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Robertson v. Railroad Labor Board

268 U.S. 619 Court SCOTUS Decision date 1925-06-08 Docket No. 739 English

Delivered by Brandeis J.

Contents

Majority — Brandeis J.

p. 619
ROBERTSON v. RAILROAD LABOR BOARD.

Syllabus

APPEAL PROM THE DISTRICT COURT OF THE UNITED STATES POR THE NORTHERN DISTRICT OF ILLINOIS.
No. 739.
Argued March 17, 18, 1925.
Decided June 8, 1925.
1. ' Section 310, par. b, of the Transportation Act, 1920, which provides that the Railroad Labor Board, in case of failure to comply with its subpoena to testify, may invoke the aid of “ any.XJnitéd States District Court,” and that such court may thereupon order the witness to comply with the, subpoena, etc., is to be construed consistently with the general rule limiting jurisdiction of a district court in personam (as distinguished from venue) to the district of which the defendant is an inhabitant or in which he can be found. P. 622.
2. Hence a district court,-in a suit brought by the Board to compel attendance of a witness; does not acquire jurisdiction over his person by service of its process in another district even though that of the witness’ residence. Id.
3 Fed. (2d) 488, reversed.
p. 620
Jurisdictional Appeal from a decree of the District Court overruling a motion to quash service of original process in a suit brought by the Railroad Labor Board to require the defendant to appear before it as a witness, and ordering him so to appear and to testify.
Mr. Donald R.,.Richberg, with whom Mr. David E. Lilienthal was on the brief, for the appellant.[1]
Mr. Robert N. Golding, Special Assistant to the Attorney General, with whom the Solicitor General and Mr. Weymouth Kirkland, Special Assistant to the Attorney General, were on the brief, for the appellee.

delivered the opinion of the Court.

Transportation Act, 1920, February 28, 1920, c. 91, § 310, par. a, 41 Stat. 456 , 472, authorizes the Railroad Labor Board, “for the efficient administration of the functions vested in” it, to jequire by subpoena “the attendance of any witness . . from.any place in the United States at any designated place of hearing, and the taking of a deposition before any person having power to administer oaths.” Paragraph 'b ’ provides: “In case of failure to comply with any subpoena, [to testify] or in case of the contumacy of any witness appearing before the Labor Board, the Board may invoke the aid of any United States district court. Such court may thereupon order the witness to comply- with the requirements of such subpoena, or to give evidence touching-the matter in question, as the case may be.”

Pursuant to paragraph ‘ a ’, the Board issued a subpoena to Robertson, a citizen and inhabitant of Cleveland, Ohio, commanding him to appear at its offices in Chicago, Illinois, on a day named, to testify concerning a dispute then being enquired into. The subpoena was served upon

p. 621
Robertson at Cleveland by the United States marshal for the Northern District of Ohio. Robertson did not personally attend as commanded. But on the day named he appeared specially by his attorney, and challenging the jurisdiction of the Board over him, declined to appear and testify. Thereupon this suit was begun by the Board in the federal court for northern Illinois, Eastern Division, pursuant to paragraph ‘ b ’.

The bill prayed that Robertson, the sole defendant, be ordered to appear before the Labor Board “ at a time and place to be fixed by” it and make “full answer to any and all pertinent questions relating ” to the matter under investigation, and for any other proper relief. The court issued, in the form customary in equity, a summons, directing the defendant to appear and answer. This summons was likewise served upon Robertson personally at Cleveland by the United States marshal for the Northern District of Ohio. By his attorney he again appeared specially and moved to quash the service on the ground that, being an inhabitant of Ohio and served there, he was not-subject, to the jurisdiction of the federal court for Illinois. The motion was 'overruled; Robertson then moved to dismiss the petition for lack of jurisdiction over the subject-matter of the suit; this motion was also overruled; Robertson declined to plead further; and a final decree was entered directing him “to appear before the Railroad Labor Board, upon due notice by said board, at a time and place to be .designated therein^ there. to testify, to give evidence, and to give full, true and complete answer and response to any and alLpertinent and" relevant questions then and there propounded to him” concerning the subject matter of the enquiry. 3 Fed. (2d) 488, The case is here on appeal under § 238 of the Judicial Code, the questions of jurisdiction having been duly -certified.Whether the court acquired jurisdiction over. Robertson is the only question requiring decision.

p. 622
Robertson contends that by the term “any United States district court ” Congress meant. any such court “ of competent jurisdiction ” ; and that, under the applicable law, no district court is of competent jurisdiction to compel a defendant to obey its decree except that of the district of which he is an inhabitant or of one in which he is found. The Board contends that Congress intended by the phrase to confer not. only liberty to invoke the aid of the court for any district, but power to compel the person named as defendant to litigate in the district selected by the Board, although he is not a citizen or inhabitant of it and is not found therein. The question presented is one of statutory construction. Congress clearly has the power to authorize a suit under a federal law to be brought in any inferior federal court. Congress has power, likewise, to provide that the process of every district court shall run into every part of the United States. Toland v. Sprague, 12 Pet. 300 , 328; United States v. Union Pacific R. R. Co., 98 U. S. 569 , 604. But it has not done so either by any general law or in terms by § 310 of Transportation Act, 1920. The precise question is whether it has impliedly done so by that provision.

In a civil suit in personam jurisdiction over the defendant, as distinguished from venue, implies,' among other things, either voluntary appearance.by him or service of process upon him at a place where the officer, serving it has authority to execute ,a writ of summons. Under the general ^provisions of law, a United States district court cannot issue process beyond the limits of the district, Harkness v. Hyde, 98 U. S. 476 ; Ex parte Graham, 3 Wash. 456 ; and a defendant in a civil suit can be subjected to its jurisdiction in personam only by service within the districts Toland v. Sprague, 12 Pet. 300 , 330. Such was the general rule established by the Judiciary Act of September 24, 1789, c. 20, § 11, 1 Stat. 73 , 79, in accordance with the practice at the common law. Piquet v. Swan,

p. 623
5 Mason 35, 39 et seq. And such has been the general rule ever since. Munter v. Weil Corset Co., 261 U. S. 276 , 279. No distinction has been drawn between the case where the plaintiff is the Government and where he is a private citizen.[1]

Section 51 of the Judicial Code is a general provision regulating venue. The part pertinent here is that, with certain inapplicable exceptions, “ no civil suit shall be brought in any district court against any person by any original process or proceeding in any other district than that whereof he is an inhabitant.”[1] It is obvious that jurisdiction, in the sense of personal service within a district where suit has been brought, does not dispense with the necessity of proper venue. It is equally obvious that proper venue does not eliminate the requisite of personal jurisdiction over the defendant. The general provision as to venue contained in Judicial Code, § 51, has been departed from in various specific provisions which allow the plaintiff, in actions not local in their nature, some liberty in the selection of venue.[2] Unrestricted choice was conferred upon the Labor Board by the section of Trans

2 See Galveston, etc. Ry. Co. v. Gonzales, 151 U. S. 496 ; Macon Grocery Co. v. Atlantic Coast Line R. R. Co., 215 U. S. 501 ; Male v. Atchison, etc. Ry. Co., 240 U. S. 97 . Compare In re Hohorst, 150 U. S. 653 ; Stone v. United States, 167 U. S. 178 , 182; Barrow S. S. Co. v. Kane, 170 U. S. 100 . The rule applies even where it may result in barring the jurisdiction of every federal court because all the defendants are indispensable parties. Shields v. Barrow, 17 How. 130 , 140-142; Barney v. Baltimore City, 6 Wall. 280 ; Swan Land & Cattle Co. v. Frank, 148 U. S. 603 . Compare Clearwater v. Meredith, 21 How. 489 ; Camp v. Gress, 250 U. S. 308 , 311, 314. Judicial Code, §§ 50, 52.

3 See, for example, Judicial Code, §§ 43, 44, 45, 48; Acts of March 4, 1909, c. 320, § 35, 35 Stat. 1075 , 1084; October 15, 1914, c. 323, § 12, 38 Stat. 730 , 736; June 5, 1920, c. 250, § 33, 41 Stat. 988 , 1007; September 7, 1916, c. 451, § 31, 39 Stat. 728 , 738.

p. 624
portation Act, 1920, here involved (§ 310). So far-as venue is concerned, there is no ambiguity in the .words “ any United States district court.”

Congress has also made a few clearly expressed and. carefully guarded exceptions to the general" rule of jurisdiction in personara stated above. In one instance, the Credit Mobilier Act, March 3, 1873, c. 226, § 4, 17 Stat. 485 , 509, it was provided that writs of subpoena to bring in parties defendant should-.fun into any district. This broad power . was to be exercised at the instance of the Attorney General in a single case in which, in order to give complete relief, it was necessary to- join in one suit defendants living in different States. United States v. Union Pacific Railroad, 98 U. S. 569 . Under similar circumstances, but only for the period of three years, authority was granted generally by Act of September 19, 1922, c. 345, 42 Stat. 849 ,- to- institute a civil suit by, or on behalf of, the United States, either in the district of the ...residence of one of the necessary defendants or in that in which the cause of action arose; and to serve the process upon a defendant in any district. The Sherman Act, July 2, 1890, g. 647, § 5, 26 Stat. 209 , 210, provides that when “ it shall appear to the court ” in which a proceeding to restrain violations of the Act is pending “ that the ends of justice require that other parties should be- brought before the/court” it may cause them to be summoned although they reside in some other district. The Clayton Act, October 15, 1914, c. 323, § 15, 38 Stat. 730 , 737, contains a like provision. But no act has come to our attention in which such power has been conferred in a proceeding in a circuit or district court[3] where a private citizen is

4 Even the jurisdiction of the bankruptcy court is subject to the territorial limitation. Lathrop v. Drake, 91 U. S. 516 , 517. Although the adjudication in one district brings the property of the bankrupt wherever situated into custodia legis (Lazarus v. Prentice, 234 U. S. 263 ), that court- cannot issue an order upon a person in another *625 district, not a party to the proceeding, to deliver it up. See Acme Harvester Co. v. Beekman Lumber Co., 222 U. S. 300 , 311-312; In re Geller, 216 Fed. 558 ; Progressive Building & Loan Co. v. Hall, 220 Fed. 45 ; In re United States Chrysotile Asbestos Co., 253 Fed. 294 . Ancillary proceedings are brought in the other district. Babbit v. Dutcher, 216 U. S. 102 . Resort is likewise had to ancillary proceedings to secure the evidence of a person living in another district. Elkus, Petitioner, 216 U. S. 115 . The Commerce Court created by Act of June 18, 1910, c. 309, 36 Stat. 539 , could issue process through the United States. P. 541. Upon its repeal by Act of October 22, 1913, c. 32, 38 Stat. 208 , 219, 220, it was provided that the process of the applicable district court might “run, be served, and be .returnable anywhere in the United States ”; but the venue of suits in the district courts was narrowly limited. See Illinois Central R. R. Co. v. Public Utilities Comm., 245 U. S. 493 ; Skinner & Eddy Corp. v. United States, 249 U. S. 557 , 563; Peoria & Pekin Union Ry. Co. v. United States, 263 U. S. 528 , 535. Compare Vicksburg, etc. Ry. Co. v. Anderson-Tully Co., 236 U. S. 408 ; Graustein v. Rutland R. Co., 256 Fed. 409 .

p. 625
the sole defendant and where the plaintiff is at liberty to commence the suit in the district of which the defendant is an inhabitant or in which'he can be found.[4]

As the Railroad Labor Board is charged generally with the adjustment of disputes-between carriers and their-employees, it may prove desirable to hold hearings at any plane within the. United States; and power to do so was expressly conferred. The Board may demand answers or the production of documentary evidence from one who attends such a hearing. The contumacy of a witness

5 Under the Materialmen’s Act, August 13, 1894, c. 280, 28 Stat. 278 , as amended February 24, 1905, c. 778, 33 Stat. 811 , the action on the .bond in the name of the United States must ‘be brought in the district in which the contract was to be performed. This Court has held that jurisdiction of the persons of the defendants may be secured by service of process upon them in whatever district they may be found. United States v. Congress Construction Co., 222 U. S. 199 , 203. Compare suits by a national bank against the Comptroller of the Currency. Judicial Code, § 49; First National Bank v. Williams, 252 U. S. 504 , 509.

p. 626
appearing before the Board in any designated place of hearing was thus one contingency for which it was necessary to make provision. Congress also granted to the Labor Board in explicit language the broad power of compelling a person to come from any place in the United States to any désignated place of hearing to furnish evidence.[5] The refusal of such person, who might be in any-district in the United States, to comply with such a subpoena was obviously a second contingency to be provided for. Unrestricted liberty of venue in invoking the aid of a district court, referred to before, was clearly essential" to the complete exercise of .the Board’s powers and the effective performance of its functions. Moreover, this unrestricted choice cannot subject to undue hardship any defendant actually found within the district in which the suit is brought. But no reason is suggested why Congress should have wished to compel every person summoned either to obey the Board’s administrative order without question, or to litigate his right to refuse to dó so in such district, however remote from his home or temporary residence, as the Board might select. The Interstate Commerce Commission which, throughout thirty-eight years, has dealt in many different ways with most of the railroads of the United States has never exercised, or asserted, or sought to secure for itself, such broad powers.

6 Compare Act of March 2, 1793, c. 22, § 6, 1 Stat. 333 , 335; Rev. Stat. § 876, as amended by Act of September 19, 1922, c. 344, 42 Stat. 848 : also Acts of February 10, 1891, c. 128, 26 Stat. 743 ; July 15, 1913, c. 6, § 5, 38 Stat. 103 , 106; September 26, 1914, c. 311, § 9, 38 Stat. 717 , 722; October 15, 1914, c. 323, § 13, 38 Stat. 730 , 736; September 8, 1916, c. 463, § 706, 39 Stat. 756 , 797; February 5, 1917, c. 29, § 16, 39 Stat. 874 , 886; October 6, 1917, c. 105, 40 Stat. 398 , 399; October 22, 1919, c. 80, § 105, 41 Stat. 297 , 300; June 10, 1920, c. 285, § 4(g), 41 Stat. 1063 , 1067; November 23, 1921, c. 136, § 1308, 42 Stat. 227 , 310; September 21, 1922, c. 369, § 6 (b), 42 Stat. 998 , 1002; June 2, 1924, c. 234, § 1004, 43 Stat. 253 , 340; June 7, 1924, c. 320, § 8, 43 Stat. 607 , 609.

p. 627
We are of opinion that by the phrase “ any. District Court of ,the United States ” Congress meant any such court “of competent jurisdiction.” The phrase “any court ” is frequently used in the federal statutes and has been interpreted under similar circumstances as meaning “ any court of competent jurisdiction.”[6] By the general rule the jurisdiction of a district court in personam has been limited to the district of which the defendant is an inhabitant or in which he can be found. It would be an extraordinary thing if, while guarding so carefully all departure from the general rule, Congress had conferred the exceptional power here invoked upon a board whose functions are purely advisory (Pennsylvania R. R. Co. v. Labor Board, 261 U. S. 72 ; Pennsylvania R. R. System Federation No. 90 v. Pennsylvania R. R. Co., 267 U. S. 203 ) and which enters the district court, not to enforce a substantive right, but in an auxiliary proceeding to secure evidence from one who may be a stranger to the matter with which the Board is dealing. We think it has made no such extension by § 310 of Transportation Act, 1920. It is not lightly to be .assumed that Congress intended to depart from a long established policy. Panama Railroad Co. v. Johnson, 264 U. S. 375 , 384; In re East River Towing Co., 266 U. S. 355 , 367.

Reversed.

7 Rev. Stat. § 4284; Ex parte Slayton, 105 U. S. 451 ; In re Louisville & Cincinnati Packet Co., 223 Fed. 185 ; Rev. Stat. § 2103; United States v. Crawford, 47 Fed. 561 . Compare Rev. Stat. § 1042; United States v. Mills, 11 App. D. C. 500 , 504-507. The phrase has been used in other statutes in conferring the right to invoke judicial aid in compelling attendance as-a witness. See statutes in note 6, supra.

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