Hyperlawhypertext legal databasebeta Mennella v. Lopez-Torres 91 N.Y.2d 474

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Mennella v. Lopez-Torres

91 N.Y.2d 474 Court N.Y. Decision date 1998-05-05 English

Decision Majority — Levine, J. · Concurring — Ciparick, J.

Contents

Majority

p. 474
[695 NE2d 703, 672 NYS2d 834]
In the Matter of Anthony Mennella, Respondent, v Margarita Lopez-Torres et al., Appellants.
Argued April 1, 1998;
decided May 5, 1998
p. 475
POINTS OF COUNSEL
Dennis C. Vacco, Attorney-General, New York City (Carolyn Cairns Olson, Barbara G. Billet and John W. McConnell of counsel), for appellants.
I. Because the service requirement contained in the Civil Court’s order was barred neither by statute nor case authority and was a proper exercise of the Court’s discretion to act in the interest of justice, the Court below’s order striking that requirement should be reversed. (Patrolmen’s Benevolent Assn. v City of New York, 41 NY2d 205 ; People v Ryan, 82 NY2d 497 ; Matter of Brusco v Braun, 84 NY2d 674 ;
p. 476
Matter of Stortecky v Mazzone, 85 NY2d 518 ; Gabrelian v Gabrelian, 108 AD2d 445 , 66 NY2d 741 .) II. Because petitioner has failed to demonstrate a clear legal right to the extraordinary remedy of mandamus, the Court below’s order should be reversed. (Matter of Legal Aid Socy. v Scheinman, 53 NY2d 12 ; Matter of Harper v Angiolillo, 89 NY2d 761 ; Matter of Brusco v Braun, 84 NY2d 674 ; Marburg v Cole, 286 NY 202 ; Klostermann v Cuomo, 61 NY2d 525 ; Matter of Posner v Levitt, 37 AD2d 331 ; Matter of Burr v Voorhis, 229 NY 382 ; Matter of Coastal Oil N. Y. v Newton, 231 AD2d 55 , 91 NY2d 808 , 848; Arnot-Ogden Med. Ctr. v Chassin, 229 AD2d 833 , 89 NY2d 801 .)
Meryl L. Wenig, Brooklyn, and Frank Smith for respondent.
I. The decision of the Court below should be affirmed as the service requirement is in degradation of the clear language of RPAPL 732 (3) and 749. (Matter of Brusco v Braun, 84 NY2d 674 ; Solack Estates v Goodman, 78 AD2d 512 .) II. Mandamus is appropriate as petitioner has a clear right under the statute to the remedy. (Matter of Legal Aid Socy. v Scheinman, 53 NY2d 12 ; Matter of Mennella v Lopez-Torres, 229 AD2d 153 ; Matter of Hamptons Hosp. Med. Ctr. v Moore, 52 NY2d 88 ; Gaynor v Rockefeller, 15 NY2d 120 ; Matter of Gimprich v Board of Educ., 306 NY 410 .) III. Administration of justice is met by the enforcement of uniform rules and not individualized protections mandating the affirmance of the Court below’s order and opinion. (Matter of Mennella v Lopez-Torres, 229 AD2d 153 ; Matter of Brusco v Braun, 84 NY2d 674 . )
Milbank, Tweed, Hadley & McCloy, New York City (Joseph S. Genova and Carol Vizzier of counsel), Andrew Scherer, Kenneth Rosenfeld, Matthew J. Chachere, Adele Bartlett, Helaine Barnett, Marlen S. Bodden, Scott Rosenberg, John C. Gray, Brooklyn, and Edward Josephson for City-Wide Task Force on Housing Court, Inc., amicus curiae.
I. The Civil Court Judge had discretionary power to require mailing of the default judgment five days prior to eviction, and no statute prohibited her from doing so. (Matter of Mennella v Lopez-Torres, 229 AD2d 153 ; Riglander v Star Co., 98 App Div 101 , 181 NY 531 ; Landis v North Am. Co., 299 US 248 ; Gabrelian v Gabrelian, 108 AD2d 445 , 66 NY2d 741 ; Ladd v Stevenson, 112 NY 325 ; Matter of City of Buffalo, 78 NY 362 ; Matter of MacLeod v Shapiro, 20 AD2d 424 ; Mountbatten Equities v Tabard Press Corp., 88 Misc 2d 831 ; City of New York v Falcone, 160 Misc 2d 234 ; 203 E. 13th St. Corp. v Lechycky, 67 Misc 2d 451 .) II. Brusco does not
p. 477
support, much less compel, the Court below’s holding that the Judge exceeded her power. (Matter of Brusco v Braun, 84 NY2d 674 ; La Guardia v Cavanaugh, 53 NY2d 67 .) III. Due administration of justice requires judicial discretion. (Dulberg v Ebenhart, 68 AD2d 323 ; Matter of Brusco v. Braun, 84 NY2d 674 ; Presidential Mgt. Co. v Farley, 78 Misc 2d 610 ; 1890 Realty Co. v Ford, 121 Misc 2d 834 ; Eight Assocs. v Hynes, 102 AD2d 746 , 65 NY2d 739 .)

OPINION OF THE COURT

On this appeal we are called upon to revisit the subject previously addressed in Matter of Brusco v Braun ( 84 NY2d 674 ), concerning the authority of Judges of the Civil Court of the City of New York to impose additional procedural hurdles upon landlords before obtaining an eviction, when a tenant fails to appear or answer in a summary proceeding for nonpayment of rent under RPAPL article 7. In the instant case, it is undisputed that, in accordance with the procedures of article 7, service of the notice of petition and the petition upon the tenant of the subject commercial premises was duly effected November 12, 1994, and the required papers for obtaining a judgment by default were filed with the court. On March 15, 1995, respondent Judge of the Civil Court rendered a default judgment which contained the stamped notation:

“Final judgment of possession only. Warrant may issue 5 days after service of copy of the judgment upon the tenant by regular mail with a post office certificate of mailing to be filed with the clerk of the court.”

Petitioner then commenced his first CPLR article 78 proceeding in the nature of mandamus to compel respondents Judge and the Chief Clerk of the Civil Court to issue a warrant of eviction, free of the condition precedent of mailed service of a copy of the judgment upon the tenant. Whereupon respondent Judge issued the warrant, thereby mooting that article 78 proceeding, but sua sponte amended the judgment to stay the execution of the warrant upon the same conditions — until five days after service of a copy of the judgment upon the tenant by mail with a certificate of mailing filed with the clerk. The instant CPLR article 78 proceeding was then brought to compel respondents to permit execution of the warrant without the additional service of notice and filing requirements. Supreme

p. 478
Court granted respondents’ cross motion to dismiss the petition in its entirety. On appeal, the Appellate Division modified the judgment by deleting the provision granting dismissal and inserting a provision directing respondent Judge to issue the warrant of eviction without further proceedings or the submission of any additional documents ( 229 AD2d 153 ). We granted respondents leave to appeal, and now affirm.

The unchallenged averments contained in petitioner’s submissions are that respondent Judge inserted the requirement of mailed service of the default judgment upon the tenant prior to execution of the warrant solely because of the Judge’s general policy to impose this additional procedural safeguard for tenants in rental nonpayment evictions obtained by default. There is nothing in the record to indicate that the additional service requirement was imposed because of any actual or apparent infirmity in the process by which the default judgment was obtained in this case, or that it was incidental to any application by the tenant to vacate the judgment or the warrant for good cause (see, RPAPL 749 [3]). Also undenied is petitioner’s averment that he had been advised by the chief warrant clerk of the Civil Court in Kings County that the Judges individually impose, as a matter of personal policy preference, varying additional notice requirements in connection with the issuance and execution of warrants in cases where the tenant fails to answer or appear. We conclude that Judges of the Civil Court and of other courts presiding over RPAPL article 7 summary proceedings lack the authority to fashion additional notice requirements for the issuance or execution of warrants of eviction on that basis.

As we noted in Matter of Brusco v Braun, “[a]rticle 7 [of the RPAPL] represents the Legislature’s attempt to balance the rights of landlords and tenants to provide for expeditious and fair procedures for the determination of disputes involving the possession of real property” ( 84 NY2d, at 681 , supra). To those ends, article 7 provides an elaborate set of notice requirements to ensure that tenants are not unjustly evicted from premises without an opportunity to defend (id., at 681-682). Correspondingly, the Legislature has given a clear legal right to prompt recovery of the premises to a landlord who has satisfied the statutory procedural requirements of notice and filing, upon a default in answering or appearing by the tenant (see, RPAPL 732, 749; Matter of Brusco v Braun, supra, 84 NY2d, at 680 ).

The Legislature’s use of the imperative “shall,” relied upon in part in Matter of Brusco to read RPAPL 732 (3) as mandat

p. 479
ing the court to render an unqualified judgment upon a tenant’s default, is also used in section 749 (1), directing that “[u]pon rendering a final judgment for petitioner, the court shall issue a warrant directed to the sheriff * * * or marshal * * * to put the petitioner into full possession” (emphasis supplied). Judicial discretion is strictly limited under the statutory scheme to providing that the Judge, upon rendering judgment, “may stay the issuance of the warrant for a period of not to exceed ten days from the date of service [of the notice of petition]” (RPAPL 732 [3] [emphasis supplied]). By the time the default judgment was rendered in this case, that option had expired.

Respondents, however, argue that the extraordinary remedy of mandamus is inappropriate here because the Civil Court has inherent power, in the interests of justice, to stay or place conditions upon the execution of a warrant of eviction. We assume, without deciding, that there may be particularized circumstances in an individual case, where, upon a showing of good cause, the court would have the authority to stay execution of a warrant of eviction (see, e.g., New York City Hous. Auth. v Torres, 61 AD2d 681 [stay incidental to an application by the tenant to vacate the warrant under RPAPL 749 (3)]; Tayeh v Frederick, 180 AD2d 728 [stay pending an appeal from a judgment of eviction]; Matter of Pepsi-Cola Metro. Bottling Co. v Miller, 50 Misc 2d 40 ; contra, Hanover Bank v De Koenigsberg, 207 Misc 1088 , affd without opn 285 App Div 928 ; Matter of Koleoglou v Murphy, 33 Misc 2d 1036 ; Matter of Elcock v Boccia, 12 Misc 2d 955 [all decided under the summary eviction procedures of the former Civil Practice Act]).

Here, however, the Civil Court essentially stayed execution of the warrant for no particular reason arising out of the circumstances of this case. Rather, it was based solely on respondent Judge’s policy election to add a further, general notice requirement before any defaulting tenant can be evicted for nonpayment of rent. Just as in Matter of Brusco v Braun (supra), respondent Judge lacked the discretionary legal authority to thus fashion such an additional procedural safeguard, as a matter of policy, for the benefit of defaulting tenants in a rental nonpayment eviction proceeding, beyond the policy choices made by the Legislature in this regard. And, as in Matter of Brusco, the petitioner landlord’s clear right to the relief he seeks in that summary proceeding justifies the utilization of the extraordinary remedy of mandamus here (see also, Matter of New York Post Corp. v Leibowitz, 2 NY2d 677 , 683-684).

Concurrence

p. 480
Nor is such, an extraordinary preemptive remedy directed against the Judge defeated because, as we have noted, the court in a RPAPL article 7 proceeding may have the power to stay execution of the warrant of eviction for particularized good cause under certain circumstances not presented here. As stated in Matter of Proskin v County Ct. ( 30 NY2d 15 ), where we upheld the extraordinary writ of prohibition against the trial court’s granting of inspection of Grand Jury minutes “in the interest of justice”:
“[i]t is no answer to argue that if the motion court had granted limited inspection for the purpose of determining the sufficiency of the indictment, there would have been at most an abuse of discretion. The motion court has power to do for some purposes what it lacks power to do for others” {id., at 20 [emphasis supplied]).

Accordingly, the order of the Appellate Division should be affirmed, with costs.

(concurring). On constraint of this Court’s decision in Matter of Brusco v Braun ( 84 NY2d 674 ), I concur in today’s decision.

In Brusco, this Court held that, although a Judge of the Civil Court has the power, in appropriate circumstances, to stay issuance of the warrant of eviction, or even to vacate the warrant after execution, the mandatory nature of the RPAPL summary eviction proceeding does not permit “Judges to fashion additional, individualized protections upsetting the legislative scheme” ( 84 NY2d, at 682 ).

Similarly, the majority here also recognizes that “the court in a RPAPL article 7 proceeding may have the power to stay execution of the warrant of eviction for particularized good cause under certain circumstances” (majority opn, at 480). In the instant case, however, rather than evaluate the need for a stay of execution on a case-by-case basis, the Trial Judge, with administrative approval, established a general policy, in cases where landlords had obtained judgments of possession by default, of requiring the landlord to mail the tenant a copy of the default judgment, and then wait five days before attempting to have the warrant of eviction executed. As this Court construed the summary eviction scheme in Brusco, Judges are without authority to create such additional procedural safeguards by imposing them generally and without regard to the facts of a particular case.

p. 481
It seems clear to me, however, that the additional procedural requirements imposed by the Trial Judge here were an attempt to provide the defaulting tenant with yet additional notice of the judgment and imminent eviction, not provided by the existing statutory and regulatory scheme.

In an understandable attempt to guarantee the tenant due process of law in these expedited summary proceedings, both the statute and the officially promulgated Uniform Rules for Trial Courts contain overlapping layers of notice of the petition, judgment, and warrant of eviction (see, e.g., RPAPL 731 [special proceeding commenceable by service and notice of petition], 749 [2] [requiring marshal to give tenant at least 72 hours’ notice before executing warrant of eviction];[1] 22 NYCRR 208.37 [b] [requiring that petitioner mail copy of judgment to respondent where respondent appears in person but subsequently fails to answer complaint]; 208.42 [i] [directing petitioner at time of notice of petition to provide clerk of court with stamped postcard containing specified written notice of petition, said postcard to be mailed by clerk]).

Significantly absent from this plan, however, is a requirement that tenants who have defaulted receive a copy of the judgment, as is mandated for tenants who initially appear but incur judgment through a failure to answer the complaint. This gap is apparently what the Trial Judge in the instant proceeding attempted to fill via her policy that landlords mail tenants a copy of the default judgment five days prior to the execution of the warrant of eviction, not an unreasonable attempt to further insure that the defaulting tenant had notice of the proceedings.

Regrettably, however, here, the trial court was without authority to fill this gap by fashioning its own remedy and mandamus properly lies.

Chief Judge Kaye and Judges Titone, Bellacosa, Smith and Wesley concur with Judge Levine; Judge Ciparick concurs in result in a separate opinion.

Order affirmed, with costs.

* Legislation currently pending before the Legislature proposes to increase the period of notice prior to eviction from 72 hours to five days (see, 1997-1998 NY Assembly Bill A 3532 [220th Gen Assembly, 1997-1998 Reg Sess]).

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