Majority
Headnote
1. Wills—Oral Agreement—Specific Performance.The plaintiffs and some of the defendants are nieces of Mary L. Everdell, who died in 1898, leaving a will of real and personal property, of which the defendants Jacob F. Miller and Elizabeth Hill are executors and trustees. Mary L. Everdell had several brothers and sisters. Some of them were married, and had children. Mary Everdell and her two sisters, Matilda and Catherine, were maiden ladies, each possessed of property, the precise amount of which does not appear. It is claimed by the plaintiffs that in the year 1879 the three sisters, Catherine, Matilda, and Mary, made an agreement between themselves by virtue of which the one dying first was to leave all her property to the other two, the one second to die was to leave all her property to the survivor, and the surviving sister was to devise and bequeath by will all the property of which she died the owner to their nieces. It is claimed that this agreement was carried out by Matilda, the first sister to die, and by Catherine, the second sister, but that Mary never made any such will as by this contract she agreed, but that, on the contrary, she, by her will, left a large portion of her property to persons other than her nieces. This action is brought to enforce the specific performance of this alleged agreement, and to obtain a judgment that the legatees and executors under the will of Mary L. Everdell should hold the property received by them as trustees for the nieces, who shall be adjudged to be the owner of all that property, and that they shall be required to transfer said property to the nieces in order to carry out the agreement. The learned justice below found that the agreement was made substantially as alleged, that it had been performed by the two sisters who had died first, but that it had not been performed by Mary L. Everdell. He decided that Mary was bound in equity to perform that agreement in favor of the nieces, and decreed the specific performance of it, and granted substantially the relief asked for in the complaint. From the judgment entered on his decision this appeal is taken.
There is grave doubt in our minds whether the proof was sufficient to establish the making of the contract as alleged. The rule as to-the amount of evidence necessary to establish an agreement of this, kind is that it will not be enforced where the evidence leaves it uncertain what the precise agreement is. Gall v. Gall,. 29 Abb. N. C. 19 , and notes (s. c. 19 N. Y. Supp. 332 ); Healy v. Healy, 55 App. Div. 316 , 319, 66 N. Y. Supp. 927 . The evidence in this case leaves it somewhat uncertain, and, if the matter were presented to us as an original proposition, it is doubtful whether we would be able to find that the contract was made. But we are not disposed to found our-
One of the rules which the court has established in respect of this matter is that the acts which are claimed to have been done as part performance. of the contract must unequivocally refer to and result from the agreement, and must clearly show that there was some contract between the parties to which they were exclusively referable, and it must appear that those acts would not have been done except for the contract. Pom. Spec. Perf. Cont. § 108, and cases cited in ■note 1; Story, Eq. Jur. § 762. Proof of that fact is entirely lacking-in this case. The facts even do not establish by fair inference that
But it is said that, Matilda and Catherine Everdell having partly performed this contract, the plaintiffs have, by virtue of that part performance, some standing in equity to obtain this relief. But the plaintiffs are not assignees of either Catherine or Matilda. They never received anything from them, and neither Catherine nor Matilda ever occupied towards them the position of trustees. Whatever right they can have exists, if at all, by reason of this void contract; and, if they should be permitted to enforce it, we would have the remarkable situation of a person claiming to be at liberty to enforce a void contract because by the contract he claims a right which, until it is enforced, he does not have. It may be that the executors of Matilda and Catherine Everdell, or those who are now their legal representatives, might enforce this contract; but how it can be enforced by other persons, who never paid anything, and never acquired any right, and have no legal interest in any of the estates under this contract, I cannot see. At the time this contract was made, in 1879, and when it was executed by Matilda, so far as it was executed, there were living other brothers and sisters, who are the parents of the plaintiffs and of the nieces who have been made defendants. None of the brothers or sisters at that time had died leaving children; so that, if these three sisters had died at that time, the only persons who would have taken their estates .would have been the living brothers and sisters. So far as the nieces were concerned, neither of these three ladies had a legal obligation towards them, either to support them, or to pay them any money, or to give them any part of their estates. Whatever they might see fit to give them was simply a matter of favor, and was not done, and cannot be said to have been done, in performance of any legal obligation which either of these ladies ever owed to any niece. The nieces were not parties to this contract. Indeed, it does not appear that they had any knowledge of its existence for many years after it is alleged to have been made. So we have here an effort by persons who are not parties to a contract to
It is very clear that, if this was a contract to pay money to these-persons, within the cases cited above, the plaintiffs could not maintain this action; and we are not awáre of any rule of equity which authorizes a person to maintain an action of that kind for equitable-relief, where he would have no standing in a court of law to enforce what he said was a legal liability. The only case in the books, so-far as I can discover, in which even a suggestion was made that such an action may be maintained, is the case of Edson v. Parsons, 155 N. Y. 555 , 50 N. E. 265 , in which the court below found that the-alleged agreement to make mutual wills had never been made, and. dismissed the complaint of the beneficiary upon that ground. That finding was affirmed by the general term, and upon appeal to the court;
Concurrence
It is insisted by the defendants that the decree of the surrogate upon the contest of the will of Mary Everdell before him is a conclusive adjudication that the plaintiffs cannot maintain this action. But the surrogate has no equity jurisdiction, and, even if this claim had been made in his court, the surrogate could not have adjudicated upon it. He could only say whether the will presented to him was the last will of Mary Everdell; and, if it was, he was bound to admit it to probate, leaving to this court, which alone has full equity jurisdiction, the right to make such a judgment as the plaintiffs should be entitled to. But, for the reasons stated above, we conclude that the plaintiffs had no standing in court to maintain this action, and the judgment must be reversed, and a new trial ordered, with costs to the appellants to abide the event.
I concur, and, in addition, I think that no will was made by either of the sisters which was at all a compliance with the contract as sworn to.
I concur with Mr. Justice RUMSEY. The result of the judgment appealed from is that the court has made a will for the testatrix, by which all of her property is disposed of after her death for the benefit of certain persons, although a will making such a disposition of her property was never signed or executed as required by statute; and this result is effected because it is alleged that the deceased made an agreement many years ago to make a will dividing her property among certain specified persons, although none of the legatees and devisees who now seek to enforce this alleged oral agreement were parties to the agreement, or paid any of the consideration upon which it was based. Such a result would, it seems to me, violate the express provisions of the statute prescribing the formalities
Concurrence
“Every last will of real or personal property, or both, shall be executed and attested in the following manner: 1. It shall be subscribed by the testator at the end of the will. 2. Such subscription shall be made by the testator in the presence of each of the attesting witnesses, or shall be acknowledged by him to have been so made to each of the attesting witnesses. 3. The testator, at the time of making such subscription, or at the time of acknowledging the same, shall declare the instrument so subscribed to be his last will and testament. 4. There shall be at least two attesting witnesses, each of whom shall sign his name as a witness, at the etid of the will, at the request of the testator.”
And in this state it has been uniformly held that these requirements ixust be strictly complied with before a will can be admitted to probate, or be effectual to dispose of the property of a testator. It is unnecessary to cite authorities to sustain this proposition, but the last expression of the opinion of the court of appeals on the subject is In re Andrews’ Will, 162 N. Y. 1 , 56 N. E. 529 , 48 L. R. A. 662 . It is there said:
“It has long been the settled policy of this state to require certain formalities to be observed in the execution of wills. These provisions are exceedingly simple, and calculated to prevent frauds and uncertainty in the testamentary dispositions of property.”
It was there determined that the intention of the testator is not to be considered when construing this statute, but that of the legislature; that the question is not what did the testator intend to do, but what he did in the light of the statute; and in that case, although it was plainly established that the-testator intended to make a last will and testament, and reduced his intention to writing, and signed it in the presence of two witnesses, who signed the same at his request, it was held that, because the testator’s name was not subscribed at the end of the will, it could not be admitted to probate as the testator’s will. The statute thus requiring the observance of these formalities, and the court having by a uniform course of decisions established the principle that these formalities must be strictly followed, it would certainly seem a necessary conclusion that a mere verbal agreement to make a will, no matter what the consideration, could no more be enforced than could an oral will. In this case the testatrix never made a will in pursuance of this alleged oral agreement. No such will was ever executed by her with or without the formalities required by the statute, and no will therefore exists which was valid under the statute, or which could be admitted to probate, to effect such a disposition of the testatrix’s property. In the absence of such a formally executed will, no court has the power to make a will for the testatrix, and thus dispose of her property after her death as though she had made a will as prescribed by the statute. In all of the cases which have enforced these mutual agreements to make a will of which I have any knowledge, a will executed with the formalities required by law had been actually executed in pursuance
Dissent
VAN BRUNT, P. J., concurs.
I find myself unable to agree with the majority of the court in the disposition which is made of this case. The trial court has found that the three sisters, Matilda, Catherine, and Mary L. Everdell, entered into an agreement each with the other that .each should make her last will and testament; and should therein give, devise, and bequeath to the survivors or survivor all of her property, so that the sister last surviving should receive the entire estate of the two sisters who predeceased her, and that the survivor should make and leave a last will and testament giving her entire estate, including the property derived from the two deceased sisters, to all the nieces of the sisters, share and share alike; that Matilda and Catherine both died prior to Mary, each leaving a last will and testament, which disposed of their property in accordance with the agreement. Matilda, the first to die, devised her property to Catherine and Mary, except that she gave to her brother, Francis Everdell, the use of certain property during his lifetime, and upon his death, or if he should sooner pay over the same, to the surviving sisters, the same to go to them absolutely. Catherine was next to die, and she gave and devised in like manner her property to her sister, Mary, making the same provision therein with respect to Francis Everdell as was contained in Matilda’s will. Under these wills Mary took and received the entire property and estate left by the sisters as aforesaid. Mary, after having received the estates of her sisters, repudiated the agreement, and by her last will and testament disposed of the greater part of her estate in violation of the provisions of the agreement. The court further found that such agreement was a valid, binding agreement, and decreed performance in accordance with it, as demanded in the complaint.. I am of opinion that the finding of the court is clearly, supported by the testimony, and answers the requirements as to the degree of strictness of proof required by the rule laid down in Gall v. Gall, 64 Hun, 600 , 19 N. Y. Supp. 332 . The parol testimony given in the case is clear and distinct, and practically uncontradicted, to the effect that the sisters, a long time prior to their death, agreed among themselves to make mutual wills, so that the ultimate disposition of the property should become vested in their nieces, parties to this action. The wills support the oral testimony. That of Matilda bore date April 4, 1881; of Catherine, July 26, 1881; and of Mary, July 22, 1881. The wills of the two sisters first named are almost exactly similar in language, and entirely so in substance. Mary’s will is. in substance, the same, except that she makes a devise to the defendant Elizabeth Hill of all her right, title,
So far as the bequest in the wills to Francis Everdell is concerned, there was no departure from the agreement. In this respect the three wills were alike. The bequest itself was in the nature of a necessity, and a desire to aid the brother, and was evidently shared in by aU of the sisters, as the wills upon this subject are the same. Francis L. Everdell was indebted to the sisters for moneys and certain stocks loaned to him belonging to them. The stocks he had hypothecated, and raised money for use in his business, and the sisters evidently intended that these debts should be discharged, and the stocks returned, during the lifetime of Francis, and, if not, at his death. The necessity for the bequest in this form was due to the , circumstance of Francis’ indebtedness, and, whatever be its legal character, it did not have the effect of showing any departure from the agreement. In any event, Mary L. Everdell could not be heard to say, nor can her representatives, that this bequest is a departure
Aside from this feature, the terms of the wills correspond with the proof, and both together answer the requirements of the law, and clearly support the finding of the learned court. Indeed, as I view this case, unless the agreement for mutual wills be supported, it may as well be said that the law does not authorize or validate such agreements, for here the existence of the agreement is clear, cogent, and convincing, and the proof shows its execution by two of the sisters. Upon the facts, therefore, I think the action can be maintained, and the judgment is proper, if it can be supported within legal rules. As to the latter question I entertain no doubt whatever, for, as I view the law, laid down by the court of appeals in Edson v. Parsons, 155 2sT. Y. 555, 50 N. E. 265 , such question is authoritatively determined. Therein an action was brought to enforce a mutual agreement against the testator of the survivor of two sisters to make a will devising their property to a brother as the ultimate residuary legatee. The action failed, but only for the reason that the proof was insufficient to establish the fact of the making of the agreement. It was sought to be sustained by a consideration of the uniform habit of thought and action of the two sisters, and the terms of the wills which they made. Aside from this, there was no proof showing any agreement, and the court held it insufficient for such purpose. In discussing the question, however, the court says:
“I think that there is no force in the objection of the respondent that, if the agreement was proved, the plaintiff’s .testator was incapable of enforcing it by reason of his not being a party to it. If it existed, it was for his benefit and advantage, and he had standing in equity to enforce it against the legatees and legal representatives of the testatrix.”
Two things were decided in that case: First, that such an action could be maintained, and, if supported by sufficient proof, the agreement enforced; and, second, that the ultimate beneficiary under the .agreement had standing to maintain the action, although not a party to the agreement. It seems clear, therefore, that under the facts and the law, as presented by this case, the plaintiffs are entitled to the benefits of the judgment which has been rendered. The statute . of frauds constitutes no bar to the action. It would have been a complete answer to it had the agreement remained executory, but, it having been executed, and Mary L. Everdell having received the benefits under it, she was bound to vest the property which she devised in accordance with its terms; and, having failed, equity will make the 'disposition which she ought to have made. Healy v. Healy, 55 App. Div. 315 , 66 N. Y. Supp. 927 . All of the cases relied upon by the appellants in support of the statute as a bar are distinguished by the fact that in each the alleged agreement remained executory, and no performance was had under it. In the present case there was clear
O’BRIEN, J., concurs.
Cases cited
- Edson v. Parsons 155 N. Y. 555 p. 721, p. 724
- Wheeler v. Reynolds 66 N. Y. 227 p. 722
- Canda v. Totten 157 N. Y. 281 p. 723
- Young v. Young 80 N. Y. 422 p. 723
- Vrooman v. Turner 69 N. Y. 280 p. 724
- Buchanan v. Tilden 158 N. Y. 109 p. 724
- Durnherr v. Rau 135 N. Y. 219 p. 724
- In re the Probate of the Last Will & Testament of Andrews 162 N. Y. 1 at 56 p. 726