Majority
Headnote
1. Prisons (§ 14[2] )—Discharge oe Prisoners—Powers oe Magistrate.The Association of the Bar of the City of New York has presented to this court a petition alleging that the respondent, a city magistrate of the city of New York, was guilty of such conduct as required his removal from office. A copy of this petition was served upon the respondent, who submitted his answer. The respondent, by his answer, does not directly put in issue any of the allegations of fact in the petition. He admits and alleges that he was appointed a city magistrate on the 18th day of July, 1907; that on January 6, 1908, while holding the magistrate’s court in the Second district, he duly convicted one Louise Durand of disorderly conduct tending to a breach of the peace, and that, in pursuance of section- 707 of the charter of the city of New York (chapter 466, p. 394, of the Laws of 1901), he committed her to the workhouse for a tertii of six months, or until the Commissioner of Correction, pursuant to chapter 701 of the charter, should order her discharge, and that the conviction and commitment of the said Louise Durand was after a trial upon which the accused was represented by counsel, and that in pursuance of such conviction the said Louise Durand was taken to the workhouse and commenced her term of commitment; that the day after the commitment a Mr. Rosenbach, a partner of the accused’s counsel at the trial, went to one Isaac B. Schavrien, who theretofore had had no connection with the case, but who had been a personal friend of the respondent and who had occupied offices with him before he became a city magistrate; that the respondent talked with Schavrien and Rosenbach over the telephone; that said Schavrien received from Rosenbach a fee of $75 for his interposition in the case, but that the respondent was ignorant of that fact at the time the said conversation was had and until some time thereafter; that immediately after these conversations the respondent signed an order discharging the said Louise Durand, which he delivered to the clerk of the attorney for the convict, who had presented it.
The respondent denies that he executed this order solely as the result of the said telephonic communication, but alleges that there had
Upon cross-examination he testified that on the night of the 15th of January he had. a conversation with a reporter from the New York World, who said that they were looking over the probation records of the court, but would not give the respondent anything in the nature of an assurance about the story; that the respondent was admitted to the bar here in 1896, and, on being asked as to what law gave to a magistrate power after commitment to discharge a prisoner on probation, the respondent stated that it was section 710 of the charter. The
One of the probation officers testified that, as a rule, when an application was made to discharge on probation a prisoner after he had been committed to the workhouse by the magistrate, the probation officer investigated the case and tried to verify the statement of the person making the application, and the discharge would depend upon the report of the probation officer; but that it occasionally occurred that this was not done, and the prisoner would be discharged without such investigation; that the usual practice was to order the investigation first.
Schavrien, who first communicated with the magistrate in relation-to this charge, testified as to his communication with the respondent and as to the respondent’s communication with him; that two or three days after the discharge Rosenbach said that he had got a good fee in the matter and would give the witness a piece of it; that Rosenbach then gave the witness $75; that he had two other cases in which he had obtained a discharge from the magistrate, and that in these two cases he received a fee, and had also received a fee of $35 in another case.
After this hearing, and after the case had been submitted, there was presented by the Bar Association of the City of New York what may be called a supplemental petition also asking for the removal of the magistrate, upon additional facts. From that petition it appears that the petitioner had received from the corporation counsel of the city of New York a special report by the commissioners of accounts, appointed by the mayor of the city of New York, based upon an investigation by the said commissioners of the proceedings of the respondent, a copy of such report being annexed to the petition. From that report it appeared that the respondent had discharged from the workhouse, either absolutely or upon probation, prisoners committed to that institution after a conviction and sentence by the respondent. The respondent submitted an answer to that petition, and the case was referred to a referee, who had made his report, and the proceeding has been reheard upon the original testimony taken before the court and that taken before the referee. Upon the original hearing the respondent attempted to justify his action under section 707 of the charter of the city of New York. No mention was then made of section 398 of the consolidation act (chapter 410, p. 106, of the Laws of 1883), and it was not then claimed by the respondent that he knew of that section, or relied upon it in his judicial action which is now under review. While it is entirely clear that that section of the consolidation act was repealed by section 1608 of the charter of 1897 (chapter 368, p. 555, of the Laws of 1897, as amended by chapter 466, p. 651, of the Laws of 1901), it is quite evident that this claim now made, that the relator considered that he had power under the consolidation act to discharge prisoners convicted and sentenced by him under section 707, is an afterthought, and the provisions of the consolidation act, having been clearly repealed, will not be considered in determining this application. The referee reports that between September 33, 1907, and January 5," 1908, a period of a little over three months, the respondent, without
“It is shown, therefore, strange as it may seem, that the practice of granting discharges on probation after commitment, and also of granting absolute discharges in less than 20 days after the commitment, had prevailed to a greater or less extent among practically all the magistrates for a considerable period prior to the respondent’s appointment, and that it continued down to the date of the present proceeding. Considering the number of the magistrates involved and the high standing of many of them, there can, of corase, be no question that the practice in question was adopted' by them in entire good faith, and with the honest belief that in some way or other they were vested with the powers which they so assumed to exercise.”
That, in view of that fact, the referee is of the opinion that the respondent can hardly be blamed for following their lead, and that granting the discharges, he, like others, believed that he had power to do so. But one of the other magistrates was called by the respondent as a witness. That was Mr. Charles H. Whitman, who was a city magistrate from January 1, 1903, until 1909, when he was appointed a justice of the Court of General Sessions. He testified that he had never discharged any prisoners who had been convicted and sentenced absolutely, but had occasion to discharge some prisoners on probation who had been committed by him to the workhouse; that during the four years he had been magistrate he had discharged six or eight prisoners convicted and sentenced; that it was his custom in cases of this kind which were brought to his attention to have a probation officer attached to the court make an investigation and report to him in writing, together with a statement from the physician at the workhouse and usually the magistrate’s own physician; that, if it appeared that the prisoner’s physical condition was such that the further incarceration was likely to result seriously, he would discharge the prisoner on probation; that the papers were given to the probation officer, and this probation officer reported to the magistrate; that before he ma,de such discharge he invariably had such investigation made by one of the official probation officers, also by his own officer, and sometimes he, himself, made such investigation, going to the workhouse to examine the case; that he never granted any discharge without notifying the probation officer in whose custody the prisoner was committed. This magistrate, during four years of service, discharged nine persons to the custody of the probation officer after making the investigation ana ascertaining facts which made the continued imprisonment improper. The respondent, in less than -two months, discharged sixteen
“Nor shall such order be granted by any magistrate except upon the written certificate of the commissioner specifying the date of discharge named by him for the person so committed, and upon an affidavit setting forth facts which, in the opinion of said magistrate, shall justify such discharge.”
By section 707 of the charter the court or magistrate before whom a person is convicted of disorderly conduct is required to impose upon a person so convicted one or the other of the penalties therein provided. The magistrate may commit the person convicted to the workhouse to be detained for the term of six months, impose a firie not exceeding $10, or require the person convicted to give sufficient surety for his good behavior. The section also provides that any court or magistrate may suspend sentence in the case of any person convicted, and may release such person upon probation, upon such terms and conditions and for such period of time, not exceeding six months, as the court or magistrate may deem best; that a person released on probation, in accordance with the provisions of the section, shall be placed under the charge and supervision of a probation officer, to be appointed as therein provided, and shall be furnished by the clerk of the court with a written statement of the terms and conditions of his release.
.It is made the duty of the probation officers to supervise the conduct of each person placed under their charge respectively, and to report any violation by any such person of the terms and conditions of his release. If two or more probation officers were assigned to any city magistrate’s court, the court or magistrate is required to designate the officer under whose charge each person on probation shall be placed. It is quite clear that the magistrate had no power under this section to discharge a prisoner who had been convicted and committed to the workhouse. After conviction the magistrate could have suspended sentence and released the person upon probation, upon, such terms and conditions and for such periods of time, not exceeding six months, as he might deem best. When thus released, the person that had been convicted of disorderly conduct was not to be discharged, but
The orders discharging the prisoner were therefore unauthorized, ■ and the commissioner of correction or the superintendent or other person having charge of the workhouse should not have obeyed them.
While, therefore, the order of the magistrate was absolutely without justification, violating the plain mandatory provisions of the statute, destroying a system which had been carefully devised to regulate the term of imprisonment of persons convicted and sentenced, depending upon their former record and whether they were not hardened offenders, the fact that most if not all the magistrates had exercised this power is to be considered in determining whether this respondent should be removed from office for violating this provision of the statute un- ■ der which he acted when he convicted and sentenced those brought before him.-
We will assume that, under the existing circumstances as disclosed in this proceeding, the mere fact that such discharges were granted would not justify the removal of a magistrate. The methods adopted by the respondent, the manner in which he exercised this power which he says he believes he had, in the light of his own explanation of his conduct, will now be considered. The facts in relation to the discharge of the Durand woman" have been stated. She had been convicted and sentenced, and, as the result of a simple telephone message from his former associate in business and a conversation with a person representing himself to be the attorney for the convicted woman, he signed at his house a discharge placing the prisoner on probation, without notifying the probation officer, disregarding the plain provisions of the statute in relation to a discharge on probation, where it was apparent that the prisoner would be discharged before the probation officer had an opportunity to take charge of the prisoner, even if he had subsequently informed her, as he said he intended; yet, instead of waiting for any report from the commissioner, without requiring any affidavit as to the reason for the discharge, and without giving the
The magistrate knew that it was his judicial record that was being examined in connection with these charges. There was not the slightest foundation for the suspicion that the story about to be published which would involve him in disgrace was one that had already been published in relation to his experience in Baltimore, Md.; and the whole episode is so disgraceful and unbecoming a' judicial officer that, taken in connection with his administration of the powers which he now says he supposed he had, it forces the conclusion that he is entirely unfit to continue to exercise the power of a city magistrate. To these magistrates are committed large discretionary powers, the proper and judicious exercise of which is essential to the well-being of a very large proportion of the people, who have little knowledge of judicial proceedings, and who have no one to look to for protection except the policemen and police magistrates. There are few public officers who have the opportunity of preventing or permitting so much oppression as these police magistrates, who are given large discretion to aid in the administration of justice; but the method before detailed has no relation to the administration of justice, as I understand it, and the facts before us have convinced the court that the
The authority of this court to remove a judicial officer is based upon section 17, art. 6, of the Constitution, which provides that justices of the peace and judges or justices of inferior courts not of record and their clerks may be removed for cause, after due notice and an opportunity of being heard, by such courts as are or may be prescribed by law. Section 132 of the Code of Criminal Procedure provides that justices of the peace, police justices, justices of justices’ courts, and their clerks, are removable by the Justices of the Appellate Divi- ' sion of the Supreme Court. Section 1401a of the Charter of the City of New York provides that:
“A city magistrate or police clerk may be removed for cause, after due notice and an opportunity of being heard, by the Appellate Division of the Supreme Court within the division for which such city magistrate or police clerk was appointed.”
Neither the Constitution nor the statute attempts to prescribe the “cause” which would justify the removal of justices of inferior courts not of record by the Appellate Division. The meaning of the phrase “for cause” has been considered in several cases in this state. In People ex reí. Munday v. Pire Commissioners, 72 N. Y. 445 , the court had under consideration a provision of the city charter by which the fire commissioners were restrained from removing certain officers “until he has been informed of the cause- of the proposed removal, and has had an opportunity of making an. explanation.” The court there said:
“This necessarily implies that the 'cause’ is to be some dereliction or general neglect of duty, or incapacity to perform the duties, or some delinquency affecting his general character and his fitness for the office. The cause assigned should be personal to himself, and implying an unfitness for the place.”
In Matter of Baker, 94 App. Div. 278 , 87 N. Y. Supp. 1022 , where there was presented to this court a charge against a city magistrate, we hold that, when the charge was based upon his judicial action, something more is necessary to justify removal than a statement that a magistrate made an error in applying legal principles in the decision of cases before him; that we were not called upon to express an opinion upon the correctness of the magistrate’s rulings, and—
“if it was wrong, it was an error of judgment, and, in the -absence of evidence that the magistrate did not fairly consider the testimony before him and determine the questions submitted as he thought the administration of justice required, there is no basis for a charge against the magistrate which would justify us in removing him.”
In Matter of Tighe, 97 App. Div. 28 , 89 N. Y. Supp. 719 , the Appellate Division in the Second Department had before it a proceeding similar to that now under consideration. There the court said:
“To determine that question unfavorably ■ to the magistrate, we must find something more than mere persistency in error of judgment. There must be evidence tending to show that the judicial acts complained of were corrupt, or that they were inspired by an intention on the magistrate’s part to violate the law, or, at least, that there was such a persistent and apparently
intentional disregard of well-known legal rules as in itself amount to judicial misconduct”.
—and quoted from Matter of Watson, decided by the former General Term in the Second Department, the remarks of Presiding Justice Brown, that:
“Tills is practically an impeachment of a judicial officer. We are here to try him upon a charge of official misconduct.”
In Matter of Quigley (Sup.) 32 N. Y. Supp. 828 , Brown, P. J., said, in referring to Matter of Watson, supra:
“That the court thought that the evidence against the accused should show that the judicial acts were corrupt, or that there was intentional violation of the laws governing a magistrate, or that there was a disregard of the legal rules that amounted to legal misconduct.”
In Matter of Bolte, 97 App. Div. 551 , 90 N. Y. Supp. 499 , we had before us an application to remove a justice of the Municipal Court of the City of New York. After referring to the provisions authorizing this court to remove a justice of the Municipal Court, the court said :
“By virtue of these provisions of constitutional and statutory law, the re: spondent may be removed for any misconduct in office or willful neglect of duty. A judicial officer may not he removed for merely making an erroneous decision or ruling, but he may be removed for willfully making a wrong decision or an erroneous ruling, or for a reckless exercise of his judicial functions without regard to the rights of litigants, or for manifesting friendship or favoritism toward one party or his attorney to the prejudice of another, and to the destruction of his usefulness as a magistrate through the loss of public confidence in his fairness and integrity.”
The opinion of Mr. Justice Baughlin in that case illustrates the 'principles which should be adopted in considering charges of this kind against a judicial officer. To justify the removal of a judicial officer, much moire is required than erroneous rulings upon either cases decided before him or the extent of the powers conferred upon him by law. While the nature of his rulings may in' certain cases indicate such a lack of professional knowledge or a lack of judicial temperament or of a character and appreciation of the duties of the office as will be sufficient cause for removal, the acts charged against the officer must be-such as to justify the finding that his future retention of office is inconsistent with the fair and proper administration of justice which the law intrusts to him. It is quite impossible to formulate any distinct grounds upon which this power of removal should be exercised, as each case must depend upon the particular facts presented; but it is not error, of judgment, it is not error in the decision of particular cases, it is not mistakes in the construction of statutes, or in the determination of the extent or-limitation of his powers, standing alone, which would justify his removal, but such conduct as satisfies the court that the magistrate has been actuated by unworthy or illegal motives in the exercise of his judicial duties, or has committed such acts as to justify the inference that either from ignorance, or from a perverted character, or from a lack of judicial qualities, he has so administered the power conferred upon him as to show that he should not be continued in office. A single decision or judicial,action, correct
The respondent’s explanation of his conduct but confirms the impression made by a consideration of his answer. The fact that the discharge of the Durand woman, which was a distinct violation of the statute, was the result of the solicitation of his associate, occupying offices with him which he was in the habit of occasionally visiting, who had received a fee for his interference, and that the same thing had happened in other cases before this particular magistrate, and the other instances in which he had granted similar discharges without examination or investigation, and the fact that he had paid $350 to suppress a story that was to be published in relation to his official conduct, is not consistent with the qualities necessary for the proper performance of his judicial duties.
One conclusion only can be drawn from this evidence taken together: That the respondent’s conduct has been such that the orderly administration of justice and the welfare of the community require that he should no longer hold the position of city magistrate. The charges are therefore sustained, and he is removed from office. All concur.
Cases cited
- People ex rel. Munday v. Board of Fire Commissioners 72 N. Y. 445 p. 385
- In re Tighe 97 App. Div. 28 at 89 p. 385
- In re Bolte 97 App. Div. 551 p. 386