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People v. McDowell

10 N.Y. Crim. 462 Court Supreme Court-General Term-Fifth Department. Decision date 1893-06-23 English

Delivered by HAIGHT, J.

Contents

Majority

p. 462
Supreme Court-General Term-Fifth Department.
June 23, 1893.
PEOPLE v. WILLIAM McDOWELL.
(53 St. Rep. 446; 70 Hun, 1.)

Headnote

¡Excise law—License.
Where a person in good faith applies for a license to a board of excise commissioners, who are in possession and acting as such, under the belief that' they are the legally constituted board, receives and pays for his license, and sells under it, such license is a protection against an indictment charging him with selling liquor without a license. - . ■
Appeal from, a judgment entered upon a verdict of the court ■of sessions of Allegany county, convicting the defendant of the crime of selling liquor without a license and from an order of that court denying the defendant’s motion for a new trial.
S. S. Taylor, for appellant.
Charles H. Brown, dist. atty., for respondents.

The defendant was indicted for selling" liquor without a license in the town of Cuba, Allegany county, N. Y., on the 30th day of May, 1892. Upon the trial the defendant admitted the selling, but claimed that it was done under a license duly issued to -him by the commissioners of excise of that town.

The facts are substantially as follows: At the town meeting held in and for the town of Cuba on the 10th day of March, 1890, Lemuel T. Hendricks was elected commissioner of excise for the term ¡of three years. The board of commissioners was then composed of Henry C. Petitt, who was elected in 1888, John Armstrong, who was elected in 1889, and Lemuel T. Hendricks, who was elected, as we have seen, in 1890. They entered upon the discharge of their duties as. such commissioners of excise and granted some licenses. They neglected, however, to take out and file the oath required by the Laws of 1890, chapter 163, within the time required by that statute. On the

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7th day of June, 1890, the town board declared the offices ox commissioners of excise vacant, and appointed Frank B. Lyon, Martin 1ST. Butts and David Thompson commissioners of excise to hold office until the next regular town meeting. These persons so appointed qualified as such commissioners and entered upon the discharge of their duties as such and served until the next annual town meeting. After the appointment and qualification of the new board of commissioners, and on the 9th day of June, 1890, Petitt, Armstrong and Hendricks took the oath required by chapter 163, of Laws of 1890, and filed the same in the town clerk’s office. At the annual town ■meeting held in the town in March, 1891, Tobias Snyder ■was elected commissioner of excise for the term of three years in the place of Petitt, whose term of office had expired. David Thompson was elected such commissioner for the term of two years in the place of Hendricks,.and James Ormiston was elected for the term of one year in the place of Armstrong. The new hoard so elected qualified and entered upon the discharge of their duties as such officers; received the applications and granted licenses for the year 1891. Órmiston and Armstrong resigned in July, 1891. At a meeting of the board of commissioners held on the first day of May, 1892, a license was issued to the defendant signed by commissioners Thompson and Snyder, and the defendant paid them therefor the sum of fifty dollars.

Snyder having been elected to succeed Petitt, at the expiration of his term, and having duly qualified and complied with the requirements of the statute, became a commissioner of excise de jure, and there is no question but that he had the right to act as such commissioner. Thompson, as we have seen, was ■elected for the term of two years to succeed Hendricks, whose term had not then expired, and the contention is that his election was void and that he had no right to serve as commissioner. The determination of this question involves a construction of ■chapter 163 of the Laws of 1890, and an adjudication as to the validity of the action of the town board on the seventh day of 'June, 1890, in declaring the offices of commissioners of excise vacant and the appointment of new commissioners. We, however, have concluded to dispose of this case upon other grounds,

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and inasmuch as the terms of office of the old commissioners have now expired, there is no necessity, public or otherwise, for the determination of that question.

It appears, as we have seen, that Thompson had served as commissioner two years, one by appointment and one by election. It further appears that during this time Hendricks had not acted or offered to act as commissioner, until May 1, 1892. !At the town meeting in 1891, at which Thompson was elected, Hendricks was present and advocated the election of Thompson, ¡voted for 'him and asked others to vote for Mm.

Upon the trial Hendricks was sworn as a witness, and testified: “I did not file my oath of office within the thirty days ■required by the statute. I was advised by Mr. Todd that I had forfeited the office by my failure to take the oath. That Mr. Todd is the one that, as supervisor of the town of Cuba, called the town board together and nominated a hoard of excise. From that time until to-day I have never known whether I am an excise commissioner of the town of Cuba or not. I have believed and have stated that I was not an excise commissioner from that time on, from the time the new board was appointed by Mr. Todd and I have never granted any licenses. I have said repeatedly, when interrogated on that subject, that I did not know whether I was an excise commissioner or not; and so- did not propose to act until I found out; I did not propose to get into any trouble. The time I said I met once as a hoard of excise and Mr. Todd had to make a motion to adjourn, was in Mr. Straight’s office, the first Monday in May, 1892.”

When a person comes into court asking for the enforcement of a right, or the recovery of property, which he claims by virtue of an office, he must show that he is an officer de jure. If he only shows that he merely acts in the office, or is an officer de facto, it is not enough to support a recovery. People v. Nostrand, 46 N. Y. 375 -382; People v. Hopson, 1 Den. 574 .

But as to tMrd persons or strangers, whose rights are dependent upon his official acts, it is sufficient for them to show that he ■was an officer de facto.

Chancellor Walworth, in People v. White, 24 Wend. 539 , says: "An officer de facto is one who comes into a legal and constitutional office by color of a legal appointment, or an election

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to that office, and as the duties of the office must be discharged by some one for the benefit of the public, the law does not require third persons at their peril, to ascertain whether such officer has been properly elected or appointed before they submit themselves to his authority, or call upon him to perform official acts which it is necessary should be performed.”

In Adams v. Tator, 42 Hun, 384 , 387; 6 St. Rep. 359 , Landon, J., says: “The general rule with respect to de facto officers is that the office is so far void as to prevent the officer from asserting it to his own advantage at the expense or to the injury of another, but it is valid so far, as to protect third parties from injury; in other words, void as to himself, and valid as bo strangers.” Nichols v. MacLean, 101 N. Y. 526 -538; Matter of Kendall, 85 id. 302; Weeks v. Ellis, 2 Barb. 320 .

It is said that there cannot be an officer de jure, and another in the same office de facto, at the same time. Cronin v. Gundy, 16 Hun, 520 -524.

Perhaps not, for a de facto officer is one who is in possession of the office, discharging its duties, under color of an appointment or election, acting under such circumstances as to induce third persons or strangers to believe that he is the real and true officer. We are aware that in the case of Cronin v. Stoddard, 97 N. Y. 271 , a remark appears to the effect that one who desires to enjoy the privileges afforded by the excise law must see to it that they are granted by one duly authorized. This remark was made in connection with the statement that the person alluded to had not even apparent authority or color of title to act a,s excise commissioner, and was doubtless intended as applying to the circumstances of that case. It cannot be that it was intended to overrule the old and well established rule protecting third parties who in good faith have relied upon the action of a de facto officer, believing that he was an officer de jure. In that case the de jure commissioner was in the possession of the office, performing its duties, when the person who signed the license assumed to act. as commissioner.

As we have seen, Thompson had acted as commissioner of excise for two years. Hendricks during that time had not acted as commissioner. Thompson in 1892 was acting under color of an election; he was in possession of the office, reeog

p. 466
nized by Snyder, the de jure commissioner, as the proper commissioner; and "if the defendant believed him to he such, and in good faith applied to the board for a license, obtained the same, and paid the fee required therefor, he is entitled to protection.

We think this question was raised by the exceptions taken. 'After the evidence closed the defendant’s counsel insisted that he had the right to have the jury determine that the people having elected Thompson as successor to Hendricks, based upon Hendricks’ refusal to act, that Thompson thereby had a legal right to issue licenses in accordance with the law for the year 1892, and having so issued a license to the defendant, it is a protection against any charge contained in the indictment. The court thereupon held that the commissioners of excise of the town of Cuba at the time the license in the case was granted to the defendant were Hendricks and Snyder, and that the only question to go to the jury was as to whether there was a sale. The defendant’s counsel thereupon excepted to the ruling.

The court then proceeded to charge the jury, and in the charge stated that the license which was granted to the defendant to sell under was not granted by a legally constituted hoard of excise of the town of Guiba, and hence it affords no protection to him upon the indictment. An exception was taken by the defendant’s counsel to this charge.

The judgment and order appealed front should be reversed and a new trial granted, and for that purpose the case should be remitted to the court of sessions of Allegany county.

DWIGHT, P. J., LEWIS and MACOMBER, JJ., concur.

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