon v Weinberger, 405 F Supp 974 ; Matter of Toia v Regan, 40 NY2d 837 ; Floyd v New York State Urban Dev. Corp., 33 NY2d 1 .)

OPINION OF THE COURT

These two appeals share a common quality: in each the plaintiffs would embroil the courts in the administration of programs the primary responsibility for which lies in the executive branch of government. In each the courts are obliged to decline the invitation. Accepting the responsibility would violate the constitutional scheme for the distribution of powers among the three branches of government and involve the judicial branch in responsibilities it is ill-equipped to assume.

In the Jones appeal plaintiffs are private persons and organizations concerned with the inadequate, and therefore cruel, treatment of animals, as a result of fiscal crisis, in municipal zoos in the City of New York in violation of applicable statutes. They seek declaratory and injunctive relief against the municipal officials charged with ultimate responsibility for operation of the zoos. As the appeal reaches this court, all of the causes of action in the amended complaint have been dismissed on motion either for legal insufficiency or lack of standing (see CPLR 3211, subd [a]).

In the Bowen appeal plaintiffs, the City of Long Beach and its city manager, are concerned with the premature placement in private homes and hotels of mental patients discharged into the community in violation of applicable law. They seek declaratory and injunctive relief against the State departments charged with responsibility for the care and treatment of the mentally ill on the assertions that the patients, while still mentally ill, were discharged into the community in excessive numbers and without adequate supervision. As the appeal reaches this court, the complaint has been sustained on motion as legally sufficient (see CPLR 3211, subd [a]).

In the Jones appeal the amended complaint should stand dismissed, and in the Bowen appeal the order should be reversed and the complaint dismissed. In both cases the allegations of fact are accepted as true. Indeed, many of the disturbing and even dreadful conditions to which they refer

p. 407
are matters of common knowledge. Nevertheless, as this court pointed out so recently in Matter of Abrams v New York City Tr. Auth. ( 39 NY2d 990 , 992), plaintiffs, however sincerely motivated, may not interpose themselves and the courts into "the management and operation of public enterprises”. Involved are, as in the Abrams case, "questions of judgment, discretion, allocation of resources and priorities inappropriate for resolution in the judicial arena”, the responsibility for which is "lodged in a network of executive officials, administrative agencies and local legislative bodies.” The court spoke again to the same effect in James v Board of Educ. ( 42 NY2d 357 , 368). (See, also, Matter of Community Action Against Lead Poisoning v Lyons, 43 AD2d 201 , 202-203, affd on opn below 36 NY2d 686 .)

In the Jones case, involving the zoos, the City of New York, in prolonged fiscal crisis, threatened with bankruptcy, dependent on State and Federal fiscal assistance, and constrained by close regulation, has curtailed services and personnel in efforts to achieve a balanced budget. Its choices have been hard and the measures taken often Draconian, not only at the expense of its animal charges but also of its children in the schools, its poor, its highways and transportation, its courts, jails, hospitals, museums, libraries, police and fire services, and indeed of its whole range of municipal services. Obviously, it is untenable that the judicial process, at the instance of particular persons and groups affected by or concerned with the inevitable consequences of the city’s fiscal condition, should intervene and reorder priorities, allocate the limited resources available, and in effect direct how the vast municipal enterprise should conduct its affairs.

In the Bowen case, involving the "dumping” on communities of mentally ill patients, the complexities relate not to fiscal measures alone, but to theories and programs for deinstitutionalizing, for the sake of the patients, the inmates of the crowded and evermore crowding mental hospitals. In the State too there are fiscal problems, although not as grave as those affecting the City of New York. The State’s fiscal problem is not necessarily solvable by increased taxation because of the fear that it would accelerate the removal of taxpayers and enterprise from the State. Thus, there may be no easy answer in allocating the State’s tax-created resources to assist the fiscally troubled City of Long Beach in handling the problems created by the influx of mental patients. Even more intracta

p. 408
ble are the conflicting views as to the better therapy for mental patients, that is, whether to treat them in institutions or in private settings in the community.

Hence, inescapably, in both cases there are questions of broad legislative and administrative policy beyond the scope of judicial correction. Not only is the situs of responsibility elsewhere, but the judicial process is not designed or intended to assume the management and operation of the executive enterprise.

These principles are not new. Seventy-five years ago Mr. Justice William S. Andrews, later a distinguished Judge of this court, stated in a somewhat different but parallel context:

"The interference of the Supreme Court with the details of municipal administration is not to be encouraged. These details are intrusted by the people to officers chosen directly or indirectly by themselves. These officers are criminally responsible for a willful neglect of their duties, and upon them the responsibility for the government of our cities should usually be allowed to rest.

"The Supreme Court is not so organized as to enable it-conveniently to assume a general supervisory power over their acts; and indeed such an assumption by it would be contrary to the whole spirit and intent of our government” (People ex rel. Clapp v Listman, 40 Misc 372 , 375-376, affd on opn below 84 App Div 633 ).

The problem of judicially manageable questions is usually described as one of justiciability, not just one of standing. Although much has been written on justiciability, its meaning and application remain uncertain (see Flast v Cohen, 392 US 83 , 95; see, also, Borchard, Declaratory Judgments [2d ed], pp 33-40). For example, considered as nonjusticiable, that is, inappropriate or sometimes even improper for judicial inquiry or adjudication, have been political questions, issues that have become moot, and challenges in which only an advisory opinion is sought (see, e.g., Flast v Cohen, 392 US 83 , 95, supra). Even within a particular category of justiciability, as with political questions, the line separating the justiciable from the nonjusticiable has been subtle, and with the passage of time, it might be said, has even moved (see, e.g., Baker v Carr, 369 US 186 , 208-237).

There is one recurrent theme: the court as a policy matter, even apart from principles of subject matter jurisdic

p. 409
tion, will abstain from venturing into areas if it is ill-equipped to undertake the responsibility and other branches of government are far more suited to the task. As put by the then Chief Judge Wyzanski, speaking with respect to a political question, abstention was "a recognition that the tools with which a court can work, the data which it can fairly appraise, [and] the conclusions which it can reach as a basis for entering judgments, have limits” (United States v Sisson, 294 F Supp 511 , 515).

In the instant cases much effort was expended in detailing the concern of the plaintiffs with the issues presented, avowedly to. demonstrate that if anyone has standing to litigate these issues, plaintiffs do. In this, plaintiffs are probably correct. The difficulty is not, however, whether plaintiffs are the wrong ones to present and litigate the issues; the point is that the courts are the wrong forum for resolution of the disputes. The proper forums are the Legislature and the elected officials of State and local government.[1] It is there that the accommodations can be made in determining priorities and allocating resources.

In short, resolution of the ultimate issues rests on policy, and reference to violations of applicable statutes is irrelevant except in recognized separately litigable matters brought to enforce them. Mr. Justice Andrews, in People ex rel. Clapp v Listman ( 40 Misc 372 , supra) made the point graphically. One may initiate a criminal complaint against a malefactor for a particular act, or administratively charge a police officer for failing to do his duty to arrest and charge, but rarely, if ever, should mandamus lie to command the Commissioner of Public Safety to enforce the Sunday "blue” laws or the ordinance forbidding the riding of bicycles on the sidewalk (id., at pp 374-376).

Accordingly, in the Jones appeal the order should be affirmed, without costs, and in the Bowen appeal the order should be reversed, without costs, and the motion to dismiss the complaint granted.

* See the Laws of 1978 (ch 468, generally eff Sept. 1, 1978) which adds a new section to the Mental Hygiene Law. The statute not only promotes the establishment of community residences for the mentally ill, but also insures formal participation by the community in selection of a site so as "to best protect the interests of the mentally disabled” and "to avoid, wherever practicable, a disproportionate distribution of community residences” (declaration of legislative findings and intent).

p. 410
Judges Jasen, Gabrielli, Jones, Wachtler, Fuchsberg and Cooke concur.

In Jones v Beame: Order affirmed, without costs.

In Bowen v State Bd. of Social Welfare: Order reversed, without costs, and the motion to dismiss the complaint granted. Question certified answered in the negative.

Cases cited