Hyperlawhypertext legal database In re the Estate of Patterson 61 N.Y. St. Rep. 439

← Cases

In re the Estate of Patterson

61 N.Y. St. Rep. 439 Court N.Y. Gen. Term Decision date 1894-06-15 English

Delivered by Follett, J.

Contents

Majority

p. 439
In the Matter of the Estate of Josephine Patterson, Deceased. Mary A. Mosher, Resp’t; William H. Patterson, App’lt.
(Supreme Court, General Term, First Department,
Filed June 15, 1894.)

Headnote

1. Executors, etc.—Accounting—Vacation.
Where an administrator falsely alleges in his petition for an accounting, that he was the husband of the intestate, the accounting will he vacated for fraud.
2. Former adjudication—Decree.
Decree, granting letters of administration, is not conclusive on final accounting as against a party who had no notice of the application or of the facts stated in the petition.
Appeal from a decree revoking letters of administration and vacating a decree settling administrator's accounts.
Booraem, Hamilton & Becket, for app’lt; Charles Blandy, for resp't.

—A single issue of fact was litigated in the court below,—whether the intestate and William H. Patterson were

p. 440
husband and wife. And it was found that they were not, which result was justified by the evidence, and the finding is affirmed. This issue was necessarily tried and determined in order to ascertain whether Patterson was entitled to the avails of the estate, or whether the mother, brother, and sister of the intestate were entitled to the avails. Two questions of law arise on the record: (1) Whether in this proceeding the surrogate’s court was authorized to revoke the letters of administration ; (2) whether, without revoking these letters, the surrogate’s court could determine that Patterson and the intestate were not married, and that the mother, brother, and sister of the _intestate- were entitled to the avails of the estate. By § 2472 of the Gode of Civil Procedure jurisdiction is conferred on surrogates’ courts to revoke letters of administration, but the last clause of this section provides : “This jurisdiction must be exercised in the cases, and in the manner, prescribed by statute.” Sections 2684 and 2689 provide that letters may be revoked in certain cases, which are not germane to the case in hand. By § 2691 the surrogate’s court is authorized to vacate-letters of administration on its own motion, and without a petition in four cases, but the cause for which the letters were vacated in this, case is not one of the four. Under the facts found, the only section under which these letters could be revoked is 2685, which provides that a “person interested in the estate of a decedent may present to the surrogate’s court from which letters were issued to an * * * administrator, a written petition duly verified, praying for a decree revoking those letters; and that the * * * administrator may be cited to show cause why a decree should not be made accordingly." The section then specifies the causes for which letters may be revoked, and among them is the following: “(4) Where the grant of his letters was obtained by a false suggestion of a material fact.” Section 2686 prescribes how proceed ings shall be instituted for the revocation of letters for causes-specified in § 2685, to wit: “Sec. 2686. A petition, presented as prescribed in the last section, must set forth the facts and circumstances showing that the case is one of those herein specified. Upon proof by affidavit or oral testimony satisfactory to the sur-" rogate of the truth of the allegations contained in the petition, a citation must be issued according to the prayer thereof * *

By reference to the petition it will be. observed that the petitioner did not pray for a decree revoking the letters, but simply for an order vacating the decree entered March 21, 1890, on the final accounting, and that the administrator pay to the mother, brother, and sister the net avails of the estate. The order which was entered upon the petition, the answer, and the affidavit filed in connection therewith, required the administrator to show cause why the decree entered March 21, 1890, on the final accounting should not be vacated, and why he should not pay to the mother, brother, and sister of the intestate all of the proceeds of the estate. It is true that the petition concludes with the prayer for such other and further relief, or both, as to the court should seem just and proper, and the order follows the prayer in the petition, and required the administrator to show cause why the petitioner should

p. 441
not have such other and further relief in the premises as should be just and proper. The petition contains no prayer pursuant to § 2685 for a decree revoking the letters, and the order granted thereon does not require the administrator to show cause why the letters should not be revoked. The order required the administrator ' to show cause according to the prayer of the petition, as required by §§ 2685 and 2686, and there is no hint in the petition or in the order that the proceeding was instituted for the purpose of obtaining a decree revoking the letters of administration. A proceeding to vacate letters of administration is authorized by § 2681, and a proceeding to vacate a final accounting is authorized by § 2481, and the reliefs which may be granted under these sections, in proceedings instituted pursuant to them, are not similar. The rule in chancery was laid down in Colton v. Ross, 2 Paige, 396, as follows: “Where the case made by the bill may entitle the complainant to one kind of relief or anothre, but not both, the prayer should be in the disjunctive. So if the complainant is in doubt whether the facts of his case entitle him to a specific relief prayed for, or to relief in some other form, his prayer, concluding for general relief, should be in the disjunctive. And in such a case, although he is not entitled to the relief speci. fically prayed for, he may, under the gneral prayer, obtain any-other specific relief, provided it is consistent with the case made by the bill. Per Thompson, J., Beebe v. Bank of N. Y., 1 Johns. 529 ; Hiern v. Mill, 13 Ves. 119 ; Wilkin v. Wilkin, 1 Johns. Ch. 117 ; King v. Rossett, 2 Young & J., 33 ; English v. Foxall, 2 Pet. 595 . But if a complainant prays for particular relief, and other relief in .addition thereto, he can have no relief inconsistent with such particular relief, although founded upon the bill.”

1 Daniell, Ch. Pr. (3d Am. Ed.) c. 6, § 4, pp. 7, 382, and cases there cited. In case a petition contains facts entitling the petitioner to two dissimilar kinds of relief, and concludes with a prayer that he have one kind, and for such other and further relief, etc., and the citation issued on the petition follows it with respect to the relief, no relief except that prayed for, and such as is consistent therewith, can be granted. The practice in courts of equity is peculiarly applicable to a proceeding to vacate letters of administration, because § 2742 provides that the jurisdiction of a surrogate’s court to vacate letters must be executed in the manner prescribed by statute, and § 2685 provides that the prayer of the petition shall be for a decree revoking the letters, and § 2636 that a citation must be issued in accordance with the prayer of the petition. Under these proceedings, we think the surrogate’s court was not authorized to vacate the letters, and that the part of the decree which assumes to grant that relief must be reversed.

Had the surrogate’s court power to open the decree settling the final account without first revoking the letters? Section 2481 of the Code provides: “A surrogate, in court or out of court, as the case requires, has power: * * * (6) To open, vacate, modify or set aside, or to enter as of a former time, a decree or

p. 442
oi'der of this court * * * for fraud, newly discovered evidence, clerical error or other sufficient cause. ’’

■ The petition and the order to show cause are entirely sufficient to institute a proceeding to vacate the decree entered on the final accounting for “fraud * * * or other sufficient cause.” The administrator in his verified petition for the final accounting alleged : “That the only person interested in the estate of said decedent * * * as husband, next of kin, or otherwise, together with their places of residence, are, to the best of your- petitioner’s knowledge, information, and belief, as follows, to wit: William H. Patterson, the petitioner herein, the husband of deceased, who resides at No. 464 Eight avenue, New York City.”

The court found that this allegation was false, and that the petitioner was not the husband of the intestate, and was not entitled to any share of her estate, and this finding we have affirmed. This was a sufficient cause for vacating the accounting .for “fraud * * * or other sufficient cause.”' But it is urged in behalf of the administrator that because it was alleged in the petition for letters that the intestate and William H. Patterson were husband and wife, and letters were issued thereon to him, the surrogate’s court is concluded on the final accounting from adjudging that the fact is otherwise, and that he was entitled to no part of the estáte. This contention we do not think can be maintained. To the end that a citation may be issued as provided by § 2728, an administrator, in his petition for a judicial settlement of his accounts, is required to state the names of creditors, of the next of kin, and the name of the husband or wife, of the intestate. On the hearing, “any party may contest the account with respect to a matter affecting his interest in the settlement and distribution of the estate.” § 2728. Section 2743 provides : “Where an account is judicially settled, as prescribed in this article, and any part of the estate remains and is ready to be distributed to the creditors, legatees, next of kin, husband or wife, of the decedent, or their assigns, the decree must direct the payment and distribution thereof to the persons so entitled, according to their respective rights. * * -s Where the validity of a debt, claim or distributive share is not disputed or has been established, the decree must determine to whom it is payable, the sum to be paid by reason thereof, and all other questions concerning the same.” The appellant in his petition for letters alleged that he was the husband of the intestate, and her only next of kin, and had the ' respondent appeared in the surrogate’s court on the application for letters, and contested his right on the ground that he was not the husband of the intestate, she would have been concluded from again litigating the question. Caujolle v. Ferrie, 13 Wall. 465 ; Freem. Judgm. § 319a. But this she did not do, and no citation was issued requiring her to appear, and there is no evidence that she had notice of the application, rpid the question is presented whether under such circumstances she is bound by the adjudication made on issuing the letters. If the issue of marriage had been contested, or an opportunity had been given to the respondent to contest the question, the determination of the surrogate’s

p. 443
court would have been conclusive upon her in a proceeding for distribution ; but it is a principle of law too well settled to require the citation of authorities that no person can be deprived of his property without due process of law, and when a court decides a question adversely to the interest of a person who ought to have been a party to the action or proceeding, but was not, and is not a privy of a party, the judgment is not conclusive upon such person, and he may attack the judgment collaterally. A familiar illustration arises in cases of partition, which are actions quasi in rem. In such a case, if a person having a vested interest in the land is not made a party to the action, although it is alleged and proved on the trial that the persons who were parties were the owners of the entire title, the person who was not made a party may prove his title, and recover his share of the land, as against all the world. So, in the case at bar, the respondent not being a party to the proceeding or the privy of any person who was a party, is not concluded by the letters of administration, but was at liberty, under the sections of the Code and the authorities cited, to contest the question of marriage on the final accounting. Tan Fleet, Goliat. Attack, § 17. The rule contended for by the appellant would make it possible for a person not of kin to an intestate, by alleging in a petition for letters that he was the sole next of kin and entitled to administration, to obtain an adjudication that he was so related and thereby estop the true next of kin from questioning his right to the estate collaterally in an action or in a proceeding to compel distribution among those entitled to the estate.

It should be observed that in this case it was not asserted on the trial in the surrogate’s court that the administrator had failed to account for all of the estate, or had in any way misapplied or misappropriated any part of it, except by claiming and receiving the net avails, and every interest will be protected by setting aside the accounting, and permitting the surrogate to distribute the estate to those entitled. That part of the decree vacating the letters of administration issued to William N. Patterson March 4, 1889, is reversed, and that part of it vacating the final accounting of March 21, 1890, is affirmed, without costs to either party; and the case is remitted to the surrogate’s court, that final distribution may be had among those entitled to the estate.

All concur.

Cases cited