Majority
Headnote
Sentence imposed by a tribunal irregularly constituted — presumption inf mor of the regularity of its action — when any irregularity therein is waived by thefailu/re of the defendant to object — conviction for aconversion of publicfunds — 1875, chap. 19 — the verdict need not state the amount of the loss sustained —right of the appellate court to pronounce an appropriate judgment upon reversing an erroneous one — Code of Criminal Procedure, chap. 4.Section 542 of the Code of Criminal Procedure reads as follows: “ After hearing the appeal, the court must give judgment without rega/rd to technical errors or defects, or to exceptions which do not affect the substantial rights of the parties.” This section was adopted to prevent “ technical errors or defects ” from defeating the ends of justice. And all such errors or defects as do not affect the substantial rights of the party complaining, the court must disregard in considering the case before it upon appeal.
It is now urged that since the amendment of section 28 of the Code of Criminal Procedure in 1882, “a Court of Oyer and Terminer is held by a justice of the Supreme Court without an associate.” (Chap. 360, Laws of 1882.) We held in Ostrander v. The People ( 29 Hun, 519 ) that after the passage of the act of 18S2 there was no law authorizing justices of Sessions to sit in the Oyer and Terminer. Our decision in that case was subsequently affirmed by the Court of Appeals. We may properly assume that when the Oyer and Terminer of the 3d of May, 1883, was opened, and a justice of this court appeared and presided, a regular court was held, as the law authorizes.
It is a universal presumption in respect to judicial proceedings, criminal as well as civil, that they have been conducted according to law, unless the contrary is clearly made to appear. The law also presumes that judicial officers have discharged their duties according to the requirements of the law, until the contrary appears. In the case in hand the Court of Oyer and Terminer appears to have been presided over by a justice of this court in the proper place, and in the proper building for holding Courts of Oyer and Terminer in Erie county. Such court had jurisdiction of the subject-matter and the person of the defendant, as the record before
When he appeared in the court on the 3d day of May, 1883, he did not object to the jurisdiction of the court, nor that it was not holden by the proper authority. Strengthening the presumption that the officer authorized by law to hold a. Court of Oyer and Terminer did then and there discharge his duty, is the absence of .an objection or exception to the proceedings then had. For the first time the objection to the organization of the court on the 3d day of May, 1883, is taken after the court has completed its duty in the premises. The defendant apparently was silent, acquiescing in the proceedings as conducted by the court when the sentence was pronounced. We incline to the opinion that the remarks of Judge Andrews in People v. Cornetti ( 92 N. Y., 88 ), are applicable here. That judge said, as follows: “ It is claimed that the Court of Oyer and Terminer by which the prisoner was tried was not legally constituted, the allegation being that the justices of Sessions, who in part composed it, were not legally designated or elected. This point' is taken here for the first time. It was not raised at the trial, and there is no evidence and no exception bearing upon it. It must be assumed therefore that the court was properly constituted, and that the justices of Sessions who acted, were duly designated according to law.”
Again, in People v. Hovey ( 92 N. Y., 554 ), the court in considering when an exception should be taken, says, “ an exception to a •charge taken after a criminal trial had terminated, and where, if erroneous, the jury could not have been instructed to disregard the erroneous instructions, does not present any question of law for the consideration of an Appellate Court.” This case differs from those decided before the adoption of section 542 which cases relate to mere irregularities. Here we have a court in which sat a justice of this court, clothed with full power to conduct the court, and such court, the record says, imposed a sentence without any objection or exception being taken thereto.
In Commissioners of Highways v. The Judges ( 7 Wend., 264 ),
We think we must obey the letter and spirit of section 542 of the Code of Criminal Procedure, and that to do so we should sustain the judgment before us. (2.) The opinion of Barker, J., as to the questions made as to the form of the verdict meets with our approval. (3.) The views ' already expressed lead to an affirmance of the order refusing a discharge of the prisoner on a writ of habeas corpus.
Judgment affirmed, order denying motion for arrest of judgment affirmed, and order refusing a discharge of prisoner affirmed.
Smith, P. J., concurred.
The indictment on which the defendant was tried and convicted, is based upon charges which constitute a violation of the provisions of chapter 19 of the Laws of 1875, entitled, “An act to provide more effectually for the punishment of peculation, and other wrongs affecting public moneys and rights of property.”
The property and funds wrongfully and illegally converted by the appellant to his own use, as described in the indictment, consisted of one hundred bonds, issued by the city of Buffalo known as the city and county hall bonds, of the denomination of $1,000 each, and of the value of $1,000 each, the property of the city of Buffalo.
A more particular reference to the indictment and statement of
The trial on the indictment was had at a Court of Oyer and Terminer, held in and for Erie county, in May, 1881, Mr. Justice Daniels, presiding, and the justices of Sessions sitting and acting as his associates. The form of the verdict as rendered by the jury and recorded by the clerk was, that the prisoner is, “ guilty of the crime as charged in the indictment.”
Before sentence was pronounced on the conviction, a stay was granted and the rulings made on the trial, to which the defendant took exceptions, were reviewed in this court, and in the Court of Appeals, on a bill of exceptions, and in both courts the conviction was sustained and a new trial denied. On filing a remittitv/r from the Court of Appeals, with the clerk of Erie ■county, the order and judgments of the Supreme Court and the Court of Appeals were made the judgment of the Court of Oyer and Terminer, thereupon and on the 9th day of April, 1883, the defendant moved in arrest of judgment, which motion was denied. The record before us does not disclose the grounds upon which the motion in arrest of judgment was founded. At a subsequent day, .and on the 3d day of May, 1883, at a term of the Court of 'Oyer and Terminer, held in and for Erie county, judgment was pronounced on the verdict and the prisoner was sentenced to be confined in the Auburn prison, at hard labor, for the term of five years.'
One of the grounds upon which the appellant now seeks to reverse the judgment is, that unauthorized persons, to wit, the justices of Sessions in and for the county of Erie, were present and acted as members of the Court of Oyer and Terminer, when the sentence was made up and judgment pronounced' against the prisoner.- If such be the fact, and the same is made to appear by the record, then the judgment is illegal and void, and the prisoner is •suffering punishment administered by a tribunal unknown to the law of the land.
Formerly, Courts of Oyer and Terminer, as organized under the judiciary act (Laws of 1847), except in the city and county of New York, were composed, of a justice of the Supreme Court, who presided,. the county judge, and the justices of the peace, designated
An inspection of the record, as set forth in the appeal-book, dis closes the fact that when Bork was sentenced there were present and acting as members of the court, and participating in its deliberations, other persons than the justice of the Supreme Court who presided. In the papers embraced in the judgment-roll is a copy of the minutes of the trial; a copy of the minutes of the motion made in arrest of judgment; a copy of the minutes of the judgment as directed and required by section 185 of the Code of Criminal Procedure. In the caption of the clerk’s minutes, as kept by him on the day the prisoner was sentenced, is a statement of the persons who were present and acting as members of court, the whole of which is as follows :
“ At a Court of Oyer and Terminer, held at the City and County Hall, in the city of Buffalo, in and for the county of Erie, on the 3d day of May, 1883.
“Present — Hon. Charles Daniels, Justice Presiding.
“ Hon. Fayette Read and Seth A. Abbott, Justices of Sessions.”
Then follows the judgment, as prepared by the clerk and signed by him, the caption of which is in the following words, viz.:
“State oe New York:
“Present — Hon. Charles Daniels, Justice Presiding, and
“ Hon. Payette Read and Seth A. Abbott, Justices of the Sessions.”
“ And (Bork) was thereupon, on the 3d day of May, 1883, sentenced to be imprisoned in the State prison at Auburn, at hard labor, for the term of five years.
“ J. E. EWELL, Clerk”
In all courts of record in this State it is the province, as well as the duty of the clerk, to keep a minute-book or record of the proceedings of the court, in which he states the day of trial, the name of the judge who presides, and also the names of his associates, when he has any; and this book, with all its entries, is, as a general rule, under the complete control of the- court to which such entries relate.
We must conclude, therefore, that when the prisoner was sentenced, Eayette Read and Seth A. Abbott, two persons not legally members of the Court of Oyer and Terminer, were present and acting as members of the court, and deliberated with Mr. Justice Daniels in preparing the judgment, which they together, all acting as members of the court, pronounced- on the prisoner. These individuals were judicial officers — the members of another tribunal. We may take judicial notice of the fact; who are the members of the several courts of record in this State, and it is for us to understand from the record before us, that these individuals were the justices of the peace designated as members of the Court of Sessions, in and for the county of Erie, at the time judgment was pronounced in this case. As such officers were formerly members of the Court of Oyer and Terminer, and the change in the organization of that court had then but recently taken place, this circumstance most likely explains why they deemed it their duty and were permitted to act as members of the court when Bork was sentenced. Although the trial took place before the court, as organized under the judiciary act, the judgment on the verdict should have been pronounced by ■the court organized as the statute now provides. (Ostrander v. The People, 29 Hun, 513 .)
The legal proposition presented by the learned counsel for the appellant, that the judgment is void for the reason that the court was not legally constituted, does not, in my opinion, admit of any
A court is as much disorganized and without power to act, when one or more unauthorized individuals participate in its deliberations and judgments, as when it acts without the presence of those who are necessary to constitute a quorum as required by some provision of positive law. The cases which I will now mention prove, as far as judicial decision can establish any proposition, that the tribunal which pronounced judgment against the prisoner on the verdict of conviction was illegally constituted and unknown to the law of the land.
In Oakley v. Aspinwall (3 Comst., 541) it was held that if any one of the members of a court is disqualified to sit in a particular case by reason of his consanguinity to one of the suitors, he cannot properly and legally act as a member of the court, though it should be with the express consent of all the parties in interest. This rule was applied in that case, where one of the members of the Court of Appeals was disqualified by reason of his relationship to one of the parties, although all the parties gave express consent and requested the disqualified judge to sit, and there was in fact a
The statute applicable to the case we have in hand declares the Court of Oyer and. Terminer shall be held by a justice of the Supreme Court, without an associate.
In the case of The People v. Shaw ( 63 N. Y., 36 ) it was held that if a quorum of the court, as provided by the statute which created it, was not present when the verdict of the jury was received, it was error, and the judgment pronounced thereon was
In Caneemos case ( 18 N. Y., 128 ), he consented to be tried by a jury of eleven qualified jurors, and was convicted of the crime of murder. The Supreme Court sustained the conviction, on the ground that the prisoner could waive his constitutional right to be ti-ied by a jury of twelve. The Court of Appeals reversed the judgment and set aside the conviction, and ordered a new trial, holding that the prisoner could not waive his right to be tried by a jury composed of the number provided by the constitution of the State, and the verdict of conviction, was a nullity. The court further held that when an issue was joined on an indictment, the trial must be by the tribunal and in the mode which the constitution and the laws provided, without any essential change ; that the public officer prosecuting for the people has no authority to consent to such a change, nor has the defendant.
On the authority of these cases, the judgment appealed from must be held erroneous and void. The following cases are cited as authority on these propositions: Blend v. The People ( 41 N. Y., 604 ); The People v. Dohring (59 id., 374); Hinman v. The People ( 13 Hun, 266 ;) Chambers v. Clearwater, (1 Keyes, 310); Foot v. Morgan ( 1 Hill, 654 ) ; Germond v. The People (1 id., 345); The People ex rel. Tweed v. Liscomb ( 60 N. Y., 571 ).
As the defect in the organization of the court deprived it' of the character intended by the law creating it, .this court must take notice of the defect, although the appellant on this appeal, for the first time, makes the objection to the validity of the sentence. (People v. Petrea, 65 How. Pr., 59 [Ct. of App. Dec.].)
For the reason that the judgment is a nullity, it cannot stand and must be reversed. The question now arises whether this court has power to give a new judgment on the verdict; and if n.ot,.must the record be remitted to the Oyer and Terminer with directions to proceed on the conviction and pronounce the appropriate sentence on the verdict, or should the judgment be reversed, and a new trial ordered, or the prisoner absolutely discharged? The Code of Criminal Procedure has abolished writs of error, and substituted an appeal as the only mode of reviewing a judgment in a criminal action. (Sec. 515.)
Entertaining jurisdiction on this appeal, at the instance of the appellant, is giving a construction to the statute in accordance with these views. Chapter 4 of the Criminal Code contains provisions relating to the power of the appellate court to give judgment on disposing of the appeal. The directions are, after hearing the appeal, the court must give judgment without regard to technical errors or to exceptions which do not affect the substantial rights of the parties. The next section (sec. 543) provides: “ Upon hearing the appeal the appellate court may, in cases where an erroneous judgment has been entered upon a lawful verdict,
The verdict in this case was in every respect valid and legal, and I am of the opinion that the judgment pronounced thereon is void. The question now arises, has this court on correcting the error and setting aside the void judgment the power and authority to pronounce an appropriate judgment on the verdict as it stands. I am of the opinion that the provisions of the Criminal Code, which we have mentioned, confer such power, and that it is our duty to give the judgment which the law pronounces on the verdict.
Prior to the act of 1863 if an erroneous .judgment was pronounced on a legal and regular conviction on the trial of a good indictment, and the judgment was reversed on a writ of error in an appellate court, such court had no power to remit the proceedings to the court below to proceed on the verdict and give the appropriate judgment, nor could the appellate court give a new judgment, but under the provisions of the statute and the law as it then stood the defendant was entitled to an absolute discnarge on a reversal of the judgment ■which had been given against him. (Shepherd v. The People, 25 N. Y., 406 ; McKee v. The People, 32 id., 239; Ratzky v. The People, 29 id., 127; The People v. Taylor, 3 Denio, 97 ; O’Leary v. The People, 4 Parker’s Crim. R., 187 .)
The decision in People v. Shepherd, was founded on the idea that there was not, previous to the act of 1863, any authority in the appellate court, on the reversal of a judgment, wrongfully pronounced, when the trial and conviction was regular, either to
It was, as we think, the clear intent, of the legislature in amending section 24 of the Revised Statutes, by adding the provision contained in the act of 1863, to retain the verdict when the trial and conviction was regular and legal on a good indictment when the judgment was reversed and set aside, because of some error in the form or substance thereof. To accomplish this end, specific power was given the appellate court to formulate the appropriate-judgment and to remit it, with the record, to the court in which conviction was had, with directions to pass sentence on the verdict in the form and to the effect as prepared by the appellate court.
In Ratzky’s .case the judgment was reversed because of error in the form and effect of the same, and as no error occurred on the trial and the indictment was good and sufficient, the Court of Appeals prepared the judgment which should be pronounced on the verdict and sent the same with the record to the court below to be pronounced on the defendant.
If we were reviewing the judgment in this case on a writ of error issued under the provisions of the Revised Statutes, we should not on reversing the judgment discharge the defendant nor award him a new trial, but should formulate a new sentence and direct the Oyer and Terminer to pronounce the same. We are entirely satisfied that it was the purpose of the legislature in adopting section 242 and 243 of the Criminal Code, to keep and preserve the verdict in all cases where the same is lawful, and if an erroneous judgment has been pronounced thereon by the trial court on appeal therefrom, then that the appellate court should give the proper judgment.
There is no provision in the statute as it now stands for remitting the record to the court below, with directions to that court to proceed anew and pronounce the appropriate sentence. Without a statute on the subject conferring the power, this court is without authority to give such directions, and the court below has none to-proceed anew on the subject. Unless the statute does confer on
Authority full and complete is conferred on this court to correct an'erroneous judgment and to conform it to the judgment when the judgment is lawful. But, it is said, as this judgment is void, it cannot correctly be held erroneous within the meaning ©f the statute, so as to bring the same within its previsions. I da not concur in the suggestion, and on the contrary believe the judgment erroneous as well as void within the sense and meaning of the statute, so that w,e may give the appropriate judgment on the verdict. A judgment may be erroneous and not void, and it may be erroneous, because it is void. It is within the power of the legislature to confer on a court, separate and distinct from the trial court, the right to pronounce sentence on a verdict convicting the accused.
A judgment now given by this court on the verdict will be, it is true, a new judgment, to stand in the place of the present void judgment. So are all corrected and modified judgments in criminal or civil actions, in a certain sense, new judgments. Suppose a sentence wholly unauthorized by law, be pronounced on a legal verdict by a competent and duly organized court, the same is erroneous and void, for the reason that the same is without sanction of law. On appeal therefrom, this court has the undoubted right, under the provisions of the present statutes, to correct the same and conform it to the verdict. In doing this the court does make up and give a new judgment in every respect. No part or feature of the void judgment can be retained. The judgment now under consideration is erroneous and void, in the same sense as in the case supposed, but for a different reason. The phrase “erroneous judgment,” as used in section 543, should be considered to embrace void judgments, as well as those which are merely erroneous, and the power to correct judgments and conform them to the verdict should be held to include those that are erroneous because they are void. It cannot be doubted but such
The form of the verdict is set forth in the record, and if for any reason the same is incomplete and does not pass upon all the issues as required by the statute, the question was properly brought to the attention of the trial court on the motion in arrest of judgment. It is now argued that the motion should have been allowed and the judgment arrested for the reason that the verdict did not contain any finding or statement of the loss sustained from the offense committed by the defendant as required by the statute under which the indictment was found.
It is not claimed by the learned counsel for the defendant that a request was made on the trial, by the people or the defendant, that the jury find and state with their verdict the amount of the loss sustained by the city. The fact which may be found by the jury under the statute, is no part of the verdict. It must be stated with the verdict when the fact is found. The language of the statute is: “ When rendering a verdict of guilty upon the trial of any person indicted under this act, the jury may find and state’with their verdict the amount of loss resulting from the offense of the defendant.”
The offense which the statute defines and declares to be punishable may exist, although the municipality whose money or property has been wrongfully converted has not suffered any loss. After the offense became complete, by a wrongful conversion, a full restoration may have been secured, with or withont the assent of the wrong-doer.
Let it be conceded that this provision of the statute was inserted solely in the interest of the accused, that does not seem to be a sufficient reason for requiring a construction to be given to the statute, making it the duty of the court on every -trial to instruct the jury to pass on the question of loss.
This is like the case where the sheriff or other officer is empowered to let to bail. Before such an officer is derelict in duty he must be requested to perform the duty required. We put this with that class of cases, which we do not deem it necessary to cite, which hold, that there must be a request made of officers or public bodies to act and discharge the duty imposed on them by law, before it can be said that they have not discharged their official duty, to the injury of the complaining person.
I am of the opinion that the verdict was complete, and that there was not a mis-trial because the jury failed to find the extent of the loss sustained by the city.
Judgment and orders affirmed.