Majority
Headnote
Probate of will — undue influence — presumption as to its intelligent execution— effect of the declm'ations of the testatoi' after the date of the will.The will in question was dated and executed on the 10th of February, 1883; the testator died on the 3d of May, 1883, leaving a wife, Lily W. Hamersley, but no children, and no father or mother. His father died in the January preceding his own death. The only next of kin of the testator on his father’s side was his uncle, John W. Hamersley, a brother of the testator’s father. Upon his mother’s side the testator had a number of next of kin, brothers and sisters of his mother and their descendants. The testator was the only child of Andrew Gordon Hamersley. tie was married in 1819, and was before that time and afterwards a gentleman of large fortune, although the bulk of his estate, at the time of his death, had been recently derived from his father. By the will the testator substantially gave the whole income of his property to his wife for life, and after her death he willed all of it to his own issue, if any, and in default of such issue to the male issue of his cousin, J. Hooker Hamersley; and in default of such issue to such charitable societies of New York as his wife, by her will or other instrument in writing, might designate and appoint.
The probate of this will was contested upon the grounds that it was radically different from a holographic will written by the testator six weeks earlier, but which he was prevented from executing; that Louis O. Hamersley was a man of weak mind, and that the alleged will was not duly executed; that the mind of Louis O. Hammersley did not accompany the act of execution, and that he had no conscious knowledge of the alleged will; and that the will was obtained by undue influence practiced upon him by his wife and others acting in her interest.
An examination of the record shows that the most material part of the testimony ujjou which the ease of the contestants depends was taken in absolute defiance of the prohibition of sections 834 and 835 of the Code. Lawyers and physicians of the testator were examined and testified from knowledge procured at professional visits made by them upon the testator and by the testator to them. This evidence seems to have been admitted upon the theory that the prohibition of sections 834 and 835 did not apply to the testamentary cases. It is difficult to see, upon a reading of the sections in question, how any such idea came to be entertained, because its
The objection that the will is radically different from the holographic will written by the testator six weeks earlier, which he was prevented from executing, and that, therefore, the alleged will was
Where is the evidence 'of the exercise of any influence whatever upon the wife of the testator in respect to the execution of this will ? It is alleged that the evidence of this influence is to be found in the fact that the will as executed is radically different from the holographic will written by the testator six weeks earlier. But let us consider a moment the circumstances under which that will was prepared. This testator’s father was then alive. It is apparent that in the preparation of that will the father exerted a strong influence upon the son, because we find a draft for the son prepared in the father’s handwriting. Is it not rather to be presumed that this unexecuted holographic will was prepared because of the undue influence of the father upon the son, which influence, however, the son so far resisted that he did not execute the will, than to be presumed that the execution of the will in question was due to the undue influence of his wife \ In view of the relations existing between the father and the son, and in view of these documents having been prepared by the father in the first instance, there is just as much evidence, and probably more, tending to establish the inference that undue influence was exercised by the father to induce the son to make
Some exceptions have been taken to the admission of evidence, and to one of these only it is necessary to call attention, as Mr. Justice Macomber seems to think that error was thereby committed. He says: “ Testimony was sought to be given by the appellants that the testator had made declarations after the date of the will to the effect that his wife had made efforts to influence and obtain from him a will in her fayor. This effort appears in different parts of the case, but more conspicuously when the witness Cortlandt De Peyster Field was on the stand.
The following questions were asked of this witness:
“ Did you ever have any conversation with Louis Hamers.ey about another will, about an effort being made to induce him to make a certain will by any person?” (Objected to. Objection sustained.)
“ Did Louis Hamersley ever say anything to you about efforts being made by his wife to obtain from him a will? ” (Objected to as hearsay.)
The Surrogate — It is not a declaration of testamentary purpose, and I do not think you can prove undue influence by the decedent himself.
“Did he say anything to you upon the subject of whether or not his -wife had asked him to make a will in her favor ? ” (Objected to. Objection sustained. Exception.)
But applying this rule to the questions asked, it appears that they by no means complied with the requirements therein contained, because there is no time fixed as to when these declarations were made. There is no evidence that they were made so soon after the execution of the will as to afford a reasonable inference that such was then the condition of his mind. But it rather appears that they
Hnder the language of section 2545 of the Code of Civil Procedure, the General Term should not order a new trial unless it appears that the exceptant was necessarily prejudiced by an erroneous ruling. There is no evidence of any prejudice. Upon the contrary, the weight of the evidence is that the testimony, even if admitted, would have been of no particular consequence upon this issue of undue influence. But it is urged by the learned justice that because of the testimony of Strong, showing the earlier testamentary disposition in the negotiations or interviews with him in regard to the unexecuted will, this evidence becomes important. As already
Dissent
Without proceeding further in the discussion of the evidence in this case, which is too voluminous to be gone into at length, it is sufficient, to sum up the whole matter, to say that there is no evidence whatever of undue influence exercised upon the part of Mrs. Hamersley to obtain the making of the will in question by the testator; and the necessary conclusion is that the will was duly executed, the testator having full knowledge of its contents, he having had ample opportunity to acquaint himself therewith, and apparently having done so.
The decree of the surrogate should be affirmed with costs.
Beady, J., concurred.
(dissenting):
The will was dated and executed on the 10th day of February, 1883. The testator died on the third day of May of that year, aged forty-three years, leaving a wife, Lily W. Hamersley, now the Duchess of Marlborough, but no children or other descendants, and no father or mother. His father died but a few weeks before his own death. The only next of kin of the testator on his father’s side was his uncle, John W. Hamersley, a brother of the testator’s father. Hpon his mother’s side the testator had a number of next of kin, brothers and sisters of his mother or their descendants; some, but not all, of these contest the probate of the will. The testator was the only child of Andrew Gordon Hamersley. He was married in November, 18J9, and was, before that time and after-wards, a gentleman of leisure and of large fortune, though the bulk of his estate at the time of his death had been but recently derived from his father. By the will the testator substantially gave the
Testimony was sought to be given by the appellants, that the testator had made declarations after the date of the will, to the effect that his wife had made efforts to influence and obtain from him a will in her favor. This effort appears in different parts of the case, but more conspicuously when the witness Cortlandt De Peyster Field was on the stand.
The following questions were asked of this witness: Q. Did you ever have any conversation with Louis Hamersley about another will; about an effort being made to induce him to make a certain will by any person ? (Objected to. Objection sustained.) Q. Did Louis Hamersley ever say anything to you about efforts being made by his wife to obtain from him a will ? (Objected to as hearsay.) The SURROGATE — It is not a declaration of testamentary purpose, and I do not think you can prove undue influence by the decedent himself. (Exception.) Q. Did he say anything to you upon the subject of whether or not his wife had asked him to make a will in her favor ? (Objected to. Objection sustained. Exception.)
The ruling of the surrogate does not seem to be in accord with the decisions of this court. In the Matter of Clark ( 40 Hun, 237 ), the court say: “ The proponents also took exception to the admission of declarations made by the testator in the November following the time of the making of the will. Those declarations had' relation to the terms of the will he had made and the one he first undertook to make, and in respect to this added, ‘his wife objected to this and he had to make another. This evidence was clearly incompetent to prove the contents of the will in question, or those of that he had first purposed to make, or to show that the one made was caused or produced by duress. The validity of the will cannot be affected or impeached by his declarations. They were no part of the ves gestee, and, therefore, were not any or competent evidence of the facts stated by them.. But the question on the trial was whether the will was the result of undue influence, which involved
So, also, in the case of Shailer v. Bumstead ( 99 Mass., 112 ), it was held that on the trial of issues, whether the- execution of the will was procured by fraud or undue influence, and whether the will was executed by the testatrix in ignorance of its contents, evidence of the subsequent acts and declarations was admissible to prove the subsequent existence of the condition of her mind, if they occurred so soon after the execution of the will as to afford a reasonable inference that such was then the condition of her mind, though such evidence was held inadmissible to prove the actual fact of fraud or of undue influence in the matter.
The exceptions to the rulings of the surrogate would, under .these authorities, lead necessarily to a new trial to be had before a jury, if, under the language of section 2545 of the Code of Civil Procedure, “ it appears to the appellate court that the exceptant was necessarily j>rejudiced thereby; ” otherwise not.
The important question, therefore, is, were the appellants prejudiced by the rulings of the surrogate which excluded evidence of the declarations of the testator relating not to the existence of the fact of undue influence or of fraud, but rather to the condition of his mind, as a necessary element in the consideration of the question, whether the acts done by the wife and her friends were calculated to operate unduly and improperly upon the will of the testator ?
The main contention by the appellants is that the alleged will was
Perhaps the most important fact, and the one which pervades the whole case, is that six weeks before the making of this will the testator endeavored to make another will, and wrote out, in his own hand, a full expression of his testamentary desires, wholly inconsistent with the terms of the will in question, and instructed counsel to draft a'will in accordance therewith.
The testimony of Charles E. Strong, the attorney to whom the testator went for such purpose, is very full and instructive, and without it a clear perception of the case cannot, in my judgment, be had. Starting, therefore, at the fact that the deceased had, as is shown, an entirely different testamentary purpose in his mind as to the disposition of his property six weeks before the making of this will, it is of vital importance to inquire why there occurred a change of purpose in the making of another will which has no resemblance whatever to the one that was prepared substantially by his own hand. The will was brought to Mr. Hamersley’s house on the evening of its execution, February 10,1883, by Jacob K. Lockman, who had it already prepared for signature. The only persons present, besides the testator, were his wife, Mr. Lockman and two of Mr. Lockman’s clerks, Bishop and Silvester.
At the same time the deceased executed his promissory note in the sum of $10,500, by which he promised to pay G. G. 'Williams, president, that sum of money, and also gave to Williams and to Lockman a power of attorney. Hamersley never spoke or wrote to Lockman afterwards in regard to the will. Not only was the testator’s legal adviser ignored in this matter, but the customary family physician had been discarded. Was this sudden and almost unaccountable change of testamentary desires brought about naturally and as a voluntary act of the deceased, or was it done by the overlaying upon him of a stronger will than his own, smothering his real intentions ? Was the exercise of such illegal, influence made possible by the fact that the .testator had become seriously weakened
After giving his wife the income of the whole estate during her life, he devises and bequeaths the property to the male issue of his cousin, J. Hooker Hamersley, who was then living, without issue and unmarried, but in the event that the cousin should die without male issue surviving him or surviving the testator’s wife, then he gives, devises and bequeaths “ the whole of my said estate, real and personal, to such charitable and benevolent corporations located in the State of New York, and incorporated by virtue of the laws thereof,,
Such are some of the salient facts in the case, which made it of' vital importance, upon the trial, to ascertain, as far as human testimony and observation could do so, not only the testamentary intentions of the deceased, but also the condition of his mind, so that it. could be satisfactorily determined whether the violent change in his testamentary purposes was due to his own voluntary act, or whether it was the result of undue influence or advantage, which the persons-who immediately surrounded him availed themselves of. If this be correct, then it was not only technical error to exclude the testimony already adverted to, but the appellants were necessarily prejudiced thereby. But it is claimed by the learned counsel for. the respondents, that though such evidence is competent to show the state of mind of the testator, yet it is inadmissible until the fact of the exercise of undue influence or fraud has been established by other evidence. I do not understand such to be the rule. If fraud and undue influence may be shown by circumstances, as has been attempted to be done in this case, and such circumstances do not appear to be frivolous upon the subject of the exercise of undue influence, then the declarations of the testator, designed only to show the condition or state of his mind, may be admissible. But the
It is further argued by the same counsel that there appears to have been no motive on the part of the wife to have this will executed, as she would probably get more property in case of the intestacy of her husband than she is likely to receive under the provisions of this will. What was pressing upon the parties at that time was not the question of a will or no will, but rather should it be this particular will instead of the testator’s holographic instructions to his counsel. It may be needful again to recur to the terms of this probated paper. By it the wife has a life enjoyment of the whole of the income of the estate in any event. Then, after her death, there is a bequest of the remainder over to the children of the testator if there should be any. Yet, as was clearly enough known at that time, the birth of a child to them was regarded as a physical impossibility by every person, except, possibly, the enfeebled testator. It being a common and natural provision in most cases, it was, in this particular instance, well calculated to disarm a mind .already weakened by acute physical disease. The proponent’s witnesses say that the sick man took the paper and looked at it for three or four minutes. No one knows whether he read it or not. It certainly was not read to him. Bid he try to grasp the hope that was held out to him, springing from a natural desire for lineal survivorship ? But every one, except himself, knew the suggestion to be illusory. As if, however, the parties distrusted the potency of this suggestion, still plying him with the purpose to keep the estate in the family, the will declares that, in the absence of lineal descendants of the testator, the remainder of the estate, after the life of the wife, should go to the male issue of J. Hooker Hamersley, a cousin ■and a bachelor, who at that time had no prospects of marriage. As in the provisions for the testator’s descendants there was an ■apparent physical impossibility of realization, so in the bequest of the remainder to the male children of J. Hooker Hamersley there was a moral improbability of fulfillment, yet it was doubtless suf
The final disposition of the testator’s property, however (direct and indirect family inheritance failing), was still more extraordinary and illusory. With no children of his own or male issue of his bachelor cousin succeeding, the estate was given to such charities existing in the State of New York, under corporate organization, as his wife should select. Was the perpetration of this provision of the will upon an enfeebled man, on the face of it, an imposition and a fraud ? The testator doubtless thought, if he thought at all, that this clause secured his estate to charity in the event of failure of issue of himself and of male issue of his cousin. The thought was delusive, and this ultimate bequest was evidently thrust upon him in view of the. established fact that his deliberate purpose had been,[and was, to devote, his property mainly to charitable and benevolent purposes. There is no provision requiring his wife to designate the charities. She took the wdiole of the estate, and whether any charity should be benefited-thereafter was a matter resting entirely with herself. In plain view, therefore, of this deceptive clause of the will, the contention that the wife had no motive in procuring its provisions seems untenable. With the impossibility of direct issue, with the improbability of male issue of the bachelor cousin, with the legal certainty that no charity could claim the estate, the wife by this will held all of the possessions of her husband in her hand. Whether or not this scheme was one which was thrust upon the testator without conscious appreciation by him of its effect, or was intentionally and knowingly adopted by him in place of his prior established intentions manifested by consistent acts, is a question which, under all the circumstances, ought to be settled by the verdict of a jury.
The decree of the surrogate should be reversed, with costs to the appellants to abide the event, and a trial of the case had in a court with a jury, as the statute provides.
Decree of surrogate affirmed, with costs.