Majority
Headnote
Evidence — Relevancy — Evidence showing the defendant in a criminal TRAIL GUILTY OF OFFENSES OTHER THAN THAT CHARGED IS INADMISSIBLE ALTHOUGH OFFERED ONLY FOR THE PURPOSE OF IMPEACHING A WITNESS FOR DEFENDANT.I concur in the conclusion and the supporting reasoning of Judge Chase that the refusal of the trial court to charge the request stated in his opinion was not error. I dissent from his conclusion that it was not error to receive the. testimony considered in the opinion.
Katherine Wordahl was a witness for the defendant. Her direct examination in effect was: She lived and was employed as housekeeper at the Fulton Hotel (the house involved here) from February 4 to July 29, 1915. When on duty from eight o’clock in the morning until’ six o’clock in the afternoon, she would show guests to the assigned rooms. The hotel had from twenty-five to twenty-eight permanent guests. The defendant did not state to her, as testified by Katherine Caulfield, as a witness for the People, that he was sorry he had employed Mr. Wittek because he thought that Mr. Wittek and Mr. Keely were too timid to be in charge of the hotel and that couples were asking for roomsv-and were not being given them. The district attorney sought to impeach her by cross-examination. The part of the cross-examination material here is as follows: “ Q. How long have you worked for Mr. Kichardson ? A. About a year and a half in all. Q. What other hotel or hotels besides the Bijou Hotel did yon work in for Kichardson? A. Manhattan. Q. When did yon work in1 the Manhattan ? A. Before I was married. Q. When was it, what year? A. 1909. Q. And what other year ? A. And then again last year, that was all. Q. When you worked in it last year it had another name, didn’t it? A. Majestic. * * * Q. How long have you known Bichardson? A. From 1908. Q. Did you work in the Majestic Hotel after you left the Fulton Hotel last year or before that time ? A. Before then, before I went to the Fulton. * * * Q. Did you know, Madam, when you went to work in the Majestic Hotel — that before the name was changed from the Manhattan to the Majestic Hotel, that that hotel had been abated
The defendant did not during the trial take the witness stand or by any testimony make his character an issue. *
It is a rule of law that it is error to receive evidence, upon the trial of an accusation, of an offense other than that charged. (People v. Thompson, 212 N. Y. 249 ; People v. McLaughlin, 150 N. Y. 365 ; Miller v. Curtis, 158 Mass. 127 .) This rule which excludes evidence of other crimes unless the evidence is relevant to the issues on trial should be strictly enforced. Evidence is relevant to the issues on trial whenever it tends directly to show the defendant guilty of the crime charged in the indictment under which he is being tried. (People v. Thau, 219 N. Y. 39 .) The conditions or elements which render it thus relevant are fairly well defined and declared. (People v.
It is also a well-established rule that an impeachment or attack of a'defendant in a criminal trial by proof of any specific act or practice affecting his character and tending to show that he is not worthy of credit can1 be only when he has assumed the status and character of a witness in his own behalf. As such witness he may be impeached through the methods applicable to any witness. The impeachment is not for the purpose of showing that he was the kind of person who would be willing to commit the offense charged, but solely for the purpose of diagnosing his conscience and thereby enabling the jury to determine the extent of his veracity and credibility as a witness. Testimony which does not tend legitimately to discredit his evidence is irrelevant and should be excluded. (People v. Hinksman, 192 N. Y. 421 .)
It is also an elementary rule that the general character of the defendant in a criminal trial may not be mad-e an issue unless he chooses to make it so by resorting to- affirmative proof of good character. (People v. Hinksman, 192 N. Y. 421 , 22 N. Y. Crim. 585 ; People v. Lingley, 207 N. Y. 396 , 29 N. Y. Crim. 218 ; People v. Pekarz, 185 N. Y. 470 , 20 N. Y. Crim. 159 ; People v. Fitzgerald, 156 N. Y. 253 .)
The violation of either of these rules by a trial court is cogent ground for the reversal of a judgment based in part upon the violation. (People v. Jones, 191 N. Y. 291 .) It is manifest that the testimony at hand was in direct and thorough violation of, at least, the first two of them. The district attorney urges, in justification of its admission, the rule that in an impeaching cross-examination specific acts which tend to discredit or impeach moral character may be educed and to that end the way of life, the associations and the practices of the witness are relevant. This argument is that the testimony of Katherine Kordahl would be seriously disparaged in case it was proven- that
The reasons for the established rules, which I have stated, forbid the rule urged upon us by the argument of the district attorney. Those reasons are that the evidence which they bar would have a tendency to withdraw and mislead the attention of the jury from the real issue under inquiry and would subject the accused to charges unconnected with that issue and against which he had no reason to prepare. (People v. Thompson, 212 N. Y. 249 , 31 N. Y. Crim. 520 .) In People v. Sharp ( 107 N. Y. 427 ,
The reasons are rooted in practical policy, justice and fairness. It is not a part of them that the proof they forbid is not relevant to the real issue, namely, is the defendant guilty or not guilty. Indeed, the exclusion is rather because they have an inescapable and a too potent relevancy. For reasons of policy and humanity rather than of irrelevancy is the evidence excluded. “ The natural and inevitable tendency of the tribunal — whether judge or jury — is to give excessive weight to the vicious record of crime thus exhibited, and either to allow it to hear too strongly on the present charge, or to take the proof of it as justifying a condemnation irrespective of guilt of the present charge.” (1 Wigmore on Evidence, section 194.)
The reasons stated determine the question here. The evidence was inadmissable, not because it did not legitimately tend to prove an immoral and discredited character of the witniss, but
Dissent
I conclude it is a rule of law that an impeachment cross-examination of a witness for a defendant in a criminal trial cannot seek or educe, for the purpose of discrediting the witness, testimony tending to prove that the defendant was of a criminal, degraded or bad character.
I vote that the judgment be reversed and a new trial ordered.
In 1915 the defendant was the proprietor of the Fulton Hotel in Brooklyn. He has been convicted of conducting it as a disorderly house and' of maintaining it as a public nuisance.
The hotel had about thirty-five rooms, four of which were occupied by the employees, and twenty or more by permanent guests. It is claimed that the rooms not occupied by the employees and permanent guests were rented for immoral purposes. The evidence is sufficient to establish such contention.
The defendant did not live at the hotel but conducted it through employees, and was not present thereat more than two or three times a week. The dinning room was sub-let. Two clerks were employed in the office and a houseekeper and maid on the bedroom floors. It was, of course, essential for the People to show that the defendant knew that the rooms were being rented for immoral purposes. The clerks were sworn as witnesses for the People and gave testimony which, if true, shows that the rooms were so rented, not only with the defendant’s knowledge, but by his direction. The clerks were under the general direction of the defendant, but in his absence had control of the hotel and its guests, and they necessarily assumed personal responsibility for their own acts in connection therewith. They were accomplices with the defendant, and at the time when they gave testimony had been indicted as principals. The defendant’s conviction cannot be sustained upon their testimony unless it is corroborated by such other evidence as .tends to connect the defendant with the commission of the crime. (Code of Criminal Procedure, § 399.)
Some slight circumstances were disclosed which it is claimed tend to corroborate the testimony of the clerks, but the most important evidence of the People in corroboration of their testimony relating to the defendant’s knowledge of the use to which the rooms were placed was the testimony of the maid.
The court was asked to charge the jury as follows: “ Defend
Whether it was error for the court to decline to charge as requested is a question for determination on this appeal. The maid testified to certain statements which she alleges were made to her by the defendant, and to a conversation which she alleges she overheard between the defendant and the housekeeper. The testimony of the maid tends to show that the defendant knew the use to which the rooms were being placed. The duties of the maid, so far as appears from the record, were to care for the rooms of the house and occasionally in the absence of the housekeeper to meet people in the hallway on signal from the office, and show them to rooms to- which they were assigned, and for which they held tickets given to them at the office and take such tickets for subsequent delivery to the housekeeper. She also testified that about a dozen times while she was there, she saw certain girls go to rooms in the hotel with men, but she could not say whether they were the same men each time. Was she an accomplice?
She was not an owner, agent or lessor, or a lessee, proprietor or keeper of the house within the meaning of the statute. (Penal Law, § 1146.) The defendant did not ask the court to submit to the jury the question whether the maid was an accomplice. Such a request should have been made to the court, and if refused, excepted to if it is now to be claimed that such a charge should have been1 made. (People v. Grossman, 168 N. Y. 47 , 15 N. Y. Crim. 527 ; People v. Pindar, 210 N. Y. 191 , 31 N. Y. Crim. 13 .)
One is not to be deemed an accomplice merely because he had knowledge of the intended commission of a crime, unless he in some way aids or incites its commission1. (People v. McGonegal, 136 N. Y. 62 , 32 N. Y. Crim. 112 ; Bird v. U. S. 187 U. S. 118 .) An accomplice is one who unites in the commission of the crime and who participates in the criminality of the act. (Gaston v. State, 128 S. W. Rep. 1023 .)
If we assumb that the defendant’s contention that the maid was an accomplice was sufficiently presented to raise the question for our consideration we are of the opinion that the question was at most one of fact and not of law. The burden rested on the defendant to show that the maid was an accomplice, and to see that the question was properly raised and presented to the jury. To hold that the maid was an accomplice it was necessary for the court or jury to find that she knew that the rooms were used for immoral purposes and that she aided and abetted such purpose, and that she either directly or indirectly counseled, commanded, induced or procured the commission of the crime. (Penal Law, §2.)
The generally accepted test as to whether a witness id' an accomplice is whether he, himself, could have been convicted for the offense either as principal or accessory. (People v. Sweeney, 213 N. Y. 87 , 46, 32 N. Y. Crim. 232 ; People v. Zucker, 20 App. Div. 363 ; affd., on opinion below, 154 N. Y. 770 ; People v. Bright, 203 N. Y. 73 , 79, 26 N. Y. Crim. 377 ; People v. Swersky, 216 N. Y. 471 ; People v. Hyde, 156 App. Div. 618 ; People v. Bruno, 164 App. Div. 32 , 32 N. Y. Crim. 140 ; Ruling Case Law, Vol. 1, page 157.)
The distinction is stated in Commonwealth v. Churchill ( 136 Mass. 148 ). In thait case a master and his servant were indicted for keeping and' maintaining a tenement used for the illegal sale of intoxicating liquors. Eeferring to the servant and holding that he was not liable when not in charge and control of the tenement, the court say: “ It is true that sales in the presence of the master do in some degree aid the master in keeping the tenement. But so do purchases, which nevertheless are not misdemeanors of any description. (Commonwealth v. Willard, ubi supra.) The distinction between acts which amount 1» maintaining the nuisance and those which do not, is one of degree. We do not think that the misdemeanor of unlawful selling, committed hy a servant, can be said as a matter of law to amount to
Our statute relating to a 'disorderly house- (Penal Law, § 1146) is against keeping or maintaining such a house or place.
The court did not err in refusing to charge the request relating to the maid as quoted.
The housekeeper was called as a witness by the defendant and she denied the conversation that the maid testified she overheard between her- and the defendant. Her testimony was material and important and on her cross-examination the People showed by her that she had worked for the defendant in the Manhattan Hotel- in 1909 and subsequently in the same hotel after its name had been changed to the Majestic; and also- that before working for the defendant in the- Pulton Hotel she had worked therein for him when the same was conducted in- the name of the Bijou Hotel. The People then asked her certain questions and stated that they were propounded for the purpose of showing facts affecting the credibility of the witness-. The witness was asked: “ Did you know, Madam, when you went to work in the Majestic Hotel — that before the name was changed from the Manhattan to the Majestic Hotel that that hotel had been abated as a public nuisance because it was- a disorderly house- ? ”
This was objected to by the defendant as- an- attack on the defendant and his counsel asserted that the court should m its discretion sustain the objection. The court replied: “ The witness is on the stand. Her credibility is now the paramount issue. * * * Anything that is calculated to bring out whether or not she is a person worthy of belief here is of the utmost importance. Now, incidentally if there may come up something that reflects upon- the defendant it seems- to- me that it is one of those necessary things that cannot be avoided and I think I can cover that in my instructions. * * * This is only admitted for the purpose of testing the credibility of the witness.”
She was asked: “ Did you know that Richardson was convicted of running the Manhattan Hotel as a disorderly house and sentenced to jail before you went to work for him in the Majestic Hotel ? ”
It was objected to by the defendant as prejudicial to the defendant and his counsel again stated that the limits of allowing questions affecting the credibility of the witness “ are well defined, of course they are within your honor’s discretion,” but urged that the limits of discretion had been reached. The objections were overruled and the defendant excepted. The witness answered, “ Yes.” Ho objection was made to the testimony because the record of conviction was not produced. All the district attorney sought to prove was the understanding of the witness and her acts based thereon.
She was asked, “ and before you went to work for him in the Fulton Hotel, is that it? ” The witness answered, “ Yes.” She was asked, “ Did you know before you went to work at the Fulton- Hotel that that very -same hotel, not the Manhattan now, but the Fulton Hotel, the -same premises under the name of the Bijou Hotel had also been abated as a public nuisance? ” The witness answered, “ Yes.”
It is claimed that the answers were in effect an attack on the character of the defendant and that their admission was error. In the charge to the jury the trial judge said: “ When the witness Mrs. Hordahl (the housekeeper) was on the stand' the question was asked her as to whether or not when she went to work in this Fulton Hotel she did not know that the defendant had previously been convicted of maintaining a disorderly house, and did not know that some house with which he had been connected had been abated -as- a public nuisance, to which she replied that she did. That evidence was admitted only for the purpose of enabling you to determine what weight or credibility is to be given to her testimony. In other words, you will consider that
When the questions to the housekeeper that I have quoted were asked it was apparent that the jury would soon have to determine whether the testimony of the maid or that -of the housekeeper would be believd. The People sought to prove that the housekeeper knew and appreciated the business methods of her employer and her readiness notwithstanding her knowledge to continue to serve him. The jury in determining whether it would believe her testimony bad a right to take into account her willingness to return to the place where she had been employed after it had been for a time closed and the defendant had been found guilty of conducting therein a disorderly house. Suppose it had been proven that the defendant had been twenty times convicted of keeping a disorderly house and the witness
Anything tending to show her standards of life and morals could be considered in determining whether she- was telling the truth in this case. The People had already introduced evidence tending to show that the house was- in fact disorderly. The question was whether she was the kind of a woman who would be willing to remain there as housekeeper although she knew it to be disorderly. It is not a crime to live in a disorderly house if one has no interest in it and takes no part in conducting it. While not a crime to live in such a house such mode of life does indicate an indifference to the moral standards of decent society which a jury may consider in determining whether such a person would be willing to wink at immoral practices and perhaps color her testimony to protect those with whom she had been associated.
When the object of an examination of a witness is to ascertain his credibility, its method and duration are subject to the discretion of the trial judge and unless abused its exercise is- not the subject of review. (Langley v. Wadsworth, 99 N. Y. 61 , 63, People ex rel. Phelps v. Oyer & Terminer, 83 N. Y. 436 , 460.)
In the discretion of the trial judge the association by a witness with a person known- to have been convicted of a crime is a fact to be considered by the jury in determining the'weight to be given to his testimony. (People v. Katz, 209, N. Y. 311; 30 N. Y. Crim. 373 .)
Wigmore in his work on Evidence, referring to the right to cross-examine a witness in an effort to impeach him, says, “ By the rule obtaining in most jurisdictions of the United States the repression of possible abuses is left in the discretion of the trial judge.” (Wigmore on Evidence, § 983.)
The defendant asserts that it was bad pleading to charge him in one indictment with the maintenance of a disorderly house
The other points raised by the defendant do not require consideration in the opinion.
The judgment should be affirmed.
Hiscock, Oh. J., Hogan and Grane, JJ., concur with Collin, J., and Cardozo, J., concurs in result; Chase, J., reads dissenting opinion and McLaughlin, J., concurs.
Judgment reversed, etc.
Cases cited
- Penny v. Rochester Railway Co. 154 N. Y. 770 p. 141, p. 150
- People v. Mathew 150 N. Y. 346 p. 141
- People ex rel. Phelps v. Court of Oyer & Terminer 83 N. Y. 436 at 460 p. 141, p. 155
- People v. Giblin 115 N. Y. 196 p. 141
- People v. Irving 95 N. Y. 541 p. 141
- People v. Tice 131 N. Y. 651 p. 141
- People v. Conroy 153 N. Y. 174 p. 141
- People v. McLaughlin 150 N. Y. 365 p. 143
- People v. Molineux 168 N. Y. 264 p. 144
- People v. Molineux 16 N. Y. Crim. 120 p. 144
- People v. Grutz 31 N. Y. Crim. 302 p. 144
- People v. Thompson 31 N. Y. Crim. 520 p. 144, p. 145
- People v. Hinksman 192 N. Y. 421 p. 144
- People v. Hinksman 22 N. Y. Crim. 585 p. 144
- People v. Lingley 29 N. Y. Crim. 218 p. 144
- People v. Pekarz 20 N. Y. Crim. 159 p. 144
- People v. Fitzgerald 156 N. Y. 253 p. 144
- People v. Sharp 107 N. Y. 427 p. 145
- People v. Sharp 5 N. Y. Crim. 569 p. 146
- People v. Grossman 15 N. Y. Crim. 527 p. 149
- People v. Pindar 31 N. Y. Crim. 13 p. 149
- People v. McGonegal 136 N. Y. 62 p. 150
- People v. McGonagle 32 N. Y. Crim. 112 p. 150
- Bird v. United States 187 U. S. 118 p. 150
- Elmhurst Fire Co. v. City of New York 213 N. Y. 87 p. 150
- People v. Sweeney 32 N. Y. Crim. 232 p. 150
- People v. Bright 26 N. Y. Crim. 377 p. 150
- People v. Bruno 32 N. Y. Crim. 140 p. 150
- Langley v. Wadsworth 99 N. Y. 61 at 63 p. 155
- People v. Katz 30 N. Y. Crim. 373 p. 155
- People v. Gold 205 N. Y. 599 p. 157
- People v. Wiechers 18 N. Y. Crim. 554 p. 157