Majority
Headnote
Constitutional Law.—Local Act for selecting Grand Jurors in Albany County.-—L. 1881, c. ¡532, amending Code Civil Procedure, §-1041, unconstitutional so far as it relates to selecting Grand Jurors for that County.—When objection to illegal Grand Jury MAY BE MADE.-INDICTMENT FOUND BY SUCH GRAND Jury.—Code of Criminal Procedure, § 238.On May 7, 1883, prior to the attempt .to
The counsel for the defendants insisted that the act of 1881, so far as it professed to provide for the selection and obtainment of gratid jurors in the county of Albany, was unconstitutional and void, because it was a local law, applicable to the county of Albany only, and, therefore, forbidden by article 3, section 18, of the State constitution, which prevents the passage by the legislature of a private or local bill for “ selecting, drawing, summoning or impanelling grand or petit jurors,” unless the same had been reported to the legislature (section 25 of same article) “ by commissioners, who have been appointed pursuant to law to revise the statutes,” and that this bill had not been so reported.
The district-attorney conceded the facts upon which the objection was based, and admitted that the persons attending the court as grand jurors had been obtained pursuant to the act of 1881, and not in the manner prescribed by the Revised Statutes; and also that chapter 532, of the Laws of 1881, had not been reported to the legislature by the commissioners appointed to revise the statutes. The district-attorney, however, insisted that the men present, and each of them, were competent to serve as grand jurors, and had been drawn from the only box or list of grand jurors kept or made in and for the county of Albany, and had been duly summoned by the sheriff of the county, and that the objections made should be overruled.
It was then agreed between counsel in open court, that the
An indictment, or what purports to be one, has been presented against each of the defendants, and the objections made prior to the attempt to organize the grand jury have been submitted to the court, after arguments for a decision. It is somewhat difficult to say what should be the form of the order to be made in these cases, if the objections are sustained, as the decision must'be after indictment. Passing this difficulty, however, for the present, the question—what should have been the decision of the court upon the objections, if they had been disposed of when made?-—will be first considered.
The doubt as to the constitutionality of the Albany jury law (chap. 532 of the Laws of 1881), upon which the objections to the organization of the grand jury were based, has been settled by the Court, of Appeals in the case of People v. P'etrea, a full report of which, both in the General Term and in the Court of Appeals, will be found in 1 New York Criminal Reports, pages 198 to 245, both inclusive. That court held (see opinion of Andrews, J., on page 239) “ that the act so far as it relates to the selection and drawing of grand jurors is unconstitutional.” It was so decided (an offer to prove that the law as a bill had not emanated from the commissioners to revise the statutes ' having been improperly rejected) upon the assumption that it had not been reported from such commission. That question of fact^-the source and origin of the law—is eliminated from these cases by the concession of the district-attorney, who admits that as a bill it did not originate with, nor was it reported from such commission. The discussion of the questions involved in these objections must, therefore, proceed with the distinct recognition of the fact, that the act of 1881, so far as it relates to the mode and manner of obtaining grand jurors in Albany county, is unconstitutional and void. A corollary, which necessarily follows from the previous fact, must also be borne in mind, and it is this, that as the law is a violation of the Constitution, because it
It has already been stated, that the Court of Appeals has decided that the law, by which the men who are objected to as grand jurors were obtained, was unconstitutional and void. This fact is conceded by the district-attorney, but he also insists that the decision in the Pet rea case establishes the doctrine, that no matter by what methods or process the men summoned as grand jurors are obtained, though in fact their presence is secured by modes forbidden by the Constitution, so long as individuals they possess the statute qualifications of grand jurors, the accused is without remedy. If this proposition has been held by our court of dernier resort, it must be adopted as the law of these cases, without any regard to the individual views of the judge presiding in this tribunal. Has any such doctrine been held in the Potrea case 2 ' To that question discussion will now be directed.
Prior to the decision in the Petrea case it was supposed by the judge writing this opinion, that to constitute a valid grand jury, it was not sufficient that a number of men competent to serve as members thereof assembled in the presence of the court, and were accepted by the tribunal as competent grand jurors, but that as the selection of men to serve as such was
When a method of procedure is pointed out ¿s “ the ” one to be adopted, is not every other ..excluded by force of the maxim, “ JSxpressio unius est exclusio alteriusf ” If such mode has not been followed, and the selection of the members of a grand jury has been not only without the authority of law,but in defiance of its positive commands (for section 18 of article 3 of the Constitution to be effective must operate as a prohibition against the obtainment of a grand jury under a local statute), can a presentment made by a body of men thus obtained accuse any person of a crime so as to subject him to a trial therefor % When the act of 1881 was adopted by the legislature and approved by the governor, there was in full force in the county of Albany a system for selecting and obtaining grand jurors—that of the Revised Statutes—which that act was designed to overthrow and supplant. That attempt failed, as the Court of Appeals has held, because it was a violation of the Constitution. When, therefore, old and valid laws still operative for the obtainment of a grand jury are disregarded, and a
Judge Andrews ( 1 N. Y. Crim. Rep. 243 ) says: “ The jury which found the indictment was a de facto jury selected and organized under the forms of law. The defect- in its contitution, owing to the invalidity of the law of 1881, affected no substantial right of the defendant. We confine our decision upon this point to the case presented by-this record, and hold that an indictment found by a grand jury of good and lawful men, selected and drawn under color of law, is a good indictment by a grand jury within the sense of the Constitution, although the law under which the selection was made is void. It will be time to consider the extreme cases suggested by counsel when occasion shall arise.”
It is not now proposed to discuss, whether or not a defacto grand jury can exist at all, when its existence as organized, by the methods and machinery employed, is a violation of the Constitution ; nor to maintain the proposition that a body upon
But it is insisted, that the Court of Appeals has not yet decided that if a body of men-has been obtained in an illegal manner for a grand jury, that an objection, taken by a person whose case is to be considered by it' before the organization of the grand jury is made, would be unavailing. That court has held, that after an indictment has been found by a body of men who, one and all, possess the statute requirements of grand jurors, organized and accepted by a competent court, without objection, as such, that an objection to the manner of their selection is unavailing. They have held, that there may be a de facto grand jury, whose work when completed may be valid; but they have not said that it was the duty of the court to create a defacto grand jury by the machinery of a void statute, when its attention was drawn to the fact, and objection made to its being done. Further than this, as has been stated, has not been held. On the contrary, the court say, “ We coniine our decision upon this point to the case presented by this record ; ” and also, “ It will be time to consider the extreme cases suggested by counsel when occasion shall arise.” What “ the extreme eases . . . suggested by counsel” were, is not known. Certain it is, that, this motion presents an extreme case, for the court is asked by persons who were under recognizances there to appear and to answer to any indictment which might be found, and, therefore, interested vitally in the organization of a grand jury, to set aside and not place in such a body men who had been selected by machinery and in a man
These are certainly questions as grave as any which can be propounded to a tribunal for decisipn. An executive officer may appoint an individual to fill an office, which is vacant, to do which he has no authority, and yet the officer may, as a de facto one in possession of the office, effectually wield the functions thereof; but would that fact justify the executive in making an appointment which he knew lie had no power to make ? It is possible, for the Court of Appeals has so decided, for a court to organize a grand jury by the machinery of an unconstitutional law, and an indictment by such a body, when found without objection, is good; but what possible protection does that, fact afford to a court for organizing- it contrary to the Constitution, when it knows that by so doing it violates that instrument ? Can it be gravely argued that a court, which is informed by the decision of the highest tribunal of the state, that the individuals then attending to serve as grand jurors have been chosen and obtained by unconstitutional and forbidden methods, with which opinion its own, on full and careful examination, agrees, must, with open eyes, deliberately and against an objection plainly made, accept such men as grand jurors and proceed to organize a grand jury, to the end that a de facto body of that character should be formed ? Grant that the work of such a body can be effectual, yet can that relieve the court which has, in defiance of law, conferred upon it as a body that power ? It is one thing to hold that authority to act has been given, but it is quite a different thing to hold that the power conferred should, under the law, have been conferred. If the court of last resort decides that on objection made to the organization of a grand jury, this court can legally and properly uphold and use the machinery of a law to obtain the members
The learned district-attorney has also argued that the objections made to the organization of the grand jury amount to a challenge “ to the panel or to the array of the grand jury,” which is forbidden by section 238 of the Code of Criminal Pro-' ced'ure, and that therefore they cannot avail. If the true construction of this section is that which is claimed, it is then proper to consider what force the section itself can possibly have. The Constitution of the state (article 1, § 6) has said: “Lfo person shall be held to answer for a capital or otherwise infamous crime ” (with certain exceptions therein contained, none of them, however, being applicable to these cases), “ unless on presentment or indictment of a grand jury.” It is true that the Constitution has not defined what a legal grand jury is. and the attempt has been made in the prior part of this opinion to show, both on reason and authority, that it means a body ■ of men, the members of which have been selected, chosen and summoned according to the provisions of law regulating such selection, choice and summoning. There is, however, another argument upon this subject worthy of a separate statement, for from its force, there seems to me to be no escape, and it is this : While it is true the Constitution has not said how a grand jury shall be obtained.and organized, in order to find an indictment, which shall be sufficient and valid to compel a party “ to answer for a capital or otherwise infamous crime,” yet it has declared what shall not be a lawful grand jury to accomplish that result. The eighteenth section of its third article, by its prohibition to" the Legislature from passing a local bill for “ selecting, drawing, summoning or impanelling grand or petit jurors,” has expressly forbidden its organization under any enactment which disregards that constitutional prohibition. B.y no possibility can it be said that the Constitution intends'to call that a legal
It is not necessary, in the present cases, to demonstrate that the pretended law, under the so-called machinery of which the individuals, at whom the objections in these cases were aimed, were selected, was repugnant to, and therefore made void and of no effect by the eighteenth section of the third article of our state Constitution. That problem, if one it ever was, was worked out in the opinion written in the Petrea case, and with the conclusion there reached—that such pretended law was no law, so far as it relates to the grand jury—the Court of Appeals has agreed and stamped upon it the declaration that it is null and void. 'Eegarding and considering, then, the two sections of the Constitution (article 1, § 6, and article 3, § 18) together, what have we for our guidance but a single command by the fundamental law, declaring to this court, and to all courts of the state, you shall not place a person upon trial “for a capital or otherwise infamous crime, . . . unless on presentment or indictment of a grand jury,” and you shall not obtain such grand jury under the machinery of a local bill passed by the Legislature for “ selecting, drawing, summoning, or impanelling ” its members. The Constitution must mean this or nothing, for of what possible practical force can its prohibition to the Legislature be, unless it is extended to the courts, which alone are to use the machinery of laws, which the Legislature enacts ? Without this construction of the fundamental law, the singular spectacle is presented of á prohibition to the Legislature from passing a bill, and yet when passed, having all the effect of a valid law, because freely used and made effective by the courts. ■
There is also another answer to the objections of the district-attorney, and it is this—while section 238 of the Code of Criminal Procedure has declared : “ There is no challenge allowed to the panel or to the array of the grand jury,” it, nevertheless, also provides that “ the court may, in its discretion, at any time discharge the grand jury and order another to be summoned,” for several causes therein specified, of which the following is one: “ That the requisite number of ballots was not drawn from the grand jury box of the county.” This provision recognizes a legal direction in regard to the number of ballots to be drawn, when a grand jury is to be selected, and the existence of a place of deposit of the ballots containing the names of persons who have been selected to serve as grand jurors, which is called “ the grand jury box of the county.” There was no grand jury box in the county of Albany, there had been no selection in such
From what has been said it is plain what judicial conclusion would have been reached, if the objections made to the composition and organization of the grand jury had been argued and pressed to a decision when made. By consent of counsel, however, the motion was not then submitted, but such omission to ask for a decision upon the objections, was with the express understanding, and stipulation on the part of the district-attorney, that if the defendants were indicted, they should be entitled to the same order to which they would have been entitled had the1 decision been made prior to the organization. . The object of that stipulation undoubtedly was to prevent the failure of the grand jury, to which many cases were to be presented against parties who had made no objection to the constitution thereof, and indictments against whom would, if found, be'valid under the decision in the Petrea case.
With some doubt as to what the order should be, the conclusion reached is, that the indictment against each of the de
The conclusion just stated is also the legal one, for another reason. Objections are now made, not only after an indictment found, to the organization of the grand jury that presented it, and which should be disregarded because of the decision of the Court of Appeals in the Petrea case, but such objections preceded the organization of the body called a grand jury, and how, when then made, the case should be decided, that of Petrea does not determine. Even though the district-attorney had •not stipulated that the court should decide the questions upon their merits, without regard to the fact that an indictment had been found, as-an original question, it must be held that valid objections made to a grand jury before its organization, but then reserved and not decided, and renewed after indictment, must be held effectual to quash the indictment.
It is proper to say in conclusion, that the questions which have been discussed ought to be settled before the county of Albany is subjected to the expense and costs of many trials, if that be possible, and the orders to be entered will be in such shape and form, both in these cases and in several others in which Mr. Meegan and other counsel have raised the same objections, as may be necessary to review them, and to preserve the rights of the people. What should be the form of the orders is not now determined. If the orders to be made are final and incapable of review (and upon that point no opinion is expressed), whilst regretting that fact, it cannot alter the legal conclusion which, after most careful thought and study, is too clear for a single doubt. Eights guaranteed by the Constitution
Note.—See as to objections to grand juries, “The "Grand Jury,” 4 Criminal Law Mag. 171, and also “ Objections to Grand Jurors,” 16 Amer. Law Rev. 811.