Majority
Headnote
(1.) Trial—Murder—How Long Jury may be Kepi Together—Improper Discharge.Relator was indicted for murder in the first degree and before a jury duly impaneled was tried in the Court of General Sessions, the trial beginning on the 7th day of March, 1910. On the fourteenth of March the jury was duly charged by the court and retired for deliberation at five-fifteen o’clock p. m. At six-thirty p. m. the jury was taken to dinner and returned therefrom at eight o’clock p. m. and resumed their deliberations. At nine-twenty-two p. m. the jury was brought into court and further charged by the court and again retired for deliberation, not less than twenty minutes being occupied during said addi
Upon consent the minutes of the trial were amended to read as follows: “ The jury at 10:10 p. m. o’clock return to the bar and say that they have not as yet agreed upon a verdict. Thereupon the public prosecutor and the defendant and his counsel being present and interposing no objection thereto, and in the opinion of the court a reasonable time having elapsed since the case was committed to the jury, and it appearing to the court that the jury are unable to agree upon a verdict, it is ordered, that the jury be and they hereby are discharged from further consideration of the case.”
The district attorney and the attorneys for the relator stipulated “ that the aforesaid entry * * * was not intended to mean that the counsel for the defendant were informed in advance that the jury were to be discharged and were consulted with and consented in advance that the jury be discharged, but was intended to mean that after the jury had been discharged no objection was interposed nor exception taken on the record, but the said counsel remained silent.”
The relator having been remanded to the custody of the warden of the city prison, a writ of habeas corpus was granted
Section 428 of the Code of Criminal Procedure provides that “ After the jury have retired to consider of their verdict they can be discharged before they shall agreed thereon only in the following cases: 1. Upon the occurrence of some injury or casualty affecting the defendant, the jury or some one of them, or the court, rendering it inexpedient to keep them longer together; or, 2. When, after the lapse of such time as shall seem reasonable to the court, they shall declare themselves unable to agree upon a verdict; or, 3. When, with the leave of the court, the public prosecutor and the counsel for the defendant consent to such discharge.”
Lord Coke (1 Inst. 227b; 3 Co. Litt. [2d Am. ed.] 393; 3 Inst. 110) laid it down as a general rule that a jury sworn and charged by the court in cases of life or member, and so in all cases of felony, cannot be discharged by the court or any other, but they ought to give a verdict.
In 1801, Kent, J., in People v. Olcott ( 2 Johns. Cas. 301 ), demonstrated that this statement of the common law had not the support of any cases, and established the rule for this State as follows: “If the court are satisfied that the jury have made long and unavailing efforts to agree; that they are so far exhausted as to be incapable of further discussion and deliberation, this becomes a case of necessity and requires an interference. All the authorities admit that when any juror becomes mentally disabled by sickness or intoxication, it is proper to discharge the jury; and whether the mental inability be produced by sickness, fatigue or incurable prejudice, the application of the principle must be the same.” In that case the jury had been unable to agree and had been discharged. The prisoner having been brought into court by habeas corpus, a motion was made that he should be discharged upon the ground
In People v. Goodwin ( 18 Johns. 187 ) the prisoner had been indicted and tried at the General Sessions for manslaughter. The jury reported that there was not the slightest possibility of their agreeing and were thereupon discharged by the court. The chief justice of the Supreme Court had admitted him to bail. Pursuant to his recognizance he had appeared at the May term of the Supreme Court. The district attorney stated that the only question was whether the prisoner was again to be put upon his trial under the indictment. Hoffman, for the prisoner, then moved for his discharge on the ground that once having been tried he could not legally be put on trial a second time. The matter was very carefully considered. Spences, Ch. J., writing the opinion, said inter alia: “ The test by which to decide whether a person has been once tried is perfectly familiar to every lawyer—it can only be by a plea of auterfois acquit or a plea of auterfois convict. * * * To render the plea of a former acquittal a bar, it must be a legal acquittal by judgment upon a trial for substantially the same offense and the verdict of a petit jury. * * * In the present case it is not pretended that the prisoner has been acquitted, unless the discharge of the jury, without having agreed upon their verdict, and without the prisoner’s consent, shall amount, in judgment of law, to an acquittal. This brings us to the question whether the Court of Sessions could discharge the jury under the circumstances of this case. If they could not, then I should be of the opinion that, although there could be no technical plea of auterfois acquit, the same matter might be moved in arrest of judgment; and, if so, I can see no objection to the discussion of the question in its present shape, on a motion to discharge the prisoner. * * * Upon the whole, I am of opinion that
It is unnecessary to cite further, because prior to the enactment of the Code of Criminal Procedure the rule was well established that the discharge of the jury, when they were 'unable to agree, in the exercise of the discretion of the court, did not result in the discharge of the prisoner; that under such circumstances he was not considered to have been in jeopardy and there was no bar to a second trial. The provisions of the Code cited supra now regulate and control the subject. It has been held that all matters pertaining to criminal procedure are now embraced in and covered by the Code of Criminal Procedure. (People v. Hovey, 92 N. Y. 554 ; People v. Bissert, 71 App. Div. 118 ; affd., 172 N. Y. 643 ; People v. Glen, 173 id. 395; People ex rel. Jerome v. Court of General Sessions, 112 App. Div. 424 ; affd., 185 N. Y. 504 ; Matter of Montgomery, 126 App. Div. 72 ; appeal dismissed, 193 N. Y. 659 .)
The questions here arising are four: I. Was the court warranted in discharging the jury before they had declared themselves unable to agree upon a verdict ? 2. Can the defendant be considered to have consented to the discharge of the jury ? 3. Is the effect of such discharge equivalent to an acquittal; and 4. Can the question be raised and tested in habeas corpus proceedings ?
1. I am of the opinion that the court unwarrantably interfered with the deliberations of the jury; that the statute has made the test, announced the rule and fixed the limitations of the exercise of the discretion of the judge, and that it can be exercised only when the jury shall declare themselves unable to agree upon a verdict. The court is not required to discharge
2. I do not think that the failure to object to the discharge of the jury can be interpreted to be the consent provided for in the 3d subdivision of the section, to wit, “ When with the leave of the court, the public prosecutor and the counsel for the defendant consent to such discharge.” As is well said by Chief Justice McIveb of the Supreme Court of South Carolina, in State v. Richardson ( 47 S. C. 166 ; 25 S. E. Rep. 220 ) : “ Consent is active, while not objecting is merely passive. The old adage ‘ Silence gives consent ’ is not true in law; for there it only applies where there is some duty or obligation to speak. (State v. Edwards, 13 S. C. 30 ; State v. Senn, 32 S. C. 401 .) If it had appeared in the ‘ Case,’ as it does not, that the prisoner was asked whether he objected to the motion to withdraw the case from the jury, and he said no, or had even remained silent, then the result would have been different As
3. If the jury was improperly discharged after having been sworn and charged with the defendant, I take it there is no doubt that said discharge was in law the equivalent of an acquittal. In People v. Barrett (2 Caines, 304) the withdrawal of a juror and attempting to subject a person to a second trial because the prosecutor was not prepared with his proofs, was held to be the equivalent to an acquittal.
In Grant v. People ( 4 Park. Cr. Rep. 527 ) the Clinton General Term, Eosecbaits, J., said: “ In the case now before us,
In King v. People ( 5 Hun, 297 ) the court said: “ A prisoner is once in jeopardy when he has been arraigned and pleaded to a valid indictment, a jury has been sworn, and evidence given,
In People v. Jones ( 48 Mich. 554 ), a murder case, Cooley, J., said: “ The plea of former acquittal shows no verdict, but it shows that a jury was empanelled, and that the prosecution went into proofs by witnesses until they rested their case. Under all the authorities this entitled defendant to a verdict one way or the other, and if the jury was discharged without verdict and without any overruling necessity, this was a final discharge of the accused.”
In 12 Cyc. 270 it is said: “ If the jury are discharged for a reason legally insufficient and without an absolute necessity for it, the discharge is equivalent to an acquittal, and may be pleaded as a bar to a subsequent indictment,” citing numerous authorities from the State and Federal courts.
In 17 American and English Encyclopaedia of Law, 1261, it is said: “ It is generally agreed that the discharge of the jury in a criminal case, in the absence of circumstances rendering it proper for the court to exercise a discretion in that behalf, will operate as an acquittal of the defendant.”
4. Can the question be raised on habeas corpus ? I think it can. It is a pure question of law. The facts appear of record and are stipulated and conceded.
I am aware that it is stated in the text books and in the digests that the writ will not lie. In Spelling on Extraordinary Relief (Yol. 2, p. 1012) is the following: “ ‘ Once in jeopardy ’ is matter of defense upon a subsequent trial for the same offense. Where there has been a legal jeopardy, it is equivalent to a verdict of acquittal, and on motion the prisoner is entitled to his discharge; but the writ of habeas corpus will not lie.”
And in Church on Habeas Corpus, 325, it is stated: “ And conceding that the court erred in discharging the jury, and that the alleged error was cognizable in a court of review, it could not be reviewed without the record if the cause was properly
In 21 Cyc. 305 it is said: “ The defense of former jeopardy or of former acquittal or conviction does not entitle the prisoner to be discharged on habeas corpus,” citing cases. The one New York case is People v. Rulloff ( 3 Park. Cr. Rep. 126 ). That was a Special Term decision by Balcom, J., in 1856.
It is true that section 332 of the Code of Criminal Procedure provides that: “ There are three kinds of pleas to an indictment: 1. A plea of guilty. 2. A plea of not guilty. 3. A plea of a former judgment of conviction or acquittal of the crime charged, which may be pleaded either with or without the plea of not guilty.” Section 340 provides that: “ If the defendant were formerly acquitted on the ground of a variance between the indictment and the proof, or the indictment were dismissed upon an objection to its form or substance, without a judgment of acquittal, it is not deemed an acquittal of the same offense.” And section 341 provides that: “ When, however, the defendant was acquitted on the merits, he is deemed acquitted of the same offense, notwithstanding a defect in form or substance in the indictment on which he was acquitted.”
But an appeal lies in a criminal case only from a final judgment. (Code Crim. Proc. §§ 515—517.) In People v. Goodwin (supra) it was said: “ To render the plea of a former acquittal a bar, it must be a legal acquittal by judgment upon a trial for substantially the same offense and the verdict of a petit jury.” If that be so, it would seem that the facts in this case would not support the plea of auterfois acquit, provided for in
The relator is asserting a constitutional right. In Ex parte Davis ( 48 Tex. Crim. Rep. 644 ; 89 S. W. Rep. 978 ) the Court of Criminal Appeals of Texas had before it an application for a writ of habeas corpus for the release of the applicant who stood charged with the offense of murder in one county of the State, he having been acquitted upon a trial upon an indictment found by the grand jury of another county of the State for the same crime. The court said: “ The question presented for our consideration is, does the verdict and judgment of acquittal, rendered in the District Court of Coke County, exonerate relator from further prosecution in the District Court of ¡Nolan County for the same offense ? In the first place, the jurisdiction of this court to interfere by writ of habeas corpus is questioned, it being insisted that applicant can fully protect his rights by an appeal.. * * * The only way we know to avoid a second trial, where the lower court is proceeding with said trial, is to interpose the writ of habeas corpus,” and the writ was issued and the prisoner discharged.
In Hans Nielsen, Petitioner, ( 131 U. S. 176 ), Hr. Justice Bbadley, speaking for the Supreme Court of the United States, said: “ The first question to be considered is whether, if the petitioner’s position was true, that he had been convicted twice for the same offense, and that the court erred in its decision, he could have relief by habeas corpus? The objection to the remedy of habeas corpus, of course, would be that there was in force a regular judgment of conviction, which could not be questioned collaterally, as it would have to be on habeas corpus.
The question was raised by habeas corpus before Kent, J., 109 years ago in People v. Olcott (supra) without a suggestion that such course was improper. And in People v. Goodwin (supra), where the prisoner was indicted at the General Sessions, and the question was raised in the Supreme Court upon a motion for his discharge on the ground that once having been tried he could not legally be put on trial a second time, the court, by Spenceb, Ch. J., said: “ This brings us to the question whether the Court of Sessions could discharge the jury under the circumstances of this case. If they could not, then I should be of the opinion that, although there could be no technical plea of auterfois acquit, the same matter might be moved in arrest of judgment; and, if so, I can see no objection
If the discharge of the jury was unwarranted, and if an unwarranted discharge of the jury is the equivalent of an acquittal, then it must follow that the relator is illegally and in violation of his constitutional rights deprived of his liberty. Assuming that he had been acquitted by a verdict of the jury, and, nevertheless, the court had remanded him to the custody of the warden of the city prison, can any one doubt that the Supreme Court, upon such facts being brought to its attention, would instantly release him upon a writ ? If I am right, that is the precise legal situation here existing.
We have not overlooked the recent case of People ex rel. Scharff v. Frost ( 198 N. Y. 110 ; 24 N. Y. Crim. 388 ). In that case a statute (Penal Code, § 285) provided that “the subsequent intermarriage of the parties * * * is a bar to a prosecution for a violation of the last section ” (seduction under promise of marriage). After a plea of guilty and before judgment the relator had married the prosecutrix and sentence had been suspended. Long afterwards the suspension of sentence was revoked and the relator sentenced to State’s prison. The Court of Appeals unanimously held that the marriage operated as a bar to the rendition of judgment and it became the duty of the court to discharge the relator from custody and proceed no further in the prosecution and that it was error to pronounce judgment against him, but the court said: “ The relator’s remedy was to move in arrest of judgment and upon the denial of that motion, if it were denied, he could review the action of the tria.1 court upon appeal. There was not, however, such an utter lack of jurisdiction or power to pronounce judgment as entitled the relator to relief by habeas corpus.”
There was a strong dissent, concurred in by three of the judges, holding that habeas corpus would lie, stating: “The court should not adjudge itself incompetent to deal with a
Concurrence
We are, of course, bound by the law as laid down by the Court of Appeals and must apply it to similar cases. But in the Scharff case a statute was under consideration. In the present case a constitutional immunity. “ Ho person shall be subject to be twice put in jeopardy for the same offense ” (Canst, art. 1, § 6), and the language of the Supreme Court of the United States in the Nielsen Case (supra) covers this case: “ A party is entitled to a habeas corpus not merely where the court is without jurisdiction of the cause, but where it has no constitutional authority or power to condemn the prisoner.”
The order appealed from sustaining the writ and discharging the relator should be affirmed.
Ingraham, P. J., Laughlin, Scott and Miller, JJ., concurred.
I fully concur with Mr. Justice Clarke and simply wish to add a few words as to whether this question can be raised on habeas corpus. Upon the return to this writ the question presented to the Supreme Court is whether the relator was illegally detained in custody. Section 2031 of the Code of Civil Procedure provides that “ the court or judge, before which or whom a prisoner is brought by virtue of a writ of habeas corpus, issued as prescribed in this article, must, immediately after the return of the writ, examine into the facts alleged in the return, and into the cause of the imprisonment or restraint of the prisoner; and must make a final order to discharge him therefrom, if no lawful cause for the imprisonment or restraint, or for the continuance thereof, is shown; whether the same was upon a commitment for an actual or
The return shows that the relator is imprisoned under a warrant of the Court of General Sessions of the Peace based upon an indictment against him for the crime of murder in the first degree. As a traverse to this return it appeared that the relator had been tried upon that indictment and the jury discharged without a verdict or without stating that they were unable to agree, and as established by Mr. Justice Clabke in his opinion such a discharge of the jury was equivalent to an acquittal. The question before us, therefore, is whether a defendant having been committed to prison upon a bench warrant issued under an indictment is illegally restrained under such a warrant after he has been tried upon the indictment and acquitted. We are not reviewing a judgment of the court convicting the defendant after he had been acquitted. It may be assumed that where there was a final judgment or decree of a competent tribunal of civil or criminal jurisdiction and a prisoner was held under such a judgment that he could only review that judgment upon an appeal therefrom and not by a writ of habeas corpus under subdivision 2 of section 2032 of the Code of Civil Procedure. But here the defendant is held under a warrant issued by the Court of General Sessions based upon an indictment upon which a trial has been had subsequent to the commitment and the defendant in effect acquitted. After such an acquittal there was certainly no lawful cause for the continued imprisonment of the relator based upon the original warrant which had been issued on the indictment. In the case of People ex rel. Scharff v. Frost ( 198 N. Y. 110 ; 24 N. Y. Crim. 388 ) the relator was held under a judgment of the Court of General Sessions, a court of competent jurisdiction. And it was held that in such a case the judgment standing
Order affirmed.
Cases cited
- People v. Olcott 2 Johns. Cas. 301 p. 52
- People v. Goodwin 18 Johns. 187 p. 53
- People v. Hovey 92 N. Y. 554 p. 54
- People v. Bissert 71 App. Div. 118 p. 54
- People v. Bissert 172 N. Y. 643 p. 54
- People ex rel. Jerome v. Court of General Sessions 112 App. Div. 424 p. 54
- People ex rel. Jerome v. Court of General Sessions of the Peace 185 N. Y. 504 p. 54
- In re Montgomery 126 App. Div. 72 p. 54
- Snee v. Brooklyn Heights Railroad 193 N. Y. 659 p. 54
- Nielsen 131 U. S. 176 p. 60
- United States v. Ramsay 120 U. S. 214 p. 61
- People ex rel. Scharff v. Frost 24 N. Y. Crim. 388 p. 62, p. 64