Friedberger v. Stulpnagel

In the original summons, issued in this action, the words and figures “128 Prince street,” which were intended to designate the location of the courthouse in the First district, Municipal Court, were stricken out, and the words “66 Lafayette street” written over them in ink. The copy of the summons which was served upon the defendant also had the words “128 Prince street” stricken out, without any designation or mention of the street or mention of the courthouse. The defendant failed to appear upon the return day, and a judgment was taken against her as by default. The next day, an attorney representing the defendant obtained an order to show cause, and upon the' return of that order filed a special notice of appearance, in which he set forth that he appeared “only for the purpose of moving to vacate and set aside the judgment entered herein by default, in favor of the plaintiff on February 3, 1908, on the ground that the copy summons served did not conform to the original summons and is defective, in that no place where the same is returnable is stated in said copy summons, and for the purpose of moving to dismiss the proceedings, with costs, by reason of such defect.” This motion was denied, with $5 costs, and from the order entered thereon the defendant appeals.

I do not consider it necessary, in disposing of this appeal, to pass upon the question as to whether or not the court below acquired jurisdiction over the person of the defendant by the service of the alleged defective summons. If the service of such a summons was insufficient to confer jurisdiction over the defendant, it was equivalent to no service at all. If jurisdiction was thereby conferred, the defendant is in default. The question to be determined is whether the Municipal Court can by an order made after judgment has been rendered vacate and set aside such judgment and dismiss the action.

Prior to the amendments of section 1367 of the Consolidation Act (Laws 1882, p. 351, c. 410), a District Court justice became functus officio, after rendering a judgment, and the only remedy an aggrieved party had was by an appeal therefrom. People v. Callahan, 7 Daly, 435 . A justice of a District Court had no power whatever over a judgment, not even to amend it, nor to make an order setting it aside, nor to set aside the verdict of a jury or to grant a new trial. Schwartz v. Wechler, 2 Misc Rep. 67 , 20 N. Y. Supp. 861 ; People v. Campbell, 18 Abb. Prac. 1 ; Edel v. McCone (Com. Pl.) 10 N. Y. Supp. 538 ; Carpenter v. Willett (Ct. App.) 28 How. Prac. 225. From the time the judgment was rendered, a District Court justice became merely a ministerial officer. Carpenter v. Willett, supra. In the case of Van Rensselaer v. Chadwick, 7 How. Prac. 297-299, in discussing the question of the power of- a justice of the peace, in a case where judgment had been rendered, the court said:

“No motion could have been made in the original action to set aside the proceedings for want of service: a justice of the peace having no power after judgment to entertain such a motion.”

Unless therefore we can find some power conferred upon the Municipal Court by statute to set aside a judgment and dismiss an action, it is clear that no such power exists in that court. By chapter

“Upon motion before him to open and set aside any default made in any action tried before him.”

Prior to the enactment of this statute, the court had no power over judgments even to open a default, “no matter what may have been the circumstances under which the default was taken.” People v. Campbell, supra. Section 1367 of the consolidation act contained substantially the same provision and declared that:

“Any justice may, upon motion before him, open and set aside any default made in any action tried by or before him. and may award such costs, not- exceeding ten dollars as a condition for opening such default, as in his discretion shall he just and proper.”

This section was amended by chapter 750, p. 1871, Laws 1894, and again by chapter 748, p. 978, Laws 1896. This latter amendment gave to the Municipal Court still further power regarding defaults, and enacted that :

“The court, or a justice holding the same, may at any time, upon motion made upon such notice as the justice may direct, open any default and set aside, vacate or modify any judgment entered thereon, and set the cause therein for pleading, hearing or trial as the case may require, upon such terms as the court may deem proper.”

It will be observed that up to the time of the enactment of this statute the court had no power over a judgment. Its power was limited to “setting aside any default,” and no mention was made of the judgment. By the amendment above quoted, the court was given authority to vacate and set aside any judgment entered upon a default, and to set the cause down for pleading, hearing, or trial, “as the case may require.” Nevertheless, the power thus conferred related wholly to judgments -taken by default, and no power was given to dispose of the action in any other way than, if the default was opened, to set the case down for future action. Gormully & Jeffery Mfg. Co. v. Catharine, 25 Misc. Rep. 338 , 55 N. Y. Supp. 475 ; Wolchock v. Tombarelli, 32 Misc. Rep. 694 , 66 N. Y. Supp. 504 . In other words, if the defendant had defaulted in appearing upon the return day, and his default was opened, the case might be set down for pleading; if the default was after issue was joined, then the cause must be set down for hearing or trial; the words “as the case may require” clearly having reference to the situation of the case at the time the default was opened.

Section 253 of the Municipal Court Act (Laws 1902, p. 1562, c. 580) was, as stated by the Commissioners of Revision, “taken from the first part of section 1367 of the consolidation act and applies only to defaults.” The section is headed “Court May Open Default,” and the language, giving power to the court, and directing the manner in which the case must be disposed of, when a default is opened, is precisely the same as was contained in the Consolidation Act, § 1367. The Appellate Term has frequently decided that the construction to be given section 253 is not that it gives the court power to vacate and set aside a judgment and dismiss the action, but that a judgment can

If, then, section 253 remained the same, as originally enacted, we should have no difficulty in disposing of this case. The section as amended reads as follows; the underscored words being the amendment inserted by the Legislature of 1907 (Laws 1907, p. 554, c, 304), taking effect September 1st of that year:

“The court, or a justice thereof, in a district in which a default or dismissal is taken in an action or summary proceeding, or m which judgment is taken or final order made without the service of a summons or of process as required by law, may at any time upon motion made upon such notice as the court may direct, open such default or dismissal, and set aside, vacate or modify any judgment or final order entered in any such action or proceeding and set the action or proceeding down for pleading, hearing or trial as the case may require upon such terms as the court may deem proper.”

It will be seen that the amendment consists of the added words “or a justice thereof,” the words “or dismissal,” and the words “or in which judgment is taken or final order made without the service of a summons or of process as required by law.” The other language in the section remains exactly as it was prior to the amendment. In other words, the language of that portion of the section, which bounds the power of the court and declares what it may do, when it is asked to exercise its authority, and which governs its course in cases that may arise under that section, remains precisely as it formerly existed. The words “or dismissal” were intended to dispel the uncertainty as to whether or not the court could relieve a plaintiff who had defaulted as well as a defendant. This was undoubtedly owing to the ap' parently conflicting decisions in Lefenfeld v. Adler, 51 Misc. Rep. 66 , 99 N. Y. Supp. 799 , and Wolfert v. N. Y. City Ry. Co., 53 Misc. Rep. 536 , 103 N. Y. Supp. 768 . It is now claimed that the words “or in which judgment is taken or final order made without the service of a summons or of process as required by law,” inserted in the section by the amendment aforesaid, confers power upon the Municipal Court to vacate a judgment and dismiss an action, where no service of process was made, and that in such a case the cause need not be continued, but may be terminated absolutely. This position is untenable, unless we are prepared to hold that the language of that portion of the section, which directs the course to be taken, and limits the power of

But there are several reasons why such an intent is not manifest, and why another intent reasonably appears. Section 248 of the Municipal Court act provides for a judgment of dismissal in certain cases with costs, but without prejudice to a new action, and section 249 provides for cases when a judgment of dismissal upon the merits may be given. It is reasonable to presume that, if the Legislature intended to grant power to the Municipal Court to vacate a judgment and dismiss an action for nonservice of process, an addition to either of those sections of words to that effect would have been the method taken to accomplish such a result. Section 311 of the Municipal Court act gives a person who has never been served with process or appeared in the action a right to appeal, and that section has not been repealed either expressly or by implication. We can find no express or implied intention on the part of the Legislature to confer more power upon the Municipal Court to dismiss an action than has already been given by sections 248 and 249 of the Municipal Court act, and we are therefore of the opinion that the intent of the Legislature, in adding to section 253 the words above quoted, was, not to give power to the court to vacate a judgment and dismiss an action, but to afford a person who had never been served with process another remedy than that of being compelled to resort to the expensive and dilatory method of taking an appeal from a judgment entered against him. Technically, a judgment so taken is not, so far as the defendant is concerned, a judgment taken by reason of his default, because if never served he cannot be said to be in default. Spiropulos v. Magnioni, supra. Nevertheless, there seems no good reason why a person who has never been served with process, and has not appeared, may not, upon ascertaining that a judgment has been entered against him," be permitted, upon proper application therefor, and proper proof, to have such a-judgment vacated, and be allowed to defend any claim the plaintiff may have against him. Parties may appear in court voluntarily and have their differences legally adjusted. Section 26, Municipal' Court Act. Until proof of nonservice is given, the court has prima facie jurisdiction, because proof of service of the process is always given before an inquest is taken.

In Edel y. McCone, supra, the court held that such an inquest was a trial, within the meaning of the section regarding defaults, and that, although a defendant had not been served, he was not compelled to resort to an appeal or a suit in equity, and the setting aside of the judgment by the justice and fixing a day for the trial of the case was upheld by the court. An “inquest” is a “trial.” Haines v. Davis, 6

The most that can be said is that the Municipal Court act, in its present condition, gives a defendant who has not been served with process, and has not appeared generally in the action, two remedies, either of which he can avail himself, viz.: Of an appeal from the judgment under section 311, and presenting to the appellate court facts from which that court can determine that no service was made (Austen v. Columbia Lubricants Co. [Sup.] 85 N. Y. Supp. 363 ; Lazarus v. Boynton [Sup.] 86 N. Y. Supp. 104 ) thereby obtaining an absolute reversal of the judgment, or by an application under section 253 to the court below to have the judgment vacated and the case set down for pleading or trial. This is what the Legislature evidently intended to secure. If the defendant adopts the latter remedy, he must show by his moving papers that he intends to bring himself within the jurisdiction and power of the court to grant him the relief asked for, and this he does not do by special appearance for the purpose of vacating the judgment only. This, as we have seen, the court has no power to do.

The construction given herein to section 253 .makes the practice plain and in accord with the previous decisions of this court and violates no rule of law or practice. In the case at bar, the defendant sought to obtain from the court an order vacating the judgment and dismissing the action, and appeared specially and made a motion for that purpose only. The court had no power to grant such a motion or to make the order asked for therein. The motion should therefore have been dismissed. The denial of the motion was the same in effect. The order made, however, is not an appealable orcler, as it is not one of the orders enumerated in sections 253, 254, 255, 256; nolis it an order denying a motion to open a default, as provided in, section 257, and the appeal must therefore be dismissed.

Appeal dismissed, with $10 costs.