Majority — Matthews J.
Syllabus
APPEAL FEOM THE CIRCUIT COURT OF THE. UNITED STATES FOR THE DISTRICT OF MINNESOTA.delivered the opinion of the court.
, This is a bill in equity filed on the -20th of August, 1879, in the Circuit Court- of the Hnited States for the District of Minnesota, by George M. Chapman, a citizen of the state of-New Jersey, executor of the last will and testament of Eunice. Chapman, deceased, against Eelix A. Borer, administrator with the will annexed of the estate of John Gordon, deceased, Edson B. Smith, executor of the last -will and testament .of George D. Snow, deceased, Elizabeth Hewitt and Thomas P. Hewitt, her husband, Harriet Cecilia Snow, Sarah Ann Powell, and -Georgiana Smith; the defendants being all citizens of the state of Minnesota. The object and prayer of the bill were to marshal the assets of the estate of John Gordon, deceased, alleged to have been received jby the defendants' .either as his
■ The facts in the case on which the decree is predicated are as follows: On January 4, 1864, George M. Chapman, executor of Eunice Chapman, recovered judgment in the Supreme ■Court of the state of New York against John Gordon and two others in a civil action founded on contract for the sum ,;of $4759.80, damages and costs. On May 14, 1867, Gordon, ■ then a citizen of Minnesota, having his domicil in the county of Le Sueur in that state, made and published his last will, and within a few days thereafter died in that county. . On July 1, 1867, his will was duly presented to the probate court of that, county for proof and allowance by George I).,Snow, and was duly admitted to probate and record, and letters testamentary in the usual form were made out and recorded, directed to Snow and Clark, his executors. By that will Gordon made "numerous bequests and devises, among which was one of $30,000 in money to Harriet Cecilia Snow, wife of George D. Snow; another of $6000 in money to Sarah Ann Kniifen, now Sarah Ann Powell; another of a like amount to Georgiana Kuiffen, now Georgiana Smith; three small tracts of land in Le Sueur County, Minnesota, with certain personal ■ própertjr then situated thereon, to Margaret Elizabeth Hewitt, and, in addition thereto, the sum pf $2000 to Margaret Elizabeth Hewitt and her heirs; and the residue of the estate, after the payment, of debts, funeral expenses, costs of administra.tion, and legacies, to George Í). Snow. The legatees resided in Le Sueur County, Minnesota. Gordon had previously lived in San Erancjsco, California, where nearly the whole of the 'eétate was situated. The, executors named in the will were George I). Snow and Pomeroy D. Clark, the latter a resident of San Francisco. In the bequests to the Misses Kniffen, and the cash portion of that to Mrs: Hewitt and her heirs, it was provided that the money should be • paid into the hands df
■ After, proof of the will in Le Sueur County, Minnesota; a 'properly authenticated copy of the same, together with the' proof and allowance thereof, was. forwarded to Clark ini.San Francisco, who took such proceedings thereon in the probate court of .San Francisco that the will was there admitted to record, and letters testamentary thereon issued to Clark solely on August 5, 1861. Snow never in any manner appeared in. ‘the California proceedings, except to receive and receipt.for Ms legacy. Clark, as executor in California, took the. usual- . and necessary proceedings under the laws of that state for- the Collection and distribution of the estate. An inventory and-appraisement of the property were filed, and notice given -bv publication to creditors to present their claims to the executor,for payment. On November 5, 1868, Clark.presented to the 'probhfce court his final accounts as executor, with his petition-for their allowance, the hearing of wMcb was set for November VI, 1868j and public notice given thereof in •accordance with the local law. On December 10, 1868, the probate court-made its order allowing and confirming the accounts, on whichdate Clark filed .a further-petition in the probate court, pray.ing for a decree - of distribution and a final order dischargmg him from the office and trust of executor of Gordon’s will. The .court thereon made an order calling on all persons interested in the estate of John Gordon to appear before the court on January 11, 1869, tó show cause why an' order should not be made distributing the residue of the estate to George D. Snow, the residuary legatee. In pursuance thereof, and on the date fixed for.the hearing, the court made its final decree Of 'distribution, in which, among other things,- it was - ordered, adjudged, and decreed that all the acts and proceedings of the-
Felix A. Borer- had been appointed administrator- de bonis non,, with. the. will annexed, of John Gordon, by the probate court of Le, Sueur County, on July 7, 1874, upon the petition of Chapman setting forth the recovery of his judgment in the-Circuit Court of the United States, the pendency of the writ of .error from the Supreme Court,-and the fact that Clark had never qualified in the Minnesota proceedings, and that Snow-in his lifetime had denied the'acceptance of the executorship of Gordon’s will. Borer has ever since remained administrator by virtue of said appointment.
.'■Upon these facts the cause came on for final hearing in the Circuit Court, where a decree was rendered in favor of. the-complainant, the court being of the opinion—
' “ 1st.' That George D. Snow, appointed executor by the will of John Gordon, deceased, accepted the trust and had the will' proved in Le Sueur County, Minnesota.
“ 2d. That this court has .jurisdiction to grant the relief asked for by complainant’s bill,'for the reason that.a court of-equity ban decree that a legatee under a will,, after distribution,, holds property in - trust when valid debt's of -the -decedent remain unpaid, and .follow the property or its proceeds in the legatee’s hands.
. “ 3d. That the estate of George D. Snow is hable for the. debt set up in the complaint; and if the estate of Snow is not sufficient to respond to the full amount, the deficiency can’ be supplied out of the estate of the residuary légatee, Mrs: Snow.
“4th. .That the complainant’s debt is not barred by the statute of limitations.”
It was found by the decree that no assets of the estate of John Gordon had come into the hands of Félix A. Borer, as administrator; that.on the 12th day of January, 1869, George D. Snow, after payment of all debts, funeral expenses, legacies,.
The errors assigned by the appellants aré as follows:
1st. The Circuit Court erred in holding that the said George' D. Snow had ever in any manner become executor of Gordon’s will, or chargeable as such.
2d. The court erred in holding that the judgment • in the suit at law of Chapman against Snow, entered on December 18, 1878, nunc pro tune, as of July 10, 1871, was of any force or effect whatever, as against the estate of said John Gordon, or that of the said George D. Snow.
3d. The court erred in holding that the relief prayed in the bill had not' been barred by the proceedings and decrees of the probate court for the city and county of San Francisco, id the state of California.
4th. The court erred in holding that the relief prayed by the bill had not been barred by laches and the lapse of time, and the several statutes of limitations set up and referred to in the answers of the defendants to the bill of complaint.
5th. The court erred in holding and adiudging that the
estate'of the said George D. Snow is liable for the' claim or debt owing to the said George M. Chapman, executor.
6th. The court erred in holding that if the éstate of the said George D. Snow should not be sufficient to respond to the full amount of said claim or debt, the deficiency should be paid' by the said .Harriet Cecilia Snow.
", The first error assigned is that the court[1] erred in deciding that George D. Snow was chargeable as executor of Gordon’s will. It is too late to raise that question in this cause. It was • one of the matters in iss.ue in the action brought by Chapman, executor, against Snow, executor, in the Circuit Court of the United States for the District of Minnesota, wherein it, was expressly held and adjudged that George D. Snow was exe-cfitor of John Gordon, deceased. The judgment in that case was reversed upon the application of Snow’s personal representatives on the express ground that it w.as made payable out of the personal effects of Snow, when it ought to have been & b,onis testatoris. That judgment concludes the question in this cause.
It is next contended, however, that that judgment is of itself void as having been rendered on the 18th of December, 1878, , against Snow, as executor, who was then dead, although the entry was made to take effect as of July 10, 1871. The law on the subject of entries 'rnrnc fro tunc was fully considered and stated by this court in the case of Mitchell v. Overman, 103 U. S. 62 , 64. It was there stated, “'that, where the delay in rendering a judgment or a decree, arises from the act of the court, that is, where the delay has been for its convenience or has been caused by the multiplicity or press of business, or the intricacy of the questions involved, or for any other cause not ' attributable to the laches of the parties, but within the control ,of the court, the judgment or the decree may be entered retrospectively as of a time when it should or might have been entered up. In such cases, upon the maxim üctus curiae neminem gravdbit, which has been well said to be founded in' ■right and good sense, and to afford a safe and certain guide for the administration of justice, it is the duty of the court' to see that the parties shall not suffer by the delay. A mmo pro
This rule was applied in the case.of Coughlin v. District of Columbia, 106 U. S. 7 , 11. In that case, a judgment rendered upon a verdict in favor of the plaintiff had been erroneously set aside in the same court. A new trial was had, and a judgment for the defendant was reversed by this court, which affirmed the original judgment for the plaintiff as of the date when it was rendered, in order to prevent the action .from being abated by the intervening death of the plaintiff.
In the present instance, upon the findings as originally made, by the Circuit Court, judgment should have been, reridered-against Snow de bonis- testatoris / the error of the court was in making it payable do boms pjropriis. For this error-it vvas re-versed on the application of Smith, executor of SnoWf who had. procured himself to be substituted as plaintiff in error for that purpose. The mandate of this court was sent .to the Circuit-Court in form, reversing the. original judgment, but, in-substance, simply requiring its correction in the one particular in which the error had been committed. The manner in which this duty, of the Circuit Court was performed, under the mandate of this court, was to enter the judgment nuno pro tunc, as of the time when it should have been entered in proper form. The reversal of the judgment in the Circuit Court, by the operation of the mandate of this court-, and the execution, of that mandate by the Circuit Court in entering the new judgment, was one continuous judicial act, and to that Smith, as executor of Snow, was a party, for he was a party to the record as plaintiff in error in this court. It cannot, therefore, be said that the action of the Circuit Court was ex parte, or that it was void, because it was directed against a deceased person not represented. This objection, if valid, would prevent, in all cases of the death of one of the parties, the entry of a judgment nunc pro time. It is the fact of such intervening-death that creates the necessity, by which the power is justi-.
1 ‘Note by the Court. This passage is incorrectly printed in the volume of reports.
It is insisted, however, that the relief prayed for by .the bill and awarded by the court, was barred by the proceedings of' the probate court for the city and county of San Francisco." The statutes of California, Hittell, Gen. Laws California, 1850-1864, provide, that if-a claim against the estate of a decedent, in course pf distribution in the probate court, shall not be presented within ten months after the first publication of the notice to creditors, it shall be barred forever; unless when it shall be made to appear by the affidavit of. the claimant, to ..the satisfaction of the "executor and administrator and the probate judge, that the claimant had no notice, as provided by the act, by reason pf being out of the State, in which case it may be presented at any time before a decree of distribution is entered. 5828, § 130. It is also provided, 5944, § 246, that, when the accounts of the administrator or executor have been settled, and an order made for the-payment of debts and distribution "of the estate, no creditor, whose claim was not included in the order of payment, shall have any right to call upon the creditors who have been paid, or upon the heirs, de-visees, or legatees to contribute to the payment of his claim.; but,-if the executor or administrator shall have failed to give the .notice ‘o the creditors, as prescribed by the act, such creditor may recover on the bond of the executor or .administrator the amount of his claim, or such part thereof as he would have
It is argued that Chapman, as a creditor of Cordon’s estate, was bound to make himself a party to the proceedings in the probate court of San Francisco, for the purpose of'• obtaining payment and satisfaction of his claim; that, failing to do this, he is barred from any right to recover, either from the-executor of that estate or from any legatee; that the defendants in this bill, as legatees of Gordon, received what was due them under his will under the sanction and by the order and judgment' of the probate court of San Francisco, which vested them with ah indefeasible title which must be respected’ in every., other fórum, if full faith and credit, according to the Constitu-' tion of' the .United States, is to be given in. other states to the public acts and judicial proceedings of the courts of California,
But these positions are not tenable. The administration' of the-estate of Gordon, in. California, under the orders of the-probate court of San Francisco, was merely ancillary; the’ primary administration was that of the testator’s domicil;, Minnesota. Chapman was-not a citizen of California, nor resident there; he was no party to the administration proceedings; he was not bound to make himself such. If he had chosen he could have proved his claim there and obtained payment, but he had the right to await the result of the settlement of that administration, and look to such assets of Gordon as he could subsequently find in Minnesota, whether originally found there or brought there from California by the executors of legatees of Gordon’s estate. The assets in California finally distributed there, and brought into Minnesota by the executor or .by any legatee, remained assets in Minnesota for the payment of any unpaid creditors choosing that forum. Such assets were impressed with a trust which such creditor had a right to' have
In Payne v. Hook, ubi supra, the rule was declared in these words“ ¥e have repeatedly held that the jurisdiction of the cóurts of the United States over controversies between citizens of different states cannot be impaired by the laws of the states which prescribe the modes’ of redress in their courts, or which regulate the distribution of them judicial power! If legal remedies áre sometimes modified to suit the changes in the laws of the states and the practice'of their courts, it is not so with equitable. The equity jurisdiction conferred on the Federal courts is the same that the High Court of Chancery in England possesses; is subject to neither limitation nor restraint by state " legislation, and is uniform throughout the different states Of the Union.”
The. only qualification in the application of this principle is, that the courts of the United States, in the exercise of their jurisdiction over the parties, cannot seize or control property 'while in the custody of a court of the state. Williams v. Benedict, 8 How. 107 ; Yonley v. Lavender, 21 Wall. 276 ; Freeman v. Howe, 24 How. 450 .
'It is further contended, however, on the part of the appellants, that, if the relief sought in this bill is not barred by the administration proceedings in California, it is, nevertheless, defeated by the application of the statute of limitations of the state of Minnesota. The statute of Minnesota, Gen. Stat. 1883, 826, c. 77, gives to unpaid creditors of the testator an action against the legatees, in which the plaintiff, in order to recover, is . required to show that no assets were delivered by the executor., or administrator of the deceased to his heirs or next of kin; or that the value of such assets has been recovered by some othér creditor; or that such assets are not sufficient to satisfy the demands of the plaintiff. In the last case he can recover only the deficiency. The whole amount of the recovery shall be appor-. tioned among all the legatees of the testator in proportion to the amount of their legacies respectively; his proportion only being recoverable against each legatee. In respect to this stat-, utory right of action, however, it is provided in the same act,-. § 16, that no such action shall be maintained unless commenced within one year from the time the claim is allowed or established. It is maintained that, according ■ to the judicial decisions of Minnesota, the creditor is required, first, to establish his claim by a separate judicial proceeding, and in a subsequent suit obtain the recovery provided for against the legatees. Bryant v. Livermore, 20 Minn. 313 . It is admitted that the suit brought by Chapman in the Circuit Court of the United States against Snow, for the purpose of' establishing his claim against-Gordon’s estate, answers the first of these conditions, but that, in order to fulfil the second, the present bill should have been filed within one year from the date of thé final judgment in that action. The date of the judgment as originally rendered against Snow was April 19, 1872; the present bill was filed
In Tapley v. Goodsell, 122 Mass. 176 , it was held that a j judgment entered mmc pro tunG was the final judgment in the action, so as tó charge sureties on an attachment - bond, on whose behalf it was urged that they could not be considered in default by reason of not paying] for thirty days after its date, the amount of a judgment which had no actual existence until long after the thirty days had expired. And it was
It follows, therefore, that, if this were a suit brought in a state court of Minnesota under the statute in question, it would not be barred by the limitation soughg to be applied. Whether that statute has any application to this bill in equity, filed in, the Circuit Court of the United States for the District of Minnesota, by a citizen of another state, is a question which need not be considered or decided. It is enough to say that the right of the complainant is not barred by force of the' state statute, and that, according to the principles of equity,' there has been no such voluntary delay as would make his claim stale. On the contrary, the complainant has shown himself to be diligent, active, and eager in the prosecution of his claim and the pursuit of his remedy. He has been guilty of no laches; the delay has ,been caused by the action of his adversaries, or by the necessary delays of. litigation. He is an-unpaid creditor of Gordon’s estate, who has sought by every means in his power, both at law and in equity, to obtain satisfaction of a just claim. The defendants are shown to be in possession of the assets of Gordon’s estate, which ought to have been applied in its satisfaction; they should be held as trustees for that purpose.. Such was the decree of the Circuit Court, which is hereby
Affirmed.
Cases cited
- Smith v. Chapman 93 U. S. 41 p. 588, p. 589, p. 590, p. 592, p. 593, p. 594, p. 595, p. 596, p. 597, p. 598, p. 599, p. 601, p. 602
- Watkins v. Lessee of Holman 16 Pet. 25 p. 589
- United States ex rel. Mackey v. Coxe 18 How. 100 p. 589
- Murphy v. Stewart 2 How. 263 p. 589
- May v. Le Claire 11 Wall. 217 p. 589
- Mitchell v. Overman 103 U. S. 62 p. 596
- Coughlin v. District of Columbia 106 U. S. 7 p. 597
- Aspden v. Nixon 4 How. 467 p. 600
- Stacy v. Thrasher ex rel. Sellers 6 How. 44 p. 600
- Hill v. Tucker 13 How. 458 p. 600
- Suydam v. Broadnax 14 Pet. 67 p. 600
- 14 How. 28 14 How. 28 p. 600
- President of the Union Bank v. Vaiden 18 How. 503 p. 600
- Hyde v. Stone 20 How. 170 p. 600
- Green's Administratrix v. Creighton 23 How. 90 p. 600
- Payne v. Hook 7 Wall. 425 p. 600
- Williams v. Benedict 8 How. 107 p. 600
- Yonley v. Lavender 21 Wall. 276 p. 600
- Freeman v. Howe 24 How. 450 p. 600