Majority
Headnote
1. Will—Execution.The will of the above-named deceased was admitted to probate by my predecessor, Mr. Lord, some time in 1889, after a somewhat careful examination and cross-examination of the subscribing witnesses by the attorneys for the respective parties. Subsequently and about February, 1890, by consent of the parties, the probate of the will was revoked upon the stipulation that the testimony already taken should stand; and thereupon the contestants proceeded to offer testimony upon their part. The will before the present surrogate is contested upon four grounds:
First. That the will was not executed with due statutory formalities.
Second. That the signature to the will was a forgery.
Third. That the execution of the will was procured by undue influence or fraud.
Fourth. That at the time of the execution of the will the decedent was not of sound mind and memory.
The material facts in this case are as follows : Eoxalana Williams, who was the widow of John B. Williams, died in the month of October, 1888, at the age of about eighty-two years. She was somewhat feeble in health for a year or two prior to her decease, but was not confined to her bed or room until a short time prior to her death. For a number of years prior, and down to the time of her death, she had been quite deaf, and unable to hear any words spoken to her, but conversation was carried on with her by use of a slate or tablet of paper, aided by signs or gestures; questions were usually written upon paper or slate, and verbal answers given by her. She was an intelligent woman, of an apparently active mind, and a large number of witnesses testify that she conversed readily and intelligently in the method above described. Ever since the death of her husband, which occurred forty years or more prior to her death, she had resided with her brother, Jacob F. Hall, a bachelor, upon his farm of about 140 acres, situate in the town of Pitts town, which was of the value of about $5,000. Her brother was also possessed of personal property of the value of about $20,000. Mrs. Williams had a small property of her own, not to exceed $4,000 or $5,000, but no real estate.
Jacob F. Hall died on the 28th of February, 1887, having been in feeble health for some months prior to his death. The disease was softening of the brain. He died intestate, leaving his sister, Mrs. Williams, his sole heir at law and next of kin.
On the 17th of February, 1887, the will in question here is alleged to have been made. It appears from the testimony offered by the proponent that about two weeks prior to the execution of the will Merritt Snyder, who resided about two miles from the residence of Jacob F. Hall (where Mrs. Williams then lived),
Fot long after the death“of Jacob F. Hall, which occurred on the 28th of February, 1887, Mrs. Williams removed to the house of Forman Carpenter, with whom she resided until her death. Harriet Carpenter, the wife of Forman Carpenter and principal beneficiary in the will, was the adopted daughter of Mrs. Smith Harrington, who was a sister of Mrs. Williams. Mrs. Harrington died some twenty-five years ago or more. It appears that there had existed, for years prior to the death of Mrs. Williams, a great de
These statements, and many others testified to by the witnesses, show that the relations between these persons, Mrs". Williams and Mrs. Carpenter, were very close and affectionate; they undoubtedly continued so down to the time of her death.
The nearest blood relatives of Jacob F. Hall and Mrs. Williams were three cousins residing in the state of Connecticut, who are the contestants herein. There had been some visiting and some correspondence between them ; but for the thirty years prior to the death of Jacob F. Hall and Mrs. Williams the visits between them were very few and the letters were quite infrequent, not to exceed one or two for a period of ten years prior to the death of Mrs. Williams. After the death of Jacob F. Hall, and while Mrs. Williams was residing at Mr. Carpenter’s (on the 28th day of August. 1888), Mrs. Williams executed a deed of the farm which she had inherited from her brother to Harriet Carpenter, for a consideration of one dollar and affection.
This deed was drawn by Jonathan Hoag, a justice of the peace, residing some three or four miles from the residence of Mr. Carpenter, who was a stranger to her. He drew it at'the suggestion of Mr. Snyder, who was himself informed by Mr. Carpenter that Mrs. Williams wanted a .deed of the farm drawn. He prepared the deed, assisted by Mr. Snyder, and visited Mrs. Williams at Mr. Carpenter's. Upon examining it she called his attention to an error. He had written the name of the grantee as Harriet Harrington, instead of Harriet Carpenter. Thereupon he erased the name of Harrington and inserted Carpenter, and the deed was executed by her and acknowledged before him.
The will of the deceased gives a legacy of $1,000 to Mrs. Carpenter and $100 each to two other persons and fifty dollars each to two others, and the rest and residue to Harriet Carpenter. The principal part of the estate conveyed by the will is that derived
Considerable testimony was taken upon the trial in regard to the genuineness of the signature to the will; a large amount of expert testimony was produced upon each side, the contestants claiming that the signature to the will was not that of the deceased. The signature to the will (the Christian name) is written in two parts “ Eoxy Lany.” It was usually written by Mrs. Williams in one word, “Eoxalana,” each syllable terminating in “ a” instead of “y.” It appeared, however, that she had upon one or more occasions signed her name “Eoxa L. Williams,” and her silver spoons and pillow cases were marked “ E. L.W.” and “ E. L. H.” In her will she gives certain spoons marked “E. L. H.” to one of the legatees.
The first question presented for decision in this case is: Was the alleged will executed in compliance with the statute ? The statute contains four requirements, the lack of either of which renders the execution of a will invalid: First, the instrument must be signed at the end by the testator. Second; it must be subscribed or the subscription acknowledged by testator in the "presence of at least two witnesses. Third, it must be declared to be his last will and testament by the testator at the time of the subscription, or acknowledgment of subscription, in the presence of each witness. Fourth, it must be signed by each of two witnesses at the end, in the presence of the testator, and at his request 2 E. S., 63, §40.
The following general rules have been adopted by the courts in the construction of this statute:
First. The order in which the formal acts of execution and publication should be done is not material, except that the testator must sign before the witnesses. Jackson v. Jackson, 39 N. Y., 153 ; Rugg v. Rugg, 21 Hun, 383 .
Second. The law does not require a technical and literal compliance with the statute; a substantial compliance with its requirements is sufficient. 2 Redf. L. & P., 4th ed., p. 142, and cases cited.
I think the evidence shows that there was at least a substantial compliance with the statute in the execution of this will. First, the will wits subscribed by testatrix at the end in the presence of the witnesses. Second, it was at the time of making the subscription (but before it was signed) declared by her to be her last will and testament. Third, the witnesses signed after the will had been subscribed by her, in her presence and at her request, although the request to the persons to sign as witnesses was made before the subscription of the1 will.
It has been held that the request to sign as a witness need not be actual, but may be implied from circumstances; as “ where "persons are called to witness a paper, which they do, in the presence of the testator, he at the same time subscribing it and declaring it to be his last will and testament” Butler v. Benson, 1 Barb., 526 ; Hutchings v. Cochrane, 2 Bradf., 295 .
It has been further held that the declaration may be made im
As this construction of the statute covers all of the alleged defects, it must therefore be held that the formalities necessary for the due execution of the instrument were complied with.
The next question and one which was greatly contested upon the trial is as to the genuineness of the decedent’s signature to the instrument propounded as her will.
The contestants in support of their contention produced a number of signatures of the alleged testatrix made about the time of the alleged execution of the will, notably signatures attached to the papers which Mrs. Williams executed upon taking out letters of administration upon her brother’s estate, signatures to the petition and bond, and also to the deed executed within a few months after the will. In each of these instances the Christian name “ Roxalana ” is signed in one word, whereas in the will it is signed “ Roxy Lany ” in two words and is also differently spelled; in the one case with two “y’s” and in the other with none.
And it is insisted that this mode _ of writing the name to the will affords evidence in itself that it was not written by the testatrix, because not in the usual spelling and form of her signature.
It is further contended that, aside from the peculiarity in spelling, the signature when critically examined appears to be a simulated signature, and two expert witnesses, Professor D. T. Ames and Dr. Hagan, were called and testified to that effect; and photographs of the recent signatures of the deceased and that to the will were produced in contrast for examination. And further, in support of their contention that the signature was never penned by the deceased, testimony was offered tending to show that on several occasions after the date of the execution of the alleged will, both Mrs. Williams and Mrs. Carpenter denied that the will had been executed, or stated in effect that the deceased had made no will.
Upon the part of the proponent several papers and documents were produced dated many years before her death, in which Mrs. Williams’ name was written “Roxa L. Williams,” one of which, dated March 28, 1859, and purporting to be a conveyance of real estate by her to her brother, is signed “Roxa L. Williams.” Another - instrument purporting to be a deed, said to have been executed by Mrs. Williams and her husband, dated February, 1847, the body of which appears to be in the handwriting of her husband, has her name written as one of the parties thereto (the Christian name) “RoxaLana,” in two words, although the name is signed by her in one word “Roxalana.” In another instrument dated March, 1859, her name appears as grantee, in a deed from her brother, Jacob P. Hall, and is written Roxa L. Williams. It also appeared that old silver spoons and towels and pillow cases, kept at the residence of deceased and used by her, were marked with the letters “R. L. W,” and “R. L. H.”
It is quite conceivable that this old lady, who was executing a -document (if she did execute it) of the solemnity of a will, after having read it over as it is alleged during the thirty minutes during which she had it in her possession, deemed it important that her name should be subscribed to the will as it was written. Indeed, it is quite natural and the. usual mode for people in subscribing formal instruments to write their signatures in what they believe or understand to be its correct and original form, although not the form usually employed by them. And finally it is quite unreasonable to believe that a person desirous of simulating the signature of the decedent would have written it in a form and mode of spelling so unlike the one commonly used by her. The proponent also produced a large number of expert witnesses, including Dr. Ward, a professional expert. But the greater number of the witnesses called by the proponent were cashiers and tellers of different banks in this city, who were accustomed to examine hundreds of signatures each day and upon whose knowledge and skill in that department the safety and credit of their several banks largely depend. These witnesses all testify that the signature to the will, notwithstanding its spelling and seperation into two words (not found in the later signatures of Mrs. Williams), was unquestionably in her genuine handwriting.
Upon the whole I incline to the opinion, from a careful examination of the signature in connection with the testimony and exhibits, that the signature to the will is genuine and was written by Mrs. Williams.
But beyond this and entirely independent of this class of testimony (expert) is the testimony of the two subscribing witnesses to the will, both persons of intelligence and whose reputation has been unassailed upon this hearing and presumptively is unassailable, who both testify they saw Mrs. Williams affix her signature to the will, so that, upon the "whole evidence, there cannot remain the slightest doubt upon the question of the genuineness of the signature to the will.
The remaining question and the more serious one is presented by the contestants’ contention that this will was the result of undue influence or fraud and not the free, spontaneous act of the testatrix. It is urged that Mrs. Williams was a person of great age, eighty-two. years old, somewhat feeble in health, shut off from ready comma
Cases of this class have been before the courts so frequently that certain general rules have been established by which evidence of the character adduced by contestants in this case should be weighed and applied; the courts have also decided what kind and amount of countervailing evidence will avail to repel the presumption of fraud or undue influence raised by such evidence. The general rule as to the capacity and ability of a person to dispose of his property is as follows: Any person of sound mind, acting with full knowledge of his affairs, competent to understand his relations to those whom he chooses to benefit, may bestow his bounty as he likes, although the disposition may appear and in fact be unjust and inequitable. Clapp v. Fullerton, 34 N. Y., 190 ; Seguine v. Seguine, 4 Abb. Ct. App. Dec., 191 ; Colt v. Patchen, 77 N. Y., 533 ; Hollis v. Drew Theo. Sem., 95 id., 166.
The fact that a will disinherits testator’s kindred is not alone evidence of undue influence; nor is the fact that the memorandum for the will is prepared by the person who is largely benefited under the will, and who is active in procuring its execution. Matter of Smith, 95 N. Y, 516 ; Matter of Martin, 98 id., 193; La Bau v. Vanderbilt, 3 Red., 384; Cudney v. Cudney, 68 N. Y., 148 . Neither is the fact that a will is not in accordance with testator’s previously expressed intention, although it may have an important bearing in connection with other facts, but without such facts of a pertinent and forcible character a change in purpose of malt
No presumption of testamentary incapacity arises from old age alone, Horn v. Pullman, 72 N. Y., 269 ; nor from deafness, Gombault v. The Pub. Admr, 4 Bradf., 226 ; and even feeble and weak-minded people may make valid wills. In re Gray's Will, 5 N. Y. Supp., 464 ; 24 N. Y. State Rep., 345; In re Gross, 14 N.Y. State Rep., 429. In fine, the rule to be deduced from the authorities maj'- be stated as follows: Undue influence must be an influence exercised by coercion, imposition or fraud, and not such as arises from gratitude, affection or esteem, and its exertion upon the very act must be proved.
It will not be inferred from interest and opportunity; and if, on the other hand, there is adduced proof of capacity, mature deliberation, settled purpose and absence of fraud and imposition, the will must be deemed the exercise of personal right and be respected accordingly. Let us apply these rules here.
The case for the contestants may be summarized as follows:
First. The will was that of an aged, feeble and deaf person.
tSecond. It disinherited her heirs (although she had expressed an intention or desire that they should have some of her property), and gave the property to a stranger in blood.
Third. The memorandum was prepared by the principal beneficiary, between whom and the deceased there had long existed the most friendly and even affectionate.relations.
Fourth. The alleged testatrix and beneficiary had each, as is alleged, stated upon occasions after the making of the will that no will had been made.
I will consider these in the inverse order of their statement. As to the alleged admissions of the testatrix and the principal beneficiary under the will, it may be stated that it is a well settled rule that admissions of the alleged testatrix not made at or about the time of execution of will are not admissible and cannot be received as a statement of facts upon the question of undue influence and fraud, Matter of Baird, 47 Hun, 77 ; 14 N. Y. State Rep., 172, although such admissions may be competent on the question of mental capacity in connection with the charge of
It may be further stated that the alleged admission of Mrs. Carpenter, that no will had been made to her knowledge, is not, I am satisfied (she not being the sole beneficiary under the will), competent evidence upon any issue. So far, therefore, as these latter alleged admissions are concerned they may be regarded under the authorities as immaterial in the decision of this case.
The charge that the memorandum was drawn and the making of the will was procured by the principal beneficiary, with whom the 'relations of the deceased were most intimate, presents the most serious question in the case, and the courts say under such'circumstances it devolves upon the beneficiary to show that it was the free act of the mind of the testatrix. The proponent insists that this is conclusively shown in this case by the manner in which the will was prepared and executed. The alleged testatrix had indisputably the instrument in her possession, which was plainly written, for a half hour, and after such opportunity to inform herself of its contents she came in the presence of two persons who were in nowise related to her or Mrs. Carpenter and stated that the will was “All right and just as she wanted it,” and thereupon executed it and declared it to be her last will and testament.
It must be conceded that if deceased was of substantially unimpaired mind and memory, with such ample opportunity for knowledge and deliberation upon the contents of the alleged will (even if she had no prior knowledge) as was afforded in this case, the charge of implied fraud and imposition would not be sustained. As a further proof of decedent’s intent to convey the bulk of her property to Mrs. Carpenter, the proponent points to the fact that although the will gave the residue of the property to Mrs. Carpenter, yet after the death of her brother, J. E. Hall (by which she became entitled to a large amount of personal property, in addition to a farm of 140 acres), that her attention was called to the question that the will, perhaps, did not carry the farm; that she then, in the presence of a stranger, after careful examination of the instrument, and pointing out an error in the name of the grantee, signed the deed of the farm, thus deliberately turned over the entire balance of her estate to the principal beneficiary in the will, thereby showing, as is alleged, that she must have understood and intended that Mrs. Carpenter should have her entire estate with the exception of the small legacies given in the will. Upon the whole, it seems to me upon this point that the requirement of the law has been met, and that there has been shown knowledge, capacity, deliberation and settled purpose in' the disposal of the property, with an entire absence of any proof of fraud or imposition producing the result. “ The fact that the beneficiary communicated to the draughtsman a provision in her favor to be inserted in the will, will not be sufficient to shift the burden, where the testatrix was intelligent and bad personal knowledge of the contents of the will.” Matter of Martin, 98 N. Y., 193 .
Upon the question of the disinheritance of heirs, the same consid
It has been repeatedly held that an intelligent and deliberate-, testamentary disposition of property to strangers in blood, when prompted solely by gratitude, love and affection will not be set aside in favor of any presumed or even previously expressed intent of a testator not to disinherit his heirs.
The same general considerations will apply upon the question of decedent's age and infirmities; to which should be added the-additional facts that the will was executed more than a year and a half before her death, that she was the administratrix of her brother’s estate and consequently knew the value and extent of his property (which constituted the bulk of her estate), and, finally, was not without independent advisers as to the disposition of her property. If, therefore, she was of sound mind and memory, of which there is abundant evidence and substantially no countervailing proof, was able to know and retain in her mind the value and extent of her property and those who were or might be the proper objects of her bounty and to choose intelligently between them, and, uninfluenced by fraud, did so choose, then whatever her age or infirmities, or however completely she excluded'her blood relatives from participation in her bounty, or however intimate her relations may have been with the principal beneficiary, or however great may have been the influence of the beneficiary, as the result of kind offices and considerate treatment of deceased,, the will must stand.
In conclusion, the evidence discloses a complete knowledge on the part of the testatrix of the contents of the will, ample deliberation, settled purpose and a full legal capacity, and I fail to find from the evidence that the principal beneficiary, or any one in her interest, so controlled the action of the testatrix either by importunity which she could not resist or by deception, fraud or other improper means, that she thereby procured the execution of this, instrument. The burden of establishing this was upon the contestants ; and they having failed in this, the will must be admitted to probate. Let a decree be so prepared.