Majority
Headnote
1. Constitutional law—Police power.The recovery in this case is founded upon that portion of the Consolidation Act which requires that all houses of a certain description, upon the direction of the board of health, .shall be provided with Croton or other water in sufficient quantity at one or more places on each floor, occupied, or intended to be occupied, by one or more families. The defendant, among -other things, alleges as a defense that the order of the board of health directing the defendant to furnish the water as provided by the statute was made without notice to it, and that, as it could not be complied with excepting by the expenditure of a considerable amount of money, the result would be to deprive the defendant of its property without a hearing and an opportunity to show what defense it might have, and that it in fact deprived the defendant of its property without due process of law. There was no arrangement in either of these houses in question for the supplying of the Croton or other water to the occupants of each floor at the time when the order of the board of health was made; such order could not, therefore, be complied with on the part of the defendant without the expenditure of money for that purpose. That fact must be assumed, and even upon that assumption we do not think the act is invalid on the alleged ground that it deprives the defendant, if enforced, of its property without due process of law.
First. Assuming that this act is a proper exercise of the power in its general features, we do not think that it can be regarded as invalid because of the fact that it will cost money to comply with the order of the board for which the owner is to receive no compensation or because the board is entitled to make the order under the provisions of the act without notice to and a hearing of the defendant. As to the latter objection, it may be said that in enacting what shall be done by the citizen for the purpose of promoting the- public health and safety it is not usually necessary to the validity of legislation upon that subject that he shall be heard before he is bound to comply with the direction of the legislature. People ex rel Copcutt v. Board of Health, 140 N. Y. 1 , 6; 55 St. Rep. 416 . The legislature has power and has exercised it in-countless instances to enact general laws upon the subject of the public health or safety without providing that the parties who are to be affected by those laws shall first be heard before they shall take effect in any particular case. So far as this objection of want of notice is concerned the case is not materially altered in principle from what it would have been if the legislature had en-" acted a general law that all owners of tenement houses should,
As to the other objection, no one would contend that the amount, of the expenditure which an act of this kind may cause, whether' with or without a hearing, is within the absolute discretion of the legislature. It cannot be claimed that it would have the right, even under the exercise of the police power, to command the doing of some act by the owner of property and for the purpose of carrying out some provision of law, which act could only be performed by the expenditure of a large and unreasonable amount of money on the part of the owner. If such excessive demand were made the act would without doubt violate the constitutional rights of the individual. The exaction must not alone be reasonable when compared with the amount of the work or the character of the improvement demanded. The improvement or work must in itself beA#a reasonable, proper and fair exaction when considered with reference to the object to be attained. IE the expense to the individual under such circumstances would amount to a very large and unreasonable sum, that fact would be a most material one in deciding whether the method or means adopted for the attainment, of the main object were or were not an unreasonable demand upon the individual for the benefit of the public. Of this the courts must, within proper limits, be the judges. We may own our property absolutely and yet it is subject to the proper exercise of the police power. We have surrendered to that extent our right to its unrestricted use. It must be so used as not improperly to cause harm to our neighbor, including in that description the public generally. There are sometimes necessary expenses which inevitably grow out of the use to which we may put our property and which we must incuz’, either voluntai’ily or else under the direction of the legislature, in order that the general health, safety or welfare may be conserved. The legislatui’e, in the exercise of this power, may direct that certain improvements shall be made in existing houses at the .owners’ expense, so that.the health and safety of the occupants and of the public through them may be guarded. These exactions must be regarded as legal so long as they bear equally upon all members of the same class and their cost does not exceed what may be termed one of the conditions upon which individual property is held. It must not be an unreasonable ex
■ Laws and regulations of a police nature, though they may disturb the enjoyment of individual rights, are not unconstitutional, though no provision is made for compensation for such disturbances. They do not appropriate private property for public use, but simply regulate its use and enjoyment by the owner. If he suffer injury, it is either damnum absque injuria, or, in the theory of the law, he is compensated for it by sharing in the general benefits which the regulations are intended and calculated secure. 1 Dillon on Mun. Gorp. [4th ed.] sec. 141 and note 2 ; Com. v. Alger, 7 Gush. 83, 84, 86 ; Baker V. City of Boston, 12 Pick. 183 , 193 ; Clark v. Mayor of Syracuse, 13 Barb. 32 , 36. The state, or its agent in enforcing its mandate, takes no property of the citizen when it simply directs the making of these improvements. As a result thereof the individual is put to some expense in complying with the law, by paying mechanics or other laborers to do that which the law enjoins upon the owner, but so long as the amount exacted is limited as stated, the property of the citizen has not been taken in any constitutional sense without due process of law.
Instances are numerous of the passage of laws which entail expense on the part of those who must comply with them and where such expense must be borne by them without any hearing or compensation because of the provisions of the law. Thorpe v. R. R. Co., 27 Vt. 140 -152. One of the late instances of this kind of legislation is to be found in the law regulating manufacturing establishments. Laws of 1887, chap. 462. The provisions of that act could not be carried out without the expenditure of a considerable sum by the owners of a then existing factory. Hand rails to stairs, hoisting shafts to be inclosed, automatic doors to elevators, automatic shifters for throwing off belts or pulleys, and fire escapes on the outside of certain factories, all these were required
Any one in a crowded city who desires to erect a building is subject at every turn almost to the exactions of the law in regard to provisions for health, for safety from fire and for other purposes. He is not permitted to build of certain materials within certain districts because though the materials may be inexpensive they are inflammable, and he must build in a certain manner. Theaters and hotels are to be built in accordance with plans to be inspected and approved by the agents of the city ; other public buildings also; and private dwellings within certain districts are subject to the same supervision, and in carrying out all these various acts the owner is subjected to an expense much greater than would have been necessary to have completed his building if not compelled to complete it in the manner, of the materials and under the circumstances prescribed by various acts of the legislature. And yet he has never had a hearing in any one of these cases, nor ■does he receive any compensation for the increased expense of his building, rendered necessary in order to comply with the police regulations. I do not see that the principle is substantially altered where the case is one of an existing building and it is to be subjected to certain alterations for the purpose of rendering it either less exposed to the danger from fires or its occupants more secure from disease. In both cases the object must be within some of the acknowledged purposes of the police power and such purpose must be possible of accomplishment at some reasonable cost, regard being had to all the surrounding circumstances. There might at first seem to be some difference as to the principle which obtained in enacting conditions upon complying with which the owner might be remitted to erect a structure within the limits of a city or village or for certain purposes, and the enactment of provisions which would necessitate the alteration of structures already in existence. In the first case it might be urged that the discretion of the legislature in enacting conditions for building might be more extensive,'because the owner would be under no necessity of building ; it would be a matter of choice and not of compulsion, and in choosing to build it might be said that he accepted the condition, while in the second case he would have no choice and would be compelled to alter or improve the existing building as directed by the law. The difference, however, is, at it seems to me, really not one of principle,
The citizen cannot; under this act, be punished in any way, nor can any penalty be recovered from him for an alleged non-compliance with any of its provisions or with any order of the board of health without a trial. The punishment or penalties provided for in section 665 cannot be enforced without a trial under due process of law, and upon such trial he has an opportunity to show whatever facts would constitute a defense to the charge; to show, in other words, that he did not violate the statute or the order of the hoard er that the statute itself or the order was unreasonable and illegal. He might show that the house in question was not a tenement house within the provision of the act, or that there was-a supply of water as provided for by the act, or any other fact which would show that he had not been guilty of an offense with regard to the act. City of Salem v. R. R. Co., 98 Mass. 431 , 447.
The mere fact, however, that the law cannot be enforced without causing expense to the citizen who comes within its provisions furnishes no constitutional obstacle to such enforcement even-without previous notice to and a hearing of .the citizen. What is the proprietary of a hearing and what would be its purposé ? His. property is not taken without due process of law, within any constitutional sense when the enforced compliance with certain provisions of the statue may result in some reasonable expense to himself. Any defense which he may have is availablé upon any attempt to punish him or to enforce the provisions of the law.
An act of the legislature of Massachusetts which provided that every building in Boston used as a dwelling house, situated on a street in which there was a public sewer, should have sufficient water closets connected therewith, was held valid as to existing houses and applied in its penalties to their owners, if such houses-continued without the closets after its passage. Commonwealth v. Roberts, 155 Mass. 281 , and see Train v. Disinfecting Co., 144 Id. 529. No notice or hearing was provided for in the above statute-
We do not think that the cost of making the improvements called for by this act exceeds the limits which have been defined, assuming the amount thereof which the defendant offered tó prove.
This is pot the case of a proceeding against an individual on the ground of the maintenance of a nuisance by him, nor is it the case of an assumed right to destroy an alleged nuisance without any other proof than the decision of the board itself (with or without a hearing) that the thing condemned was a nuisance. ' . Ror is it the case of the destruction of property which is in fact a nuisance, without.compensation. Where property of an individual is to be condemned and abated as a nuisance it must be that somewhere between the institution of the proceedings and the final result the owner shall be heard in the courts upon that question, or else that he shall have an opportunity when calling upon those persons who destroyed his property to account for the same, to show that the alleged nuisance was not one in fact. Ro decision of a board of health, even if made on a hearing, can conclude the owner upon the.question of nuisance. People ex rel. Copcutt v. Board of Health of Yonkers, 140 N. Y. 1 ; Board of Health, etc., v. Copcutt, Id. 12 ; 55 St. Rep. 422 : Miller v. Horton, 152 Mass. 540 ; Hutton v. City of Camden, 39 N. J. Law, 122 . We are, therefore, of the opinion that the act, if otherwise valid, is not open to the objection that it violates either the Federal or State Constitution in the way of depriving the defendant of its property without due process of law.
Second. We think the act is valid as an exercise of the police power with respect to the public health and also with respect to the public safety regarding fires and their extinguishment. We
The learned counsel for the defendant asks where this kind of legislation is to stop. Would it be contended that the owners of such houses could be compelled to furnish each room with a bath tub and all the appliances that are to be found in a modern and well-appointed hotel? Is there to be a bath room and water
Looked at in the light of a fire law and the act is also valid. The section of the Consolidation Act in question belongs to title 7, which treats of tenement and lodging houses, and various provisions are made in the preceding sections looking toward the prevention and the prompt extinguishment of fires, as well as towards the protection and promotion of the health of the occupants of
The act is somewhat vague as to what shall be regarded as a sufficient quantity of water on each floor, but it must have in this respect as in others a reasonable construction, and when an appliance for its supply is placed on a floor where it might be open and common to all those on that floor, and easy of access, and the supply sufficient in amount for general domestic purposes, then and in such cases there would be a full compliance with the pro-. visions of the act.
Some criticism is made in regard to the wording of the order of the board of health. The order directed that suitable appliances to receive and distribute a supply of water for domestic use should be provided at these various houses, and it is claimed that there is no language in the act which requires appliances for the distribution of water, nor that the water shall be furnished for domestic use. The act provides that the water shall be furnished in sufficient quantity at one or more places on each floor occupied or intended to be occupied by one or more families. This necessarily requires some appliance for that purpose. The statute must also mean that the water is to be provided for the use of the one or more families that are to be occupants of the floor, and that must include a sufficient quantity of water for domestic purposes.
The provision in the law that the water shall be furnished in sufficient quantities at one or more places on each floor cannot be so construed as to leave the number of places of supply entirely to the discretion of the board of health. As the water is to be supplied in sufficient quantity for domestic and not for manufacturing purposes, when that point is reached the law is satisfied. Looking at the purpose of the supply, it is, as I have said, reasonably apparent that one such place on each floor, fairly accessible to all the occupants of the floor, would be all that could usually and reasonably be required, and anything further would be unreasonable, and, therefore, beyond the power, of the board to order. The facilities thus given would at the same time furnish the means necessary for obtaining water to extinguish such fires as might accidentally break out and before they had obtained such headway as to render necessary the aid of the fire department. This is clearly a most important safeguard.
The question alluded to in the brief of the respondent’s counsel, whether the penalties might not be said to have commenced running immediately after the passage of the amended act of 1887, because of the provision requiring all tenement houses to be supplied with suitable appliances before January 1, 1889, and so have amounted to a confiscation of property, is not before us, as the proceeding herein was to recover only those incurred since'
Dissent
Upon the whole we think the order of the general term of the court of common pleas should be reversed, and judgment directed to be entered upon the verdict ordered in the trial court, with costs.
(dissenting). I am unable to discover the limit •of legislative power if this act is to stand.
Upon the face of the proceeding it is not an exercise of the police power to promote the safety of property by the prevention of fire. The order of the health department served upon the defendant directs that suitable appliances “ to receive and distribute n supply of water for domestic use be provided,” on certain floors in the houses named.
The act provides that tenement houses “ shall have Croton or other water furnished in sufficient quantities at one or more places on each floor,” etc.
The order undertakes to construe the act and requires the landlord to distribute a supply of water for domestic use on each floor.
The board of health is not confined to compelling one place on each floor at which water may be obtained, but the act reads, one or more places on each floor; ” so that it is left with the board of health to determine how many water faucets upon each floor shall be provided by the landlord for the use and convenience of his tenants. In other words, the legislature seeks to vest in one of the departments of the city government the power to decide the extent of the plumbing in tenement houses for Croton water purposes.
It must, of course, be admitted that water is essential to the public health, and more particularly in crowded tenement districts.
It would undoubtedly be a legitimate exercise of the police power to compel the introduction of water into tenement houses at some convenient point where all the tenants could obtain an adequate supply, and it may be that the legislature could go so far as to require a faucet upon each floor of the large tenement houses in the public hall in order to encourage the free use of water by enabling the tenants to procure it without too great exertion, but certainly it cannot be possible that the legislature may leave the number and location of faucets on each floor for the domestic use of water to be determined by the board of health. 'There is no limitation as to whether the faucets shall be in the public hall or in the room of the tenant. To my mind, such an -exercise of the police power is spoliation and confiscation under the forms of law; it deprives the landlord of the control of his property and leaves it to a stranger to decide in what manner the house shall be plumbed.
It is a direct interference with the right of the landlord to regulate the rental value of his property.
The vice of the act we are considering lies in the fact, already pointed out, that it is too general in its terms and clothes the-health department with unlimited and undefined powers.
If it be the legislative intent to compel the introduction of a more abundant supply of water into tenement houses, either to promote the public health or to provide for the timely extinguishment of fires, I think this very proper exercise of the police power should be manifested in an act containing details and limitations, so that capitalists may understand the burdens imposed upon tenement property, and decide, with a full knowledge of the facts, whether they care to embark their money in that class of buildings.
This court has held (Matter of Jacobs, 98 N. Y. 108 ) that the limit of police power “ cannot be accurately defined, and the courts have not been able or willing definitely to circumscribe it.”
Bach case must be decided very largely on its own facts.
A sound public policy certainly dictates that at this time, when the rights of property and the liberty of the citizens are sought to-be invaded by every form of subtle and dangerous legislation, the courts should see to it that the benign principles of the common law which are the shield of personal liberty and private property suffer no impairment.
I think the judgment should be affimed, with costs.
All concur with Peckham, J., for reversal, except Bartlett, J., who reads for affirmance.
Judgment reversed.
Cases cited
- People v. Marx 99 N. Y. 377 p. 510
- People v. Arensberg 105 N. Y. 123 p. 510
- Barbier v. Connolly 113 U. S. 27 p. 510
- People ex rel. Copcutt v. Board of Health 140 N. Y. 1 at 6 p. 510, p. 515
- Stuart v. Palmer 74 N. Y. 183 p. 512
- Clark v. Mayor & Common Council 13 Barb. 32 at 36 p. 512