Majority — McKenna J.
Syllabus
CERTIORARI to the court of appeals of the district of COLUMBIA.delivered the opinion of the court.
The question in the case is what procedure, in the prosecution and conviction for crime, the Fifth Amendment- of the Constitution of the United States makes dependent upon the character of punishment assigned-to the crime.
The Amendment provides that “ no person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury, except in cases arising in the land or naval forces, or in the militia, when in. actual service in time óf war or public danger; . .' .”
The respondent Moreland was proceeded against in the Juvenile Court of the District of Columbia by information, not by presentment or indictment by a grand jury* for the crime of wilfully neglécting or refusing to provide for the support and maintenance of his minor children. The statute prescribes the punishment to be “ a fine of not more than five hundred dollars or by imprisonment in the workhouse of the "'District of Columbia at hard labor for not more than twelve months, or by both such fine and imprisonment.” Act of March 23, 1906, c. 1131, 34 Stat. 86 .
He was tried by a jury and found guilty and, after certain proceedings-with which we have no concern, he
The Court of Appeals reversed the judgmént and remanded the case to the Juvenile Court with directions to dismiss the complaint. The court considered that it was constrained to decide that the judgment was in violation of the Fifth. Amendment, and, therefore, to reverse it on the authority of Wong Wing v. United States, 163 U. S. 228 .
The United States resists both the authority and extent of that case by the citation of others, which, it asserts, modify or overrule it. A review of it, therefore, is of initial importance.
Certain statutes of the United States made it unlawful under certain circumstances for a Chinese laborer to be in the United States, and provided for his deportation by certain officers, among others a Commissioner of a United States court. And one of them (Act of 1892) provided that, if a ■ Chinese person or one of that descent was “ convicted and adjudged to be not lawfully entitled to be or remain in the United States,” he should “ be imprisoned at hard labor for a period of not exceeding one year and thereafter removed from the United States.” '
Wong Wing, a Chinese person (there were others arrested but for the purpose of convenience of reference we treat the case as being against him only), was arrested and taken'bffiore a Commissioner of the Circuit Court for the Eastern District of Michigan and-adjudged to be unlawfully within the . United States and not entitled to remain therein. It was also adjudged that he be imprisoned at hard labor at and in the Detroit House of Correction for the period of sixty days.
The court, considering the statutes, said they operated on two classes — one which came'into the country with its consent, the other which-came in without consent -and in disregard of law, ; and. that Congress had the constitu- '
This power of arrest by the executive officer and the power of deportation were sustained; but the punishment provided for by the act, and which. was pronounced against Wong Wing, that is, imprisonment at hard labor, was decided to be a violation of the Fifth Amendment, he not having been proceeded against by presentment or indictment'by a grand jury.
The court noted the argument and the cases cited and sustained the power of exclusion, but said that when Congress went further and inflicted punishment at hard labor it “must provide for a judicial trial to establish the guilt of the accused ”. And this because such punishment was infamous and prohibited by the Fifth Amendment, .the conditions prescribed by the Amendment not having been observed. The necessity of their observance was decided, because, to repeat, imprisonment at hard labor was an infamous punishment. In sanction of the décision, Ex parte Wilson, 114 U. S. 417 , 428, was cited and quoted from. Thé citation was in point. Both propositions were presented in that case, and both were decided upon elaborate consideration and estimate of authorities. See also Mackin v. United States, 117 U. S. 348 , 350.
The United States urges against the Wong Wing Case that four years after its decision the question of the infamy attached to punishments came up for consideration and decision in Fitzpatrick v. United States, 178 U. S. 304 , and that the Wong Wing Case was not referred to. The immediate answer is that a case is not overruled by an omission to mention it. Besides, it was baséd on Ex parte Wilson and'that case was cited. The Wilson Case was elabórate in the exposition of the law — its evolution and extent. The various punishments or, we may say, the various imprisonments to which infamy had been ascribed were detailed, with citation of cases. Ijn these were in-.
There is nothing in Fitzpatrick v. United States that gives aid to the contention which counsel make, that it is the place of imprisonment, that is, imprisonment in a penitentiary, which makes the infamy, the accompaniment of hard labor being but an incident.- It is true in . that -case it was said that “ the test' is not the imprisonment which is imposed, but that which may he. imposed under the statute.”. This manifestly was said to distinguish the character of the crime, as capital, and not to assign a quality to the .punishment. To assign a quality to the punishment was a necessity in Wong Wing v. United States and in Ex parte Wilson, and it was responded to by discussions pertinent to it, and by decisions which were required by it. We can add nothing to the fullness of the discussions or their adequacy, and the decisions pronounced as their consequence we. are not dis-' posed to overrule. They necessarily determine, therefore,' the- present case and- require the affirmance of the judgment of the Court of Appeals so far as it decides that'the sentence upon Moreland was void because of the inclusion therein of the punishment of. hard labor, he not having been presented or indicted by' a grand jury. And because of their authority we do not review the cases cited by the United States nor consider that they can. be modified in
Some further comment becomes necessary. An attempt is made to modify the case or to remove it as authority for that at bar. The means and pains taken to accomplish it are somewhat baffling to representation. We:have cited the case for the proposition that imprisonment with the accompaniment of hard labor is an infamous punishment, made so by the accompaniment ofv hard labor, and declared illegal because not upon present-ment or indictment by a grand jury.
Doubt' is cast upon our right to so cite it, and it is, in effect, asserted that the infamy of the imprisonment to which Wong Wing was sentenced was not coilstituted by the accompaniment of hard labor but was the attribute of ■ the imprisonment, the Detroit House of Correction being, it is said, a penitentiary. And this is attempted to be established by the assertion of a fact extraneous to the opinion of the. court and the record in the cause. It is true certain isolated sentences used by a Justice concurring in part and dissenting in part are referred to as to what the court must have implied.
The assertion calls for reply. We have relied on the case as authority and, regarding it as' authority, we have naturally refrained from the idleness, or, as it may be said, the ostentation of general reasoning. We might, indeed, leave the case to speak for itself to those who may need to refer to its ruling and the ruling in the present case, but some comment, though it may not be necessary, is-justified.
It is to be kept in mind that the case concerned the Constitution of the United States and necessarily had a purpose beyond its incident and time. Its precept bpcame a part of the Constitution and in realization of this the court' took care that the -grounds of its decision were neither obscure nor '.uncertain. - Its opinion demonstrates . this, and'that there was no misunderstanding of the points
Wong.Wing’s was recognized as a claim that his sen-: fence to imprisonment at hard labor inflicted an infamous punishment and hence'conflicted with the. Fifth and Sixth Amendments of the Constitution of the United States, he not having been presented or indicted by a grand jury.
“ On the other hand,” the court said, “ it is contended oh behalf of the Government that it has never been, de-'■ cided by this court that in all cases where the punishment may be confinement at hard labor the crime is infamous, and many cases are cited from the reports of the state Supreme Courts, where the constitutionality of statutes providing for summary proceedings, without a jury trial, for the punishment by imprisonment at hard labor of vagrants and disorderly persons has been, uphéld.”
The comment was an anticipation of some things that are urged in this case. At any rate, the contrast of contentions shows unmistakably , upon what the court’s-decision was invoked,[19] and, while it decided, as we have seen,
That the place of imprisonment was not considered either pertinent or determinative is established by the fact that the Detroit House of Correction was not a penitentiary nor regarded as such. It was, and is, what its name implies — a place of correction and reformation; not of condemnation to infamy and, it might be, to a perpetual criminal career. Howell’s Mich. Stats. Anno., 2nd ed., c. 430, p. 5915, et seq.; Mich. Laws 1861, p. 262, Act No. 164; Compiled Laws of Mich. 1897, c. 76.
It is an institution of the City of Detroit and the act-creating it designated its use to be “ for the confinement, punishment and reformation of criminals or persons sentenced thereto. . . .” How this use is regulated and its purpose accomplished are detailed in too much legislation to be reproduced. The House of Correction stands in. a unique relation to the state prison and while it . may under circumstances, and in the discretion of a condemning court, be a place of imprisonment for offenders that might be committed to the state prison, yet always it is kept distinct from the state prison. It does not, therefore, make its use as a place of confinement for other .offenses a penitentiary with its attachment of infamy. Its purpose is reformation, instruction in conduct, and diversion from a criminal career. To make it, therefore, a penitentiary would defeat the purpose of its creation. .
. We have dwelt on this matter at léngth because we think more is involved than the power to deport aliens, or
The ultimate contention, of the United States is that the provisions of the Act of March 23, 1906, for punishment by fine or imprisonment are severable, and that, •therefore, it was error in the Court of Appeals in holding the act unconstitutional to direct the dismissal óf the case instead of sending it back for further proceedings.. ■
The contention is untenable. It is what sentence can be imposed under the law, not what was imposed, that is the material consideration. When'an accused is in danger of an infamous punishment if convicted, he has' a right to insist that he be not put upon trial except on the accusation of a grand jury. Ex parte Wilson and Mackin v. United States, supra.
Judgment affirmed.■
Mr. Justice Clarke took no part in the consideration and decision of this case.'
Mr.'Justice Brandéis, with whom concurs Mr. Chief Justice Taft .and Mr. Justice Holmes, dissenting.
On January 18, 1921, an information, under the Act of March 23, 1906, c. 1131, 34 Stat. 86 , was filed against Moreland in the Juvenile Court of the District of Columbia for wilfully neglecting to provide support for his minor children — girls aged eight and thirteen. He was tried by a jury and found guilty. The court suspended sentence and ordered him to pay each month for their
The-Fifth Amendment! declares:^ “No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury- . . Whether a crime is infamous within the meaning of the Fifth Amendment may be determined by the character of the punishment or by other incidents of the sentence prescribed., Ex parte Wilson, 114 U. S. 417 , 426. In the Wong Wing Case the commitment was to an institur tion which was named the- Detroit House of Correction, but Served also as a state prison or penitentiary.[19] Im
The Act of March 23, 1906, declares that any person in the District of Columbia who shall wilfully neglect to provide for his minor children under the age of sixteen in destitute circumstances, shall be guilty of a misdemeanor, and bn conviction shall be punished by a fine of not more than five hundred dollars or by imprisonment in the workhouse of the District at hard labor for net. more than twelve months, of by both such fine and imprisonment. If a fine is imposed, the court may direct that it be paid
The workhouse j of the District of Columbia is at Oc-: coquan in the -State of Virginia. It is an industrial farm of. 1150 acres, bordering on the Occoquan River. On the farm, in healthful and attractive surroundings, are many small, well equipped buildings appropriate for the residence and occupation of the inmates. These are employed' on the premises, partly in agricultural, partly in indffstrial, pursuits. In cultivating hundreds of acres of land.and in clearing, from time, to time, more; in fruit, orchards and dairy; in chicken and hog raising; in brick manufacturing and stone crushing plants; in sawmill operations and a small shipyard; in the. repair and construction of farm .implements, of roads and of buildings required for the development of the institution; and in transporting its products by water 'or otherwise. The' work is such as is ordinarily performed .under favorable conditions on farms,-in factories and in the mechanical trades; and it is not harder. The eight-hour- work day prevails.; There is a school, a library and a hospital. And theré^is no wall, cell, lock[19] or bar to restrain the inmates. -Nor are they subjected to a distinctive dress such
Confinement at hard labor in a workhouse or house of correction for periods of less than a year was a punishment commonly imposed in America in the colonial period, at the time of the adoption of the Constitution and since, for offences not deemed seriou's — that is, for delinquencies as distinguished -from serious crimes'. Thus by the Great Law of the Province of Pennsylvania of December 7, 16S2, the penalty for clamorous scolding, railing or lying was three days’ imprisonment in the house of correction at hard labor; for cursing, playing at cards or dice, and for the first offence of drunkenness, it was five. For stage plays, bull baiting and cock fighting, it was at least ten. And for dueling it was three months. The duty to establish such a house “ for restraint, correction, labour and punishment ” was imposed upon every county of Pennsylvania at the same time.[17] A similar
5 See Statutes of Connecticut and Maryland cited in note 3, supra. Barnes, History of Penal Institutions of New Jersey, pp. 48-51. ’ ’
It is not the provision for hard labor, but the imprisonment in a penitentiary which now renders a crime in
Hard labor was not considered an essential element of the penitentiary punishment; and experience proved that it was in fact an alleviation. The most severe punishment inflicted was solitary confinement without labor.[17] Hard labor regularly pursued and productively employed had for two centuries been applied as a corrective measure in the effort to deal with social delinquents.[18] Then the belief spread that it might be effectively employed also in the reformation of criminals — a class of persons theretofore generally considered incorrigible. And when reform and rehabilitation of those convicted of serious crimes bécame a chief aim of the penal system, the dignity of labor was proclaimed and the practices of the workhouse
2 See Report of William Crawford on the Penitentiaries of the United States (London, 1835), p. 27.
3 George Ives, A History of Penal Methods, p. 174.
4 The law of Connecticut (see note 3, p. 446, supra,) was entitled “An Act for restraining, correcting, suppressing, and punishing rogues, vagabonds, common beggars, and other lewd, idle, dissolute, profane and disorderly persons, and for setting them to
The purpose, of the Fifth Amendment was stated by Chief Justice Shaw in Jones v. Robbins, 8 Gray, 329 , 347-349; and his statement was quoted with approval by this court in Ex parte Wilson, supra, p. 428 . It was “ to make a marked distinction between crimes of great magnitude and atrocity, and to secure every person against accusation and trial for them without the previous interpositidn of a grand jury,” but “ to leave minor and petty offenses to be prosecuted without these formalities ”. Imprisonment in a penitentiary where the convict is (or used to be) “ subject to solitary confinement, to have his hair cropped, to be clothed in conspicuous prison dress, subjected to hard labor without pay, to hard fare, coarse and meagre food, and to severe discipline ” is a punishment deemed infamous; but commitment to a “house.of correction, under that and the various names of workhouse and bridewell ”, although some of the incidents of the confinement are identical, “ has not the same character of infamy attached to it.” There is thus no basis for;the contention that sentence to hard labor as an incident of confinement necessarily renders a punishment infamous, or that commitment to a workhouse at hard labor can be made only upon indictment by a grand jury. This court did not hold in Wong Wing v. United States, nor has it, heretofore, ever decided or stated, that commitment- to a workhouse at hard labor is an infamous punishment. The confinement in the Wong Wing Case was in an institution used as a
1 H. E. Barnes, Historical Origin of Penal Institutions, XII Journal of Criminal Law and Criminology, 35, 37; F. H. Wines, Punishment and Reformation (1919 ed.), c. VI; Philip Klein, Prison Methods in New York, c. VIII.
But even if imprisonment at hard labor elsewhere than in a penitentiary had, in the past, been deemed an infamous punishment, it would not follow that confinement, or rather service, at a workhouse like Occoquan, under the -conditions now prevailing should be deemed so. As stated in Ex parte Wilson, 114 U. S. 417 , 427, and in Mackin v. United States, 117 U. S. 348 , 351: “ What punishments shall be considered as infamous may be affected by the changes of public opinion from one age to another.” Such changes may result from change in the conditions in which, or in the purpose for which, a punishment is prescribed. The Constitution contains no reference to hard labor. The prohibition contained in the Fifth Amendment refers to infamous crimes — a term obviously inviting interpretation in harmony with conditions and opinion prevailing from time to time. And today commitment to Occoquan for a short term for non-support of minor children is certainly not an infamous punishment.
Footnotes
- 1 We may quote, in corroboration, that even the concurring Justice said.the question involved was whether a.CJiinese person could “be lawfully convicted and sentenced to imprisonment at hard labor for a definite period by a commissioner without indictment or - trial by jury.” The-italics are the Justice’s and we copy their emphasis .aS it .demonstrates that the fact of hard, labor was that which determined the-case.
- 1 It seems clear that the court had this fact in mind. In his conr curring opinion Mr. Justice Field said, p. 241: “It does not .follow that, because the Government may expel aliéris or exclude them from coming to this country, it can confine them at hard labor in a peniténtiar.y before deportation or subject them tó any harsh and cruel punishment.” In Ex parte Wilson, 114 U. S. 417 , 428, strongly relied upon by the court, pp. 234, 237, 242, Mr. Justice Gray said: “ For more than a céntury, imprisonment at bard labor in-the State prison *443 or penitentiary.or other similar institution has been considered an infamous punishment in England and America.” In the Wilson Case the prisoner had been sentenced to the Detroit House of Correction for the term of fifteen years for having passed counterfeit bonds. In 1892, when Wong Wing was sentenced, there were about 1700 United States prisoners, other than those serving jail sentences, who were confined in about sixty state and territorial institutions. The institution .having the largest number, 432 on July 1, 1892, was the Detroit House of Correction, these prisoners having been received from various districts in the south and west, as well as from the Michigan districts. Reports of Attorney General: for 1891, p. XI; for 1892, pp. X, C270, 272. See Michigan Compiled Laws, 1897, §§ 2165, 2176, 2179-81, 11985.
- 1 Reports of Superintendent of the Workhouse, in Annual Reports of the Commissioners of the District of Columbia, 1911 to 1921, inclusive.
- 2 See Dunbar v. Dunbar, 190 U. S. 340 , 351-2; William H. Baldwin, Family Desertion and Non-Support Laws (Washington, J). C., 1904), p. 5.
- 3 Charter and Laws of the Province of Pennsylvania, 1682-1700, edition of 1879, pp. 107-123, 192-208 (reenactyrent of 1693).
- 1 Plymouth Colony Laws (Boston, 1836), p. 120.
- 2 The Colonial Laws of Massachusetts (Boston, 1887), pp., 66 and 127.
- 3 Acts and Laws of His Majesty’s English Colony of Connecticut in New England in America (New London, 1750), pp. 204-207; Acts and Laws of the State of Connecticut in America (Hartford, 1786), pp. 206-210; Laws of the Colony of Delaware, 1753, c. CXLVI; Laws of the Colony of Maryland, 1766, c. XXIX, § XV; Laws of the State of Maryland, 1811, c.'96.
- 4 Jails were used mainly as places for detaining prispners awaiting trial and for. confining poor debtors. ’ Committal to a jail as punishment was comparatively rare, except for religious or political offences, in many of • the. colonies. H. E., Barnes, The Historical Origin of the Prison System in America, XII Journal , of Criminal Law and Criminology, 35, 36.
- 1 See Colonial Laws of Massachusetts (Boston, 1887), p. 127.
- 2 By the Connecticut laws, which applied to a range of social delinquents aá comprehensive as those of Pennsylvania and New York, it was provided that if the persons committed were “heads of families, then, and in such case, the whole profit and benefit of their, labours, or so much thereof as the County Court of the county where such persons are committed shall think necessary, and direct; shall be for the relief, and support of their families.” Acts and Laws of His Majesty’s English Colony of Connecticut in New England in America (New London, 1750), p. 206.
- 3 Nor was it then unusual. See William H. Baldwin, Family Desertion and Non-Support Laws (Washington, D. C., 1904).
- 1 H. E. Barnes, The Historical Origin of the Prison System in America, XII Journal of Criminal Law and Criminology, 35. The then statutes of New York, for instance, recited sixteen capital crimes: treason, murder, rape, buggery, burglary, robbery of a church, breaking and entry, robbery of person, robbery and intimidation in dwelling houses, arson, malicious maiming, forgery, counterfeiting, theft of a chose in action, second offense for other felonies, and abetting any of the above crimes. The punishment, other than death, then- prescribed for serious crimes were mutilation, cutting off the ears or nailing them to the pillory, branding, -whipping, the pillory, the stocks and the ducking stool. Laws of the Colony of New York, 1788, c. 37, § 1, Greenleaf edition, 1792, vol. II, pp. 78, 79, Philip Klein, Prison Methods in Now York, pp. 19-35.
- 1 Act of September 15, 1786, 12 Statutes at Large of .Pennsylvania, p. 280, c. MCCXLI; Robert Vaux, Notices of the original and successive efforts to improve the discipline of the prison at Philadelphia, etc. (1826), pp. 8, 21, 22; William Crawford, Report on the Penitentiaries of the United States (London, 1835), pp. 8, 9.
Cases cited
- Wong Wing v. United States 163 U. S. 228 p. 433, p. 435, p. 442
- Ex parte Wilson 114 U. S. 417 p. 433, p. 436, p. 437, p. 441, p. 442, p. 450, p. 451
- Fitzpatrick v. United States 178 U. S. 304 p. 433, p. 436, p. 437
- Mackin v. United States 117 U. S. 348 p. 436, p. 441, p. 451
- In re Claasen 140 U. S. 200 p. 443