People v. Nesce — 25 N.Y. Crim. 402

Majority

p. 402

COURT OF APPEALS,

Feb. 21, 1911.

THE PEOPLE v. JOSEPH NESCE.

(201 N. Y. 111.)

Headnote

Trial—Arraignment of Defendant for Judgment—Defendant must BE ASKED WHETHER HE HAS ANY LEGAL CAUSE WHY JUDGMENT SHOULD NOT BE PRONOUNCED AGAINST HIM—(WHEN JUDGMENT of Conviction may be Reversed and Case Remitted to Supreme Court for Proper Action on Verdict.

The right of a defendant to speak for himself, after conviction in capital cases, is one of substance and should be carefully guarded (Code Grim. Pro., § 480), and failure to give him an opportunity to do so is error. In case, however, of failure to accord him this right a new trial need not be granted, but defendant may be protected by a reversal of the judgment and remitting the case to the Supreme Court to proceed upon the verdict in accordance with the requirements of the law.

Appeal from a judgment of the Supreme Court, rendered March 30, 1910, at a Trial Term for the county of Seneca, upon a verdict convicting the defendant of the crime of murder in the first degree.

The facts, so far as material, are stated in the opinion.

Hermon A. Carmer and Daniel Moran for appellant.

The failure of the clerk to ask the defendant when he appeared for judgment whether he had any legal cause to show why judgment should not be pronounced against him deprived defendant of a substantial legal right. (Code Crim. Pro., §. 480; Messner v. People, 45 N. Y. 1 ; People v. Faber, 199 N. Y. 256 ; People v. Bowser, 196 N. Y. 299 .)

p. 403

George W Pontius, District Attorney (J. N. Hammond of counsel), for respondent.

The defendant waived the asking of the question called for by section 480 of the Code. (People v. Thorne, 156 N. Y. 286 ; People v. Johnson, 110 N. Y. 134 .) If the court shall be of the opinion that compliance with section 480 was not waived, the proceedings should be remitted to the trial court to give judgment or entertain a motion based upon proper cause. (People v. Bauer, 3 N. Y. Crim. Rep. 434 ; People v. Bork, 96 N. Y. 188 ; People v. Kelly, 97 N. Y. 212 ; People v. Faber, 199 N. Y. 256 ; People v. Hildebrand, 1 Hun, 20 .)

At the March, 1910, Trial Term of the Supreme Court, Seneca county, the defendant was tried and convicted of the crime of murder in the first degree. After the jury had rendered its verdict the defendant’s counsel waived the two days’ stay given by the statute and consented that the court might then proceed to judgment. Thereupon the district attorney moved the sentence of the defendant. He was then sworn, and answered as to his age, place of birth, etc., but was not asked as to whether he had anything to say why sentence should not be pronounced against him. The court thereupon pronounced judgment, directing that he be conveyed to the state prison at Auburn to be there confined until the week beginning May 15th, 1910, and that during that week he be put to death in the manner provided by law. The appeal taken from the judgment so entered brings up for review the single question as to whether reversible error was thus committed by the court.

It is contended on the part of the district attorney that the defendant’s counsel had waived any further right on behalf of the defendant to show cause why judgment should not be pronounced by the conversation that took place preceding the motion of the district attorney for judgment; but a careful read

p. 404

ing of the record upon that question leads us to the conclusion that there was no waiver of the rights of the defendant in this regard, if waiver there could he.

It has been one of the indispensable requirements of the common law that no person should have the sentence of death passed against him without first being given the opportunity to personally speak for himself and show cause, if he can, why sentence should not be pronounced against him. This right has been jealously guarded from very ancient times. (1 Ohitty Or. Law, 700; Barbour Or. Law [2d ed.], 370.) And it is now protected by statute. (Code of Or. Pro., § 480.)

In the case of Messner v. People ( 45 N. Y. 1 ) the failure to give the defendant the privilege thus accorded him was held to be reversible error and a new trial was granted. There was a dissent, however, and one of the judges voted to remit the proceedings to the Oyer and Terminer to give judgment on the conviction.

In the case of Ball v. United States ( 140 U. S. 118 ) it is said that at common law in all capital felonies it was essential that it should appear of record that the defendant was asked before sentence if he had anything to say why it should not be pronounced.

In the case of People v. Faber ( 199 N. Y. 256 , 25 N. Y. Crim. 87 ) it was held that the failure to give the defendant the opportunity to speak for himself before sentence was reversible error. In that case there were errors committed upon the trial, and, consequently, a new trial was granted. The question, however, as to whether a new trial was necessary, had there been no other error committed, was left open for further consideration when the question should arise. The question is now presented, it being conceded by counsel that no other error was committed upon the trial calling for a reversal of the judgment.

The right of a defendant to speak for himself, after convic

p. 405

tian in capital cases, is one of substance and should be carefully guarded. It is the last opportunity that the law affords him of speaking for himself and showing cause, if he is able to do so, why judgment should not be pronounced against him. This right, given by the common law and now incorporated into our statute, compels the courts to accord him the privilege and no court has the right to deprive him of it. The trial, however, terminates with the verdict of the jury. The statute then steps in and gives the defendant two days’ time to determine whether further legal proceedings should be taken in arrest of judgment, unless it should be the last day of the term of court, or he consents to waive the statutory time. Under the provisions of the Code of Criminal Procedure additional powers have been given to this court in the review of capital cases. The error which was committed in the passing of judgment occurred after the trial and the verdict of the jury. We, therefore, are of the opinion that, under the increased powers of this court given by the legislature, it no longer becomes necessary to grant a new trial for errors of this character and that all of the rights of the defendant may be fully protected by a reversal of the judgment and a remitting of the case to the Supreme Court to proceed upon the verdict in accordance with the requirements of the law.

The judgment should, therefore, be reversed and the cáse remitted to the next Trial Term of the Supreme Court in Seneca county to proceed upon the verdict according to the statute.

Cullen, Ch. J., Gray, Vann, Werner, Hiscock and Collin, JJ., concur.

Judgment accordingly.

Cases cited

Messner v. People 45 N. Y. 1 N.Y. 1871-02-07 p. 402, p. 404
People v. Thorn 156 N. Y. 286 N.Y. 1898-06-07 p. 403
People v. Johnson 110 N. Y. 134 N.Y. 1888-06-19 p. 403
People v. Bork 96 N. Y. 188 N.Y. 1884-06-03 p. 403
People ex rel. Devoe v. Kelly 97 N. Y. 212 N.Y. 1884-10-31 p. 403
Ball v. United States 140 U. S. 118 SCOTUS 1891-04-27 p. 404
People v. Faber 25 N. Y. Crim. 87 N.Y. 1910-10-04 p. 404