Majority
Headnote
Constitutional Bestriotion on passage of Local Acts.—' State Const, art. 3, § 18.—Grand and Petit Juries of Albany County.—L. 1881, C. 532.—Code of Civil Procedure, §§ 1041,1043-1048.—Code of Criminal Procedure, §§ 223, 238, 239, 258, 268, 272, 273, 285, 312, 313, 321,- 322, 332, 333,338, 339,359,362-366,375-377, 455, 485, 517, 562.The prisoner was indicted September 19, 1881. When arraigned he filed a plea setting forth certain alleged defects in the forming of the grand jury which indicted him. The district attorney filed a replication and the prisoner a rejoinder. The prisoner offered to prove certain facts set up in his plea. The court excluded the evidence, and, on the
No such plea as that offered by the defendant is now allowed. Code. Crim. Proc. §§ 273, 332. And a ¡alea must be oral. § 333. It was proper, therefore, to require the prisoner to plead one of the three pleas authorized by section 332.
The prisoner, upon pleading not guilty, moved to set aside the indictment on the ground that the grand jury was unlawfully selected and drawn, and for the reasons stated in his. plea, and offered to prove certain facts by legislative journals and by oral testimony. The offer was overruled.
lie also moved to quash the indictment on the said grounds. This was overruled.
The Code of Criminal Procedure seems to have substituted a motion to set aside an indictment for the former motion to quash. § 313. It must be set aside, when it is not found, indorsed and presented as prescribed in sections 268 and 272. The only ground which the prisoner makes is that none of the persons who, as grand jurors, found the indictment, were grand jurors.
A motion to quash an indictment, and so a motion to set it aside, should be made upon affidavits. No affidavit appears in this case. We know no practice by which the prisoner on such a motion offers to prove certain facts and endeavors to take exceptions to the exclusion of such offer. The proceeding is not a trial, but a mere motion, which must be based on affidavits. There are none here.
Again, so far as we can discover, the Code of Criminal Procedure has not provided for any review of the order granted on such a motion. Section 517 says that, on appeal, any intermediate order, forming a part of the judgment- roll as prescribed in section 485, may be reviewed. On turning to section 485 it will be found that the judgment roll is not required to contain the proceedings on a motion to set aside the indictment. So that we find no authority for the review of an order setting aside or refusing to set aside an indictment. If it be suggested that the proceedings on that motion should appear in the bill of
Furthermore, we find no order whatever, refusing to set aside the indictment.
The legislature may well have thought that, as an indictment is only an accusation, it was sufficient to give the trial court power to set it aside, and was unnecessary to permit appeals from the action of that court.
It is, however, urged by the prisoner that the constitution provides that a person shall not be held to answer for such a crime, except on indictment of a grand jury (art. 1, § 6); that the body which indicted him was not a legal grand jury; and that, therefore, he cannot be constitutionally deprived of this right to assert that he was not so indicted. That may be so ; the prisoner did assert that he was not legally indicted by his motion to set aside the indictment; and that -was decided against him. We do not understand that there is any constitutional provision which allows a party always. to appeal to the highest court, even when his grievance is that a constitutional right has been infringed. When and on what grounds, appeals shall be allowed, are questions for the legislature. So that unless a right of appeal has been given from an order, refusing to set aside an indictment we cannot hear that question. This paper was not a challenge to the array of grand juries, for none is allowed. Code Crim. Proc. § 285. And after indictment found there could plainly be no challenge to the grand jury individually. § 239. So far as the indictment is concerned, the prisoner’s remedies are those given in section 313. But if we could review the refusal to set aside the indictment, we should find no error. Proceedings are not affected by imperfection in matters of form. Code Crim. Proc. § 285. A grand jury is defined in section 223 ; the prisoner’s allegation is that the persons who found the indictment were drawn by the officers, under claim of law, from the petit jury box instead of the grand jury box. But if this be a ground of objection it must be under section 238, subdivision 1, Code of Criminal Procedure. And that section leaves it to the discretion of the court to discharge the panel. The court.in which the indictment was found had jurisdiction. Persons wer.e returned to that court as grand ■ jurors,
Now the first difficulty in regard to this challenge to the panel is, that such a challenge must be in writing. § 363. No written challenge appears. The so-called plea referred only to the grand jurors. The next difficulty is that no facts are stated sufficient to constitute a challenge. It is not alleged that the petit jurors were drawn under chapter 532 of the Laws of 1881. Again, none of the proceedings required by sections 365 and 366 were taken. So that there was no exception to the challenge (§ 364); a denial of the challenge (§ 366); a trial of the challenge (§ 377). We do not know whether the court held the challenge to be sufficient, or the allegations to be untrue.' Nor does it even appear what evidence was offered, so that we can judge whether it was properly executed or not.
If we overlook all these difficulties and suppose that the court held the challenge insufficient, was there any error ? A challenge to the panel can be founded only on a material departure, to the prejudice of the defendant, from the forms presented by the Code of Civil Procedure in respect to the drawing and return of the jury (§ 362). The other ground contained in that section is not claimed. The forms prescribed for the drawing and return of the jury are found in the Code Civil Procedure (§ 1043-1048). An examination of those sections will show that there is nothing in them on which this challenge could be based.
It is not alleged that the clerk did not conduct the drawing of jurors in the very manner prescribed by these sections. His
For if we overlook all the difficulties which we have seen stand in the prisoner’s way on this appeal, and inquire what would have been his ground of complaint if he had properly presented it, we shall find it to be this ; that the county clerk in preparing ballots and putting them in the box under section 1038, Code of Civil Procedure, put in names which had not been selected- by the proper officers. It is not claimed that a list had not been made out and filed with the clerk or that he did not make his ballots from such list. But it is claimed that such list was not made out by the officers authorized to make the same; but was made by other officers claiming the legal light. Nor is it pretended that there was any list from which the clerk could prepare ballots.except that list from which lie did prepare them. How then can it be claimed that in drawing this jury the clerk departed from the forms of section 1017, .Code of Civil Procedure. The legislature may well have refused to give any right of challenge for any fault or error in the preparation of the jury list; provided only that the clerk properly drew the trial jury from the box of ballots prepared by him.
Assume, then, for the present, that the list of names of all persons believed to be qualified to serve as trial jurors was made up by the .wrong officers, what is that to the prisoner? If any juror drawn on the trial is objectionable he can be challenged. This list is made up, and the system of drawing jurors by the clerk is adopted “ to secure a due and unifonn distribution of jury duty, and to guard the great body of jurymen from the fraud or favoritism of the drawing and summoning officers.” Friery v. People, 2 Abb. Ct. App. Dec. 230 . Challenges to array existed formerly for the reason that there might be preju
But further, if the question of the constitutionality of chapter 532, Laws of 1881, were before us, we could not hold it to be unconstitutional. The restriction on the legislature contained in section 18, article 3 of the constitution, is qualified by section 25 of the same act. The restriction does not apply to any bill or the .amendments to any bill which shall be reported to the legislature by commissioners who have been appointed pursuant to law to revise the statutes. If this law is to be held unconstitutional, then it must be upon a finding of the fact that it was not so reported. Whether or not there were any such commissioners in 1881, is not decisive. They may have reported the bill several years before, although it was not passed by the legislature until 1881. We do not say that such is the fact; only that it is possible. Then the constitutionality of the law must depend, not on the construction of language,—which is a matter of law, and therefore, of conclusive judicial decision,—but on a question of fact, which may be found by one tribunal in one way and by another tribunal in another. On the trial of this present case, the court might, on the question of fact, have found that the commissioners did report the bill, and have held the law, therefore, constitutional. At the next court the same question may arise, and the court may find that the commissioners did not report the bill, and therefore, hold the law unconstitutional.
When the constitution permitted the legislature to pass such a law, if reported to them by certain commissioners, it necessarily made the legislature the judges of the fact, whether the law had been so reported. Their decision must be conclusive. No other rule would be tolerable. The constitutionality of laws can not be permitted to depend on the possibly varying decisions of courts or juries on mere questions of fact, especially on a fact as to which the legislature had special knowledge.
The judgment and conviction should be affirmed.
The defendant was indicted in the Albany county sessions, September, 1881, for the crime of grand larceny, committed in August of that year. He was tried at the March term of that court, 1882, was found guilty, and was sentenced to imprisonment in the penitentiary for the period of five years.
When arraigned, he interposed objections to the finding of the indictment, in various forms; all, however, centering in this: that the grand jury which found the indictment, wrás drawn from the names of persons selected by the recorder of the city of Albany, instead of from a list of names of persons selected by the supervisors of the county, and from the petit jury list; which proceeding in that regard, was taken under and pursuant to section 1011-of the Code of Civil Procedure, as amended by chapter 532 of the Session Laws of 1881, whereas, as was insisted, such section* as amended, was- unconstitutional, in so far as it provided for the selection of grand jurors in and for the county of Albany, by the recorder of that city; hence, that the grand jury should have been selected and drawn under and pursuant to the provisions of the Revised Statutes, which, as was claimed, remained in force..
The objection so urged against the indictment, was overruled by the court, and the defendant was put to his plea of not guilty.
The objection interposed was in the nature of a challenge to the array. It went to the entire panel, and was based on alleged vice or irregularity in the selection of the grand jurors by whom the indictment was found. It can make no- difference as regards the examination of the question before the court, that the objection was made by formal plea., like a plea in abatement to the jurisdiction of the court, or for misnomer. This was but a mode of presenting the question for decision. The point to be determined by the court was whether, on the alleged facts, the indictment was regularly found—whether the defendant was bound by law to make answer to it, on the merits, as to his-
The defendant’s counsel insists that the question presented .’or decision, must be considered under the provisions of the Revised Statutes; this on the hypothesis that the act of 1881 (chap. 532) is unconstitutional and void, and that, as a consequence, the provisions of the Revised Statutes bearing on the subject, remain in force.
Row, let this be conceded, and let it be also admitted, that the objection to the indictment is, in effect, a challenge to the array, and should be so considered, and the objection is met and answered by section 28 of the Revised Statutes (2 R. S. 724, marginal paging), which declares that no challenge to the array of grand jurors shall be allowed in any other cases than such as are specified in the last preceding section (27), which section (27) does not include the ground here relied on. As was said by Selden, J., in Dawson v. People ( 25 N. Y. 404 , 405), this statute “ limits the grounds of challenge by persons charged with crime, to the prosecutor or complainant making the charge and the witnesses to sustain it.” This provision was, doubtless, intended to cover matters of irregularity in obtaining the panel of grand jurors, recognizing the fact that the substantial rights ©f the accused could be and would be fully protected to him on the trial upon the indictment before the petit jury. If, therefore, it be assumed that the case is one of challenge to the array and that the question raised is to be controlled by the provisions of the Revised Statutes, it follows that the objection urged is nullified by the sections above cited. Carpenter v. People, 64 N. Y. 483 .
Besides, it has been repeatedly decided that irregularities in the selection or drawing of grand jurors, not affecting the substantial rights of the accused, as regards the question of his guilt or innocence, are not good ground of challenge to. the array. Friery v. People, 2 Keyes, 424 ; Cox v. People, 80 N. Y. 500 , 511; Dolan v. People, 64 Id. 485; S. C. in Supreme Ct., 6 Hun,
But there is another answer to the objections urged, which seems entirely conclusive against their allowance.
The court in which the indictment was found had un: doubted jurisdiction of the case. The list of names of persons to serve as grand jurors was made up from the right source— that is, from the body of the county—and the names of the persons drawn to serve as grand jurors were, as must be presumed, certified to the court in due form by the record. It is not pretended but that they were drawn by the proper officers ; nor but that they were, one and all, duly qualified to serve and act as grand jurors in and for the county of Albany; nor but that they were honest, intelligent and impartial, were duly summoned and impanelled in due form, and in all respects performed the duties of grand jurors according to the forms of law. Considered as officers of the law to aid in the administration of justice in criminal cases, they constituted a de facto body in the exercise of legal functions, under cover of lawful authority. So it was held in People v. Dolan ( 6 Hun, 232 .), that it was sufficient to maintain the authority of the grand jury to investigate criminal charges and find indictments valid in their nature, that the body acted under color of lawful authority; and according to the case of Thompson v. People ( 6 Hun, 135 ), it would not alter this conclusion even if the selection of the grand - jurors involved in the proceedings the acts of an officer holding his office under an unconstitutional law. It was then decided that such officer must be deemed an officer defacto, whose acts could not be brought in question in a collateral proceeding between other parties. True, this latter decision was made with reference to the panel of petit jurors, but the principle thus declared is equally applicable to a case where like objection is urged to the panel of a grand jury. But the decision in Thompson’s case meets and answers the precise point urged here, to wit: that the recorder of the city of Albany assumed to
As above stated, it matters not that one of the officers, through whose instrumentality the jurors were obtained, held his position under an unconstitutional law. In Thompson v. People, a challenge to the array was interposed—the alleged ground thereof being that the panel of jurors was selected by Dunlap acting as commissioner of jurors under appointment by the mayor of the city of Hew York, in pursuance of an alleged unconstitutional law. The district attorney demurred to the challenge and it was disallowed. It was then said, “it is enough, in all cases, when such' a question is raised collaterally, that the person acting as an officer is discharging the duties of the office under color of right, evidenced by his possession of the office, and by exercising its functions under the power of an appointment or election independently of the question of legal title; hence the court below was entirely right in holding that Dunlap's official acts could not in this case be questioned by challenge or the ground alleged.” ■ To the same effect are the remarks of Daniels, J„ in Dolan’s gase (6 Hunn, 499) where the objection urged was of the same character as in Thompson’s case ( 64 N. Y. 483 ), and where the objection was raised by what was designated as a plea in abatement. A like objection was raised in Carpenter’s case ( 64 N. Y. 483 ), to wit: that the act of the legislature under which Dunlap was appointed commissioner of jurors was unconstitutional. The court held
So far the case has been considered without regard to the provisions of the Code of Criminal Procedure.
But if the case is to he determined under the provisions of this Code, which went into effect on the 1st of September, 1881, before the indictment was found, (see section 962), and admitting the invalidity of the law of 1881, because of its alleged unconstitutionality, then by section 238, the objection being a challenge to the panel or array was inadmissible.
This section 238 declares that no challenge can be "allowed to the panel or to the array of the grand jury ; but provides that the court may, in its discretion, discharge the panel and order another to be summoned in certain specified eases. This section, however, has application to proceedings to be taken before indictment found. The proceedings permissible to the accused after indictment are provided for in subsequent sections. Section 312 provides that the defendant may when-arraigned move the court to set aside the indictment, or may demur or plead thereto. Sections 312 and 313 declare in what cases only he may have the indictment set aside. The specified
In view of the conclusions above reached, it becomes necessary to examine the question by the defendant’s counsel as to the validity of the act of "June 16,1881 (chapter 532). We are of the opinion that the defendant was properly put to his plea to the merits.
He pleaded not guilty. On the trial upon such plea and in the outset, the same objections were interposed to the panel of the petit jury as had been previously urged against "the panel of the grand jury, to wit: that the jurors had been selected from the body of the county, under and pursuant to the act of June 16, 1881, chapter 532, which act as was claimed was in violation of the constitution and void in so far as it provided for" the selecting and drawing of jurors in and for the county of. Albany. This was in effect and in fact a challenge to the array of the petit jury. Was this objection or challenge properly overruled ? The same answer must be given as was made above to the objection to the panel of grand jurors, that is; the jurors were selected from the right source—from the body of the county; they were duly drawn, summoned and returned to the court pursuant to the provisions of the law, by officers acting under the color of lawful authority; and they were in all respects duly qualified and competent to act as petit jurors in and for the county of Albany. According to the decisions above cited, the objection was properly disallowed, because the officers through whose action the jurors were selected, drawn and
Dissent
It should be added, perhaps, that section 562 of the Code of Criminal Procedure fully answers the objection interposed to the panel of trial jurors, if it be admitted that the case comes within its provisions.
It follows, therefore, that without considering the question as to the constitutionality of the act of 1881, the conviction and judgment appealed from, must be affirmed.
Involving, as this case does, the constitutionality of the law (Laws 1881, ch. 532) under which grand and petit jurors are selected in and for the county of Albany, and unable to agree with my associates, cither in their conclusion, that the conviction for the crime of grand larceny should' be affirmed, or in the arguments assigned by them for such conclusion, it would seem to be proper that my reason for such dissent should be stated.
On September 9, 1881, there was filed with the clerk of the • county of Albany, a paper purporting to be an indictment, found by a grand jury of the court of sessions of Albany county, accusing the appellant, John Petrea, of the crime of grand larceny, committed at the city of Cohoes, on August 2, 1881.
On March 21, 1882, Pet-rea Was brought before the court of sessions of Albany county, to answer to the alleged indictment. 'Seeking to avail himself of the constitutional protection (art. 1, § 6), that “ no person shall be held to answer for a capital or otherwise infamous crime ” (except as is stated in the section referred to) “ unless on presentment or indictment of a grand jury,” the accused filed a written plea or objection, which denied the finding of an indictment against him by a grand jury, and claimed, as the necessary corollary, that the court had no jurisdiction to place him upon trial for an alleged infamous crime. ISTo objection was taken by the people to the form or manner of presenting the question, and the court, in rendering its decision, did not put it upon the ground that a formal motion to quash the so-called indictment upon affidavit served, had not been made. Nor would any such objections, if made, have been
Very clearly, if the facts alleged in the writing presented to the court, were in truth as therein set forth, and if the legal conclusions to be deduced from such facts, were those maintained by the accused, then it must follow, that he could not be placed upon trial, nor convicted. The paper presented was not a plea “ to an indictment,” and as such controlled by section 332 of the Code of Criminal Procedure. It admitted no indictment, and denied that one had been found ; neither was it a challenge to the array of grand, jurors, nor to an individual grand juror, and, therefore, controlled, either as to form or substance, by sections 238 and 239 of the Code of Criminal Procedure. The prisoner, so far as the case discloses, was not present at the organization of the body called the grand jury, and had no opportunity to challenge it, either as a whole, or in part. The labors of the men composing it were ended, but in the possession of the tribunal, before which the accused was brought, was a paper said to be an indictment found by a grand jury, which he was called upon to answer. The objection he made was radical; it was aimed at the jurisdiction of the court to place him on trial, and denied that he was indicted upon the ground that no grand jury had presented the accusation upon which he was arraigned. Ho objection was urged to a form; none to an informality in the exercise of a power conferred. The point made went much farther. It insisted, not only that the paper was no indictment as it was claimed to be, but that its existence and presence was a violation of the fundamental law, and the attempt to try him thereon, an outrage on his rights as a citizen. Unless, then, the court is prepared to hold, that every paper bearing the external form and impress of an indictment, is one in fact, and that what it purports to be cannot be questioned by the party arraigned, then the written objection made to the alleged indictment, if true in the statement of facts and sound in its legal conclusions, could not possibly be overruled upon the grounds that it was not such a plea as the Code (§ 332) allowed, nor such a challenge to grand jurors as is provided for by other sections (338, 339). The Code cannot be construed as intending to deprive a person of a great constitu
The substance of the paper submitted by the prisoner to the court was, that the alleged indictment to which he was asked to plead was not an indictment in fact, because not found by a grand jury of the county of Albany; that not a single one of the individuals named and' called therein grand jurors, was a grand juror in fact, because not a solitary member of that body had been selected, summoned or called according to law, but one and all had been selected, summoned and called under and in pursuance of chapter 532 of the Laws of 1881, which was “ obnoxious to, and in contravention of the constitution of the state of Hew York, which forbids the passage by the legislature of a private or local bill for selecting, drawing, summoning, or impaneling grand jurors; and that the said chapter 532 was not reported to the legislature by any commissioner or.commissioners who had been appointed pursuant to law to revise the statutes.”
By the replication to this plea, the district attorney admitted and declared that the “ said grand jury was selected and drawn pursuant to chapter 532 of the Laws of 1881, as in said plea-stated ; and as to the other allegations, matters and things in said plea stated, he denies the same, each and all; and this, he
The prisoner filed a rejoinder to such replication in which he said “ that all matters of fact in his said plea stated are true, and constitute good and sufficient reasons for sustaining the same ; and the said John Petrea joins issue upon the allegations in said replication stated ; and of this he, the said John Petrea, puts himself upon the country.”
The court then held that the legal presumption was in favor of the constitutionality of the law, and that the burden was upon the prisoner to show that the act of 1881 was not one reported to the legislature by the commissioners of the Code. Whereupon the counsel of the prisoner “ offered to prove by the clerk of the senate, by the commissioners appointed to revise the statutes, by the journal of the legislature of 1881, and by the original law itself, that the law in question was not reported to the legislature by any commissioner or commissioners who are or had been appointed pursuant to law to revise the statutes.”
This evidence was- objected to by the counsel for the people “ as immaterial, incompetent and inadmissible,” which objection was sustained, and an exception taken.
The defendant then offered to prove by the same kind of evidence mentioned in his first offer, “ that the said act of 1881 was introduced in the legislature by a member of that body, who was not and never had been a commissioner appointed to revise the statute or any statute.”
The offer was also overruled, and on the motion of the people “ the balance of defendant’s plea ” was “ overruled,” and he was called upon to plead, the court saying: “ In this case we have to say, that it was the defendant’s duty to file objection to the legality of this statute, at the earliest practical moment after the indictment was found. lie omitted to do that, .and we think he should not be permitted to avail himself of the plea at this late day, and so hold.” To this decision there was also an exception.
So far as the case discloses, the defendant did make his objection at the first opportunity. When brought before a court to answer an accusation of crime alleged to be an indictment,
First. Conceding that the act of 1881 was not “reported to the legislature by commissioners who have been appointed to revise the statutes” is the enactment for that reason unconstitutional ?
Second. Had the accused the right to show that it had not been so reported %
Third. Conceding that the statute is unconstitutional, and that the so called grand jury which undertook to find the alleged indictment wras organized thereunder, is the defendant without remedy ?
These questions will be discussed in the order they have been stated.
In the consideration of the one first propounded, it is necessary to have clearly in mind the constitutional enactment. By section 18 of article 3 it is declared: “ The legislature shall not pass a private or local bill in any of the following cases . . . . selecting, drawing, ¡summoning or impaneling grand or petit jurors;” and by section 25 of the same article it is provided that “ sections seventeen and eighteen of this article shall not apply to any bill, or the amendments to any bill which shall be reported in the legislature by commissioners who have been appointed pursuant to law, to revise the statutes.”
These constitutional provisions are clear. A private or local bill . . . selecting, summoning or impaneling grand or petit jurors” could not be passed unless the same was “ reported do the legislature by commissioners who” had “ been appointed pursuant to law to revise the statutes.” There may possibly, owing to the peculiar phraseology of section 25, be some doubt
Having demonstrated tiie proposition that the act of 1881, if it gave to the county of Albany a local jury law, which had not been reported by the commissioners appointed to revise the statutes, must be unconstitutional and void, the next inquiry is, what does the act seek to accomplish ?
The second article of chapter ten of the Code of Civil Procedure, as adopted by the legislature, provided a “ mode of selecting, drawing and procuring the attendance of trial jurors in ordinary cases,” but had no application to grand jurors. By it the supervisor, town-clerk and assessors of each town made out the list, from which such trial jurors were to be drawn.
By section 1041 “ each ward of the city of Albany or Utica is considered a town for the purposes of” that “ article, and the supervisor and assessor of that ward must execute the duties of the supervisor, town-clerk and assessor, of a town as
The act (chap. 532) of 1881 undertakes to amend section 1041 of the Code by declaring that “in the city of Albany,
. the recorder of said city, shall perform the duties imposed by this title ” (that is to say, the provisions of the Code in regard to the obtainment of trial jurors) “upon the supervisor, town-clerk and assessors of towns; and that thereafter,” in Albany county grand jurors shall be drawn from the box containing the names of petit jurors, selected for said, county in the same manner as petit jurors, and hereafter no separate list of grand jurors shall be prepared for said county.”'
The changes made by this statute, if valid, are radical. • To the recorder of the city of Albany, only, and in contradistinction, as it is believed, of the powers of that officer in any other city in the state, is confided the duty of preparing the jury list, and from such list, when prepared by him, both the grand and petit jurors are to be drawn. Prior to its enactment, the recorder had nothing to do with the preparation of the lists from which either was selected. The preparation of that from which the trial jurors were to be obtained was by the Code of Civil Procedure devolved upon other officers, and that of the grand jurors, except in the city and county of New York, was to be prepared by the “ supervisors of the several counties of this state .... at their annual meeting in each year.” (3 R. S. [6th ed.] 1015 ; 3 R. S. [7th ed.] 2558), the two lists being separate, and the ballots for the drawing kept in separate and distinct boxes.
The new provisions applicable to the city and county of Albany alone, and to no other county of the state, very clearly make for it a local law for the selection, drawing, summoning or impaneling, or both, grand and petit jurors, and unless reported as a bill by the commissioners to amend the statutes, was clearly unconstitutional, because the passage of any such bill by the legislature was strictly forbidden. Was the bill, which is claimed to be a law, a report from the commissioners appointed to revise the statutes i This brings us to the second
We have already seen that the court of sessions was powerless to try or to punish the accused for the commission of the alleged crime unless he was properly accused by a legal grand jury through and by the form of an indictment. It is useless to argue that a body of men, no matter of ■whom composed, has either of its own volition, or upon the summoning and call of other than the authority of law, to resolve itself into a grand jury, and when professing to be thus organized to accuse anyone, by what it may call an indictment of an infamous crime and subject him to trial therefor. This proposition is elementary and needs neither authority nor argument to uphold it. If this be sound, as will readily be conceded, it is proper to ask, can a legislative enactment forbidden by the constitution become operative upon the citizen because the court to which objection thereto is made, requires extraneous evidence to show the act is within the constitutional prohibition ? He who seeks to uphold the judgment rendered in this cause must show that the question propounded requires an affirmative answer, and that the courts are powerless to determine whether or not an alleged law has been passed despite a constitutional provision forbidding its enactment. The offer upon the trial was so broad and specific as to include every species of evidence attainable upon any such subject as that involved. It included the inspection of the original bill, the journals of both houses, the evidence of the clerk of the senate, of members of the commission, and of individuals,' and all was excluded upon the ground that the party, who was then for the first time arraigned, was too late with his objection and his offer of proof in its support. If the act had professed to have been passed because reported by the commissioners, or if the inquiry proposed had impugned the good faith of the legislature by imputing to it some motive or intent other than that evinced by the language of the enactment, the question might be more embarrassing. No proof, however, tending to impeach either legislative declaration or motive was offered. The desire • was simply to show that the alleged law, when reported as a bill did not emanate from the only source possible under the con
We are now brought to the third question which this case involves. Conceding the unconstitutionality of the act of 1881, under which the so-called grand jury presenting the paper called, an indictment was organized, is the defendant without remedy ? It is gravely argued and claimed by the people that he is. It is said that a party acting as a grand jury, every one of its members having the personal qualifications requisite for a grand jury, having presented to the court the paper called an indictment it became one in fact, to which the prisoner was bound to answer upon the merits and upon which he could be tried and convicted. Is this sound ?
To state such a proposition it would seem, is to answer it. Why, if it be correct, have any law for selecting, drawing or summoning a grand jury ? Why should not the court simply direct the sheriff or any other officer to go out and summon such men as he pleases, or why even should not the court direct him whom to summon without the cumbersome machinery of a general list of names, the drawing of persons to serve in the presence of witnesses and the observance of any of the safeguards of statutes? Ho one would tolerate or uphold such a procedure, for such orders by the court would not only be without the color of law but also against its commands ; and yet a case depending for support upon a like violation of legal principles is before us. Under and by what authority was the so-called grand jury which professed to accuse the defendant of an “ infamous crime ” organized ? It was a body of men drawn from a list of names made out and selected by an officer to whose office no such duty, belonged, and which names in defiance of law, if the act of 1881 is unconstitutional, were improperly and unlawfully mingled in one box from which both grand and petit jurors were drawn. Hot only was the recorder of the city of Albany unauthorized to prepare any such list for that purpose but he was positively forbidden to make it, for no per
Preliminary to any detailed examination of the cases to which we have been referred it is proper to enunciate the principles upon which they all depend, and to show their inap-. plicability to the one before us. Those principles are : 1st, that mere irregularity by an officer in doing that which he is authorized to do will not vitiate the thing done; and, 2d, when duties properly and legally belonging to the office of which an individual is in possession have been performed by such incumbent, that which has been thus done will be upheld as to. the parties affected thereby, and courts will not, in collateral proceedings, inquire into the right of the individual to hold the office, and to discharge the duties which lawfully appertain to such office.
Ho such principles are involved in the ease before us. It is not urged that any officer has irregularly exercised powers with which he was clothed, but it is claimed that an officer has not only exercised a power unconferred, but also that as such exercise of power was under color of pretended law, which the constitution of the state declared to be inoperative and void, that which he undertook to do was forbidden by the fundamental law of the state, because if the enactment of the so-called statute
It will readily be seen, if the thread of this opinion has been followed, that the points in this discussion have been correctly stated. In examining, then, the cases- cited to sustain the conviction and judgment appealed from, no search will be made to see, i£ the accused can avail himself of a mere irregularity in the exercise of a power actually conferred upon an officer, nor to learn that he must be remediless if he only questions the discharge of duties properly belonging to an office, upon the ground that its possessor had no legal title; for all this is at once conceded ; but we are gravely asked to seek for a solemn opinion, or some judicial dictum upholding as a sound legal proposition, that when an officer performs an act not appertaining to his office, and which, also, he is forbidden to do, such action when injurious to personal rights cannot be questioned, because the officer has assumed to do it and in fact has done it. This is no strained statement. Even the non-professional mind will recognize its accuracy ; and having made it, some of the cases cited will be examined.
In Friery v. People (2 Keyes, 424) the challenge was to the array of trial jurors. Such objections (pages 433, 434) related to the impartiality of the sheriff who summoned them, and the alleged non-observance of all required forms in the drawing. The court held that these-objections were unavoidable, that the provisions of the statutes (pages 462, 453) were only “ directory to those whose duty it is to select, draw and summon . . . . The omission to properly work the statute machinery by
The brief extracts from the opinion of Judge Weight, just given, show that in Friery’s case the officers authorized to draw and suinmon the jurors, had performed that duty and that the machinery of the law had been worked by the officers charged with that duty. In the case before us, if the act of 1881 be void, that which was done was entirely unauthorized. There was no “ machinery ” of any law worked, because there was no law making any: there was no list of names prepared from which the selection of so called jurors was made, for that which is against the fundamental law, is such an absolute nullity that it has no existence as a fact capable of recognition as such by any court. That which is called by those names is improperly so designated. They may have borne the semblance and the likeness of the things by which they are named, but an appeal to the fundamental law strips ofi the mask which gives the appearance of substance and reveals the hollowness of any such pretense.
In Carpenter v. People ( 64 N. Y. 483 ), the point presented was, that one Douglass Taylor, who was the de jure commissioner, of jurors in and for the city and county of New York, had not selected the grand jury, which indicted the prisoner, but one Thomas Dunlap, who was defacto commissioner, had performed that duty. The decision of the court was, that as to the office of commissioner of jurors appertained the right of selecting, such selection was valid, because made by an individual holding the office.
In Dolan v. People ( 64 N. Y. 485 ), the same question which arose in the Carpenter case was made, with the point added, that among the names upon the list from which the grand jury was obtained, were a few which had been improperly placed thereon. The decision of the court upon the first point, was similar to that made in the Carpenter case; and as to the second, it held, among other things (page 493), that “ no authority can be found holding that in such a case the whole list is irregular and void, so that none of the persons in it could be drawn for. grand jurors,, because a few names, without fraud or design,
In the case before us, there was neither “ accident nor oversight.” In the preparation of the list, every name was placed upon it by forethought and design, and the whole list is irregular and void, because made without and against the authority of law.
In Cox v. People ( 80 N. Y. 500 ), it was held: “ Mere irregularities in the drawing of grand and petit jurors, do not furnish a ground -for reversing -a conviction, unless it appears that they operated to the injury or prejudice of the prisoner and that when a challenge to the array of trial jurors had been overruled, because not verified, an offer by the court, subsequently made, to receive evidence in support of such challenge, and its declination by the prisoner, precluded him “from insisting upon the exception to the ruling,” and that he “ must be. regarded as having abandoned his challenge.”
It is impossible, however, to examine in detail every case to which we have been referred. If the distinction hereinbefore stated, between the right to inquire collaterally into the title of an incumbent of an office, and the right to question acts which do not appertain to the office under color of which they are done, is remembered, none present any difficulty. An individual may possess an office by an unconstitutional law, but if he only performs the acts which the office may do, such acts, when done, are valid, because he is a de facto officer. When, however, an individual holding an office, either defacto or de jure, or both, does an act which his office does not authorize to be done, that action cannot be sustained. A man, for example, in possession of an office of a justice of the peace, though not its rightful incumbent, may render, in a case within the jurisdiction of a justice of the peace, a judgment valid between the parties thereto, but he cannot, even by consent, render a valid judgment in an action which the office is forbidden to hear. He who is in possession of the office of recorder of the city of Albany, may do every act appertaining to that office, but he cannot exceed the powers conferred by law upon the office, and to this proposition it is scarcely necessary to add the statement, that power attempted to be conferred by an unconstitu
That the constitution of the state has positively forbidden the enactment of a local law, operative in, and applicable to, the county of Albany, only, for selecting, drawing, summoning or impaneling grand or petit jurors unless as a bill it was reported to the legislature by “ commissioners who have been appointed pursuant to law to revise the statutes ” will be conceded. That the section of the constitution thus forbidding such enactment wras intended to be operative, is known from its language, and the reasons for its adoption are shown by the report of the committee (Messrs. Brooks, Hernán, Howland and Tracy) which reported it to the constitutional commission. It was designed to secure uniformity in the administration of justice throughout the state, and to prevent the passage of a local bill, which might be aimed at its corruption. The origin of the act is also as a fact too well known to suggest any doubt as to its source, or an intimation even, that it was reported from the commission to revise the statutes. If then, the act of 1881, though within the constitutional forbidding, is still to be upheld, not only for the present case, but for all others arising within the county of Albany, upon any of the theories upon which it has been sought to be maintained (other than those upholding its constitutionality), what becomes of the constitutional provision ? Instead of being operative, it has become a dead letter,—instead of being observed and kept, it has become of no account,—instead of the.constitution being the superior of the courts which it has created, judges composing. them have become its superiors, and by the adoption of legal rules, have made laws higher than the constitution. To no such
The proceedings, down to the time of the impaneling of the alleged trial jury, have now been examined, and such examination leads me irresistibly to the conclusion that the court of sessions erred in overruling the objections taken to the alleged indictment, and in excluding the evidence in support thereof. The same questions were again made upon the impaneling of the trial jury, and the rulings were also the same. These it will be unnecessary to examine, as the reasoning already given is applicable, and the last ¡mint made—that none of the questions which have been considered are presented by the appeal— will now be considered.
It is insisted that section 517 of the Criminal Code only brings before the court for review such matters as by section 485 form a part of the judgment roll. ' Grant this, and what follows? By section 485 “ the bill of exceptions, if there be one,” forms a part of such roll, and as one was made and forms a part of the roll, in this case, which shows that the proceedings and decisions hereinbefore detailed were had and made, we have all before us. It is absolutely impossible to separate the arraignment and proceedings thereon from the trial, for they were a part thereof as completely as that which transpired after the trial jury was impaneled. The arraignment, the objections to the alleged indictment, the offer of proof to sustain them, the plea to the merits, and all that then occurred, followed consecutively upon the same day, and all formed a part of one trial, the history of which we have before .us, and no one exception then taken is more completely before us than any other. Section 485 of the Code speaks of no exceptions apart from the “ bill of exceptions, if there be one,” being contained in the roll of
It remains for me simply to enunciate in conclusion my opinion, that the judgment appealed from should be reversed. It would be more pleasant to agree with associates whose learning and integrity I respect, than to differ from them, but a most careful study of the questions involved in the maintainability of the jury law of Albany county, not only in this case, hut in others argued at its court of oyer and terminer, leads me irresistibly to the conclusion that chapter 532 of the Laws of 1881, by which the jury system for that county purports to be created, is unconstitutional, and, therefore, void.
Cases cited
- People ex rel. Bolton v. Albertson 55 N. Y. 50 p. 200
- People v. Allen 42 N. Y. 404 p. 200
- People v. Morrell 21 Wend. 563 p. 200
- People ex rel. McConvill v. Hills 35 N. Y. 449 p. 200
- People v. O'Brien 38 N. Y. 193 p. 200
- People ex rel. Purdy v. Commissioners of Highways of the Town of Marlborough 54 N. Y. 276 p. 200, p. 224
- Town of South Ottawa v. Perkins 94 U. S. 260 p. 200
- People ex rel. Brown v. Blake 49 Barb. 9 p. 201
- Baldwin & Jaycox v. Mayor 42 Barb. 549 p. 201
- People v. Allen 43 N. Y. 28 p. 202
- Cox v. People 80 N. Y. 500 at 511 p. 207, p. 209, p. 229
- Carpenter v. People 64 N. Y. 483 p. 209, p. 212, p. 228
- People v. Devlin 33 N. Y. 269 p. 213
- Lambert v. People 76 N. Y. 220 p. 214
- In re the New York Elevated Railroad 70 N. Y. 327 at 351 p. 224
- Dolan v. People 64 N. Y. 485 p. 228