Mowell v. Van Buren

Plaintiff, on or about December 13, 1892, presented the following bill to defendant, as administrator of the estate of N.

“ Estate of N E. Brodhead, Dr. to Mrs. M. J. Howell.

“ July 18, 1892. To money loaned N. E. Brodhead at different times before this date, $5,000.”

The bill so presented had the usual verification. It was rejected by the defendant, and thereupon the parties, by written stipulation, agreed upon a reference to a referee therein named. The approval of the surrogate was obtained, and the usual order of reference of the supreme court entered. The referee, after? hearing the testimony offered by the parties, made, among others, the following findings: “ (2) That prior to the 1st day of January, 1892, the defendant’s intestate had and received at divers times money from the plaintiff for the purpose of investment for her, which on that day aggregated in amount three thousand dollars. (3) That defendant’s intestate never invested such money for the plaintiff, and left among his assets no securities or other papers representing any portion of such money. (4) That on the 25th day of June, 1892, the defendant’s intestate made his promissory note, whereby, on demand, after date, he promised to pay to the plaintiff two thousand dollars, and delivered such note to the plaintiff; that the consideration of such note was money lent by the plaintiff to the defendant’s intestate, and the plaintiff is the owner and holder of said note.

“And I find, as conclusions of law: (1) That, at the time of his death, Nicholas E. Brodhead was justly indebted to the plaintiff in the sum of five thousand dollars, with interest on three thousand dollars from the 1st day of January, 1892, and on two thousand dollars from the 25th day of June, 1892. (2) That the plaintiff is entitled to recover of the defendant in this action five thousand dollars, with interest as stated in the foregoing finding.”

In his opinion the referee'says: “The bill of the plaintiff presented to the administrator consists of but one item, and that for money loaned, but this does not conclude her. As in the case of formal pleadings, the bill, which i^ in the nature of a complaint, must be conformed to the facts proved upon the trial.”

The learned referee evidently assumed that on a reference under the statue, on the presentation of a claim to an administrator of a deceased party, and the rejection thereof, the referee has the same power of allowing an amendment as a referee in an action under the provisions of the Code of Civil Procedure. We think his conclusion in this regard cannot be sustained. A proceeding by reference under the statute to determine a disputed claim against the estate of a deceased' party is a special proceeding, and not an action. Roe v. Boyle, 81 N. Y. 305 . The provisions of the Code of Civil Procedure in regard to amendments of pleadings do not apply in such a proceeding. 3 Rum. Pr. 295 ; Townsend, v. N. Y. L. Ins. Co., 4 Civ. Pro. R. 398; Eldred v. Eames, 26 St. Rep. 277 . In this case the claim presented to defendant was for $5,000, money loaned. The claim, as allowed by the referee, was for $2,000, money loaned, and $3,000, money advanced to the deceased to invest, and which he had failed to invest. Ib,

The New York Life Insurance and Trust Co., Adm’rs, etc., of Mrs Charlotte Brinckerhoff, to John T. Townsend, Dr.

1873.

Apr. 21. For my services in aiding in the care and protection of the estate of Mrs. Brinckerhoff from Nov. 1st, 1868, to date, and for advice in transactions relating thereto................'.... $61,000

The referee allowed the plaintiff, for the general care of the estate, $5,026.30, and also a further sum of $350 for professional services of the plaintiff as an attorney. The court of appeals, however, held: That the charge in the bill for “service in aiding in the care and protection of the estate” did - not cover a claim for the services of plaintiff as attorney; that “ service, by reason of the special relation, would naturally be the subject of a distinct and specific statement.” That the referee erred in allowing for professional services. That no claim therefor was referred to him. The charge for “ services in aiding in the care and protection of the estate, * * * and for advice in transactions relating thereto,” in the case cited, as much embraces a claim for attorney’s services performed in the care and protection of such estate as the claim presented in this case, for money loaned, covers a demand for money deposited with deceased to invest, and which remained uninvested. A demand for money advanced for the purpose of investment is entirely "different from one for money loaned. The plaintiff never presented to defendant a claim for money advanced or deposited for investment. She never verified such a bill, and no consent was ever given by the defendant to refer such a claim. If a demand had been presented to defendant for money advanced to invest, he might not have' consented to a reference, preferring to contest the same in an ordinary action, where he could have bad the benefit of a trial by jury. If the judgment appealed from is allowed to remain, the defendant is deprived, without his consent, of the right of trial by jury. In Eldred v. Eames, supra, where a referee had assumed to allow an amendment of a claim presented, the court used the following language, which we quote as applicable to this case: “ The exercise of such a power by the referee would enable a claimant to obtain a reference of his claims against an estate without the consent of the defendant or the approval of the surrogate, which is made by the statute the condition of such a proceeding. It is the claim which is rejected by the executor which may be refeired, and none other. If the power of amendment is allowed, the whole subject of the controversy may be .changed during the trial, to the manifest detriment of the defendant, and in violation of statutory authority to order a reference. The trial might thus be had upon claims that were not presented, or rejected by the executor, and whose reference was never approved by the surrogate. These conditions are made by the statute essential to the power to refer, and cannot be dispensed with or subverted.”

The defendant urges that the referee erred in receiving the evidence of the witness Prime, an attorney, as to admissions made to him by deceased. Such admissions, he claims, were those of a client to his attorney in the course of a professional employment of the latter. As there may be another trial, we will briefly consider the position of defendant. Of course, it is well settled that any communication made by a client to his legal adviser for the purpose of obtaining advice is privileged. This is so, although no fee is asked for or paid, and no action is pending or contemplated. All this is necessary, to render such a communication privileged, is that the relation of attorney and client shall exist, and that the latter shall ask legal advice from the former. Bacon v. Frisbie, 80 N. Y. 394 ; Bank v. Mersereau, 3 Barb. Ch. 528 -595; Williams v. Fitch, 18 N. Y. 546 -551; Root v. Wright, 84 N. Y. 72 . But a communication made by a party to an attorney is no more privileged than if made to any other person, unless made in reference to some matter in which the attorney is employed, or for the purpose of obtaining his advice, or such communication, it may be supposed, was drawn out in consequence of the relation to which the parties stand, as attorney and client. Marsh v. Howe, 36 Barb. 649 ; Riggs v. Denniston, 3 Johns. Cas. 198 ; Carroll v. Sprague, 59 Cal. 655 . The burden is upon the party objecting to the evidence of an attorney, as privileged, to show that the admission of the client to the attorney, sought to be proved, was • confidential. Sharon v. Sharon, 79 Cal. 633 -636. Although the relation of attorney and client exists at the time, an admission made by the latter to the former is not confidential unless made in a matter in which the attorney is acting for the client, or having sotne relation thereto, or made to the attorney for the purpose of obtaining his advice. 1 Greenl. Ev. § 244; State v. Mewherter, 46 Iowa, 88 -94. The admissions of Brodhead, proved, by the witness Prime, were made at the December interview at Kingston, and at subsequent meetings in July. The witness swears that such admissions were not made in reference to any matter as to which he was employed ; that his advice was not sought or given ; that he made a suggestion to deceased, but gave no advice. After a careful examination of the testimony of the witness, we are forced to the conclusion that the defendant failed to show that the communications of Brodhead to Prime, to which he objects, were confidential, or other than mere casual remarks of deceased to the witness, having no reference whatever to the matters as to which Prime was employed as an attorney,

We do not deem it necessary to discuss the other questions raised in the case. For the reason first above stated the judgment should be reversed, a new trial granted, an the referee discharged, with costs to abide the event.

All concur.