Majority
Headnote
1. Wills—Testamentary capacity—When doubtful.—The probate of the will of Henry P. Eysaman was contested before the surrogate by some of his heirs and next of kin upon the ground of undue influence, the want of a sound disposing mind and memory, and the absence "of sufficient proof of due execution by the testator.
The main question now presented is whether James Ware, the principal legatee, was competent to testify to the transactions preceding, attending and succeeding the execution of the will, and, if not, whether his evidence on those subjects necessarily prejudiced the contestants in the controversy before the surrogate.
The allegation of undue influence was not supported by sufficient evidence to authorize us to review the finding of the surrogate upon that question, and the inquiries must now be addressed to the questions of due execution and the existence of testamentary capacity at the time of its execution as affected by the evidence of Ware. The decree of the surrogate admitted the will to probate, and his decision was affirmed on appeal by a divided court.
The will purported to have been executed on Sunday, April 27th, 1884, and the testator died on Thursday, four days thereafter, of uraemia, or blood poisoning, at the age of seventy-eight years. The material evidence bearing upon the questions of mental and physical condition related mainly to the period of one week preceding the testator’s death. The evidence showed that the testator was afflicted with gravel or retention of urine, and had been in failing health for about two months before his death, being much of the time confined to his bed, and during the last week of his life wholly so. Up to Saturday the evidence shows that he was, although feeble, apparently conscious, talking occasionally with visitors and attendants, and able to transact some business and to give orders concerning the management of his ordinary affairs.
On Saturday, after engaging in two transactions, he claimed to be too much exhausted to do any more that day. Thereafter he undertook no business transaction except that of the execution of his will, and his physical condition seems to have become weaker. He talked but little, if at all, and gradually declined until he died. His physician
The conversation taking place at the time of the execution of the will, as testified to by Sharer, who drew it, consisted almost wholly of alleged answers made to questions put to him by Sharer, and was substantially as follows: I handed the will to him on Sunday morning and left the room; he soon sent for me and handed me the will and said, “it is all right.” He said he would sign it;; he was in bed when he signed it; wrote upon a book; Mr. Barse then signed as one of the witnesses; Mr. Ware and myself were in the room when Barse came in; he said good morning to Mr. Eysaman, and Mr. Eysaman said good morning, “Irve.” I said to Mr. Eysaman, is this your last will and testament, and he said it was “his last will and testament.” I then asked do you want Mr. Barse and myself to witness the will in your presence and in the presence of us, and he said he did. I told Mr. Barse I had signed my name before he came. Mr. Barse signed. Repeating the conversation, he further testified: “I asked if he wanted Mr. Barse to witness Jais will; he said he did; then I asked him if that was his last will and testament, ana he said it was, and then I asked him if it was his signature, and he said it was, or if he wrote it, and he said he did. I asked him if he wanted Mr. Barse and me to witness the will in his presence, and he said he did. * * * When the old gentleman signed the will he was sitting up in bed. He asked to be helped; asked Mr. Ware; I had hold of his hand when he wrote; I guided his hand; he was trembling; my fingers were on his wrist; he asked me to do it. The will was read to him fifteen or twenty minutes before the signing: he said it was all right; he said he was glad he had signed it; he was glad it was all over now. * * * Mr. Ware held him up, stood by the side of the bed with his arms around his
Mr. Barse, the other attesting witness, testified substantially as follows:
“Q. Mr. Eysaman didn’t tell you this was his last will and testament ? A. No, sir.
“Q. And he didn’t ask you to sign it as a witness ? A. Not in words.
“Q. Did Mr. Eysaman ask you to sign his will at all as a witness, in words ? A. No, sir.
“Q. Did Mr. Eysaman say to you at all that he had . signed this will? A. No, sir.
_ “Q. Did he acknowledge to you in words that it was his signature to the will, or did he say in words to you that it was his signature to the will? A. No, sir.
“Q. Did you hear any conversation at all, that you can now recollect, any conversation or words used by Mr. Eysaman on that occasion, that you can now recollect? A. No, sir. * * *
“Q. You saw no other sign of attention than by the nodding of the head? A. No, sir.
“Q. Did he nod his head more than once? A. I don’t know.
“Q. You have no impression about any nodding of. the head more than once? A. No, sir; I think he nodded his head; no other movement that I recollect by turning his head or opening his eyes; I think he did utter my name, “Irve;” don’t recollect any other words; when Dr. Sharer spoke I do not recollect any movement of the face or head; I think he made movement of his head as if giving attention; nothing more than nodding.”
Another witness who attended the testator during the day and night of Sunday, states that he entered the room in the morning directly after Dr. Sharer left, and that he asked the testator “how he felt this morning,’’ and he made no reply; “ he was in a drowse when I went in, lying right upon his back, I think his eyes were shut.”
Sunday, towards evening, Dr. Sharer came there with Mr. Petrie; “Dr. Sharer spoke to the old gentleman; he asked him if he knew Mr. Petrie; Mr. Eysaman made no reply to it.”
“Q. Anything else said to him during that afternoon or evening, that ybu heard or saw by any one? A. I don’t remember anything. Mr. Eysaman most of that afternoon was in a drowse; he would wake up once in a while from his sleep and go right into a drowse again; I did not hear him say anything at all that day; * * * during Sun
The evidence of a number of experts was given on the part of the contestants, to the effect that the signature of the will was not in the handwriting of the testator, but was apparently that of Sharer, and the surrogate in his opinion states that “ the appearance of his signature to the alleged will, I think indicates that he was aided in its formation.” An examination of the will which was presented to the court on the argument, considered in connection with the evidence of the experts, shows that the capital letters in the signature bore a resemblance to the character of Sharer’s handwriting and did not conform to the manner in which the testator usually formed such letters. Some discrepancies also appeared in the evidence of Sharer, and several witnesses testified to declarations made by him which were more or less inconsistent with his testimony on the trial.
It seems to us, upon the whole evidence, to be indisputable that the testator was, at the time of the execution of the will, in the borderland between consciousness and insensibility.
Although we have not alluded to all of the circumstances bearing upon the issue tried, we have endeavored to present its salient features, with a view of showing the bearing which the evidence of Ware had upon the question presented. The probate of the will was affirmed at general term upon the ground, among others, that the evidence of Ware, even if erroneously admitted, did not necessarily prejudice the contestants. _
_ "We are unable to concur in the opinion of the majority
We think the testimony in this case, excluding that of Ware, was so nearly balanced that a decree in favor of -either party could not properly have been reversed upon the facts by an appellate tribunal.
Under these circumstances Ware, who was the principal ■devisee under the will, and had been in the testator’s employ for upwards of forty years, and his constant attendant during his last sickness, was called as a witness in support of the will. He was permitted to testify to his observations of the acts, conduct and conversations of the testator during the last week of the testator’s sickness. 'This evidence was uniformly objected to, except in one instance, by the contestants upon the specific ground that Ware, as a legatee under the will, was not competent to testify to personal communications and transactions with the testator, under section 829 of the Code.
These objections were uniformly overruled by the surrogate, and Ware gave abundant evidence upon the subject of the testator’s mental and physical condition during the last week of his life. Among other things, he was permitted to testify, under objection, to a conversation occurring between himself and the testator on Saturday, the twenty-sixth of April, in relation to the subject of an offer by the testator to execute a deed of a certain 100 acres of land to the witness, which was declined by him. The conceded ■error in admitting this evidence was disregarded by the general term upon the ground that the objection thereto was not sufficiently specific. The objection immediately -succeeded eight previous objections to similar evidence, made upon the ground that the witness was not competent to testify to such transactions and conversations, and was that it was “incompetent and immaterial.”
We think the admission of this evidence was error, and ■that the trial court was sufficiently apprised of the real na
It is quite impossible to say that this evidence did not-have a powerful effect upon the determination of the question- of testamentary capacity, presented to the surrogate-for decision. This evidence' was offered and received as-bearing upon the condition of the body and mind of the testator without reference to the particular signification of' the language used by him, and was important only as showing the mental capacity of the testator, and whether he had an intelligent understanding and appreciation of what took place within his sight and hearing at the time of the execution of the will. The issue in the case was whether the testator was conscious and of sound disposing mind on the Sunday in question, and Ware’s evidence consisted of his observations of the acts, conduct and conversations of the testator as exhibited to those who were attending him. Such evidence was important and material upon the issue-tried, and is clearly within the letter and spirit of those transactions to which the Code prohibits an interested witness from testifying. It was of the same class of evidence as that pronounced by this court to be incompetent under section 829 of the Code, in Holcomb v. Holcomb, 95 N. Y., 316 . See, also, Lane v. Lane, 95 N. Y., 494 ; and In re Smith, 95 N. Y., 517 . As indicated by the head-note of Holcomb-■ v. Holcomb, it there was held that “the policy of the statute excludes testimony of an interested witness concerning any transaction with the deceased in which the-witness in any manner participated, or of any communication in his presence or hearing, if he in any way was a. party thereto,” and that testimony of interested witnesses: was improperly received “ as to conduct and actions of the-deceased, tending to show his enfeebled and dependent condition, and as to statements made by him, although not addressed to the witness, and made in ignorance of his. presence.”
Ware was also permitted to testify, under objection, to the conversation taking place between the testator and Sharer and Barse, attending the attestation and publication of the will. His evidence tended in every material respect, to corroborate the version given of the transaction by Sharer, and conflicted with that of Barse. At the time this evidence was admitted, it appeared that Ware had been present during the whole interview, during which the will was ■alleged to have been executed, and had confessedly taken a part in its subscription by the testator. Ware and Sharer were the only persons then present, and Ware supported the testator upon the bed in his arms, by the testator’s express request, while Sharer guided the hand, upon similar request, and assisted Eysaman in subscribing his name to the will. It cannot be doubted that the request to Ware, and acquiescence and participation in the act of the testator in subscribing the will, was a personal transaction and communication between him and the testator, within the meaning of the statute. Such must have the understanding of the proponents, for they voluntarily omitted to examine Ware in chief, as to the signing of the will, but confined his evidence to the publication and attestation which followed the testator’s subscription. This was claimed by them to be competent as relating to another transaction, in which he took no part.
We think it was no error to admit this evidence. The act ■of executing the will, although consisting of several incidents, constituted but one transaction, and derived its efficacy as a valid execution from the performance of each requirement of the statute. The transaction was continuing, and related to but one subject, viz., the execution of a will.
We are referred by the respondents to section 2544 of' the Code of Civil Procedure, providing that “ a person is-not disqualified or excused from testifying respecting the>execution ef a will by a provision therein, whether it is. beneficial to him or otherwise,” as bearing upon the question of the competency of the evidence given by Ware. No-argument or discussion accompanied this reference, and we-are left to conjecture what bearing it is supposed to have-upon the facts of the case. We infer that it is thought to-have effected, to some extent, a repeal of section 829, by implication, and some of my brethern are of the opinion that the point is sufficiently grave to require serious treatment. The section occurs in that part of the Code relating exclusively to proceedings in surrogates’ courts, and states, in respect to a single subject, that a person shall not by reason of an interest under a will whether beneficial or otherwise, be disqualified from testifying to its execution.
The persons whose testimony is competent, and by statute indispensable to the probate of a will, are its subscribing witnesses, and they are, according to general understanding, the persons who are known as witnesses torts execution. To hold, therefore, that the section refers-only to those persons who are generally understood to bathe witnesses to a will, would accord with its language- and, we think, also with its obvious meaning and intent. Repeals by implication are not favored by the courts, and will not be allowed unless there is such a repugnance-between two statutes that they cannot stand together, an clone necessarily nullifies the other. If such a construction, however, can be given to them that both may stand and each have an appropriate office to perform, then it is the-duty of the court so to interpret them. We think that, section 2544 refers to subscribing witnesses alone, and was intended to make all such witnesses competent to testify in a probate court to its execution, however their interest, might arise.
Although the express words do not so confine it., wet-think such a purpose can fairly be implied from its language and that of statutes in pari materia. It is said in the note to the section, in Throop’s edition of the Code of Civil Procedure that it was substituted for section 6 and a part of section 50 of part 2, chapter 6, title 1 of the Revised Statutes. Those sections were substantially as follows:;
Section 6 of the Revised Statutes was expressly repealed by chapter 245 of the Laws of 1880, and thereby rendered, all interested witnesses, save those mentioned in section 50,. which was expressly excepted from the repeal, incompetent to testify as subscribing witnesses.
Section 2544 was therefore adopted as a substitute for section 6, and was intended to enlarge "the former exception and embrace not only the special case provided for by the repealed section, but all other possible cases where an interest in the event of a controversy over the probate of a. will, might, under the existing statute, disqualify a subscribing witness from testifying to its execution. Although it may not be easy to specify such cases, the legislature-probably out of abundant caution deemed it prudent by general words to embrace all subscribing witnesses by a. comprehensive exception from disqualification by reason of interest. The language of the enactment seems to support-this view. The evidence authorized to be given by section-2544 refers to that given in surrogates’ courts alone, and. relates solely to the subject of the execution of the will. It was clearly intended to operate as a substitute for prior-statutes that related to subscribing witnesses alone, and. there was no reason for including other persons in its provisions. The reason for exempting such witnesses from-the application of the general rule of exclusion made by-section 829 is obvious, as their testimony is made indispensable, if obtainable, to the probate of a will. Sections 2618, 2619.
It might also be asked why legatees who are subscribing witnesses should be compelled to forfeit their legacies, if called to prove a will, and that those who are also legatees, but not such witnesses, can testify to the same facts with perfect immunity from loss by reason thereof. And it may further be asked why such person should be permitted to testify to the execution of wills before a surrogate and yet be precluded from doing so in controversies in other courts concerning the validity of testamentary dispositions of real •estate.
It is quite apparent that section 2544 has not been supposed by either the bench or the bar of the state to have produced any change in section 829; for during the nine years since its adoption it has not been cited or referred to in any case that we have discovered, where section 829 has been the subject of consideration. In the meanwhile numerous decisions have been erroneously made in the courts of the state if section 2544 is now given the effect claimed for it. We refer to a few only of the cases which have been decided in this court.
In Lane v. Lane ( 95 N. Y., 494 ), the evidence of the testator’s wife, who was a legatee under the will, was admitted to prove the conversations taking place at its preparation and execution. This court said, “as to any personal transaction or communication with the testator, she was of course incompetent to testify under section 829 of the ■■Code,” and the judgment was reversed for error in the admission of her evidence. In the same volume (p. 516), In the Matter of the Probate of the Will of Smith, a legatee
In the Matter of the Will of Wilson, 103 N. Y., 374 ; 3 N. Y. State Rep:, 613, an executor and legatee of the will of Wilson was allowed to testify to facts relating to the preparation and execution of the will. It was held that the-witness, having previously executed a release of his legacy to the executor, was thereby rendered competent, although otherwise he would have been incompetent under section. 829.
In Loder v. Whelpley (Mss. Ct. App., Nov. 27, 1888, 111 N. Y., 239 ; 19 N. Y. State Rep., 631), it was stated that “the testimony of a legatee under a will, so far as it relates to communications with the testator, or transactions-with him, is inadmissible on proceedings taken for the admission of the will to probate under Code of Civil Procedure,, section 829.”
It may also be observed that Ware’s evidence was not offered for the purpose of proving the execution of the will, for the surrogate had already ruled that the formal-proofs of execution were sufficient to admit the will to probate, and it was, therefore, received upon the question of testamentary capacity and was unquestionably important evidence upon that issue. As we have seen, his evidence upon that question, if derived from personal transactions and communications with the testator, was incompetent, and upon such an issue it was none the less so because it related to observations made during the proceedings for the publication of the will.
The history of sections 828 and 829 show a uniform, consistent and intelligent purpose on the part of the legislature, while abolishing the strict rules of the common law-in relation to testimony given by interested persons, to so* limit and restrict such evidence as not to permit them to> speak of personal transactions and communications had with a deceased person through whom the respective parties, to the litigation derived the title or interest which was its, subject. _ The general principle that interest, in the event-of an action, should not disqualify a person from testifying therein, was incorporated in section 398 of the original Code of Procedure adopted in 1848. It was thereby provided, that “no person offered as a witness shall be excluded by reason of his interest in the event of the action.”
By an amendment to the Code in 1857, the restriction as "to parties to an action, and persons for whose immediate benefit it was prosecuted or defended, was removed in cases where the adverse party was living and was capable of being examined as to the same transaction. Under these provisions it had been held that they did not apply to special proceedings or probate cases, (In re Belt, 1 Park. Crim. Rep., 169 ; Woodruff v. Cox, 2 Brad. Surrogate Reps., 223), but by section 12 chap. 459 of the laws of 1860, it was provided that sections 398 and 399 should apply to surrogates’ courts and that the interested parties thereby made competent should not testify to personal transactions Rad with a deceased person under certain circumstances "therein specified.
By section 31, chapter 460, Laws of 1862, sections 398 .and 399 of the Code of Procedure, were not only again made applicable to surrogates’ courts, but such parties as were thereby made competent as witnesses were prohibited from testifying to personal transactions or communications with a deceased person as against the executors, administrators, heirs at law, next of kin, or assignees of such deceased person. Since 1862, therefore, "through all of the mutations which sections 398 and 399 have undergone, until they became, in 1877, sections 828 •and 829 of the present Code of Civil Procedure, the prohibition upon interested parties, in actions as well as surrogates’ proceedings, from testifying to personal communications and transactions with a testator, have been carefully re-enacted and preserved. It can hardly be supposed that these sections which have been the subject of frequent consideration and amendment by the legislature, and of The fullest and most careful scrutiny and consideration by the courts, should have been intended to be amended in so important a particular as that contended for without any reference to it in the section, or some provision making it applicable to other than probate cases involving the "validity of wills, and when the want of such evidence might be conclusive upon the controversy. Indeed we do mot see why the same rule of construction would not require us to hold that section 399 of the original Code operated to repeal section 50 of the Revised Statutes, for
It seems to us it could not been intended that these legatees should be compelled to forfeit their legacies to render them competent to testify to the execution of a will, while others who were equally interested could testify to it without losing their interests- thereunder. .
We are, for the reasons stated, of the opinion that the judgment of the general term and decree of the surrogate should be reversed and the proceedings remanded for the further action of the surrogate therein, with the question of costs reserved for the determination of the court below upon the final disposition of the case.
■ All concur, except Earl, J., who takes no part.