Majority
Headnote
Grand and'petit jurors— what objections to the validity of the laws under which they were selected cannot be raised by the prisoner upon his trial.The prisoner was indicted September 19,1881. "When arraigned he filed a plea setting forth certain alleged defects in the forming of the grand jury which indicted him. The district attorney filed a replication and the prisoner a rejoinder. The prisoner offered to prove certain facts set up in his plea. The court excluded the evidence, and on the motion of the district attorney, overruled the rest of the plea. Thereupon the defendant demanded a trial and pleaded not guilty.
No such plea as that offered by the defendant is now allowed. (Code Crim. Pro., § 273, 332.) And a plea must be oral. (Sec. 333.) It was proper, therefore, to require the prisoner to plead one of the three pleas authorized by section1 332.
The prisoner, upon pleading not guilty, moved to set aside the indictment on the ground that the grand jury was unlawfully selected and drawn, and for the reasons stated in -his plea, and offered to prove certain facts by legislative journals and by oral testimony. The offer was overruled. He also moved' to quash the indictment on the said grounds. This was overruled.
The Code of Criminal Procedure seems to have substituted a motion to set aside an indictment, for the former motion to quash. (Sec. 313.) It must be set aside when it is not found indorsed and presented as prescribed in sections 268 and 272. The only ground which the prisoner makes is that none of the persons who, as grand jurors, found the indictment were grand jurors.
A motion to quash an indictment, and so a motion to set it aside, should be made upon affidavits. No affidavit appears in this case. "W"e know of no practice by which the prisoner, on such a motion, offers to prove certain facts and endeavors to take exceptions to the exclusion of such offer. The proceeding is not a trial, but a mere motion, which must be based on affidavits. There are none here.
Again, so far as we can discover, the Code of Criminal Procedure
Furthermore we find no order whatever refusing to set aside the indictment. The legislature may well have thought that as an' indictment is only an accusation it was sufficient to give the trial court power to set it aside, and was unnecessary to permit appeals from the action of that court.
It is, however, urged by the prisoner that the Constitution provides that a person shall not be held to answer fpr such a crime except on indictment of a grand jury (art. 1, § 6); that the body which indicted him was not a legal grand jury, and that therefore he cannot be constitutionally deprived of his right to assert that he was not so indicted. That may be so. The prisoner did assert that he was not legally indicted, by his motion to set aside the indictment, and that was decided against him. We do not understand that there is any constitutional provision which allows a party always to appeal to the highest court, even when his grievance is that a constitutional right has been infringed. When and on what grounds appeals shall be allowed are questions for the legislature. So that unless a right of appeal has been given from an order refusing to set aside an indictment we cannot hear that question. This paper was not a challenge to the array of grand jurors, for none is allowed. (Code Crim. Pro., 238.) And after indictment found there could plainly be no challenge to the grand jury individually. (Sec. 239.) So far as the indictment is concerned the prisoner’s remedies are those given in section 313. Put if we could review the refusal to set aside the indictment we .should find no error. Proceedings are not affected by imperfection in matters of form. (Code Crim. Pro., § 285.) A grand jury is defined in section 223. The prisoner’s allegation is that the ’persons who found the indictment were
The prisoner having pleaded not guilty a jury was ordered to be impanneled. Thereupon it appears the prisoner’s counsel objected to the panel of jurors, and to each juror, upon the ground that chapter 532 of the Laws of 1881 was unconstitutional, being a local act, etc., “ and offered to substantiate the same by proof, which was objected to, sustained and an exception taken.”
An objection to a panel of jurors, and to each juror, must have been intended as a challenge, that being the only mode known to the law of making such objection. (Code Crim. Pro., § 359.)
Now, the first difficulty in regard to this challenge to the panel is that such a challenge must be in writing. (Sec. 363.) No written challenge appears. The so-called plea referred only to the grand jurors. The next difficulty is that no facts are stated sufficient to constitute a challenge. It is not alleged that the petit jurors were drawn under chapter 532 of the Laws of 1881. Again, none of the proceedings required by sections 365 and 366 were taken, so that here was no exception to the challenge (sec. 364); a denial of the challenge (see. 366); á trial of the challenge (see. 382). We do not know whether the court held the challenge to be sufficient or the allegations to be untrue. Nor does it even appear what evidence was offered so that we can judge whether it was properly excluded or not.
If we overlook all these difficulties and suppose that the court' held the challenge insufficient, was there any error ? A challenge to the panel can be founded only on a material departure to the prejudice of the defendant, from the forms presented by the Code of Civil Procedure, in respect to the drawing and return of the jury. (Sec. 362.) The other ground contained in that section is not claimed. The forms prescribed for the drawing and return of the jury are found in the Code of Civil Procedure, sections 1043 to 1048. An
For if we overlook all the difficulties which we have seen stand in the prisoner’s way on this appeal, and inquire what would have been his ground of complaint if he had properly presented it, we shall find it to be this: that the county clerk, in preparing ballots and putting them in the box under section 1038, Code Civil Procedure, put in names which had not been selected by the proper officers. It is not claimed that a list had not been made out and filed with the clerk, or that he did not make his ballots from such list. But it is claimed that such list was not made out by the officers authorized to make the same; but was made by other officers claiming the legal right. Nor is it pretended that there was any list from which the clerk could prepare ballots, except that list from which he did prepare them. How, then, can it be claimed that in drawing this jury the clerk departed from the forms of section 1047, Code Civil Procedure ? The legislature may well have refused to give any right of challenge for any fault or error in the preparation of the jury list; provided only that the clerk properly drew the trial jury from the box of ballots prepared by him.
Assume then, for the present, that the list of names of all persons believed to be qualified to serve as trial jurors was made up by the wrong officers; what is that to the prisoner? If any juror drawn on the trial is objectionable, he can be challenged. This list is made up and the system of drawing jurors by the clerk is adopted “to secure a due and uniform distribution of jury duty, and to guard the great body of jurymen from the fraud or favoritism of the drawing and summoning officers.” (Friery v. People, 2 Abb.
But further, if the question of the constitutionality of chapter 532, Laws of 1881, were before us we could not hold it to be unconstitutional. The restriction on the legislature, contained in section 18, article 3, of the Constitution, is qualified by section 25 of the same article. The restriction does not apply to any bill or the amendments to any bill which shall be reported to the legislature by commissioners who have been appointed pursuant to law to revise the statutes. If this law is to be held unconstitutional, then it must be upon a finding of the fact that it was not so reported. Whether or not there were any such commissioners in 1881 is not decisive. They may have reported the bill several years before, although it was not passed by the legislature until 1881. We do not say that such is the fact; only that it is possible. Then the constitutionality of the law must depend not on the construction of language, which is a matter of law, and, therefore, of conclusive judicial decision; but on a question of fact, which may be found by one tribunal in one way and by another tribunal in another. On the trial of this present caso the court might, on the question of fact, have found that the commissioners did report the bill, and have held the law, therefore, constitutional. At the next court the same question may arise and the court may find that the commissioners did not report the bill, and, therefore, hold the law unconstitutional.
When the Constitution permitted the legislature to pass such a law, if reported to them by certain commissioners, it necessarily made the legislature the judges of the fact, whether the law has been so reported. Their decision must be conclusive. No other rule would be tolerable. The constitutionality of laws cannot be permitted to depend on the possibly varying decision of courts or juries on mere question of fact, especially on a fact as to which the legislature had special knowledge. (Matter of N. Y. Elev. R. R , 70 N. Y., 351 ; People v. Devlin, 33 id., 279.)
The defendant was indicted in the Albany County Sessions, September, 1881, for the crime of grand larceny, committed in August of that year. He was tried at the March term of that court, 1882; was found guilty, and was sentenced to imprisonment in the penitentiary for the period of five years.
When arraigned he interposed objections to the finding of the indictment in various forms; all, however, centering in this: that the grand jury which found the indictment was drawn from the names of persons selected by the recorder of the city of Albany instead of from a list of names of persons selected by the supervisors of the county, and from the petit jury list, which proceeding in that regard was taken under and pursuant to section 1041 of the Code of Civil Procedure, as amended by chapter 532 of the Session Laws of 1881 ;■ whereas, as was insisted, such section as amended was unconstitutional in so far as it provided for the selection of grand jurors in and for the county of Albany, by the recorder of that city ; hence that the grand jury should have been selected and drawn under and pursuant to the provisions of the Revised Statutes which, as was claimed, remained in force.
The objection so urged against the indictment was overruled by the court and the defendant was put to his plea of not guilty.
The objection interposed was in the nature of a challenge to the array. It went to the entire panel, and was based on an alleged vice or irregularity in the selection of the grand jurors by whom the indictment was found. It can make no difference as regards the examination of the question before the court, that the objection was made by formal plea, like a plea in abatement to the jurisdiction of the court or for misnomer. This was but a mode of presenting the question for decision. The point to be determined by the court was whether, on the alleged facts, the indictment was regularly found — whether the defendant was bound by the law to make answer to it on the merits as to his guilt or innocence. The mode of presenting the question is quite immaterial. Whatever may be the form of its presentation, the question is whether the
The defendant’s counsel insists that the question presented for decision must be considered under the provisions of the Revised Statutes; this on the hypothesis that the act of 1881 (chap. 532) is unconstitutional and void, and that as a consequence the provisions of the Revised Statutes bearing on the subject remain in force.
Now let this be conceded-and let it be also admitted that the objection to the indictment is in effect a challenge to the array, and should be so considered, and the objection is met and answered by section 28 of the Revised Statutes (2 R. S., 724, mar. pag.), which declares that no challenge to the array of grand jurors shall be allowed in any other cases than such as are specified in the last preceding section (27), which section (27) does not include the ground here relied on. As was said by Selden, J., in Dawson v. The People ( 25 N. Y., 404 -5), this statute “ limits the 'grounds of challenge by persons charged with crime to the prosecutor or complainant making the charge and the witnesses to sustain it.” This provision was doubtless intended to cover matters of regularity in obtaining the panel of grand jurors, recognizing the fact that the substantial rights of the accused could be and would be fully protected to him on the trial upon the indictment before the petit jury. If, therefore, it be assumed that the case is one of challenge •to the array, and that the question raised is tobe controlled by the provisions of the Revised Statutes, it follows that the objection urged is nullified by the sections above cited. (Carpenter v. The People, 64 N. Y., 483 .) Besides, it has been repeatedly decided that irregularities in the selection or drawing of grand jurors not affecting the substantial rights of the accused, as regards the question of his guilt or innocence, is not good ground of challenge to the array. (Friery v. The People, 2 Keyes, 424: Cox v. The People, 80 N. Y., 500 -511; Dolan v. The People, 64 id., 485; S. C. in Sup. Ct., 6 Hun, 232 and 493.) In Dolan’s case the question was considered (as stated by Judge Daniels) on what was relied upon as a plea in abatement. (See also statement of the case, 64 N. Y., 486 -7.) In this case Judge Earl says: “ Courts do not look with indulgence upon objections to irregularities in the mode of selecting or draw
So far the case has been considered without regard to the provisions of the Code of Criminal Procedure. But if the case is to be determined under the provisions of this Code, which went into effect, on the 1st of September, 1881, before the indictment was found (see sec. 962), and admitting the invalidity of the law of 1881, because of its alleged unconstitutionality, then section 238, the objection, being a challenge to the panel or array, was inadmissible.
This section (238) declares that.no challenge can be allowed to the panel or to the array of the grand jury, but provides that the court may in its discretion discharge the panel and order another to be summoned in certain specified cases. This section, however, has application to proceedings to be taken before indictment found. The proceedings permissible to the accused after indictment are provided for in subsequent sections. Section 312 provides that the defendant may when arraigned move the court to set aside the indictment, or may demur or plead thereto. Sections 312 and 313 declare in what cases only he .may have the indictment set aside. The specified grounds of such motion do not touch.the case in hand. Wn are then brought to section 321, which declares that the only pleading allowed to the accused is either a demurrer or a plea. Section 322 declares the cases in which a demurrer may be interposed, and confines the demurrer to matters appearing on the face of the indictment. This section has here no application. Then section 332 provides for thl'ee kinds of pleas, to wit: Guilty, not guilty, and former conviction or acquittal. No other pleas are allowed by the Code. The objection in this case, therefore, considered even as a formal technical plea of matter in abatement, was inadmissible under the Code of Criminal Procedure. Thus, if it be admitted that the
In view of the conclusions above reached it becomes unnecessary to examine the question raised by thet defendant’s counsel as to the validity of the act of June 16,1881. (Chap. 532). We are of the opinion that the defendant was properly put to his plea to the merits.
He pleaded not gu-ilty. On the trial, upon such plea and in the outset, the same objections were interposed to the panel of the petit jury as had been previously urged against the panel of the grand jury, to wit: That the jurors had been selected from the body of the county, under and pursuant to the act of June 16th, 1881 (chap. 532), which act, as was claimed, was in violation of the constitution and void in so far as it provided for the selecting and drawing of jurors in and for the county -of Albany. This was in effect and in fact a challenge to the array of the petit jury. Was this objection or challenge properly overruled ? The same answer must be given as was above made to the objection to the panel of grand jurors, that is: The jurors were selected from the right source — from the body of the county; they wore duly drawn, summoned and returned to the court pursuant to the provisions of the law, by officers acting under the color of lawful authority; and they were in all respects duly qualified and competent to act as petit jurors in and for the county of Albany. According to the decisions above cited, the objection was properly disallowed, because the officers through whose action the jurors were selected, drawn and summoned were officers defacto, if not de jure ; officers in possession of office, acting under color of lawful authority.
It should be added, perhaps that section 362 of the Code of Criminal Procedure fully answers the objection interposed to the panel of trial jurors if it be admitted that the case comes 'within its provisions.
It follows, therefore, that without considering the question as to the constitutionality of the act of 1881, the conviction and judgment. appealed from must be affirmed.
Involving, as this case does, the constitutionality of the law (chap. 532 of the Laws of 1881), under which grand and petit
On the 19th day of September, 1881, there was filed with the clerk of the county of Albany a paper purporting to be an indictment found by a grand jury of the Court of Sessions of Albany county accusing the appellant John Petrea of the crime of grand larceny ' committed at the city of Cohoes on the 2d day of August, 1881.
.On the 21st day of March, 1882, Petrea was brought before the Court of Sessions of Albany county to answer to the alleged indictment. Seeking to avail himself of the' constitutional protection (art. 1, sec. 6) that “no person shall be held to answer for a capital or otherwise infamous crime” (except as is stated in the section referred to), “unless on presentment or indictment of a grand jury ” the accused filed a written plea or objection which denied the finding of an indictment against him by a.grand jury, and claimed as the necessary corollary that the court had no jurisdiction to place him upon trial for an alleged infamous crime. No objection was taken by the people to the form or manner of presenting the question, and the court in rendering its decision did not put it upon the ground that a formal motion to quash the so-called indictment upon affidavit served had not been made. Nor would any such objections, if made, have been tenable. (Clare v. The State, 30 Md., 165 ; Stokes v. The State, 24 Miss., 621 ; State v. Newhouse, 29 La., 824 .)
Very clearly, if the facts alleged in the writing presented to the court were in truth as therein set forth, and if the legal conclusions to be deduced from such facts were those maintained by the accused, then it must follow that he could not be placed upon trial nor convicted. The paper presented was not a plea “ to an indictment,” and as such controlled by section 332 of the Code of Criminal Procedure. It admitted no indictment, and denied that one had been found. Neither- was it a challenge to the array of grand jurors, nor to an individual grand juror, and therefor controlled either as to form or substance by sections 238 and 239 of the Code of Criminal Procedure. The prisoner, so far as the case discloses,
The substance of the paper submitted by the prisoner to the court was that the alleged indictment to which he was asked to plead was not an indictment in fact, because not found by a grand jury of the •county of Albany. That not a single one of the individuals named and called therein grand jurors was a grand juror in fact, because not a solitary member of that body had been selected, summoned or called according" to law, but one and all had been selected, summoned and called under and .in pursuance of chapter 532 of the Laws of 1881, which was “ obnoxious to and in contravention of the Constitution of-the State of New York, which forbids the passage by the legislature of a private or local bill for selecting, drawing, summoning or impanneling grand jurors, and that the said chapter 532 was not reported to the legislature by any commissioner or commissioners who had been appointed pursuant to law to revise the statutes.”
By the replication to this plea the district attorney admitted and declared that the “ said grand jury was selected and drawn pursuant to chapter 532 of the Laws of 1881, as in said plea stated; and as to the other allegations, matters and things in said plea stated, he denies the same, each and all; and this he, the said district attorney, prays may be inquired of by the country.”
The prisoner filed a rejoinder to such replication in which he said “ that all matters of fact in his said plea stated are true and constitute good and sufficient reasons for sustaining the same; and the said John Petrea joins issue upon the allegations in said replication stated, and of this he, the said John Petrea, puts himself upon the country.”
The court then held that the legal presumption was in favor of the constitutionality of the law, and that the burden was upon the prisoner to show that the act of 1S81 was not one reported, to the legislature by the Commissioners of the Code. Whereupon the counsel of the prisoner “ offered to prove by the clerk of the senate, by the commissioners appointed to revise the statutes, by the journal of the legislature of 1881, and by the original law itself, that the law in question was not reported to the legislature by any commissioner or commissioners who are or had been appointed pursuant to
• The defendant then offered to prove by the same kind of evidence mentioned in his first offer “ that the said act of 1881 was introduced in the legislature by a member of that body who was not and never had been a commissioner appointed to revise the statutes or any statute.” This offer was also overruled, and on the motion of the people “ the balance of defendant’s plea was overruled ” and he was called upon to plead, the court saying: “ In this case- we have to say that it was the defendant’s duty to file his objection to the legality of this statute at the earliest practical moment after the indictment was found. lie omitted to do that, and we think he should not be permitted to avail himself of the plea at this late day, and so hold.” To this decision there was also an exception.
So far as the case discloses, the defendant did make his objection at the first opportunity. . "When brought before a court to answer an accusation of crime alleged to be an indictment, it was then, and only then, his duty to interpose his objection. Prior to that time, the act of 1881. and proceedings thereunder, did not concern him any more than they did any other citizen. It was enough to do just what he did do, to wit, upon his arraignment make the point. This was not only then done in the manner already mentioned, but after his offers and written plea were overruled he renewed them by a motion and an offer of proof. This was also, refused, and the several rulings of the court sharply present the following questions:
First. Conceding that the act of 1881 was not “ reported to the legislature by commissioners who have been appointed to revise the statutes,” is the enactment for that reason unconstitutional?
Second. Had the accused the right to show that it had not been so reported ?
Third. Conceding that the statute is unconstitutional, and that the so-called grand jury, which undertook to find the alleged indictment was organized thereunder, is the defendant without remedy ?
These questions will be discussed in the order they have been stated.
In the consideration of the one first propounded, it is necessary
These constitutional provisions are clear. “ A private or local bill * *selecting, summoning or impanneling grand or petit jurors ” could not be passed unless the same was “ reported to the legislature by commissioners who” had “been appointed pursuant to law to revise the statutes.” There may possibly, owing to the peculiar phraseology of section 25, be some doubt whether or not the bill to be introduced, and all amendments thereto as well, should be reported by the commissioners. The act, however, certainly requires that the bill, which, when passed and approved, becomes a law, must be reported by such commissioners, and whether amendments to such bill, in the course of its passage, must also emanate from the same source, or could be adopted by the legislature, upon the suggestion of any of its members, is of no importance to the question before us. The literal reading of the section would seem to exempt only such bill and such amendments as were reported by the commissioners, from the prohibition contained in section 18; while the intention, probably, was to give the legislature power to amend the bill when reported from the commission, as it might see fit.- Speculation as to this point is, however, useless. The act of 1881 is not an amendment to a bill but is an amendment of a law-in full force, at the time of the passage of the former, and as the right of amendment, unless reported by the commissioners, existed, if at all, only whilst the report of such commission was in the form of a bill, by no possibility can section 25 be held to . confer the power to so amend the work of such commission after it had become a law, as to make a valid legal enactment giving to the county of Albany a law, applicable to it, and to it only, for “ selecting, drawing, summoning or impanneling grand or petit jurors.”
Having demonstrated the proposition that the act of 1881, if it
The second article of chapter 10 of the “ Code of Civil Procedure,” as adopted by the legislature, provided a “mode of selecting, drawing and procuring the attendance of trial jurors in ordinary cases,” but had no application to grand jurors. By it the supervisor, town clerk and assessors of each town made out the list from which such trial jurors were to be drawn. By section 1041 “ each ward of the city of Albany or Utica is considered a town for the purposes of ” that “ article, and the supervisor and the assessor of that ward must execute the duties of the supervisor, town clerk and assessor of a town as prescribed ” in the preceding sections of that article. Special provision is also made in regard to other cities, but this is of no importance to the present discussion and will not be stated.
The act (chap. 532 of 1881 undertakes to amend section Í041 of the Code by declaring that, “in the city of Albany, the recorder of said city shall perform the duties imposed by this title ” (that is to say, the provisions of the Code in regard to the obtainmenf of trial jurors) “upon the supervisor, town clerk and assessors of towns; ” and that “ in Albany county, grand jurors shall hereafter be drawn from the box containing the names of petit jurors selected for said county in the same manner as petit jurors, and hereafter no separate list of grand jurors shall be prepared for said county.”
The changes made by this statute, if valid, are radical. To the recorder of the city of Albany only, and in contradistinction, as it is believed, of the powers of that officer in any other city in the State, is confided the duty of preparing the jury list; and from such list, when prepared by him, both the grand and petit jurors are to be drawn. Prior to its enactment the recorder had nothing to do with the preparation of the lists from which either was selected. The preparation of that from which the trial jurors were to be obtained was, by the Code of Civil Procedure, devolved upon other officers, and that of the grand jurors, except in the city and county of New York, was to be prepared by “the supervisors of the several counties of this state * * * at their annual meeting in each
These new provisions applicable to the city and county of Albany alone, and to no other county of the State, very clearly make for it a local law for the selection, drawing, summoning or imptaneling of both grand and petit jurors, and' unless reported as a bill by the commissioners to amend the statutes was clearly unconstitutional, because the passage of any such bill by the legislature was strictly forbidden. Was the bill, which is claimed to be a law, a report from the commissioners appointed to revise the statutes? This brings us to the second" question which this case involves, and that is : Had the accused the right to show that it had not been so reported?
We have already seen that the Court of Sessions was powerless to try or to punish the accused for the commission of the alleged crime unless he was properly accused by a legal grand jury through and by the form of an indictment. It is useless to argue that a body of men, no matter of whom composed, has, either of its own volition or upon the summoning and call of other than the authority of the law, the right to resolve itself into a grand jury; and when professing to 'be thus organized to accuse anyone, by what it may call an indictment, of an infamous crime and subject him to a trial therefor. This proposition is elementary and needs neither argument nor authority to uphold it. If this be sound, as will readily be conceded, it is proper to ask, can .a legislative enactment forbidden by the Constitution become operative upon the citizen because the court to which objection thereto is made requires extraneous evidence to show that. the act is' within the constitutional prohibition ? He who seeks to uphold the judgment rendered in this cause must show that the question propounded requires an affirmative answer, and that courts are powerless to determine whether or not an alleged law has been passed despite a constitutional provision forbidding its enactment. The offer upon the trial was so broad and specific as to include every species of evidence attainable upon any such subject as that involved. It included the inspection of the original bill, the journals of both houses, the evidence of the clerk of the senate, of members of the ■ commission and of individuals, and all was excluded upon the ground that the party who was then for the first time arraigned was too late
We are now' brought to the .third question which this case involves. Conceding the unconstitutionality of the act of 1881, under which the so-called grand jury presenting the paper called an indictment was organized, is the defendant without remedy ? It is gravely argued and claimed by the people that he is. It is said that a body acting as a grand jury, every one of< its members having the personal qualifications requisite for a grand juror, having presented to the court the paper called an indictment, it became one in fact, to which the prisoner was bound to answer upon the merits, and upon which he could be tried and convicted. Is this sound ?
To state such a proposition, it would seem, is to answer it. -Why, if it be correct, have any law for selecting, drawing or summoning a grand jury ? Why should not the court simply direct the sheriff, or any other officer, to go out and summon such men as he pleases, or why, even, should not the court direct him who to summon, without the cumbersome machinery of a general list of names, the drawing of the persons to serve in the presence of witnesses, and the observance of any of the safeguards of statutes? No one would,tolerate or uphold such a procedure, for such orders by the court would hot only be without the color of law, but also against its commands; and yet a case depending for support .upon a like violation of legal principles is before us. Under and by what authority was the so-called grand jury, which professed to accuse the defendant of an “ infamous crime,” organized ? It was a body of men drawn from a list,of names made out and selected by an officer to whose office
Preliminary to any detailed examination of the cases to which we have been referred, it is proper to enunciate the principles upon which they all depend, and to show their inapplicability to the one before us. Those principles are: First. That mere irregularity by an officer in doing that, which he is authorized to do, will not vitiate the thing done, and second, when duties projrerly and legally belonging to the office of which an individual is in possession, have been performed by such incumbent, that which has been thus done will be upheld as to the parties affected thereby, and courts will not, in collateral proceedings, inquire into the right of the individual to hold the office, and to discharge the duties which lawfully appertain to such office.
No such principles are involved in the case before us. It is not urged that any officer has irregularity exercised powers with which he was clothed, but it is claimed that an officer has not only exerr
It willueadily be seen, if tbe thread of this opinion has been followed, that tbe points in this discussion have been correctly stated. ' In' examining, then, tbe cases cited to sustain tbe conviction and judgment appealed from, no search will be made to see if tbe accused can avail himself of a mere irregularity in tbe exercise of a power actually conferred upon an officer, nor to learn that be must be remediless if be only questions tbe discharge of duties properly belonging to an office, upon tbe ground that its possessor bad no legal title,-for all this is at once conceded; but we are gravely asked to seek for a solemn opinion, or some judicial dictum upholding as a sound (legal proposition, that when an officer performs an get not appertaining to bis office, and which, also, be is forbidden to do, such action when injurious to personal rights cannot be questioned, because tbe officer has assumed to dp it, and in fact has done it. This is no strained statement. Even tbe nonprofessional mind will recognize its accuracy, and having made it, some of tbe cases cited will be examined.
In Friery v. The People (2 Keyes, 424), tbe challenge was to tbe array of trial jurors. Such objections (pages 433, 434) related to tbe impartiality of tbe sheriff who summoned them, and the alleged non-observance of all required forms in tbe drawing. Tbe
The brief extracts from the opinion of Judge "Wright, just given, show that in Eriery’s case the officers authorized to draw and summon the jurors had performed that duty, and that the machinery of the law had been worked by the officers charged with that duty. In the case before us, if the act of 1881 be void, that which was done was entirely unauthorized. There was no “ machinery ” of any law worked, because there was no law making any; there was no list of names prepared from which the selection of so-called jurors was made, for that which is against the fundamental law, is such an absolute nullity that it has no existence as a fact capable of recognition as such by any court. That which is called by those names is improperly so designated. They may have borne the semblance and likeness of the things by which they are named, but an appeal to the fundamental law strips off the mask w;hich gives the appearance of substance and reveals the hollowness of any such pretense.
In Carpenter v. The People ( 64 N. Y., 483 ) the point presented was that one Douglass Taylor, who was the de jure commissioner of jurors in and for the city and county of New York, had not selected the grand jury which indicted the prisoner, but one Thomas Dunlap, who was de facto commissioner, had performed that duty. The decision of the court was, that as to the office of commissioner of jurors appertained the right of selecting, such selection was valid because made by an individual holding the office.
In Dolan v. The People ( 64 N. Y., 485 ) the same question which arose in the Carpenter case was made, with the point added, that among the names upon the list from which the grand jury was obtained were a few which had been improperly placed thereon. The decision of the court upon the first point was similar to that made in the Carpenter case; and as to the second it held, among other things (page 493), that “ no authority can be found holding that in such a case the whole list is irregular and null, so that none
In the case before us there was neither “ accident or oversight.” In the preparation of the list every name was placed upon it by forethought and design, and the whole list is irregular and void because made without and. against the authority of law.
In Cox v. The People ( 80 N. Y., 500 ) it was held, “ mere irregularities in the drawing of grand and petit jurors do not furnish a ground for reversing a conviction unless it appears that they operated to the injury or prejudice of the prisoner; ” and that when a challenge to the array of trial jurors had been overruled because not verified an offer by the court subsequently made to receive evidence in support of such challenge, and its declination by the prisoner, precluded him “ from insisting upon the exception to the ruling,” and that he “ must be regarded as having abandoned his challenge.”
It is impossible, however, to examine in detail every case to which we have been referred. If the distinction hereinbefore stated between the right to inquire collaterally into the title of an incumbent of an office and the right to question acts which do not appertain to the office, under color of which they are done is remembered, none presents any difficulty. An individual may possess an office by an unconstitutional law; but if he only performs the acts, which the officer may do, such acts, when done, are valid because he is a de facto officer. When, however, an individual holding an office either defacto or de jure, or both, does an act which his office does not authorize to be done, that action cannot be sustained. A man, for example, in possession of an office of a justice of the peace, though not its rightful incumbent, may render in a case within the jurisdiction of a justice of the peace a judgment valid between the parties thereto, but he cannot, even by consent, render a valid judgment in an action which the office is forbidden to hear. . He ' who is in possession of the office of recorder of the city of Albany may do every act appertaining to that office, but he cannot exceed the powers conferred by law upon the office; and to this pi ^position it is scarcely necessary to add the statement that power attempted to-be conferred by an unconstitutional statute is as much unconferred as if the attempt to confer it had not been made. The power
That the Constitution of the State has «positively forbidden the enactment of a local law operative in and applicable to the county of Albany only, for “ selecting, drawing, summoning or impanneling grand or petit jurors,” unless as a bill it was reported to the legislature by “ commissioners who have been appointed pursuant to law to revise the statutes,” will be conceded-. That the section of the Constitution thus forbidding such enactment was intended to be operative is known from its language, and the reasons- for its adoption are shown by the report of the committee (Messrs. Brooks, Kernan, Howland and Tracy) which reported it to the constitutional commission. It was designed to secure uniformity in the administration of justice throughout the state, and to prevent the passage' of a local bill, which might be aimed at its corruption. The origin of the act is also as a fact too well known to suggest any doubt as to its source, or an intimation even that it was reported from the commission to revise the statutes. If, then, the act of 1881, though within the Constitutional forbidding, is still to be upheld, not only for the -present case, but for all others arising within the county of Albany, upon any of the theories upon which it has been sought to be maintained (other than those upholding its constitutionality) what becomes of the constitutional provision ? Instead of being operative, it has become a dead letter — instead of being observed and kept, it has become of no account — instead of the Constitution being the superior of the courts which it has created, judges composing them have become its superiors, and by the adoption of legal rules have made laws higher than the Constitution. To no such doctrine should any judicial sanction be given, and though in this case the supposed law may have worked no individual injustice, and may never in any, it is impossible to sustain what has been done there
The proceedings down to the time of the impanneling of the alleged trial jury have now been examined, and such examination leads me irresistibly to the conclusion that the Court of Sessions erred in overruling the objections taken to the alleged indictment, and in excluding the evidence in support thereof. The same questions were again made upon the impanneling of the trial jury, and the rulings were also the same. These it will be unnecessary to examine, as the reasoning already given is applicable, and the last point made — that none of the questions which have been considered are presented by the appeal — will now be considered. ■
It is insisted that section 517 of the Criminal Code only brings before the court for review such matters. as by section 485 form a pai’t of the judgment roll. Grant this, and what follows ? By section 485 “ the bill of exceptions, if there be one,” forms a part of such roll, and as one was made and forms a part of the roll in this case, which shows that the proceedings and decisions herein-before detailed were had and made, we have all before us. It is absolutely impossible to separate the arraignment and proceedings thereon from the trial, for they were a part thereof, as completely as that which transpired after the trial jury was impanneled. The arraignment, the objections to the alleged indictment, the offer, of proof to sustain them, the plea to the merits, and all that then occurred, followed consecutively upon the same day, and all formed a part of one trial, the history of which we have before us, and no one exception then taken is more completely before us than any other. Section 485 of the Code speaks of no exceptions, apart from “ the bill of exceptions, if there be one,” being contained in the roll of judgment. It does, it is true, enumerate copies of certain papers as also forming a part of such roll, but as to all exceptions which come before the court on appeal, they must be contained in the bill of exceptions. Neither is it true that section 455 prevents exceptions of this character from forming a part of
It remains with me simply to enunciate in conclusion my opinion that the judgment appealed from should be reversed. It would be more pleasant to agree with associates whose learning and intergrity I respect, than to differ from them, but a most careful' study in this case of the questions involved in the maintainability of the jury law of Albany county, and also in others argued at its court of Oyer and Terminer, leads me irresistibly to the conclusion that chapter-532 of the Laws of 1881, by which the jury system for that county purports to be created, is unconstitutional and therefore void.
Judgment and conviction affirmed.