Majority
Headnote
Mandamus—may issue to compel performance of ministerial duty by local official— Constitutional law—Laws 1872, chap. 702, not in contravention of IT. 8. Constitution, art. 1, § 10, súbd. 1, — nor of art. 3, § 16, or art. 7, § 13, or art. 10, §2,or art. 1, § 9, of the State Constitution, nor unconstitutional as tawing for private purposes—Municipal corporation—wainer by—Estoppel.The Hew York and Harlem Railroad Company was created by a special act of incorporation, passed April 35, 1831, and various acts amendatory thereof and supplemental thereto have since been enacted.
Prior to the passage of the act of 1873 (to enforce the duty devolved upon the respondent thereby, as is alleged, is the object of this application), the relator had located, constructed, and operated a double-track railroad upon the Fourth avenue, in the city of Hew York. This was with the consent of the corporation of the city.
- By chapter 387 of the Laws of 1859, entitled “An act to extend the charter of the Hew York and Harlem Railroad Company, and
Section three 6f the act just referred to, “ extended for the term of thirty years from the passage of this act” “all the rights, privileges and franchises given and granted to the New York and Harlem Railroad Company, in and by their act of incorporation, passed April-25, 1831, subject to all the restrictions of the said act, except as herein modified.”
Prior to the said act of 1859, the relator occupied the streets of New York with its railroad track, under a contract with the city, which bears date January 9, 1832.
That contract enabled the common council of that city to determine when the railroad should become an obstruction and impediment to the enjoyment of the street by the public, and to direct the railroad company to provide a remedy therefor, under the penalty of the removal of its track.
When the Fourth avenue was originally occupied in part by the railroad, the sparseness of the population was such that the occupation gave but little inconvenience. As the city, however, expanded northward, it was found necessary to provide remedies for the danger and obstruction to the general public resulting therefrom, and with a view to a partial remedy at least, by a law passed in 1867 (chapter 880) a portion of the avenue was arched over, leaving the railroad track below, at the joint expense of the city and the company. According to the evidence contained in the moving papers (and this is not denied), the completion of the work authorized by the act of 1867 was of great benefit not only to the railroad company, but to the city, so much so, that it was deemed advisable to improve and grade the entire avenue, and by means of sinking the tracks at points where it was practicable, and bridging the avenue at others, to make the use thereof by the railroad company compatible with its proper use as a street by the public. To carry out this scheme the law of 1872 (chapter 702), under which this proceeding is pending, was passed.
• The second section authorized the laying down of “ such additional temporary tracks on the Fourth avenue, above Forty-secqnd street, as may be necessary for the railroad business, during the progress of the work,” and after providing for the removal of such temporary tracks, when the work should be completed, it further authorizes the company, “for the purpose of facilitating rapid transit and accommodating local traffic, to lay down permanently two additional tracks on said avenue, and to make such landings and excavations in said avenue as may be required for such additional tracks, with landings for the entrance and delivery of passen•gers outside of the said excavations and viaduct.”
By the sixth section, a board to be called “The Board of Engineers of the Fourth Avenue Improvement,” was created to take charge of, manage, and direct the work. It is made the duty of such board “to file a monthly statement, under oath, of the items of their expenditure, with the Comptroller of the.city of Hew York.” By the same section the members of the board are named “Allen Campbell, Alfred W. Craven, or their successors, and the chief engineer of the board of public works of the city of Hew York, and the engineers of the Hew York and Harlem Railroad Company.” Directions are given for the keeping of minutes of their transactions—their compensation'is fixed—provision is made to fill vacancies, and for appointment of a general superintendent of the work — they are required to prepare plans and ■ specifications of the improvements, and an estimate of the expense thereof, and file a copy of such plans, specifications and estimates in the office of the comptroller of the city of Hew York — and they are further required to take an oath or affirmation faithfully to perform their duties.
Section seven provides that one-half of the cost of the work shall be borne by the Hew York and Harlem Railroad Company, and one-half by the city as the work progresses, and “when and as often as it shall appear, by the certificate of the superintending engineer of the work upon said improvement, that the sum of §25,000 has been expended thereon by the Hew York and Harlem Railroad Company, specifying the portions and divisions of the said improvement where the said expenditure has been made, the comptroller of
Section eight provides that the one-half of the estimated cost of the improvement which is to be borne by the city shall be raised by taxation upon the real and personal property, and one-half thereof shall be included in the tax levy of 1872, and the other half in the tax levy of 1873. The comptroller of the city is directed to issue revenue bonds to meet the amount to be paid by the city, and the section thus concludes: “It is hereby intended and declared that the payments of the city of New York are to be made in the proportion and as fast as they are made by the said railroad company during th.i progress of the work, on the said improvement.”
By the ninth section, the city of New York is “forbidden to obstruct the said improvement, or the use of the Fourth avenue for that purpose, above Forty-second street; and the common council is directed to pass and adopt such ordinances as may be requisite or necessary to facilitate the said improvement.”
By the tenth section, the board of engineers is charged with completing the improvement as rapidly as possible; and when completed, the New York and Harlem Railroad Company, and such other companies as obtain from it a right so to do, are authorized to run trains by steam over the various tracks, etc.
After the passage of this act the relator proceeded, under the direction of the said board of engineers (which board has pursued each and every step required by the law to be taken), to make the improvement.
The city of New York raised by tax, including.it in its tax levy of 1872, one-quarter of the whole estimated cost of the improvement, and there was collected and paid into the treasury of the city the sum of $1,587,000.50, to meet its share of the cost of the work.
By the act of April 20, 1873 (chap. 335, § 34), payments by the corporation of the city of New York must be made through the proper disbursing officer of the department of finance, on vouchers to be filed in said department, by means of warrants drawn on the chain
On the 14th day of May, 1874, a certificate, precisely in conformity with the provisions of the act under which the improvement is making, was made out by the superintending engineer, and delivered to the comptroller of the city of Hew York, certifying that $376,466.70 had been expended upon the improvement, specifying the portions and divisions of the same where the expenditure was made.
The auditor of the bureau of accounts (Abraham L. Earle), having duly examined the certificate, certified a claim for one-half thereof to the comptroller, which latter officer drew a warrant for one-half the amount of the certificate of the superintending engineer, to wit: For $138,333.35, and duly signed the warrant, which warrant was also countersigned by the mayor.
After the mayor (William F. Havemeyer) had countersigned the warrant, which, as before stated, was also signed by the comptroller (Andrew H. Green), he caused his name to be taken therefrom, and now refuses to countersign the same, although he has been requested so to do.
The money wherewith to pay the said warrant was then and now is in the treasury of the city, and the application by the relator is for a peremptory mandamus against the respondent to compel him to countersign the said warrant.
Ho disputed question of fact arises upon this application. Ho question of fraud, collusion, or attempt to cheat the city out of a dollar is urged. There is no pretense but that the board of engineers has honestly, conscientiously, and impartially done its duty, and that the warrant drawn by the comptroller, which the mayor now refuses to countersign, represents just one-half of the money actually and judiciously expended by the relator in making the improvement required by the law of 1873. ' On the contrary, the opposition to the mandamus is based upon three grounds only: First, that a mandamus is not the appropriate remedy; second, that the certificate includes the cost of temporary tracks for running trains during the progress of the work, and sundry other
The full statement of the facts which has been given readily shows that there is no question of fact to be sent to a jury for trial, and therefore no alternative mandamus need be granted. The amount of money due from the city has been adjusted, determined, and ascertained by a tribunal specially organized and created for that purpose, and which, composed, as it was, of men of conceded integrity, .ability, and learning, acting under the sanctities of an oath, was infinitely better qualified to discharge that duty than any court or jury possibly could be. Unlike a court, which, to ascertain facts, must rely upon evidence of others, this board had personal knowledge of the truth and right -of their judgment, the work having been done under their supervision, and according to their plans. Unless then this application must fail and be defeated, for the objections taken and hereinbefore stated, there is no reason why this court should not and ought not to dispose of the whole case as involving questions of law only, and, if its views coincide with the position of the relator, grant the writ asked for in a peremptory form.
The objection that a mandamus was not the proper remedy was argued preliminarily, and disposed of prior to hearing the argument upon the merits. It may not be improper, however, as this case is one of great public interest, to state briefly the reasons which influenced that decision.
Assuming the validity of the act of 1872, the doing the work, the honest expenditure of the money, and all the facts set out in the moving papers (all of which must be assumed in disposing of this preliminary objection), a plain duty was imposed upon the respondent by the statutes of that State, one which was imperative and mandatory, the non-discharge of which worked gross wrong and injustice to the relator. hTo other remedy was adequate and proper to meet the case. The tax payers and all the officers of the corporation, other than the respondent, had faithfully and completely discharged their various duties. The money had been collected and paid into the city treasury, the auditor, under the
The reasons which influenced us in holding that a mandamus is the appropriate remedy in this proceeding are fully sustained in People v. Supervisors of Columbia, 10 Wend. 363 ; and People v. Mead, 24 N. Y. 114 ; see pages 120, 121, 122, 123. In the latter case, Judge Denio, .in commenting upon some decisions which have been strenuously urged to this court, says: “ But I do not think these cases are fully in point against the plaintiff. ISTone of them present the case of a proceeding prescribed by statute for raising money by the local tax for the benefit of a class of creditors, where that proceeding has been carried on, according to law, nearly to its completion, where it has proved effectual in raising the money from the tax payers, who were the proper parties charged with its payment, and when the only step wanting to produce satisfaction to the creditor is the. payment of the money, so raised, into his hands. If the defendants are allowed to persist in refusing to make payment, on the ground that the relator has a right of action against the town, and they should act on the suggestion and prosecute the town, the anomaly would be presented of the legal pursuit by a creditor of money owing by the town, which it had already raised
But it is.further objected (and this objection goes to the merits of the application): that the certificate given by the superintending engineer, and for one-half of which the comptroller of the city drew his warrant, includes items not expressly chargeable, under the act of 1872, to the cost of the improvement. If this obj'ection be well taken, the amount of the illegal charges embraced in the certificate is of no consequence, and hence the application for a reference to ascertain the exact amount of such improper charges was refused. The certificate could only include such items as the law aforesaid authorized, and if it was made up in part of sums unauthorized, the application for the writ would be refused if such amount was great or small. The items objected to are: First, the cost of maintaining temporary tracks to 'run the trains whilst the work progresses; second, the necessarily enhanced cost of doing the work whilst a portion of the avenue is occupied by operating the railroad and to obviate which it is claimed that the trains should have been stopped at the Harlem river; third, the construction of two additional tracks to secure rapid transit; and fourth, the ten per cent which, in the estimate of the entire cost of the improvement, is allowed for contingencies. In regard to the latter item, no part of it enters into the certificate, for which the comptroller drew his warrant; that representing money actually expended. The appear
To the second point, that the cost of the work is necessarily enhanced by the occupation of a portion of ’the avenue during its progress by the operation of the railroad, thereon south of Harlem river, and which increased cost by reason thereof is admitted, the act itself furnishes a sufficient answer in plain terms. The second section authorizes the laying down of “ Such additional temporary tracks on the Fourth avenue, above Forty-second street, as may be necessary for the railroad business during the progress of the work.” From this express permission, the inference is irresistible that the work was to be carried on with the Fourth avenue, occupied in- part by the business of the railroad. The legislature evidently supposed, as we can readily conceive, that the city was' vitally interested in the uninterrupted flow of its commerce, through this one of its great arteries, and that such uninterrupted flow was of more pecuniary consequence to it than the enhanced cost, caused by the occupation. If allowed to judge of the soundness of this legislative opinion, we would cheerfully announce ours to be in accordance with theirs. But we are not, as the fundamental law of the State has wisely committed such considerations to the sound wisdom and practical sense of the legislative .department of the government, and it would ill-become the judicial branch to say that such discretion could be lodged anywhere with more propriety or more safety.
As to the other two objections, the cost of the temporary tracks and the two additional permanent tracks to secure rapid transit, we think they are not well taken. The first five sections of the act designate the improvement to be made and what may and should be done during its progress. Among these, is the one which provides for doing the very things, to the imposition of one-half of the cost of which upon the city objection is made; It is impossible to separate these acts from the others, which are directed to be performed. After the character, nature and extent of the
Heither does this construction work so great injustice to the city as the counsel for'the mayor argues. The legislature of the State (People v. Kerr, 27 N. Y. 188 ) had power to authorize the relator to occupy the Fourth avenue with its tracks, and prescribe the mode of occupation. The permission to run cars over it, drawn by steam power, had been expressly conferred in 1859.
Whatever control the city had over its occupation by virtue of the contract with the company, was given to it by the law chartering the company. It was perfectly competent for the same body ' under whose permissive authority the city acted, to deprive it of that power, and deal directly with the relator. It did so by the act of 1859, which unconditionally conferred the right claimed by the railroad company. Such permission was not, as the learned counsel for the mayor argued, subject to the restrictions imposed by other acts, under and by virtue of which the city had undertaken to control the corporation in the use of the avenue, but such restrictions existed only, as the act declares, “except as herein modified.” The act having in prior parts made express provisions for the laying down of tracks, and the running of cars thereon by steam, and that too with the consent of the city, as it expressly declares, such use granted for a term of years in an unqualified manner must be deemed to be at least one of the modifications referred to. When the act of 1872 was passed the legislature had before it the situation and rights of both the city and the relator. The former was vitally interested in the success and maintenance of the latter.. The iron rail with the steam horse which linked it to the great country of which it was the commercial center, were as important
Having endeavored to show that the remedy sought is an appropriate one, and that, if granted, the city will not pay any thing, unauthorized by the law of 1872, let us now examine the various objections founded upon our Federal and State constitutions. It is claimed:
First. That it violates the clause of our National Constitution forbidding any State to pass a law impairing the obligations of any contract. It is argued that as the contract of January 6, 1832, between the city and the company gave to the former the right to control the use of the avenue by the latter, the act of 1872, which takes from the city this power of control, substantially abrogates this agreement. To this we answer —First. Whilst discussing the
Second. It is said that it violates section 16 of article 3 of the constitution of this State, which declares : “ Ho private or
Third. It is further argued that the law is in conflict with section 13, article 7 of the constitution, which declares : “ Every law which imposes, continues, or revives a tax shall distinctly state the tax and the object to which it is to be applied; and it shall not be sufficient to refer to any other law to fix such tax or object.”
In People v. Mayor of Brooklyn, 4 N. Y. 420 , by virtue of the power conferred in the charter of the city, Flushing avenue had been improved, and the cost of the improvement assessed in part upon certain parties supposed to be especially benefited, and it was held this was a proper exercise of the taxing power. Will it be argued that if an act of the legislature had directly ordered the same improvement, had created a board to plan and execute the work, and had declared in the law itself what proportion of the costs the whole city should pay, and what part specific corporations and individuals should bear, that such act would not be equally valid with the one it did pass? ■
In Town of Guilford v. Supervisors of Chenango, 13 N. Y. 143 , it was held that a law of the State appointing commissioners to ascertain the amount due from the town to certain parties, and directing the assessment of the amount awarded by the board of supervisors of the county upon the town, was a valid and constitutional enactment. That case, which, like the one we are considering, provided for the assessment of a tax, the amount of which was to be ascertained by the means specified therein, was certainly unconstitutional if the act of 1872 is, for the reason we are discussing.
Whatever plausibility the objection may have from the words of the section and article of the constitution upon which the same
Fourth. The objection that the creation of the board of engineers, to superintend the work, is a violation of article 10, section 2 of the constitution, in relation to the appointment of certain officers, cannot prevail. If the point be well taken, then the case of Town of Guilford v. Supervisors of Chenango, 13 N. Y. 143 , before cited, was wrongly determined. In that case the court of appeals had before it the constitutionality of a law appointing commissioners to determine the amount of a tax to be levied. So, also, if the position be sound, Litchfield v. Vernon, 41 N. Y. 123 , and People v. Laurence, id. 137 , were wrongly decided. In these cases the constitutionality of an act, creating a special board of.commissioners to do certain things relating to the closing of the' Atlantic street tunnel, in the city of Brooklyn, and to assess the cost thereof, was affirmed.
It would not be difficult to answer the objection, were it an original question, but such a discussion is neither profitable or necessary in view of adjudged cases, which this court has no power to reverse.
Fifth. Eeither is the law obnoxious to the' first article of the constitution, section 9, which provides: “The assent of two-thirds of. the members elected to each branch of the legislature shall be required to every bill appropriating the public moneys or property for local or private purposes.” Eo “public moneys,” in the,sense which the word public is used in that part of the organic law are.
Sixth. The last objection urged is, that “chapter 702 of the Laws of 1872 is also unconstitutional and void in so far as it imposes the payment of this money upon the city of New York for the benefit of the New York and Harlem Railroad Company, as the compelling of such payment is beyond the scope and purview of the legislative power.”
Assuming the truth of the statement contained in the point urged — that the tax is for “the benefit of the Harlem Railroad Company” — the objection is still without force. There is no such limitation on the taxing power of the legislature. In Town of Guilford v. Supervisors of Chenango, before cited, in answer to an objection that the law imposing the tax was a mere gift to the parties in whose favor it was imposed, Judge Dentó said: “The legislature is not confined in its appropriation of the
The proper improvement and use of the avenue by both the city and the railroad, and to make the one consistent with the other were the results to be obtained. What part of the work justly belonged to the city’and what to the relator, it was difficult to define with accuracy, and the work to be done by each was so interlaced, that it was deemed wise to direct its construction under a single plan. Perhaps from parts of this work the railroad receives the larger benefit and from others the .city. The legislature, in its wisdom, has assessed' the one-half part upon each. This power is nothing different from what is exercised in behalf of municipal corporations every day. A street is opened, and graded through agricultural lands. In such a case the amount to be paid by the city or village as a whole is always considerable, and yet the objection was never made, or if made, has never prevailed that it was unconstitutional to tax the entire municipality for work, a part of which, at least, benefited individuals only. Such owners are presumed to pay for that part which specially benefits them' in the assessments which they pay for such benefits over and above their share of the general tax, to which they also contribute. So in this case the legislature has determined that one-half of the cost of the improvement Over
Before closing this opinion, it may be well to advert to another view applicable as much to each of the objections urged as to the particular one in connection with which it has been hereinbefore stated. Statute and constitutional rights existing in favor of a party, natural or artificial, may be waived. May not the act of 1872 be regarded as the embodiment of an agreement between the parties to which all have assented — upon which all have acted — and the withdrawal of either from which cannot be permitted, because by its conduct it has induced the other to incur responsibilities which, it may fairly be assumed, would not have been incurred, if the other had not assented? The relator accepted the law by making the contract for the work which the act required it to make. The city through its officers accepted it by no protest against its provisions; by allowing the chief engineer of its board of public works to become a member of the board of construction which directed the work and controlled the expenditure; by using its machinery for the collection of taxes to assess, levy, collect and receive into the city treasury its one-half of the cost; by drawing warrants and paying over a million'dollars thereon; and through its citizens by the payment of the tax levied for the city’s share of the cost. Thus all parties have agreed — the city through every officer
As against the respondent, however, the strength of the point founded upon the acquiescence of the city in the law of 1873 has not yet been stated. Every tax payer in the municipality has not only assented to the act but actually executed it. As a law imposing a tax, if it may be so regarded, it has already spent its force by the assessment and collection thereof, and the obtainment-of the money for this purpose only. Every tax payer has actually paid his, her, and its proportion of the amount which the city was to pay of the cost of this great improvement into the city treasury; and all except that part which has been paid over in execution of the law still remains therein pledged to this object. It cannot be used for any other purpose without a fraud upon the parties from whom it was collected, and who paid it that this work should not fail. When the mayor refuses to countersign this warrant as the law commands, he refuses, not in order to protect his constituency from money oppressively to be taken against their will, but to defeat their wishes and to appropriate their means to some use other than that to which they have pledged and dedicated it. His action in so doing is not only contrary to the desire of the relator, but to that of the body of the people, whom he professes to represent, and whose voice he should obey. The citizens of Hew York have a right to insist that their means shall be used for the very purpose to which they have applied them, and none of their officers should be allowed to refuse to execute the trust which tax payers under the law have committed to their official hands, in the belief that the provisions of such trust would be faithfully executed.
The result of my examination is, that the peremptory mandamus asked for should issue.
Ordered accordingly.
Cases cited
- People v. Supervisors of the County of Columbia 10 Wend. 363 p. 372
- People ex rel. Fiedler v. Mead 24 N. Y. 114 p. 372
- People v. Kerr 27 N. Y. 188 p. 375, p. 377
- Brewster v. City of Syracuse 19 N. Y. 116 p. 378
- Town of Guilford v. Board of Supervisors 13 N. Y. 143 p. 379, p. 380
- Darlington v. Mayor 31 N. Y. 164 p. 380
- People ex rel. Hopkins v. Board of Supervisors 52 N. Y. 556 p. 380
- People ex rel. Griffin v. Mayor of Brooklyn 4 N. Y. 419 p. 381
- People ex rel. Crowell v. Lawrence 41 N. Y. 137 p. 382
- People ex rel. Dunkirk, Warren & Pittsburgh Railroad v. Batchellor 53 N. Y. 128 p. 382