Majority — Sanford J.
Syllabus
ERROR TO THE SUPREME COURT OF THE STATE OF NEW YORK.delivered the opinion of the Court.
Benjamin Gitlow was indicted in the Supreme Court New York, with three others, for the statutory crime of criminal anarchy. New York Penal Laws, §§ 160, 161.[1] He was separately tried, convicted, and sentenced to imprisonment. The judgment was affirmed by the Appellate Division and by the Court of Appeals. 195 App. Div. 773 ; 234 N. Y. 132 and 539. The case is here on writ of error to the Supreme Court, to which the record was remitted. 260 U. S. 703 .
The contention here is that the statute, by its terms and as applied in this case, is repugnant to the due process clause of the Fourteenth Amendment. Its material provisions are:
“§ 160. Criminal-anarchy defined. Criminal anarchy is the doctrine that organized government should be overthrown by force or violence, or by assassination of the executive head or of any of- the executive officials of government, or by any unlawful means. The advocacy of such doctrine either by word of mouth or writing is a felony.
“ § 161. Advocacy of criminal aiiarchy. Any person who:
“ 1. By word of'mouth or writing advocates, advises or teaches the duty, necessity or propriety of overthrowing or overturning organized government by force or. violence, or by assassination of the executive head or of any of the executive officials of government, or by any unlawful means; or,
“2: Prints, publishes, edits, issues or knowingly circulates, sells, distributes or publicly displays any book, paper, document, or written or printed matter in any
1 Laws of 1909, ch. 88; Consol. Laws, 1909, ch. 40. This statute was originally enacted in 1902. Laws of 1902, ch. 371.
“ Is guilty of a felony and punishable ” by imprisonment or fine, or both. '
The indictment was in two' counts. The first charged that the defendant had advocated, advised and taught the duty, necessity and propriety of overthrowing and overturning organized government by force, violence and unlawful means, by certain writings therein set forth entitled “The Left Wing Manifesto”; thé second that he had printed, published and knowingly circulated and distributed a certain paper called “ The Revolutionary Agé,” containing the writings set forth in the first count advocating, advising and teaching the doctrine that organized government should be overthrown by force, violence and unlawful means.
The following facts were established on the trial by undisputed evidence and admissions: The defendant is a member of the Left Wing Section of the Socialist Party, a dissenting branch or faction of that party formed in opposition to its dominant policy of “ moderate Socialism.” Membership in both is- open to aliens as well as citizens. The Left Wing Section was organized nationally at a conference in New York City in June, 1919, attended by ninety delegates from twenty different States: The conference elected a National Council, of which thé defendant was a member, and left to it-the adoption of a “Manifesto.” This was published in The Revolutionary Age, the official organ of the. Left Wing. The defendant was on the board of managers of the paper and was its business, manager. Hé arranged for the printing of the paper and took to the printer the manuscript of- the first issue which contained the Left Wing Manifesto, and also a Communist Program and a Program of the Left- Wing that had been adopted by the conference. Sixteen thousand
There was no evidence of any effect resulting from the publication and circulation of the Manifesto.
No witnesses were offered in behalf of the defendant.
Extracts from the Manifesto are set forth in the margin.[2] Coupled with a review of the rise of Socialism, it
2 Italics are given as in the original, but the paragraphing is omitted. “ The Left Wing Manifesto ” “ Issued on Authority of the Conference by the National Council of the Left Wing. “ The world is in crisis.; Capitalism, the prevailing system of society, is, in process of disintegration and collapse.- . . . Humanity can be saved from its last excesses only by the Communist Revolution. There cán now be only the Socialism which is one in temper and' purpose ' with the proletarian' revolutionary struggle. . . . The cláss struggle is the heart of Socialism. *' Without strict conformity to the class, sírugglé, in its revolutionary implications, Socialism' becomes either sheer Utopianism, or a method, of reaction. . . . The dominant Socialism united with - the capitalist *657 governments to prevent- a revolution. The Russian Revolution was the first act of the proletariat against the war and Imperialism. . . . [The] proletariat, urging on the .poorer peasantry, conquered power. It accomplished a proletarian revolution by means of the Bolshevik policy of ‘ all power to- the Soviets,’ — organizing the new transitional state of proletarian dictatorship. ... Moderate Socialism affirms that the bourgeois, democratic parliamentary state is the necessary basis for the introduction of Socialism. . . . Revolutionary Socialism, on the contrary, insists that the democratic parliamentary state can never be the basis' for the introduction of Socialism; that it is necessary to destroy the parliamentary state,.and construct a new state of the organized producers, which will deprive the bourgeoisie of political power, and function as a revolutionary dictatorship of the proletariat. . . . Revolutionary Socialism alone is capable of mobilizing the proletariat for Socialism, for the conquest of the power of the state, by means of revolutionary mass action and proletarian dictatorship. . . . Imperialism is dominant in the United States, which is now a world power. . . . The war has aggrandized American Capitalism, instead of weakening it as in Europe. . . . These conditions modify our immediate task, but do not alter its general character; this is not the moment of revolution, but it is the moment of revolutionary struggle. .... Strikes are developing which .verge on revolutionary action, and in which the suggestion of proletarian dictatorship is apparent, the striker-workers trying to usurp functions of municipal government, as in Seattle and Winnipeg. - The mass struggle of the proletariat is coming into being...... These strikes will constitute the determining feature of proletarian action in the days, to come. Revolutionary Socialism must use-these mass industrial, revolts to broaden the strike, to make it' general and militant; use the strike for'political objectives, and, finally, develop the mass political strike against Capitalism and the state. Revolutionary Socialism must base itself on the mass struggles' *658 of the proletariat, engage directly in these struggles while emphasizing the revolutionary purposes of Socialism and ,the proletarian movement. The mass strikes of the American proletariat provide, the material basis out of which to develop the concepts and action of revolutionary Socialism.....Our .task . . . is to articulate and organize the mass of the unorganized industrial proletariat, which constitutes the basis for a militant Socialism. The struggle for the revolutionary industrial unionism of the proletariat becomes an indispensable phase of revolutionary Socialism, on the basis of which to .broaden and deepen the action of the militant proletariat, developing reserves for the’ ultimate conquest of power. . . . Revolutionary Socialism adheres to the class struggle because through the class struggle alone — the mass struggle — c.an the industrial proletariat secure immediate concessions and finally conquer power by organizing'the industrial government of the working class. The ', class struggle is a political struggle . . . in the sense that its objective is political — the overthrow of the political organization upon which capitalistic exploitation depends, and the introduction of a new social system. The direct objective is the conquest by the proletariat of the power of the state. Revolutionary Socialism does not propose to ' capture ’ the bourgeois parliamentary state, but to conquer and destroy it. Revolutionary Socialism, accordingly, repudiates the policy of introducing Socialism by means of legislative measures- on the basis of the bourgeois state. ... It proposes to conquer by means of political action ... in the revolutionary (Footnote 2 continued on following pages.)
3 There was testimony at the trial that “ there was an extended strike at Winnipeg commencing May 15, 1919, during which the production and . supply of necessities, transportation, postal and telegraphic, communication and fire and sanitary protection were suspended or seriously curtailed.” *659 Marxian sense, which does not simply mean parliamentarism, but the .class action of the proletariat in any form having as its objective the conquest of the power of the state. . . . Parliamentary action which emphasizes the implacable character of the class struggle is an indispensable means of agitation. . . . But parliamentarism cannot conquer the power of the state for the proletariat. . . . It is accomplished, not by th^ legislative representatives of the proletariat, but by the mass power of the proletariat in action. The supreme power of the proletariat inheres in the political mass strike, in using the industrial mass power of the proletariat for politicahobjectives. Revolutionary Socialism, accordingly,, recognizes that the supreme -form of proletarian political' action is the political mass strike. . . . The power of the proletariat lies fundamentally in its control of the industrial process. The mobilization of this control in action against the bourgeois state and Capitalism means the end of Capitalism, the initial form of the revolutionary mass action that will conquer the power of the state. . . . The revolution starts with strikes of protest, developing into mass political strikes and then into revolutionary mass action for the conquest of the power of the state. Mass action becomes political in purpose while extra-parliamentary in form; it .is equally a process of revolution and the revolution itself in operation. The final objective of mass action is the conquest of the power of the state, the annihilation of the bourgeois parliamentary state and the introduction of the transition proletarian state, functioning as a revolutionary dictatorship of the proletariat. . . ' . The bourgeois parliamentary state is the organ of the bourgeoisie for the coercion of the-proletariat. The revolutionary proletariat must, accordingly, destroy this state. . ; . It is therefore necessary that the proletariat organize its own state for the coercion and suppression of the bourgeoisie: . . . Proletarian dictatorship is a recognition of the necessity for a revolutionary state to coerce and suppress the *660 bourgeoisie; it is equally a recognition of the fact that, in the Communist reconstruction of society, the proletariat as a class alone counts. . . . The old machinery of the state cannot be used by the revolutionary proletariat. It must be destroyed. The proletariat creates a new state, based directly upon the industrially organized producers, upon the industrial unions or Soviets, or a combination of both. It is this state, alone, functioning as a dictatorship of the proletariat, that can realize Socialism. . . . While the dictatorship of the proletariat performs its negative task of crushing the old order, it performs the positive task of constructing the new'. Together with the government of the proletarian dictatorship, there is developed a new ‘ government/ which is no longer government in the old sense, since it concerns itself with the management of production and not with the government'of persons. Out of workers’ control of industry, introduced by the proletarian dictatorship, there develops the complete structure of Communist Socialism, — industrial self-gevernment of the eommurfistically organized producers. When this structure is completed, which implies the complete expropriation of the bourgeoisie economically and politically, the dictatorship of the proletariat ends, in its place coming the full and free social and individual autonomy of the Communist order. . . . It is not a problem of immediate revolution. It is a problem of the immediate revolutionary struggle. The revolutionary epoch of the final struggle against Capitalism may last for years and tens of years; but the Communist International offers a policy and program immediate and ultimate in scope, that provides for the immediate class struggle against Capitalism, in its revolutionary implications, and for the final act of the conquest of power. The old order is in decay. Civilization is in collapse. The proletarian revolution and the Communist reconstruction of sociéty— the struggle for these — is now indispensable. This is the message of the Communist International to the workers of the world. The ' Communist International calls the proletariat of the world to the final struggle!”.
At the outset of the trial the defendant’s counsel objected to the introduction of any evidence under the
The court, among other things, charged the jury, in substance,- that they must determine what was the intent, purpose and fair meaning of the Manifesto; that its words must be taken in their ordinary meaning, as they would be understood by people whom it might reach; that a mere statement or analysis of social and economic facts and historical incidents, in the nature of an essay, accompanied by prophecy as to the future course of-events, but with no teaching, advice or advocacy of action, would not constitute the advocacy, advice or teaching of a doctrine for the overthrow of government within the meaning of the statute; that a mere statement that unlawful acts might accomplish such a purpose would be insufficient, unless there was a teaching, advising and advocacy of employing such unlawful acts for the purpose of overthrowing government; and that if the jury had a reason-, able doubt that the Manifesto did teach, advocate or advise the duty, necessity or propriety of using unlawful means for the overthrowing of organized government, the defendant was entitled to an acquittal.
The defendant’s counsel submitted two requests to charge which embodied in substance the statement that to constitute criminal anarchy within the meaning of the statute it was necessary that the language used or published should advocate, teach or advise the duty, necessity or propriety of doing “some definite or immediate apt or acts ” of force, violence or unlawfulness directed .toward the overthrowing of organized government. These were denied further than had been charged; Two other requests to charge embodied in substance the statement that to- constitute guilt the language used or published must be “reasonably and ordinarily calculated to incite certain persons” to acts of force, violence.or unlawfulness,
The Appellate Division, after setting forth extracts from the Manifesto and referring to the- Left Wing and Communist Programs published in the same issue of the Revolutionary Age, said:[4] “It is perfectly plain that the plan and purpose advocated .... contemplate the overthrow and destruction of the governments of the United States and of all the States, not by the free action of the majority of the . people through the ballot box in electing representatives to authorize a change of government by amending or changing the Constitution, . . . but by immediately organizing the industrial proletariat into militant Socialist unions and at the earliest opportunity through mass strike and force and violence, if necessary, compelling the government to cease to function, and then through a proletarian dictatorship, taking charge of and appropriating'all property and. administering it and governing through such dictatorship until such time as the proletariat is permitted to. administer and govern it. . . . The articles in question are .not a discussion of ideas and theories. They advocate a doctrine deliberately determined upon and planned for militantly disseminating a propaganda advocating that it is the. duty and necessity of the proletariat engaged in industrial pursuits’to organize to such.an extent that, by massed strike, th'e wheels of government may ultimately be stopped and the government overthrown . . .”
The Court of Appeals held that the Manifesto “ advocated the overthrow of this government by violence, or by unlawful means.”[5] In.one of the opinions represent
4 195 App. Div. 773 , 782, 790.
5 Five judges, constituting the majority of the court, agreed in this view. 234 N. Y. 132 , 138. And the two-/judges, constituting the minority — who dissented solely on a question as to the construction of the statute which is not here involved — said in reference to the *663 Manifesto: “ Revolution for the purpose of overthrowing the present form and the established political system of the United States government by direct means rathér than by constitutional means is therein clearly advocated and defended . . .” p. 154.
And both the Appellate Division and the Court of Appeals held the statute constitutional.
The specification of the errors relied on relates solely to the specific rulings of the trial court in the matters hereinbefore set out.[8] The correctness of the verdict is not
6 Pages 141, 142.
7 Pages 149, 150.
8 Exceptions to all of these rulings had been duly taken.
The precise question presented, and the only question which we can consider under this writ of error, then is, whether the statute, as construed and applied in this case by the state courts, deprived the defendant of his liberty of expression in violation of the due process clause of the Fourteenth Amendment.
The statute does not penalize the utterance or publication of abstract “ doctrine ” or academic discussion having no quality of incitement to any concrete action. It is not aimed against mere historical or philosophical essays. It does not restrain the advocacy of changes in the form of government by constitutional and lawful means. What it prohibits is language advocating, advising or teaching
The Manifesto, plainly, is neither the statement of abstract doctrine nor, as suggested by counsel, mere prediction that industrial disturbances and revolutionary mass strikes will result spontanéously in an inevitable process, of evolution in the economic system. It advocates and urges in fervent language mass'action which shall progressively foment industrial disturbances and through political mass strikes and revolutionary mass action overthrow and destroy organized parliamentary government. It concludes with a call to action in these words:- “ The proletariat revolution and the Communist reconstruction of society — the struggle for these — is now indispensable. . . . The Com'munist International calls the proletariat of the world to the final struggle!”' This is not the expression of philosophical abstraction, thf mere prediction of future events; it' is* the language of direct incitement. /
The means advocated for bringing about the destruction of organized parliamentary government, namely, mass in
For present purposes we may and do assume that freedom of speech and of the press — which are protected by the First Amendment from abridgment by Congress— are among the fundamental personal rights and “ liberties ” protected by the due process clause of the Fourteenth Amendment from impairment by the States. We do not regard the incidental statement in Prudential Ins. Co. v. Cheek, 259 U. S. 530 , 543, that the Fourteenth Amendment imposes no' restrictions on the States concerning freedom of speech, as determinative of this question.[9]
It is a fundamental principle, long established, that the freedom of speech and of the press which is secured by the Constitution, does not confer an absolute right to speak or publish, without responsibility, whatever one may choose, or an unrestricted and unbridled license that gives immunity for every possible use of language and prevents the punishment of those who abuse this freedom. 2 Story on the Constitution, 5th ed., § 1580, p. 634; Robertson v. Baldwin, 165 U. S. 275 , 281; Patterson v. Colorado, 205 U. S. 454 , 462; Fox v. Washington, 236
9 Compare Patterson v. Colorado, 205 U. S. 454 , 462; Twining v. New Jersey, 211 U. S. 78 , 108; Coppage v. Kansas, 236. U. S. 1, 17; Fox v. Washington, 236 U. S. 273 , 276; Schaefer v. United States, 251 U. S. 466 , 474; Gilbert v. Minnesota, 254 U. S. 325 , 338; Meyer v. Nebraska, 262 U. S. 390 , 399; 2 Story On the Constitution, 5th Ed., § 1950, p. 698.
That a State in the exercise of its police power may punish those who abuse this freedom by utterances inimical to the public welfare, tending to corrupt public morals, incite to crime, or disturb the public peace, is not open tp question. Robertson v. Baldwin, supra, p. 281 ; Patterson v. Colorado, supra, p. 462 ; Fox v. Washington, supra, p. 277 ; Gilbert v. Minnesota, supra, p. 339 ; People v. Most, 171 N. Y. 423 , 431; State v. Holm, 139 Minn. 267 , 275; State v. Hennessy, 114 Wash. 351 , 359; State v. Boyd, 86 N. J. L. 75 , 79; State v. McKee, 73 Conn. 18 , 27. Thus it was held by this Court in the Fox Case, that a State may punish publications advocating and encouraging .a breach of its criminal laws;, and, in the Gilbert Case, that a State may punish-utterances teaching or advocating that its citizens should not assist the United States in prosecuting or carrying on war with its public enemies.
And, for yet more imperative reasons, a State may punish utterances endangering the foundations of organized government and threatening its overthrow by unlawful means. These imperil its own existence as a constitutional State. Freedom of speech and press, said Story (supra) does not protect disturbances to the public peace or the attempt to subvert the government. It does not protect publications or teachings which tend to subvert or imperil the government or to impede or hinder it in the performance of its governmental duties. State v.
By enacting the present statute the State has determined, through its legislative body, that utterances advocating the overthrow of organized government by force, violence and unlawful means, are so inimical to the general welfare and involve such danger of substantive evil that they may be penalized in the exercise of its police power. That determination must be given great weight. Every presumption is to be indulged in favor of the validity of the statute. Mugler v. Kansas, 123 U. S. 623 , 661. And the case is to be considered “in the light of the principle that the State is primarily the judge of regulations required in the interest of public safety and welfare; ” and that its police “ statutes may only be declared unconstitutional where they aré arbitrary or unreason
We cannot hold that the present statute is an arbitrary or unreasonable exercise of the police power of the State unwarrantably, infringing the freedom of speech or press; and we must and do sustain its constitutionality.
This being so it may be applied to every utterance— not too trivial to be beneath the notice of the. law — which is of such a character and used with such intent and purpose as to bring it within the prohibition of the statute. This principle is illustrated in Fox v. Washington, supra, p. 277 ; Abrams v. United States, 250 U. S. 616 , 624; Schaefer v. United States, supra, pp. 479, 480; Pierce v. United States, 252 U. S. 239 , 250, 251;[10] and Gilbert v. Minnesota, supra, p. 333 . In other words, when the legislative body has determined generally, in the constitutional exercise of its discretion, that utterances of a certain kind involve such danger of substantive evil that they' may be punished, the question whether any specific utterance coming within the prohibited class is likely, in and of itself, to bring about the substantive evil, is not open to consideration. It is sufficient that the statute itself be constitutional and that the use of the language comes within its prohibition.
It is clear that the question in such cases is entirely different from that involved, in those cases where the statute merely prohibits certain acts involving the danger of substantive evil, without any reference to language itself, ,and it is sought to apply its provisions to language
10 This reference is to so much of the decision as relates to the conviction under the third count.- In considering the effect of the decisions under the Espionage Act of 1917 and the amendment of 1918, the distinction must be kept in mind between indictments under those provisions which specifically punish certain utterances, and those which merely punish specified acts in general terms, without specific reference to the use of language.
The defendant’s brief does not separately discuss any of the rulings of the trial court. It is only necessary to say that, applying the general rules already stated, we find that none of them involved any invasion of the constitutional rights of the defendant. It was not necessary, within the meaning of the statute, that the defendant should have advocated “ some definite or immediate act or acts ” of force, violence or unlawfulness. It was sufficient if such acts were advocated in general terms; and it was not essential that their immediate execution should
We need not enter upon a consideration of the English common law rule of seditious libel or the Federal Sedition Act of 1798, to Which reference is made in the defendant’s brief. These are so unlike the present statute, that we think the decisions under them cast no helpful light upon the questions here.
And finding, for the reasons stated, that the statute is not in itself unconstitutional, and that it has not been applied in the present case in derogation of any constitutional right, the judgment of the Court of Appeals is
Affirmed.
Mr. Justice Holmes, dissenting.
Mr. Justice Brandéis and I are of opinion that this judgment should be reversed. The general principle of free speech, it seems to me, must be taken to be included in the Fourteenth Amendment, in view of the scope that has been given to the word ‘ liberty ’. as there used, although perhaps it may be accepted with a somewhat larger latitude of interpretation than is allowed to Congress by the sweeping language that governs or ought to govern the laws of the United States. If I am right, then I think that the criterion sanctioned by the full Court in Schenck v. United States, 249 U. S. 47 , 52, applies. “ The question in every case is whether the words used are used in such circumstances and are of such a nature as to create a clear and present danger that they will bring about the substan
If the publication of this document had been laid as an attempt to induce an uprising against government at once and not at some indefinite time in the future it would have presented a different question. The object would have been one with which the law might deal, subject to the doubt whether there was any danger that the publication could produce any result, or in other words, whether it was not futile and too remote from possible consequences. But the indictment alleges the publication and nothing more.
Cases cited
- Schenck v. United States 249 U. S. 47 p. 653, p. 667, p. 671, p. 672
- 260 U. S. 703 260 U. S. 703 p. 653
- Prudential Insurance Co. of America v. Cheek 259 U. S. 530 p. 666
- Robertson v. Baldwin 165 U. S. 275 p. 666, p. 667
- Patterson v. Colorado ex rel. Attorney General 205 U. S. 454 p. 666, p. 667
- Frohwerk v. United States 249 U. S. 204 p. 667
- Debs v. United States 249 U. S. 211 p. 667, p. 671
- Schaefer v. United States 251 U. S. 466 p. 667, p. 670, p. 673
- Gilbert v. Minnesota 254 U. S. 325 p. 667, p. 670
- United States ex rel. Turner v. Williams 194 U. S. 279 p. 668
- Toledo Newspaper Co. v. United States 247 U. S. 402 p. 668
- Mugler v. Kansas 123 U. S. 623 p. 668
- Great Northern Railway Co. v. Minnesota ex rel. Village of Clara City 246 U. S. 434 p. 669
- Abrams v. United States 250 U. S. 616 p. 670, p. 673
- Pierce v. United States 252 U. S. 239 at 251 p. 670