Majority
Headnote
1. Where the summons and demand of relief in the complaint is for a remedy at law only, to wit, the recovery of money, it renders equitable relief so far inconsistent “with the case made hy the complaint” and excluded “from the issue,” within the meaning of the 275th section of the' Code, that the plaintiff is not entitled to it if he failed on- the trial to establish a right to such legal relief.Unless in an action for the recovery of money only, brought upon a contract to purchase and take a conveyance of real estate, and brought to recover damages specially stated in the complaint, but not to recover any part of the purchase money, a plaintiff may have a judgment for specific performance, although he fails to establish a right to recover any part of the moneys for which judgment is prayed, the judgment appealed from in this case must be affirmed.
The Code provides that certain actions shall be tried by a jury, and that all other actions are triable by the court. (§§ 253, 254.) Those now required to be tried by a jury, were formerly known as actions at law ; and those triable by the court, as equity suits.
Section 253 declares that an issue of fact in an action for the recovery of money only, * * must be tried by a jury,
&c. What is the test by which it is to be determined, whether an action is for the recovery of money only ?
When the action arises on contract, and is for the recovery of money only, the summons must state that the plaintiff will take judgment for a sum specified therein. The summons in
The Code (section 142) requires that a complaint contain “ A demand of the relief to which the plaintiff supposes himself entitled. If the recovery of money be demanded, the amount thereof shall be stated.”
The summons shows the action to be one on contract, and for the recovery of money only. The complaint states a cause of action arising on contract, and demands no relief except the recovery of money. The sum demanded is only $5150; while the amount of purchase money remaining unpaid is $7475; of the' $5150 claimed, $150 is for the use by the defendant, of the leasehold premises.
If, therefore, the plaintiffs could recover for such causes of damages as they specify, a recovery for them only would leave them without a verdict for any part of the purchase money, and payment by the defendant of the sum recovered would not confer on him any right to an assignment of the lease ; for the reason that it would not include any part of the purchase money. And it was evidently the view and intent of the pleader who drew the complaint, that the recovery of damages, of the nature and on the grounds therein stated, would
This view and intent are manifest from the facts that there is no prayer for judgment for the unpaid purchase money. Judgment is prayed for $5150, and the claims composing that sum do not include any part of the purchase money; the part of it unpaid being $7450; or $2300 more than the amount sought to be recovered. The allegations of the complaint, therefore, not only do not attempt to make a case for the recovery of the purchase money, but it could not be recovered even if the allegations of the complaint made a case for it, without amending the summons and prayer for relief, in respect to the sum demanded. These plaintiffs no more seek, on the case made, a recovery of purchase money than would a vendor of personal property deliverable at a future day, who should sue, alleging as a breach of the purchaser’s contract, his refusal to take and pay, and claim as damages the difference between the contract price and the market value, on the day the contract should have been performed.
The action was noticed for trial as a jury cause, and was tried by the court only because a jury trial was waived. Had it been tried by a jury, the verdict, if for the plaintiffs, would have been for money only, and for such sum as upon the evidence and under the law as charged 'by the court, the jury thought the damages amounted to. The jury have in such a case an absolute right to render a general verdict, though they may be required “to find upon particular questions of fact to be stated in writing” (Code, § 261.) The clerk must enter judgment in conformity with the verdict, (section 264,) unless the case be reserved for argument or further consideration.
The only relief the defendant can have, if the verdict be against him, is a new trial, if there were errors in the trial; if he has no right to a new trial, judgment follows upon the verdict and in conformity with it,' as a matter of course. (§§ 264, 265.) It is of course conceded, that if the defendant alleged and proved facts entitling himself to relief on equitable principles against the plaintiffs’ strictly legal rights, it
In this action, if the plaintiffs recover $50 or more, they recover costs as a matter of course, (§ 304, sub. 4,) and if they fail to recover any thing, the defendant recovers costs (§ 305 ;) whereas if it could be treated as an action in which equitable relief might be given, the costs of it would be in the discretion of the court. (Section 306.)
A plaintiff oh a given state of facts may not be able to recover at law, (or as legal relief to which he is entitled,) either the purchase money, or any damages for a refusal to take a deed, and yet may have a right to a decree for a spe-. ciñe performance. If he had not the title when the action was brought, or if the contract was void by the statute of frauds, he could not at law recover the purchase money, even though there was part performance of the contract.
While in case of part performance, if he could make a good title at the trial, he might have a decree for a specific performance. (3 R. S. 5th ed. 222, §. 10. Lowry v. Tew, 3 Barb. Ch. 407 . 4 Comst. 403.)
The plaintiffs having made a case for the recovery of legal relief only, and having brought their action to obtain legal relief only, viz. to recover money only, and having failed to establish a right to any part of the relief prayed, they are not at liberty to say on an appeal from the judgment, that the facts found entitle them to equitable relief, and that the judgment should be reversed because equitable relief was not granted. (Cole v. Reynolds, 18 N. Y. Rep. 74 . Wood v. Wood, 26 Barb. 356 . Stevenson v. Buxton, 8 Abb. Pr. 414 . N. Y. Ice Co. v. N. Wn. Ins. Co., 23 N. Y. Rep. 357 , 360.)
No case has been cited and none has fallen under my observation where in an action on contract, brought to recover iponey only, and where the plaintiff failed to establish' a right to recover any thing on legal grounds, equitable relief has beep granted him upon the trial.
To enable the court to grant equitable relief, and in order that the granting of it may be consistent with the case made by the complaint, the action must be brought to obtain such relief, wholly or in part, and whether it is so brought must be determined by the tests provided by the Code.
In a suit brought to obtain equitable as well as legal relief, it is consistent with the case made by the complaint to grant legal relief) though equitable relief be denied, where enough of the allegations embraced in the complaint and embraced within the issue to entitle the plaintiff to legal relief, are established, at the trial. (Marquat v. Marquat, 2 Kern. 336. Bidwell v. The Astor Mut. Ins. Co., 16 N. Y. Rep. 263 . The N. Y. Ice Co. v. The North Western Ins. Co., 23 id. 357 . See v. Partridge, 2 Duer, 463 .)
Actions to obtain legal relief only, and actions to obtain equitable relief, or both equitable and legal relief, are contra-distinguished throughout the Code. The summons may be and in some cases must be different. The former must be tried by a jury, and without some special order, the latter can not be tried by a jury. In the former, the recovery of costs by the prevailing party is a matter of strict right; in the latter the court may impose them upon either party, as it deems justice requires. ,
The present case, viewed in the light of every test contained in the Code, is an action for the recovery of money only; or for legal relief only. On the facts found, no action at law would lie, and the plaintiff would not be entitled to recover any thing.
The premises were incumbered when this suit was brought, and continued to be at the time of the trial. The defendant, by the contract, was to have “the lease and improvements, free and clear of all incumbrances.” The plaintiffs never tendered such a title, and whatever title they had, was subject to
Dissent
The judgment should be affirmed.
Barbour, J. concurred in this opinion.
The first question which the case presents, is whether the evidence on the trial would establish the right of the plaintiffs to recover in some form of action or by some course of proceeding. The next is whether if it does, they have by any act, omission or proceeding of theirs in this action, precluded themselves from obtaining any relief in it. That depends for its solution again on another point, whether the failure of the plaintiffs to establish a cause of action at common law, by proof of a written contract and the tender of a proper conveyance of a good title at the time required by such contract, deprives them of all redress in this action, although they may have proved an oral contract, of which time was not of the essence, and acts of performance sufficient to take it out of the statute of frauds; in other words, have shown a cause of action recognizable formerly in equity alone. (Baldwin v. Palmer, 10 N. Y. Rep. 232 .)
The learned judge, before whom the issues in this action were tried, has found that the contract was in writing. The only evidence to sustain that finding is the instrument of September, 1860. That instrument does not, in terms, define with sufficient certainty the subject matter to entitle it to be enforced. “The” lease is no more definite than “a” lease. Extrinsic evidence must be had recourse to, in order to- explain it. The mere fact that the plaintiffs had a lease, does not establish it to have been what they meant to assign. (Price v. Griffith, 1 DeG., M. & G. 80. Stewart v. Alliston, 1 Merivale, 26, 33. Kennedy v. Lee, 3 id. 441, 451;) and parol evidence is • inadmissible to explain the intentions of the parties. If the subject matter had been properly described, it would have operated as a‘ conveyance in presentí, there being no provision for a future one, or any contingency to occur to give it
The complaint alleges their making of the contract for the sale and purchase of a lease and buildings, at a certain price, and the tender of an assignment of such lease, more than six months after the making of such contract. If a sale, without fixing any time for its consummation, implies in law a conveyance at a reasonable time, as it probably does, (Thomas v. Dickinson, 12 N. Y. Rep. [2 Kern.] 364,) the period at the end of which such tender was made, was not in laio unreasonable. The complaint contains, therefore, facts showing a good equitable cause of action to recover the purchase money. (Clifford v. Turrell, 1 Yo. & Col. Ch. Cas. 138,150. Walker v. Eastern Counties R. R. Co., 6 Hare, 594. Kenny v. Wexham, 6 Mad. 355.) Besides these, it alleges that in consequence of such contract being made, they sold certain horses, carriages and harness at a loss of certain sums, and retained certain others unemployed at the loss of a certain other sum, amounting in all to $1000 ; but it does not aver that these damages were inflicted by any refusal to perform the contract, nor does it in any way connect such damages with the making of the contract, of which they were certainly not the necessary con
The defendant having answered, has entitled the plaintiffs to obtain any relief consistent with the case made by the complaint, and embraced within the issue. (Code, § 272.) The objection of the unsuitableness of the relief asked in the complaint, to the case made, can not be taken even by demurrer, (Andrews v. Shaffer, 12 How. Pr. 443 ,) and therefore after answer, it has been held that the demand for relief becomes immaterial, (Marquat v. Marquat, 12 N. Y. Rep. 341 ;) and although that was said in an action for an equitable cause, I am at a loss to understand any reason for a distinction in principle if it had been purely legal.
In order, therefore, to deprive the plaintiffs of their right to recover the purchase money of the contract in question, if it be only an oral one and taken out of .the statute of frauds by part performance, and time be not part of its essence, and they are able to convey a good title, and their case, therefore, an equitable case, one of two legal principles must prevail; either that the Oode recognizes a distinction between causes of action formerly cognizable, only in a court of law, and those redressed in a court of equity, or between the natures of the remedies, sought in either case; and establishes some mode of determining which kind of suit the particular action has become
The Code not only declares in its preamble the expediency of abolishing existing forms of actions and pleadings in cases at common law, discontinuing the distinction between legal and equitable remedies, and establishing a uniform course of proceeding in all cases, but it obliterates all the landmarks and confuses all the boundaries between legal and equitable causes of action, modes of proceedings and relief. The sturdiest stickler for those nice distinctions must yield to the judgment of the court of highest resort in the case of The N. Y. Ice Co. v. The North Western Ins. Co. ( 23 N. Y. Rep. 360 ,) in which Justice Comstock, who had doubted the constitutional power of the legislature to abrogate such distinctions in the prior case of Reubens v. Joel, ( 13 N. Y. Rep. 488 ,) felt bound to yield to the authority of Phillips v. Gorham, ( 17 N. Y. Rep. 270 .) He there states emphatically that doubts as to the power of the legislature to make such change, or their intention to do so in the Code, must be set at rest. The constitution had already required the testimony in both kinds of cases to be taken in the same mode. (Art. 6, § 10.) The Code (§ 69,) expressly abolishes the distinction between actions at law and suits in equity, and all existing forms of action therein, and makes all actions substantially the prosecution of proceedings to obtain a remedy or a protection by judgment. (§2. People v. County Judge of Rensselaer, 13 How. Pr. 400 .) After abolishing all previous forms of pleading, it restricts such forms, as well as the rules for determining the sufficiency of pleadings, to those which it prescribes. (§ 140.) It requires the complaint to contain only a statement of facts constituting a cause of action, in addition to the title of the cause and a demand for relief. (§ 142.) It permits but a certain number of objections to the complaint, none of which are that the action is equitable when it
In Wood v. Wood, ( 26 Barb. 360 ,) where specific relief was awarded, although a judgment for money was demanded, and in Cole v. Reynolds, ( 18 N. Y. Rep. 74 ,) where an accounting was ordered and judgment given for the balance to be found.due, although the action was brought for the balance due on an account stated, the utter ignoring by the Code of all distinctions between legal and equitable causes of action is well and forcibly put. Besides a demand for legal and equitable relief in the alternation has been sustained, (Young v. Edwards, 11 How. Pr. 202 ,) and relief in the alternative
The plaintiffs in this case were therefore not excluded from all relief by any distinctions maintained in the Code corresponding to that formerly kept up between causes of action available only in court of law, and those cognizable in a court of equity, ■and by having so impressed on this case the features of those of the former kind as to deprive them of relief in case it turned out to be one of the latter. This, however, does not relieve us from the necessity of determining whether some part of that distinction may not still be 'retained or a new one created by the Code, depriving them of relief in the mode in which they have sought it, although manifesting a case entitling them generally to relief.
The form of the summons prescribed in the Code, makes a distinction between cases for the recovery of money only, and those where other relief is sought, (Code, § 129 ;) and in the former the plaintiff may take judgment in case the complaint is unanswered, for the amount mentioned in it, (§ 246;) thus requiring the complaint to state the amount claimed. In all actions for the recovery of money, a jury trial is a matter of right, (§ 253,) and amendments to pleadings are -limited to those consistent with the case in the complaint, (§ 275.) Possibly these provisions may deprive the plaintiffs, where they have given notice in their summons, that the relief sought by them is the recovery and payment of money, and demanded such relief in their complaint, of the right of so amending their pleadings as to change their case so far, as-
There is no room to infer that the Code must intend by some provision to prevent a vendor of land, when plaintiff, from recovering the purchase money of it in case of a sale, if his contract is oral and partly performed, in case he simply demands the money due him, without offering to perform all the conditions usually exacted in a court of equity, merely because in an action for money it requires a jury trial. It would not follow that the plaintiff must keep both the money recovered and the land, because no condition is imposed on him in the same action in favor of the defendant: - There is" nothing to prevent the latter from commencing an action for the recovery of the land as soon as he has paid its purchase money, whether voluntarily or by coercion of a judgment. (Richards v. Edick, 17 Barb. 260 . 4 T. R. 781. 5 Id. 386 .) It would
The jury is bound to pronounce upon every issue of fact in the cause in favor of one or other of the parties. (Gode, § 260.) The judgment when entered in a book called the judgment book is required to specify clearly the relief granted, or other determination of the action, (§ 280.)
The judgment,-in conformity with the verdict, to be entered by the clerk in his minutes under the 264th section of the Code, is therefore only such as is either fixed by statute or merely for the -amount assessed by the jury. The very heading of the eighth title of the Gode separates the judgment from the trial. The sixth chapter of that title is devoted to the mode of entering judgment after a trial. It requires judgment, except when the clerk is so authorized to enter it, or upon confession, or when given at general term, to be entered upon the direction of a single judge or a referee’s report, (§ 278.) The court is authorized by section 264 itself to stop the clerk’s entry of judgment by reserving a cause for further consideration. There is no difference between the effect of a trial by the court and one by a jury, except in the different tribunal which is to pass upon the facts. The decision of the court on which judgment is to be entered (§ 267) consists of findings of fact equivalent to the verdict of a jury, as well as conclusions of law. The similar findings of a jury as distinguished from a verdict may control a general verdict, (§ 262,) which then becomes mere matter of form. The relief to which the plaintiff is declared by such sixth chapter (§ 275) to be entitled is to be governed not by either the verdict or the findings of the court, or the summons or prayer for relief in the complaint, but by the case made by the complaint and embraced in the issue. Any difficulty in the way of the same modification by the court in its judgment
The idea that the only relief to be given to a defendant after a trial and verdict is by a new trial is inconsistent with the provision in section 264 of the Code, that the cause, after a verdict, besides being reserved for argument, may be also reserved for further consideration. That means something more than passing upon a motion for a new trial. The cause has been considered so far as to dispose of the issues of fact in it, by the verdict of a jury ; it requires more consideration to adjudge what shall be the relief. But the equitable conditions imposed by the court on the right of enforcing payment of a sum of money, are not affirmative relief granted to the defendant; they but modify that given to the plaintiffs. If they had originally inserted those modifications in their demand for relief in the ^complaint, they would not the less have made their action one for the recovery of money, and that only.
If, therefore, the contract, although not in writing, was sufficiently partly performed to take the case out of the statute of frauds ; and time was not of its essence, I think the plaintiffs were entitled to recover the purchase money, or at least so much of it as they claimed. The evidence is sufficient to establish such a contract .to be performed either within a reasonable time, or before the succeeding spring after it was executed, and a part performance by payment of money, occupation of the ■ premises and removal by the plaintiffs of their stock, and the plaintiffs were entitled to recover the part of the purchase money they claimed.
Reasonableness of time .is a question of fact, (Patteshall v. Tranter, A Nev. & M. 649; Fielder v. Starkin, 1 H. Bl. 17; Bain v. Case, 3 Car. & P. 497,) determinable by circumstances, ( Wibert v. N. Y. and Erie R. R. Co., 2 Kern. 249,) and has been said to be, in regard to some contracts, the time it would take a person of ordinary business talents to perform the act required. (Smedberg v. More, 26 Wend. 242 .) This could not be the rule in regard to the conveyance of premises used as a livery stable, filled with horses and vehicles. Besides, there was evidence of an agreement by the defendant to allow the plaintiffs to keep possession until the 1st of January, 1861, and again until the 1st of March following. No notice was given of incumbrances until the latter part of February, and even then there was no peremptory demand for the removal. The defendant had possession or occupied the premises until March, as one witness testified, being- after the notice to remove incumbrances. His counsel consulted with the other party as to the mode of relieving the premises from the effect of the assignment.
Moreover, one of the objections made was the outstanding interest of the assignee, (Allen,) which was required to be got lid of, when, in fact, he had no interest. This court has recently decided at general term, that a general assignment does not pass a leasehold interest without some act, assent, or acquiescence by taking possession, collecting rent and the like; and I see no distinction in this case, from the fact of the assignor executing such assignment to obtain a discharge from his debts. It is true, the statute declares that such assignment shall vest in the assignees all the interest of the insolvent, at the time of executing the same,'in any property, whether such interest be legal or equitable, (2 R. S. 21, §§ 28, 33, 5th ed.) but that provision was merely to carry equitable interests, which might not otherwise pass, and not in order to
I can not, therefore, avoid the conclusion, under the findings of the court, that the defendant had no right to terminate or rescind the contract, when he attempted it; unless the reasonable time for performing it had expired, that there was evidence to show that it had not, and that even taking an unreasonable time to remove incumbrances after a knowledge of them, could not modify the original contract, or give the defendant a right to rescind it; and that even if it did, the inclusion of an interest which he was not bound to remove renders such requisition harmless. The question how far the apparent title in Allen made the title unmarketable can not be agitated in an action at law, the only question there being if the title was good at the time of the tender.
Unless the assessments, therefore, prevented the plaintiffs from- making a good title, they would have been entitled to recover; but the refusal to take the title was not put on that ground, but of the rescission; if it had been non constat, but that the plaintiffs r would have removed them. And in any event, being pecuniary, they could be deducted from the purchase money.
I am of opinion, therefore, that the plaintiffs are entitled to a new. trial, with costs to abide the event; and the judgment should be reversed for the purpose.
Judgment affirmed.
Cases cited
- Lowry v. Tew 3 Barb. Ch. 407 p. 93
- Wood v. Wood 26 Barb. 356 p. 93
- Stevenson v. Buxton 8 Abb. Pr. 414 p. 93, p. 100
- Jackson ex dem. Shipley v. Moncrief 5 Wend. 26 p. 96
- Emery v. Hitchcock 12 Wend. 156 p. 96
- Richards v. Edick 17 Barb. 260 p. 101