Majority
Headnote
1. Criminal law—Murder— Evidence—Statements made by accusedThe appellant was convicted, at a court of oyer and terminer held in Herkimer county in May, 1885, of the crime of murder in the first degree, for killing one John Wishart, and was sentenced to death. On appeal to the supreme court the conviction was affirmed at a general term held at Syracuse in November, 1885. Boardman and Hardin, JJ., delivered opinions for affirmance, and Follett, J., delivered a dissenting opinion. The case now comes before us on appeal from the judgment of affirmance.
Numerous exceptions were taken at the trial, and, after a careful examination, we concur in the conclusions reached by the supreme court as to all of the points raised on behalf of the appellant, except the one upon which the learned judges who heard the case at general term differed in opinion, and we shall therefore confine our discussion to that point.
The question in difference was the admissibility in evidence, upon the trial of the prisoner, of statements alleged to have been made by him on his examination under oath at the coroner’s inquest, held upon the body of the deceased after it had been found, which was a considerable time subsequent to the killing. The evidence connecting him with the crime, aside from his alleged confessions to members of his family, and afterwards to'the officer having him in custody, was circumstantial, but no question as to its sufficiency arises here. After the finding of the body of the deceased, the defendant was arrested without warrant, as-the suspected murderer. While he was thus in custody the coroner impaneled a jury, and held an inquest, and the defendant was called as a witness before the inquest, and was examined by the district attorney and by the coroner. The prisoner was an ignorant Italian laborer, unfamiliar with the English language. He was unattended by counsel, and it does not appear that he was in any maimer informed of his rights, or that he was not bound to answer questions tending to criminate him. He was twice examined. On the first occasion the examination was taken by questions put either by the district attorney or by the coroner, and the result written down by the coroner, who then read the evidence over to him, fine by line, and asked him if he understood it, and if it was the truth, and he said it was, and the coroner then reswore him to the deposition.
The coroner testifies that he came to the conclusion that the defendant did not understand English well enough to
The coroner was then asked various questions as to what the defendant had stated at the coroner’s inquest, as to his having been on the ground where the body of deceased was found, as to when he had last seen the deceased alive, as to where deceased was then going, whether he was alone, as to the whereabouts of the defendant on the day the deceased disappeared, as to threats made by deceased to have the defendant arrested for marrying the daughter of deceased while having another wife living, as to disputes between deceased and defendant on that subject, and other questions tending to establish the theory of the prosecution as to the motive of the defendant in committing the murder. Some of the statements of the prisoner on his examination, as testified to by the coroner, confirmed the theory of the prosecution as to the hostile feeling between the prisoner and the defendant, and the quarrels which had taken place between them, but the others were denials of impheating circumstances. Each of the questions thus put to the coroner, as to what the prisoner had testified to, was specifically objected to. The objections were overruled, and exceptions duly taken.
The deposition taken by the coroner, as before stated, was not offered in evidence; but the coroner, in giving his testimony, referred to it to refresh his recollection with respect to the testimony given by the defendant on the inquest. The coroner also testified that a club which was found near the body of deceased was produced at the inquest before the taking of testimony began; that the defendant had then been informed that he was charged with the murder of deceased, and, on the production of the club, exclaimed, ‘ ‘Me no kill old John with that club,” and appeared nervous and excited.
It thus appears that, when the prisoner was called upon to make his statement on oath before the coroner, he stood in the attitude of an accused person, and was required to answer for himself, as a party, and not as a mere witness to aid the coroner in investigating the cause of the death of the deceased. The cause of death was evident. The body had been examined, with the marks of violence plainly ap
By section 777 of the Code of Criminal Procedure it became the duty of the jury, if the death was occasioned by criminal means, to find who was guilty thereof, and on such finding the coroner was empowered to issue his warrant for the arrest of the guilty party if not already in custody. From that time the prisoner occupied the position of a person accused of crime, and his situation was similar to that of such a person before an examining magistrate; “and, although the tribunal might bo different, yet upon principle his rights would be the same in both cases.” 10 N. Y., 48 . And in Teachout v. People, ( 41 N. Y., 9 ), Woodruff, J., in commenting upon the case of People v. McMahon, says : “ The coroner was acting substantially in the place of an examining magistrate, and the fact that the prisoner was held under arrest without warrant could not make his protection against such an inquisition less imperative;” and, at page 12, the same learned judge says that declarations made under examination, with such a charge depending, should be excluded, except where obedience to the statutory precautions is observed.
The admissibility of examinations in evidence upon the trial of the offender' has been passed upon in many English cases, but the whole subject has been so thoroughly discussed in three cases in this court that it is not necessary to refer particularly to the English authorities.
In Hendrickson v. The People ( 10 N. Y., 13 ), the wife of the defendant died suddenly in the morning, and in the evening of the same day a coroner’s inquest was held. The defendant was called and sworn as a witness upon the inquest. At that time it did not appear that any crime had been committed, or that the defendant had been charged with any crime, or even suspected, except so far as the nature of some of the questions asked of him might indicate such a suspicion. On his subsequent trial, on an indictment for the murder of his wife, the statements made by him at the coroner’s inquest were held admissible, on the ground that he was not examined as a party charged with the crime; that is had not appeared even that a crime had been committed; and that he had simply testified as a witness on the inquiry as to the cause of the death.
In People v, McMahon ( 15 N. Y., 384 ), the defendant was arrested by a constable, without warrant, on a charge of having murdered his wife. The constable took him before
The next case is Teachout v. People ( 41 N. Y., 7 ). In that case the defendant appeared at the coroner’s inquest in pursuance of a subpoena to testify, and voluntarily attended. He was not under arrest, but was informed by one Daly that it was charged that his wife had been poisoned, and that he would be arrested for the crime. Before he was sworn he was informed by the coroner that there were rumors that his wife came to her death by foul means, and that some of those rumors implicated him, and that he was not obliged to testify unless he chose. He said he had no objection to telling all he knew. The learned judge delivering the opinion precludes it by a reference to these facts, as showing that the statements made were voluntary in every legal sense, and held that a mere consciousness of being suspected of a crime did not so disqualify him that his testimony, in other respects freely and voluntarily given, before the coroner, could not be used against him on his trial on a charge subsequently made of such crime. On that ground he held the evidence properly admitted; at the samé time referring with approval to the McMahon Case, and distinctly hmiting the rule of exclusion to cases within its bounds.
The present case is identical in all its essential features with the McMahon Case. In both cases the prisoner had been arrested without warrant, as a suspected murderer. While under arrest, he was taken, by the officer having him in charge before the coroner’s inquest, and examined on oath as to circumstances tending to connect him with the crime. The present case is even more clear than the McMahon Case; for here the homicide had been shown before he was examined, the prisoner was informed that he was charged with the murder, the alleged instrument of death was produced, and the prisoner was interrogated as to his motive for the alleged killing, his whereabouts, and other inculpating matters. There has been no case overruling the McMahon Case, and we are not referred to any decision, either in this country or in England, at variance with it, although there are many which sustain it, and even go further in the direction of excluding examinations under oath, before a magistrate, of persons afterwards put upon trial on criminal charges. Rex v. Lewis, 6 Car. & P., 161; Rex v. Davis, id., 177; Wheatland’s Case, 8 id., 238; Haworth’s Case, 4 id., 254, note.
The court at general term in the present case, seem to
Section 395 of the Code of' Criminal Procedure is also referred to as superseding the McMahon Case. That sec-" tian provides that “confession of a defendant, whether in the course of judicial proceedings or to a private person,can be given in evidence against him, unless made under the .influence of fear produced by threats, or unless made upon a stipulation of the district attorney that he shall not be prosecuted therefor.” The rule thus established is founded upon the common-law rule on the subject of confessions, but is much more definite and stringent. The rule as laid down in Hawkins is stated to be that a “ confession, whether made under an official examination or in discourse with private persons, which is obtained from a defendant either by the flattery of hope, or by the impression of fear, however slightly the emotions may be implanted, is not admissible in evidence.” By the section of the Code quoted, the fear which is required to exclude the confession must be a fear produced by threats, and the hope must be based upon a stipulation of the district attorney promising immunity from prosecution for the crime confessed. But I do not apprehend that this provision was intended to apply to any but voluntary confessions, or to change the statutory rules relating to the examination of prisoners charged with crime. The Criminal Code retains the pro
In all the cases in which reference has been made to the subject, it seems to be conceded that an examination of a person arrested on a criminal charge, conducted in violation of the statutory provisions, would not be admissible in evidence against him on his trial for the offense. To take a prisoner before a magistrate, swear him, subject him to a minute interrogation as to the circumstances relied upon as evidence of his guilt, and then use such an examination upon his trial, would be a departure from our system of criminal jurisprudence which should not be tolerated; and whether the investigation were conducted before a committing magistrate, or before a coroner’s jury, could make-no substantial difference, provided it appeared that a homicide had been committed, and the prisoner was brought before an inquest as an accused person, and the object of the inquisition was to ascertain his guilt. The McMahon Case held distinctly that an examination thus conducted before a coroner’s jury could not be used on the trial of the prisoner, and, after that decision has stood for nearly a quarter of a century as the law of the state, it would require, for the purpose of overruling it, something much more definite than anything that can be found in the Penal Code or the Code of Grim. Pro. There is nothing indefinite in the doctrine of that case as defined and limited in the Teaclxout Case, nor am I able to see that an adherence to it would in any way embarrass the administration of criminal justice in this state, while on the other hand it is not difficult to see that a departure from it would be subversive of some of the fundamental principles of our criminal jurisprudence. Nor is there anything in the exclusion of such evidence inconsistent with section 395 of the Code.
The evidence sought to be excluded is not a confession— certainly not a voluntary confession—but an officiafexamination on oath of the prisoner while in custody, in which, although he admits some facts in regard to the relations between him and the deceased, he denies all knowledge of the crime, he denies having seen the deceased after he saw him on the railroad track on the day when he left his home, and he denies ever having been on the ground where the body was found. These denials were much more important to the prosecution than any of the admissions contained in the examination, for they were met by the evidence of the prisoner's subsequent admission to Sheriff Brown, which if true, showed that his previous statements
Dissent
The three cases which have been cited, the Hendrickson Case, the McMahon Case and the Teachout Case, draw the line sharply and define clearly in what cases the testimony of a witness examined before a coroner’s inquest can be used on his subsequent trial, and in what cases it cannot. Where a coroner’s inquest is held before it has been ascertained that a crime has been committed, or before any person has been arrested charged with the crime, and a witness is called and sworn before the coroner’s jury, the testimony of that witness, should he afterwards be charged with the crime, may be used against him on his trial; and the mere fact that, at the time of his examination, he was aware that a crime was suspected, and that he was suspected of being the criminal, will not prevent his being regarded as a mere witness whose testimony may be afterwards given in evidence against himself. If he desires to protect himself, he must claim his privilege. But if, at the time of his examination, it appears that a crime has been committed, and that he is in custody as the supposed criminal, he is not regarded merely as a witness, but as a party accused, called before a tribunal vested with power to investigate preliminarily the question of his guilt, and he is to be treated in the same manner as if brought before a committing magistrate, and an examination not taken in conformity with the statute cannot be used against him on his trial for the offense.
On this ground the judgment should be reversed, and a new trial ordered.
(dissenting). There was no difference of opinion in the supreme court, and there has been none here, as
The defendant was under oath when he made these statements, and under arrest without warrant, and had been informed that he was charged with the murder of Wishart, and hence the claim is made that the case of People v. McMahon ( 15 N. Y., 384 ), is a precise authority for the exclusion of the evidence. In that case it appeared that the -defendant was arrested by a constable, without warrant, on suspicion of being the murderer of his wife, and was taken before the coroner, who was holding an inquest on her body, and he was there sworn and examined as a witness, and it was held that his evidence, thus given, was not admissible on his trial for the murder. But that case was criticised and distinguished in the case of Teachout v. People ( 41 N. Y., 7 ), where it was held that statements made by the defendant under oath, at a coroner’s inquest, upon “the body of a person murdered, were admissible against him upon his trial for the murder, although he knew at the time he was sworn that it was suspected that the deceased was poisoned, and that he himself would probably be arrested for the crime, and was informed by the coroner that rumors implicated him, and that he had a right to refuse to testify. In both cases the prisoner was "charged with the crime, and gave evidence knowing that he was so charged. In the latter case the defendant was not under arrest, but was informed, before he gave his evidence, that he was going to be arrested for the crime.
The fact that the. prisoner was not under arrest does not distinguish-that case from the former case. There can certainly be no difference in the evidential value of statements made under oath by one "under arrest and charged with crime and similar statements made by one charged with crime after he has been informed that he is going to be arrested. The reasoning of all the cases on the subject shows that there can be no difference in principle or in law between such statements, and no ground for their exclusion in the one case which does not apply to the other. The only circumstance, therefore, which distinguishes the latter case from the former is that in the latter case it appeared that the coroner, before the defendant was sworn, informed him that he was not obliged to testify unless he chose, and that the defendant said he had no objection to telling all he knew. For aught that appears in this the defendant was informed by the or
When evidence of these statements was offered at the trial, the only ground of objection stated in any case was that they were immaterial. The only ground of exclusion was that the defendant had not been informed,, before he was sworn, of his right to refuse to be sworn and to testify, and that ground of- objection should have been specially stated, as, if it had been, it might have been obviated by proof. We must now assume that that ground did not exist or was waived. Such is the rule in civil cases, and it has been also applied in criminal cases. Murphy v. People, 63 N. Y., 590 .
If we could see that the evidence was of vital and controlling importance in this case, or if we entertained any doubt of the defendant's guilt, we might be disinclined to this view of the case. But a careful reading of the evidence leaves upon our minds no reasonable doubt of his guilt, and the statements made by him before the coroner could have had neither an important nor a controlling influence upon the minds of the jury. The relations between Wishart and the defendant showing a motive for the murder, and his threats to kill him, were fully proved by other witnesses. His statements tended, if believed, to exculpate him, and the most material of them became important only as they were by other evidence shown to be untrue. ‘There was much evidence of false statements made by him when not under oath, after the disappearance of Wishart, of the character similar to those made before the coroner, and there was evidence, apparently rehable, that he confessed the murder. Under such circumstances, assuming that the law remains now as .it was when the cases above referred to were decided, we see no reason for holding that any error was committed by the reception of the statements in evidence, and for this we invoke the latter case as authority .-
But this case is of such serious importance that we are unwilling to rest our decision entirely upon a ground which might seem to be narrow and technical, and, therefore, we proceed further.
Radical changes have been introduced into the law of evidence since the decision of the McMahon Case. A pris
There is nothing in the previous history or condition of the law as to confessions which limits the meaning of this section, or restricts the import of its general phraseology. That law was in a very unsatisfactory condition, and many of its rules rested upon no philosophical or reasonable basis. The general rule was that the confession of a prisoner in reference to the crime for which he 'was put upon trial, whenever and wherever made, were admissible in evidence against him, and were the most effectual and satisfactory proofs of guilt. To this rule, however, there were exceptions. If the confessions were obtained or induced by threats or promises, they were excluded. The threats and promises might be quite slight, insignificant and indirect, and yet the cases are numerous where they were held sufficient to render confessions obtained by them incompetent as evidence. There was a difference of opinion among learned judges as to whether the threats and promises, to be effectual for the exclusion of the confessions, must have proceeded from the prosecutor or some public officer having the prisoner in custody or some authority over him, and not from a private person having no connection with the prosecution. If the confessions, however, were made after the threats or promises might be supposed to have ceased to have any influence upon the mind of the prisoner, they could be received in evidence. So, while it was necessary to the admissibility of a confession that it should have been voluntarily made, that is, that it should have been made without the appliances of hope or
The law as to judicial confessions was, before the Code, in as much confusion and uncertainty and needed reformation as much as the law in reference to extrajudicial confessions, and this may be shown by reference to a few reported cases. In Hendrickson v. People ( 10 N. Y., 13 ), the subject of judicial confessions was much investigated and discussed. In that case the prisoner’s wife died from poisoning, and a coroner’s inquest was held to ascertain the cause of her death. The prisoner was sworn and examined as a witness at the inquest, and there made certain statements as to his movements on the night of his wife’s death, and the circumstances attending it. He was subsequently indicted for her murder, and upon his trial the statements he made at the inquest were offered in evidence against him. They were objected to as inadmissible, but were held to be competent evidence on the ground that the prisoner had not, when he made them, been charged with the murder. But it is clear that he was suspected of the murder, and knew that he was so suspected. Judge Selden wrote a dissenting opinion, holding that the statements were incompetent, on the ground that such statements, made by one suspected of guilt, and conscious thereof, were too unreliable to be received as evidence. The learned judge seems to have been unconscious that his reasoning would exclude all confessions of a prisoner made after being
When the McMahon Case.came before the same court, more than three years later, the judges composing the court had been so far changed that only three of those remained who had taken part in the decision of the Hendrickson Case, and Judge Selden,' being one of these, wrote the opinion, in which four of his associates concurred, and the same line of reasoning which had failed to convince in the Hendrickson Case prevailed. The statements of the prisoner made at the coroner’s inquest were held incompetent, because at the time he made them he was charged with the crime. The ground of the decision was that a judicial oath, administered when the mind is agitated and disturbed by a criminal charge, may prevent .free and voluntary mental action, and that thus the statements cannot be relied upon as evidence of guilt. But what difference in reason can there be between the value of statements as evidence when made by a person charged with crime, and when made by one who knows that he is suspected of crime, and is conscious of guilt ? Why should such statements when made under the sanction of an oath, voluntarily taken, be excluded, when they would be received if made under precisely the same circumstances not upon oath ?
When the Teachout Case came to be decided, more than twelve years after the McMahon Case, the composition of the court had been entirely changed ; not one of the judges remaining who had participated in the decision of the prior cases. In that case the prisoner was not under arrest when he made his statements’ under oath before the coroner’s jury, but he was informed that he was suspected of the crime, and that he would be arrested for it, and the coroner told him that he had a right to refuse to testify, and the statements were held competent evidence. What difference could it make with the value and reliability of the statements as evidence that the prisoner was not under arrest when he made them, while he was informed that he was suspected and was to be arrested ? Upon the reasoning of Judge Selden in both of the prior cases, it was wholly immaterial that he was informed that he had the right to refuse to testify. In the Hendrickson Case the learned judge said: “A statement made under oath before a coroner’s jury while the party is under arrest upon suspicion of guilt is equally voluntary as if made as a witness in a case with which he has no connection; ” and “ it is certain that the statements of an accused person made under oath are never excluded on account of any supposed violation of the im
But, even if that judge was in error, it may well be doubted whether the rdle laid down in the McMahon Case survived the legislation, and the public policy thereby announced, which allowed prisoners to testify in their own behalf. As we have seen, the statements were' there excluded because such statements, made under an oath voluntarily taken by a prisoner charged with crime, are in their nature too unreliable to be received as evidence. That ground of exclusion was utterly repudiated by the legislation referred to. • If the sworn statements of a person before a coroner’s jury, after he was charged with crime, were too unreliable to be received as evidence, much- more would his sworn statements be unreliable, made upon his trial after indictment, when the question of his life or death was under investigation and to be immediately determined. It cannot be supposed that the legislature meant to make that evidence which in its nature was so infirm and worthless that it would be unsafe for a jury to rely upon it as a basis for their judgment. It would be quite an absurd spectacle to see a court exclude the sworn statements of á prisoner made before a coroner’s jury, and at the same time receive his sworn statements made upon his trial for the crime.
Such was the state of the law as to judicial confessions when the section of the Code referred to was framed. The
It cannot well be claimed that these statements were not a confession within the meaning of the section. It is true that they were not a confession of crime, but rather exculpatory,—a denial of the crime. But such statements have always, in all books, been classed under the head of confessions. Whatever one says about the crime with which he is charged which tends to connect him therewith, or makes evidence against him in reference thereto, whether he so intends it or not, has always been treated as a confession. In the Hendrickson Case, Judge Parker said that “the law seems to be that the rule as to confessions applies, not only to direct confessions, but to every other declaration tending to implicate the person in the
The constitutional guaranty that “no person shall be compelled, in any criminal case, to be a witness against himself,” was not violated in this case. Statements of prisoners made under oath have never been excluded on that ground. On the contrary, that ground of exclusion was expressly repudiated by Judge Selden in the McMahon Case. The defendant had been in this country for more than two years. All persons within the jurisdiction of the state are supposed to know its laws, and in the enforcement of this rule no distinction is made between foreigners and natives. 1 Story, Eq. Jur., § 111; Best, Ev., 48, 452. We must assume that he knew it was his privilege to decline to be sworn, and that he voluntarily took the oath and. made the statements. It was not claimed upon the trial that he was ignorant of his privilege or that he was under any compulsion when he took the oath. He was, therefore, in no sense compelled to be a witness against himself.
The view we have taken of section 3,95 of the Code is sanctioned by the case of People v. McGloin ( 91 N. Y., 241 ). If the reasoning of Judge Selden in the Hendrickson and McMahon Cases was sound, the confessions there received .should have been excluded, but they were held competent evidence both at common law and under the section referred to.
We are, therefore, of opinion that no error was committed in the reception of the- statements of the prisoner in evidence, and that the judgment should be affirmed.
Andrews, Danforth and Finoh, JJ., concur; Earl, J., reads dissenting opinion for affirmance; Huger, Ch. J., concurs; Hiller, J., not voting.