Benson v. Corbin — 64 N.Y. St. Rep. 815

Majority

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Frank S. Benson et al., Resp’t, v. Anstin Corbin et al., App’lts.^[1]

(Court of Appeals,

Filed March 19, 1895.)

Headnote

1. Will—Construction.

Where real estate is devised in terms, denoting an intention that the primary devisee shall take a fee on the death of the testator, followed by a devise over in case of his death without issue, the words refer to a death without issue in the lifetime of the testator, and the primary devisee surviving the testator takes an absolute fee.

2. Same.

This general rule yields easily to any fact or circumstance, indicating a different intention.

3. Same.

Such circumstance must be strong and decisive, where the construction collides with a plain devise in fee, and forces a change of its terms by cutting it down to a less estate.

4. Same.

Where there is primarily a clear and certain devise of a fee, about which the testamentary intention is obvious and without ambiguity, the estate thus given will not be cut down or lessened by subsequent words which are ambiguous or of doubtful meaning.

Appeal from judgment of the general term of the supreme court in the second judicial department, entered upon an order, which affirmed a judgment in favor of plaintiffs entered upon a decision of the court on trial at special term.

This action was brought to enforce the specific performance by

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the defendants Austin Corbin and Charles M. Pratt of a contract to purchase from plaintiffs certain- real estate situated upon Montauk Point in the county of Suffolk. Said defendants refused to complete their purchase on the ground that plaintiffs were unable to convey a good and merchantable title for the reason that there was, under the will of Arthur W. Benson, deceased, through which plaintiffs derived their title, an outstanding contingent vested interest in the defendant, the Domestic and Foreign Missionary Society of the Protestant Episcopal Church.

The provisions of said will, so far as referred to in the opinion, are as follows:

“ Third. I give and bequeath to my beloved wife the use of my house, 214 Columbia Heights, and my house at Montauk, and all their contents during her natural life, and in case of the sale of either or both with her consent the income of the proceeds shall be paid to her.

“ Fourth. I give and bequeath to my relatives and friends the sums set against their respective names:

“Henry J. Benson, my brother, if he survives me, two thousand dollars ($2,000).

“Sarah E. Johnson, my sister, or her children if she dies, two thousand dollars ($2,000), and all her debt to me.

“John Benson, my brother, if he survives me, two thousand dollars ($2,000).

“George Benson, my half-brother, if he survives me, two thousand dollars ($2,000).

“Elizabeth Kate Barrows, my step-sister, if she survives me, two thousand dollars ($2,000).

“Thomas M. Braine, my old clerk, if he survives me, one thousand dollars ($1,000).

“In all eleven thousand dollars.

“Fifth. After the payment of the legacies in Section Four, and all the expenses of administration, I give and bequeath one-third of my personal estate to my beloved wife, Jane Ann Benson.

“Sixth. I give and bequeath to my son, Frank Sherman Benson, one-sixth of my personal estate.

“Seventh. I give and bequeath to the United States Trust Company of Hew York, of which John A. Stewart is president, one-sixth of my personal estate, in trust, nevertheless, to pay the interest, dividends and coupons to my son, Frank Sherman Benson, during his natural life, and on his death to pay the said principal sum to his child or children, share and share alike, or to the issue of such child or children, and if he shall die leaving no surviving issue, then they shall pay it to the child or children of Mary Benson, share and share alike, or to the issue of such child or children.

“Eighth. I give and bequeath to the United States Trust Company aforesaid; the remaining one-third of my personal estate in trust, nevertheless, to pay the interest, dividends and coupons to my daughter, Mary Benson (without any interference of her husband, if she shall marry), during her natural life, and on her death they shall pay the said principal sum to her child or children, share and share alike, or to the issue of such child or children, but

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if she shall die leaving no issue, then they shall pay the same to the child, children or issue of Frank Sherman Benson; and in case of the death of both of my children, leaving no issue them surviving, then I order that they shall pay the whole sum bequeathed to both of my children to the Domestic and Foreign Missionary Society of the Protestant Episcopal Church of the United States of America, for the use of the society, to be expended for current expenses within ten years. And the said Trust Company are directed not to sell the securies so turned over to them, but to hold them till they fall due, and when they are paid off to invest the money in government bonds, or railroad bonds, or some other very good security, looking more to the security of the principal than to the rate of interest.

“Ninth. I give, devise and bequeath to my son, Frank Sherman Benson, and my daughter, Mary Benson, share and share alike, my house in Brooklyn, 214 Columbia Heights, and my house at Montauk, and all the contents of both, subject to the life occupancy of their mother, and also all my land in Easthampton, Amagansett, Napeag and Montauk, and any and all my other lands wherever situated, subject to the dower right of their mother.

“Tenth. It is my will that in case of the death .of both of my children leaving no issue, that all my property given and devised to such children and their issue, shall not pass to the branches of my family, or the family of my wife, but that all of it, personal or real, which I have the power to will, and also the trust fund heretofore set apart for income to my wife, is hereby given, devised and bequeathed to the Domestic and Foreign Missionary Society of the Protestant Episcopal Church for the use of the society, to be expended for the current expenses within ten years.”

At the foot of the will was the memorandum : “Having in my

lifetime given away large sums of money in charity, I give what is left to my wife and, children, with th.e injunction to them to continue such charitable contributions so far as they are able.”

E. B. Hinsdale and George M. Van Hoesan, for app’lt; Daly, Hoyt & Mason, for resp’ts.

The only question presented by this appeal arises upon the construction of the will of Arthur W. Benson, and comes to us as the decisive inquiry in an action to- compel the defendants, Corbin and Pratt, to specifically perform a contract for the 'purchase of land. The point-of dispute is over the title proffered by the vendors; concededly good if their construction of the will shall prevail, but not to be forced upon the vendees if their view of the title shall prove to be correct.

By the ninth clause of that will the testator devised to his son Frank and his daughter Mary his house in Brooklyn and that at Montauk with all their contents, but subject to the life occupancy of the mother, which had previously been secured to her by the gift of a life estate, and further devised to the two children all the testator’s lands wherever situated, subject to the dower right of their mother. By force of this provision, regarded by itself and

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as unrestricted and unqualified by any other limitation, the two children took an absolute fee in all'the lands of the testator, subject only to the mother’s life estate in the two houses and to her right of dower. The statute provides that words of inheritance shall not be necessary to create a fee, but the whole estate of the testator shall pass unless the intent to pass a less estate shall appear by direct words or by necessary implication. The testator subsequently refers to what he supposed himself to have done, and speaks of having given and devised his whole property to his children “and their issue,” showing that he perfectly understood their interest to be a fee by the added words of inheritance. The estate thus given is not cut dow;i, or in any manner modified, unless it be by the succeeding and tenth paragraph of the will, which raises the question submitted for our decision. That clause reads thus: “ It is my will that in case of the death of both of my children* leaving no issue, that all my property given and devised to such children and their issue shall not pass to the branches of my family, or the family of my wife, but that all of it, personal or real, which I have the power to will, and also the trust fund heretofore-set apart for income to my wife, is hereby given, devised and bequeathed to the Domestic and Foreign Missionary Society of the Protestant Episcopal Church, for the use of the society, to be expended for the current expenses with ten years.” The inquiry now is whether the death without issue means in the lifetime of the testator, or at any time when the event occurs, whether before or after his decease. There is no dispute as to the general rule of construction. It is thus stated in Vanderzee v. Slingerland, 103 N. Y. 55 , by Judge Andrews : “Where real estate is devised in terms denoting an intention that the primary devisee shall take a fee on the death of the testator, followed by a devise over in case of his death without issue, it has, I think, been uniformly held in England, and it is the rule supported by the preponderance of judicial authority in this country, that the words refer to a death without issue in the lifetime of the testator, and the primary devisee surviving the testator takes an absolute fee.” And the doctrine has been repeated as recently as Washbon v. Cope, 144 N. Y 297 ; 63 St. Rep. 716 . While such is the general rule, it is said to maintain its hold somewhat weakly and with a doubtful grasp, and to yield easily to any fact or circumstance indicating a different intention. Although that. is undoubtedly true, it takes on some modification by force of another rule, equally well settled,, that where there is primarily a clear and" certain devise of a fee, about which the testamentary intention is obvious and without-ambiguity, the estate thus given will not be cut down or lessened by subsequent words which are ambiguous or of doubtful meaning. If a slight circumstance or a slender reason will in ordinary cases prevent the application of the general rule, the circumstance or the reason must be strong and decisive where the construction collides with a plain devise in fee, and forces a change of its terms by cutting it down to a lesser estate. We do not easily trade a certainty for a doubt.

I deem it a weighty consideration that a construction which fol

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lows the general rule making the death without issue relate to a death in the testator’s lifetime harmonizes every word and every expression in the will and renders them all consistent and operative, while the rival construction raises' an inconsistency at once, only to be remedied by lessening to a practical life estate what naturally stands as a fee, or by discarding the inconsistent limitation as repugnant to the estate devised. IE the testator’s purpose was to prevent a lapse, the devise in fee needs no change of terms or natural meaning, the explanation that the testator did not want his property to go to the collateral branches of the family is fit and appropriate, and the devise over to the missionary society natural .and reasonable, while on the other construction the fee given in a separate clause and by itself becomes a mere life estate, with the result of narrowing and hampering the father’s gift to his children, disregarding and distrusting their possible devise of it by will in case of a failure of issue, by which process it could still be diverted from collaterals or devoted to charity, and giving it contingently to the missionary society largely at the expense of and by an injury to his children, which the surrounding facts show would be neither natural or reasonable.

That he contemplated no such result is indicated by another fact. He plainly intended that his children should have a complete power of disposition of the lands devised, and makes it known to us in one of those incidental ways which often throw the clearest light upon the testamentary intention. While making provision for his wife, and for that purpose giving to her the use and occupation of the two houses, the possibility of a sale becoming desirable and beneficial occurs to him and he says: “In case of the sale of either or both with her consent the income of the proceeds shall be paid to her.” It is evident that he meant his children to have capacity to sell at least with the mother’s consent, and assumed it as a matter of course in his thought, and, therefore, provided that in such event her use should attach to the proceeds. If he had meant for them merely a contingent life estate, excluding capacity to transfer a good title, he would surely have armed them in his will with a conferred power of sale, but giving no such authority, and assuming, nevertheless, that it would exist and might be exerted, we cannot escape the conviction that he meant his children to have an absolute power of disposition provided they should live to take at all; but in the possible emergency that they might not live to take at all and so be able by deed or will to dispose of the land, then and only then did he contemplate a devise to the missionary society.

Indeed the phrasing of the tenth clause indicates what in his mind the emergency calling for a devise over to the missionary society in truth was. It was a situation in which the property would “pass” to the collaterals ; that is, go to them inevitably, and because there was no power anywhere to prevent, unless he, the testator, exercised it; an emergency which the children could not master because not living to control it. Ho such emergency was inevitable except in the single case of their death without issue before the will should take effect. If they survived and took the

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fee, descent to collaterals was not inevitable. The daughter could devise to her husband, the son to his wife, or both to some useful charity, and the testator might well trust to them to respect his wishes. There was no inevitable passing of title against which only he could provide. But just that emergency did arise if they died childless in his lifetime. In that event the land would inevitably “pass,” and it was to avoid that and not to mangle the clear devise to his children that he framed the remainder over as-a remedy.

His disposition of his personal estate is adverted to as indicating his meaning in the disputed clause. If the forms of expression were identical with that there used the argument would have a force greater than now belongs to it. But a significant word used in the one case is absent in the other, and a different form of expression is substituted. The testator begins with a distribution of eleven thousand dollars in six separate legacies to collateral relatives and an “old clerk,” and in every instance except one he uses the expression, “ if he survives me," or “ if she survives me,” so that he contemplated at the outset the possible death in his own lifetime of these legatees and the lapse of their legacies. His attention is drawn to the subject, he acts with reference to it by an explicit expression, and thus answers the argument addressed to us that because he was seventy-five years of age and his children only in middle life he did not contemplate their possible death before his own. It is not at all rare or unusual for an old man to think that others, though younger, may die before him. The testator then gives one-third of his personal estate to his wife and one-sixth to his son. These bequests are absolute. Then he makes two trusts, covering the other half of his personal estate, giving the income of one-sixth to his son and of one-third to his daughter; and it is in the framing of these trusts obviously meant to run on and continue after his own death that he limits cross remainders, saying, if one shall die without issue surviving then the trustee shall pay to the other. The word “ then ” is said to mean at that time, and is used again preceding the final contingent remainder in the trust shares to the missionary society. All this the exigencies of a continuing trust very naturally required. But when he proceeds to dispose of his real estate he creates no trust, but gives the land absolutely to his children. As in the direct legacies to certain collaterals his thought ran tp the possibility of a death before his own, so here it comes to him again in the contingency that by a failure of issue a lapse may carry the land to collaterals with nobody living to prevent. Therefore he frames the tenth clause, but leaves out the significant word “ then ” which he used when framing the trusts, and substitutes a different form of expression. He says, “in case of the death of both of my children leaving no issue." If he had written out his thought in full I think it would have run somewhat thus: I have given all my land to my children in fee; I am content that they shall do with it what they please; they may sell it, they may divide it as they shall choose; I put no restraint upon their disposition; but if neither they nor their issue live to take it and dispose of it, and by their deaths in

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my lifetime descent to collaterals becomes inevitable, “ in that .case,” in that emergency which they cannot control because they are dead, I provide that the collaterals shall not take, but the missionary society shall so far as I have power to effect that result. That seems to me to have been the probable drift of the testator’s thought as it finds expression in the written words. But at all events there is nothing in the will to compel an exception to the general rule that the death without issue means a death in the testator’s lifetime. Personally, I have no fondness for that rule. I have never been entirely satisfied of its soundness. But it is the law of this state and I owe it an obedience easily rendered in the present case, because even without it I think I should reach the same conclusion.

For if we read the will in the light of the surrounding facts, with the knowledge and under the pressure of which the testator acted, our construction will be further confirmed. Beyond the two dwelling houses mentioned in the will and a lot at East Hampton of little value the testator’s real estate consisted of a large tract of land known as Montauk on the eastern end of Long Island, and embracing about ten thousand acres. It is sandy and barren, offering no temptation to agriculture, but was being slowly sold for summer homes to those who wanted the air of the sea. That process gave it the only visible chance of value, and the testator must have expected his children to follow his example. The last thing that would have occurred to him would have been to tie up the land by a contingency which would prevent his children from selling it in their lifetime and devising it as they pleased at their death, imposing upon them the burden of carrying it,without prospect or. possibility of relief. If he really meant that there is a painful sarcasm in the memorandum which he left at the foot of his will, in which he recites that he has given everything to his children and urges them to bestow large sums in charity as he himself had done. I am sure that he never doubted for a moment that he had given them his whole real property, as he said, provided only that they should be alive at his death to take it and dispose of it.

The judgment should be affirmed, with costs.

All concur.

Judgment affirmed.