Majority
Headnote
•(1). Attorney—Disbabment of, fob Prosecution of Case Founded on Pebjubed Testimony.The Association of the Bar of the City of New York presented charges against the respondent, to which the respondent interposed an answer; the case was referred to a referee, and upon his report the matter is brought on before the court for such action as it should deem just and proper. The evidence-in relation to the charges was fully gone into before the referee, who has given it as his opinion that at the end of the first day’s trial of the -ease, to which -attention will be called, -the respondent knew that Mrs. Wood, whom he represented as counsel, had given false testimony as to his relations with her upon the first day’s trial, and that in going forward with the case on the second day he was guilty of unprofessional conduct; the referee -at the same time reporting that the charge, based upon the-fact that this false and perjured testimony was given with the knowledge and procurement of the respondent when the witness testified on the first day of the trial, was not sustained, for the reason that he had not found that the respondent knew at the-time the witnesses gave their testimony that it was false. But the referee reported that the respondent learned of the falsity of Mrs. Wood’s statement after the close of the first day of’ the trial; that upon the second day of the trial she was recalled,, but only to identify a paper; and the respondent went on with
The respondent insists that in a, proceeding of this character the court is bound by the rule that in the trial of an indictment for a crime a person cannot be convicted upon the evidence of an accomplice unless it is corroborated. But we think that that is not the rule. At common law there was no absolute prohibition against the conviction of a person charged with a crime • upon the uncorroborated testimony of an accomplice, although courts administering criminal justice, having been convinced of the danger of conviction for a crime upon the unsupported and uncorroborated evidence of an accomplice, have refused to- allow such a conviction to be sustained. But that rule of law, as well as the statute which has been passed to formulate that rule, referred solely to criminal cases which would result in the punishment of a person engaged in the commission o-f a crime. And while in proceedings where disbarment is sought because an attorney has been guilty of a crime, we have applied the principle which was formerly applicable in criminal cases, that we should not convict an attorney at law in these proceedings of a charge which involved the commission of a crime solely upon the uncorroborated evidence of witnesses who had been guilty of perjury (See Matter of Metropolitan Street R. Co., 58 App. Div. 510 ), we do not think thiait the rule should be applied to the extent that it is required to be applied by section 899 of the Code of Criminal Procedure in the case of a person on trial upon an indictment. The extent to which corroboration in such a proceeding as this is necessary is to be determined by the court in each case. In the case of a criminal indictment, the corroboration required, as said by the Court of Appeals, “ must be of a character and quality which tends to prove the defendant’s guilt by connecting him with the crime. If there is evidence fairly tending to show such connection, so that the con
In applying these principles a short statement of the facts established is necessary. It seems that one Mae Woods, who resided at 205 West Forty-sixth street, Few York city, claimed to have been injured on the 27th of June, 1904, while a passenger of the Few York City Railroad Company, by the car starting while she was about to board it, she claiming that as she had one foot upon the step of the car she saw the conductor, who stood with his back towards her, give the signal to proceed; that the car started and she was thrown to the ground
The respondent was examined on his own behalf and testified that he knew nothing about the suit or the parties until the case came on for trial; that he had no information about them; that he did not even know how much of a fee Frank was to have if he won the case, or what percentage of the recovery he was to have, although he admitted he was to have half of whatever Frank got. Frank is corroborated by Woods, the ex-conductor and husband of the plaintiff, and by the plaintiff herself as to the respondent’s knowledge of the relations between Woods and the woman; the fact that Frank paid them money during the course of the litigation to enable the woman to go to Providence where she had relatives residing, and other facts which tended to show that the respondent not only knew all the facts and circumstances, but was really the moving spirit
On the 3d of November, 1904, the case came on for trial in Westchester county before the county judge. The plaintiff in that action appeared by Frank, as attorney, and the respondent as counsel. She was called as a witness, was examined by tlhe respondent, and testified to the facts which show that her husband, the conductor, was guilty of negligence in starting the
After the court had adjourned on the first day of this trial, when this woman who claimed to have been injured had testified with great positiveness that she had never met the conductor but once, had never lived with him, and was not related to him in any way, Woods, the conductor, and Frank, the attorney, met the respondent in the Grand Central Depot on his return from White Plains where the trial had been had. Frank
We have examined this testimony and recognize fully the criticism that the referee has made as- to the reliability of the testimony of this man Frank and the man and woman who were his clients. Considering the testimony together with the strong probabilities of the case, the relations between Frank and the respondent, and the respondent’s own testimony on the Frank trial for subornation of perjury, the fact that the respondent knew perfectly the relations between these parties and the relation of Frank to them long before the trial; that he was acquainted with the fact that the plaintiff in that action was suing for an accident alleged to have been sustained on a car of which her husband, or a man calling himself her husband, was the conductor, and that the question as to the conduct of the trial under those circumstances was talked over and the respondent’s advice asked and followed as to the method of conducting the trial under these circumstances, we are satisfied of the truth of this general charge. It is quite probable that this
The question is presented as to the punishment that should follow. There can be no question but that the offense is a serious one, involving as it does the relation of an attorney and counselor at law to the court of which he is an officer, and at the same time the obligation of an attorney to his client. Assuming that his professional obligations to his client would justify his not revealing to the court the facts that he had acquired from his client during the existence of the relation, the obligation to his client did not justify him in deceiving the court or continuing to prosecute a claim which he knew was based upon perjured testimony; much less would it justify him in producing his client as a witness and insisting, upon her right to'recover when he knew that her testimony was knowingly false. By proceeding with the trial after having become aware of the fact that it was based upon perjured testimony, the attorney made himself a party to the attempted fraud upon the court ,and the defendant. The fact that these contingent fees are recognized as lawful places the attorney in the position
Present—Ingraham, Latjghlin, Clarke, Houghton and Scott, JJ.
Respondent disbarred. Settle order on notice.
NOTE ON DISBARMENT OF ATTORNEYS.
GENERALLY.
Duty of Supreme Court to cause charges to be preferred against an attorney, whenever it is satisfied from what has occurred in its presence, or from any satisfactory proof, that a case exists where the public good and the ends of justice require it, and the court has the power to remove an attorney from practice for good cause shown. In re Percy, 36 N. Y. 651 .
Attorney cannot be disbarred for non-indictable offense not affecting his office. New York Bank v. Stryker, 1 Wheeler Crim. 330.
GROUNDS FOR,—BAD CHARACTER.
As good moral character is one of the constitutional and statutory qualifications essential to the admission of an attorney, so he may be removed whenever be ceases to possess such qualifications. In re Percy, 36 N. Y. 651 .
Conviction of Crime. .
Where shown that attorney had been indicted, convicted, sentenced and imprisoned for forging the name of a third person to a note which he delivered to a client, held, that a pardon, while it wiped out the offense against the public, did not annul the act or affect the right of the court to punish him for the professional misconduct. In re-, 86 N. Y. 563 .
Attorney who procures admission to bar on papers showing admission in Texas and practice there for twelve years, but who suppresses fact that after leaving Texas and before coming to New York he was admitted to practice in Virginia and there disbarred under another name, is guilty of fraud and deceit and will be disbarred. Matter of Marx, 115 App. Div. 448 .
Although an applicant for admission in this State, having been convicted of crime in foreign State, is pardoned by Governor of that State, such fact will not release him from his obligation to reveal facts in his application, and for suppressing same he will be disbarred. Matter of Pritchett, 122 App. Div. 8 .
Conduct Toward Clients.
Evidence taken in proceeding to disbar for converting legacies collected for clients, considered, and respondent disbarred. Matter of Nekarka, 114 App. Div. 370 .
Amount of client’s money converted not material, Matter of Stern, 120 App. Div. 375 .
Attorney disbarred for appropriating client’s money and resisting all efforts to compel restitution. Matter of Cohn, 120 N. Y. 378 .
Eor appropriating proceeds of two checks which he received for collection. Matter of Chappell, 130 App. Div. 69 .
Proceedings to disbar for converting client’s money will not be dropped' merely because he has repaid the money and the client has withdrawn the charge. Matter of Rockmore, 130 App. Div. 586 .
For blackmail, in using criminal process in an attempt to force settlement of civil action. Matter of Hart, 131 App. Div. 661 .
Rendering a false bill, and suing thereon. In re Opdyke, 143 N. Y. 528 .
Conduct Towards Court.
Attorney disbarred for advising a witness for the prosecution in a murder case to conceal himself so that his testimony could not be procured.. Ex parte Burr, 1 Wheeler Crim. 503.
Where attorney employed by husband to bring a divorce suit enters-into collusion with the wife to manufacture evidence, which, if not wholly untrue, is deceptive, and thus to enable husband to procure a divorce, this.
Preparing papers in deceitful guise. In re Eldridge, 82 N. Y. 161 .
Where attorney for plaintiff in a replevin action directed the sheriff to-seize property of defendant not described in the writ, and refused to permit the defendant to take an inventory of the same, and caused them to be at once delivered to the plaintiff in the replevin action the Appellate Division, in view of the fact that the attorney had previously been convicted of gross unprofessional misconduct considered that the extreme penalty should be imposed and that he should be disbarred. In re Goldberg, 49 App. Div. 357 .
An attorney who, seeking to prevent the extradition of a client, aids him in escaping from the State where he was admitted to bail, is guilty of unprofessional conduct and should be disbarred. Matter of Kaffenburgh, 115 App. Div. 346 .
An attorney who continues to practice under name of firm, one of whom is dead, and the other disbarred, is guilty of deceit and malpractice and should be disbarred. Id., 115 App. Div. 346 .
Improper for an attorney to pay over his client’s money as a consideration for the withdrawal of a criminal charge against the client, without distinctly informing the magistrate of the circumstances. Matter of Woytiseck, 120 App. Div. 373 .
Misconduct in making affidavit to obtain extension of time after being ordered by client to discontinue considered and attorney suspended. Matter of Hansen, 120 App. Div. 377 .
Improper to send communications to persons against whom he has claims to collect in such form as to lead to the impression that an action has been commenced or legal proceedings are pending thereon, when such-is not the fact. Matter of Hutson, 127 App. Div. 492 .
Held, unprofessional conduct to submit to appellate court affidavit reflecting upon judicial integrity of court from which appeal is taken. Matter of Rockmore, 127 App. Div. 499 .
Attorney may be disbarred for paying money to assistant clerk of court for his aid in procuring release of clients from their obligation as bail and the discharge without trial of the person charged with crime. Matter of Boland, 127 App. Div. 746 .
Fact that attorney, being party to action, made sham answers and false affidavits, does not prevent court for disbarring him from unprofessional conduct on the plea that he is answerable only in a civil or criminal action. Matter of Bauder, 128 App. Div. 346 .
Professional Acts.
Attorney may be disbarred for purchasing demands for the purpose of instituting suit thereon and agreeing to accept as compensation a percentage of amount recovered. Matter of Bleakley, 5 Paige, 311.
For instituting disbarment proceedings against fellow attorney for im-proper motives and without just grounds. Matter of Kelly, 62 N. Y. 198 .
The Appellate Division has power to disbar an attorney for professional misconduct, without regard to the fact of possible or pending indictment. If the charge involves a felony or misdemeanor entirely distinct from the party’s professional action, the court will stay its hand until the criminal trial has taken place; but if the charge involves professional misconduct the fact that some of the acts complained of are felonious and indictment may tollow, is no reason for staying the proceedings to disbar. Rochester v. Dorthy, 152 N. Y. 596 .
Not a defense that improper and unprofessional conduct was committed outside the State of New York and in the United States court and with respect to the process of that court. Matter of Lamb, 105 App. Div. 462 .
A contract, whereby an attorney employs a person to solicit owners of land abutting upon highways in which telephone and telegraph poles have been erected, to retain such attorney to prosecute, for a contingent fee, actions to enforce their claims against the companies maintaining such j>oles, and agrees to pay such solicitor one-half of the proceeds realized by the attorney, is within condemnation of the Code. Matter of Clark, 108 App. Div. 150 .
PROCEDURE.
Tire right of attorney to be tried by court upon evidence taken according to rules of common law, is a personal one and may be waived. In re -, 86 N. Y. 563 .
It is the duty of the court, whenever a case is presented, charging an attorney at law with dishonest conduct in his professional capacity, and the case is properly proved, to administer the proper punishment by removing him from office. In re Opdyke, 143 N. Y. 528 .
May be disbarred on papers submitted if defendant defaults. Matter of Young, 126 App. Div. 902 .
EVIDENCE.
The failure to testify in proceedings for his disbarment on charges of deceit and malpractice, raises a presumption against an attorney of the truth of such uncontradicted facts given in evidence against him as must have been known by him. Matter of Randel, 158 N. Y. 216 .
Evidence of grave malpractice, for which an attorney may be disbarred for life, should establish his guilt beyond a reasonable doubt. Matter of Mashbir, 44 App. Div. 632 .
REINSTATEMENT.
Mandamus will not lie to compel court to reinstate attorney disbarred, unless it is shown that court acted improperly. In re Gephard, 1 Johns. Cas. 134 ; People v. Justices, 1 Johns. Cas. 181 .
An attorney of mature years, who has been disbarred for gross unprofessional conduct, criminal in its nature, will not be reinstated after a lapse of two years for the effect of such reinstatement upon the profession at large must be considered. Matter of Clark, 128 App. Div. 348 .
APFEAE.
Order of Supreme Court punishing an attorney for professional misconduct not committed in the presence of the court, but based upon evidence, held reviewable by the Court of Appeals. In re Eldridge, 82 N. Y. 161 .
In a proceeding for disbarment the power of review in the Court of Appeals ends when it appears that the proceeding has been instituted and conducted in accordance with the statutes and rules authorizing it. Matter of Goodman, 199 N. Y. 143 , affirming 135 App. Div. 594 .
Cases cited
- Metropolitan Street Railway Co. v. Oppenheim 58 App. Div. 510 p. 211
- People v. O'Farrell 17 N. Y. Crim. 409 p. 212
- In re Percy 36 N. Y. 651 p. 221
- In re Attorney 86 N. Y. 563 p. 221, p. 224
- In re Nekarda 114 App. Div. 370 p. 222
- In re Stern 120 App. Div. 375 p. 222
- In re Rockmore 130 App. Div. 586 p. 222
- Ryan v. Opdyke 143 N. Y. 528 p. 222, p. 224
- In re Gale 75 N. Y. 526 p. 223
- In re Eldridge 82 N. Y. 161 p. 223, p. 225
- In re Kaffenburgh 115 App. Div. 346 p. 223
- In re Woytisek 120 App. Div. 373 p. 223
- In re Hansen 120 App. Div. 377 p. 223
- In re Kelly 62 N. Y. 198 p. 224
- Rochester Bar Ass'n v. Dorthy 152 N. Y. 596 p. 224
- In re Clark 108 App. Div. 150 p. 224
- Charges of Association of the Bar v. Randel 158 N. Y. 216 p. 225
- In re Gephard 1 Johns. Cas. 134 p. 225
- People v. Justices of the Delaware Common Pleas 1 Johns. Cas. 181 p. 225
- In re Goodman 199 N. Y. 143 p. 225