Majority
Headnote
1. Wills—Execution—Substantial Compliance with Statute. “The will of the above-named deceased was admitted to probate by my predecessor, Mr. Lord, some time in 1889, after a somewhat careful examination and cross-examination of the subscribing witnesses by the attorneys for the respective parties. Subsequently, and about February, 1890, by consent of the parties, the probate of the will was revoked, upon the stipulation that the testimony already taken should stand; and thereupon the contestants proceeded to offer testimony upon their part. The will before the present surrogate is'contested upon four grounds: First, that the will was not executed with due statutory formalities; second, that the signature to the will was a forgery; third, that the execution of the will was procured by undue influence or fraud; fourth, that at the time of the execution of the will the decedent was not of sound mind and memory. The material facts in this case are as follows: Roxalana Williams, who was the widow of John B. Williams, died in the month of October, 1888, at the age of about 82 years. She was somewhat feeble in health for a year or two prior to her decease, but was not confined to her bed or room until a short time prior to her death. For a number of years pritir and down to the time of her death, she had been quite deaf, and unable to hear any words spoken to her, but conversation was carried on with her by use of a slate or tablet of-paper, aided by signs or gestures. Questions were usually written upon paper or slate, and verbal answers given by her. She was an intelligent woman, of an apparently active mind, and a large number of witnesses testify that she conversed readily and intelligently in the method above described. Ever since the death of her husband, which occurred 40 years or more prior to her death, she had resided with her brother, Jacob F. Hall, a bachelor, upon his farm of about 140 acres, situate in the town of Pittstown, which was of the value of about @5,000. Her brother was also possessed of personal property of the value of about $20,000. Mrs. Williams had a small property of her own, not to exceed $4,000 or $5,000, hut no real estate. Jacob F. Hall died on the 28th of February, 1887, having been in feeble health for some months prior to his death. The disease was sotting of the brain. He died intestate, leaving his sister, Mrs. Williams, his sole heir at law and next to kin. On the 17th of February, 1887, the will in question here is alleged to have been made. It appears from the testimony offered by lite proponent tlniL about two weeks prior to the execution of the will, Merritt Snyder, who resided about two miles from the residence of Jacob F. Hall, where Mrs. Williams then lived, was requested by Mr. Carpenter, the husband of the principal beneficiary in this will, who lives upon the farm adjoining Mr. Snyder, to call upon Mrs. Williams, as she wanted him (Snyder) to do some writing for her. Mr. Snyder slates that he went over and saw her; that they went into the room off from the kitchen, and that Mrs. Williams said site wanted him to do some writing for her,—to draw her will. He wrote on the slate that he would do it, if she would dictate to him just what she wanted. She wrote, in reply: “I don’t know who 1 will get for witnesses.” He wrote that “he could be one, and
Considerable testimony was taken upon the trial in regard to the genuineness of the signature to the will. A large amount of expert testimony was produced upon each side, the contestants claiming that the signature to the will was not that of the deceased. The signature to the will (the Christian name) is written in two parts “Roxy Lany.” It was usually written by Mrs. Williams in one word, “Roxalana,” each syllable terminating in “a” instead ■of “y.” It appeared, however, that she had upon one or more occasions signed her name “Roxa L. Williams,” and her silver spoons and pillow-cases were marked “R. L. W.” and “R. L. H.” In her will she gives certain spoons marked “R. L. H.” to one of the legatees.
The first question presented for decision in this caséis, was the alleged will executed in compliance with the statute? The statute contains four requirements, the lack of either of which renders the execution of a will invalid: First, the instrument must be signed at the end by the testator; second, it must be subscribed, or the subscription acknowledged, by testator, in the presence of at least two witnesses; third, it must be declared to be his last will and testament by the testator at the time of the subscription, or acknowledgment of subscription, in the presence of each witness; fourth, it must be signed by each of two witnesses at the end, in the presence of the testator, and at his request, 2 Rev. St. p. 63, § 40. The following general rules have been adopted bv the courts in the construction of this statute: First. The order, in which the formal acts of execution and publication should be done is not material, except that the testator must sign before the witnesses. Jackson v. Jackson, 39 N. Y. 153 ; Rugg v. Rugg, 21 Hun, 383 . Second. The law does not require a technical and literal compliance with the statute; a substantial compliance with its requirements is sufficient. 1 Redf. Wills, (3d Ed.) *218, and cases cited. I think the evidence shows that there was at least a substantial compliance with the statute in the execution of this will. First. The will was subscribed by testatrix at the end, in the presence of the witnesses. Second. It was at the time of making the subscription, but before it was signed, declared by her to be her last will and testament. Third. The witnesses signed after the will had been subscribed by her, in ■her presence, and at her request, although the request to the persons to sign
The next question, and one which was greatly contested upon the trial, is as to the genuineness of the decedent’s signature to the instrument propounded as her will. The contestants, in support of their contention, produced a number of signatures of the alleged testatrix, made about the time of the alleged execution of the will; notably signatures attached to the papers which Mrs. Williams executed upon taking out letters of administration upon her brother’s estate, signatures to the petition and bond, and also to the deed executed within a few mouths after the will. In each of these instances the Christian name “Roxalana” is signed in one word, whereas in the will it is signed “Roxy Lany,” in two words, and is also differently spelled,—in the one case with two “y’s,” and in the other with none. And it is insisted that this mode of writing the name to the will affords evidence in itself that it was not written by the testatrix, because not in the usual spelling and form of her signature. It is further contended that, aside from the peculiarity in spelling, the signature, when critically examined, appears to be a simulated signature, and two expert witnesses, Prof. D. T. Ames and Dr. Hagan, were called, and testified to that effect; and photographs of the recent signatures of the deceased and that to the will were produced in contrast for examination. And, further, in support of their contention that the signature was never penned by the deceased, testimony was offered tending to show that, on several occasions after the date of the execution of the alleged will, both Mrs. Williams and Mrs. Carpenter denied that the will had been executed, or stated, in effect, that the deceased had made no will. Upon the part of the proponent several papers and documents were produced, dated many years before her death, in which Mrs. Williams’ name was written “Roxa L. Williaiusj” one of which, dated March 28, 1859, and purporting to be a conveyance' of real estate by her to her brother, is signed “Roxa L. Williams.” Another instrument, purporting to be a deed, said to have been executed by Mrs. Williams and her husband, dated February, 1847, the body of which appears to be in,the handwriting of her husband, has her name written as one of the parties thereto (the Christian name) “Roxa Lana,” in two words, although the name is signed by her in one word, “Roxalana.” In another instrument, dated March, 1859, her name appears as grantee, in a"deed from her brother, Jacob F. Hall, and is written “Roxa L. Williams.” It also appeared that old silver spoons and towels and pillow-cases kept at the residence of deceased, and' used by her, were marked w.tli the letters “R. L. W.” and “R. L. H.” It is very apparent that Mrs. Williams, at an early period of her life, at times at least, wrote and recognized her Christian name as spelled in two separate words. It further appears, from an examination-of the will itself, that the name “Roxy Lany Williams,” wherever it appears, which is at the commencement of the will, and also in the attestation clause, is written in two words, and spelled precisely as it is spelled in the alleged subscription to the will. Mr. Snyder testifies that he so inserted it in the will because he found it written so upon the memorandum which was delivered to him for drafting the will. I am satisfied that, so far as the first branch of the contention of the contestants is concerned, namely, that the signature must be
The remaining question, and the more serious one, is presented by the contestants’ contention that this will was the result of undue influence or fraud, and not the free, spontaneous act of the testatrix. It is urged that Mrs. Williams was a person of great age, (82 years old,) somewhat feeble in health, shut off from ready communication with the world by reason of her lost hearing, residing with her aged brother, who was himself an invalid, and, by reason of his malady, (softening of the brain,) incapable of advising with her; that the memorandum for the will was prepared by Mrs. Carpenter, the principal beneficiary, without the presence or knowledge of any other person, so far as appears; that there existed between the deceased and the principal beneficiary, as she admits and claims, the most tender relations, amounting almost to those between mother and daughter, which had existed for years, and grown closer as time progressed; that said beneficiary was nota relative either by blood or affinity; that the blood relatives, heirs at law, and next of kin of said deceased were not even mentioned in her will, and although the deceased had frequently said she expected a portion of the property would go to them; and, finally, that Mrs. Williams denied, as is alleged, after the making of said instrument, on one or more occasions, that she had made a will; that Mrs. Carpenter had also, on several occasions, made the same denial. These circumstances, it is claimed by the contestants, establish that the alleged will, if executed, was the result of moral coercion amounting to fraud. Upon the other hand, the proponent relies upon the general intelligence and capacity of the deceased; the absence of proof of impairment of memory, or of the exhibition of mental weakness or loss of will power; her full knowledge of her property, and of those upon whom she desired to bestow her bounty; the deliberation and care with which the act was done; the affection which prompted the act, and the absence of all proof of fraud and imposition,—to repel any and all presumption of undue influence. Cases of this class have been before
The charge that the memorandum was drawn, and the making of the will was procured, by the principal beneficiary, with whom the relations of the deceased were most intimate, presents the most serious question in the case, and the courts say, under such circumstances, it devolves upon the beneficiary to show that it was the free act of the mind of the testatrix. The proponent insists that this is conclusively shown in this case by the manner in which the will was prepared and executed. The alleged testatrix had indisputably the instrument in her possession, which was plainly written, for a half hour, and, after such opportunity to inform herself of its contents, she came in the presence of two persons who were in no wise related to her or Mrs. Carpenter, .and stated that the will was all right; and just as she wanted it, and thereupon executed it, and declared it to be her last will and testament. It must be conceded that, if deceased was of substantially unimpaired mind and memory, with such ample opportunity for knowledge and deliberation upon the contents of the alleged will, even if she had no prior knowledge, as was afforded in this case, the charge of implied fraud and imposition would not be sustained. As a further proof of decedent’s intent to convey the bulk of her property to Mrs. Carpenter, the proponent points to the fact that, although the will gave the residue of the property to Mrs. Carpenter, yet, after the death of her brother, J. E. Hall, by which she became entitled to a large amount of personal property, in addition to a'farm of 140 acres, her attention was called to the question that the will, perhaps, did not carry the farm; that she then, in the presence of a stranger, after careful examination of the instrument, and pointing out an error in the name of the grantee, signed the deed of the farm; thus deliberately turning over the entire balance of her estate to the principal beneficiary in the will, thereby showing, as is alleged, that she must have understood and intended that Mrs. Carpenter should have her entire estate, with the exception of the small legacies given in the will. Upon the whole, it seems to me upon this point that the requirement of the law has been met, and that there has been shown knowledge, capacity, deliberation, and settled purpose in the disposal of the property, with an entire absence of any proof of fraud or imposition producing the result. “The fact that the beneficiary communicated to the draughtsman a provision in her favor to be inserted in the will will not be sufficient to shift the burden, where the testatrix was intelligent and had personal knowledge of the contents of the will. In re Martin, 98 N. Y. 193 .
Upon the question of the disinheritance of heirs, the same considerations above stated have equal application, to which must be added the additional consideration that the next of kin were cousins only, and lived in another state, and that there had been no intercourse between the families for years, except a visit and letters at very considerable intervals; while, on the other hand, Mrs. Carpenter was regarded by testatrix as a daughter, and the most ardent expressions of confidence and love were indulged in by Mrs. Williams respecting Mrs. Carpenter, which were fully reciprocated on the part of Mrs. Carpenter, not so much by expressions as by care, attention, and kindness towards the deceased, which continued down to the last moment of her life. It has been repeatedly held that an intelligent and deliberate testamentary disposition of property to strangers in blood, when prompted solely by grati
In conclusion, the evidence discloses a complete knowledge on the part of the testatrix of the contents of the will, ample deliberation, settled purpose, and a full legal capacity; and I fail to find from the evidence that the principal beneficiary, or any one in her interest, so controlled the action of the testatrix, either by importunity which she could not resist, or by deception, fraud, or other improper means, that she thereby procured the execution of this inst. .nnent. The burden of establishing this was upon the contestants, and, they having failed in this, the will must be admitted to probate. Let a decree be so prepared.
Cases cited
- Jackson v. Jackson 39 N. Y. 153 p. 831
- Butler v. Benson 1 Barb. 526 p. 832
- Clapp v. Fullerton 34 N. Y. 190 p. 834
- Coit v. Patchen 77 N. Y. 533 p. 834
- Hollis v. Drew Theological Seminary 95 N. Y. 166 p. 834
- In re Proving the Will of Martin 98 N. Y. 193 p. 834, p. 835
- Cudney v. Cudney 68 N. Y. 148 p. 834
- In re to revoke the Probate of the Will of Phillips 98 N. Y. 267 p. 834
- Gardiner v. Gardiner 34 N. Y. 155 p. 834
- Loder v. Whelpley 111 N. Y. 239 p. 834
- In re the Probate of the Last Will of Clausmann 9 N. Y. St. Rep. 182 p. 834
- Marx v. McGlynn 88 N. Y. 357 p. 834, p. 835
- In re Gross 14 N. Y. St. Rep. 429 p. 834