p. 163SCHNEIDER v. RUSK, SECRETARY OF STATE.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF COLUMBIA.No. 368. Argued April 2, 1964.—
Decided May 18, 1964.
Appellant, who was born in Germany, came to this country with her
parents as a child and acquired derivative American citizenship.
She lived abroad since graduation from college, became married to
a German national, and, except for two visits back to this country,
has lived in Germany for the past eight years. The State Depart-
ment denied her a passport, certifying that she had lost her Ameri-
can citizenship under §352 (a)(1) of the Immigration and Na-
tionality Act of 1952, which provides that a naturalized citizen, with
exceptions not material here, loses citizenship by continuous resi-
dence for three years in the country of origin. She thereupon sued
in the District Court for a declaratory judgment that she is still
an American citizen and has appealed from that court’s adverse
decision. Held: by a majority of this Court that §352 (a)(1)
is discriminatory and therefore violative of due process under the
Fifth Amendment of the Constitution, since no restriction against
the length of foreign residence applies to native-born citizens,
though some members of that majority believe that Congress lacks
constitutional power to effect involuntary divestiture of citizenship.
Pp. 164-169.
218 F. Supp. 302, reversed.
Milton V. Freeman argued the cause for appellant.
With him on the briefs were Robert E. Herzstein, Horst
Kurnik and Charles A. Reich.
Bruce J. Terris argued the cause for appellee. With
him on the brief were Solicitor General Cox, Assistant
Attorney General Miller and Beatrice Rosenberg.
Jack Wasserman, David Carliner and Melvin L. Wulf
filed a brief for the American Civil Liberties Union, as
amicus curiae, urging reversal.
p. 164Opinion of the Court. 377U.S.
Mr . Just ice Douglas delivered the opinion of the
Court.
The Immigration and Nationality Act of 1952, 66
Stat. 163, 269, 8 U. S. C. §§ 1101, 1484, provides by
§ 352:
“(a) A person who has become a national by
naturalization shall lose his nationality by—
“(1) having a continuous residence for three years
in the territory of a foreign state of which he was
formerly a national or in which the place of his birth
is situated, except as provided in section 353 of this
title,1 whether such residence commenced before or
after the effective date of this Act . . . .” (Italics
added.)
Appellant, a German national by birth, came to this
country with her parents when a small child, acquired de-
rivative American citizenship at the age of 16 through her
mother, and, after graduating from Smith College, went
abroad for postgraduate work. In 1956 while in France
she became engaged to a German national, returned here
briefly, and departed for Germany, where she married
and where she has resided ever since. Since her marriage
she has returned to this country on two occasions for
visits. Her husband is a lawyer in Cologne where appel-
lant has been living. Two of her four sons, born in Ger-
many, are dual nationals, having acquired American
citizenship under §301 (a)(7) of the 1952 Act. The
American citizenship of the other two turns on this case.
In 1959 the United States denied her a passport, the State
Department certifying that she had lost her American
citizenship under § 352 (a)(1), quoted above. Appellant
sued for a declaratory judgment that she still is an Ameri-
can citizen. The District Court held against her, 218 F.
p. 165Supp. 302, and the case is here on appeal.2
375 U. S.
893.
The Solicitor General makes his case along the fol-
lowing lines.
Over a period of many years this Government has been
seriously concerned by special problems engendered when
naturalized citizens return for a long period to the coun-
tries of their former nationalities. It is upon this premise
that the argument derives that Congress, through its
power over foreign relations, has the power to deprive
such citizens of their citizenship.
Other nations, it is said, frequently attempt to treat
such persons as their own citizens, thus embroiling the
United States in conflicts when it attempts to afford them
protection. It is argued that expatriation is an alterna-
tive to withdrawal of diplomatic protection. It is also
argued that Congress reasonably can protect against the
tendency of three years’ residence in a naturalized citi-
zen’s former homeland to weaken his or her allegiance to
this country. The argument continues that it is not
invidious discrimination for Congress to treat such nat-
uralized citizens differently from the manner in which it
treats native-born citizens and that Congress has the
right to legislate with respect to the general class with-
out regard to each factual violation. It is finally
argued that Congress here, unlike the situation in Ken-
nedy v. Mendoza-Martinez,
372 U. S. 144, was aiming
only to regulate and not to punish, and that what Con-
gress did had been deemed appropriate not only by this
country but by many others and is in keeping with
traditional American concepts of citizenship.
We start from the premise that the rights of citizenship
of the native born and of the naturalized person are of
the same dignity and are coextensive. The only differ-
ence drawn by the Constitution is that only the “natural
born” citizen is eligible to be President. Art. II, § 1.
p. 166While the rights of citizenship of the native born
derive from § 1 of
the Fourteenth Amendment and the
rights of the naturalized citizen derive from satisfying,
free of fraud, the requirements set by Congress, the latter,
apart from the exception noted, “becomes a member of
the society, possessing all the rights of a native citizen,
and standing, in the view of the constitution, on the foot-
ing of a native. The constitution does not authorize
Congress to enlarge or abridge those rights. The simple
power of the national Legislature, is to prescribe a uniform
rule of naturalization, and the exercise of this power
exhausts it, so far as respects the individual.” Osborn v.
Bank of United States,
9 Wheat. 738, 827. And see
Luria
v. United States, 231 U. S. 9, 22; United States v. Mac-
intosh,
283 U. S. 605, 624; Knauer n . United States,
328
U. S. 654, 658.
Views of the Justices have varied when it comes to
the problem of expatriation.
There is one view that the power of Congress to take
away citizenship for activities of the citizen is non-
existent absent expatriation by the voluntary renuncia-
tion of nationality and allegiance. See
Perez v. Brownell,
356 U. S. 44, 79 (dissenting opinion of Justi ces Black
and Douglas ) ;
Trop v. Dulles, 356 U. S. 86 (opinion by
Chief Justi ce Warren ). That view has not yet com-
manded a majority of the entire Court. Hence we are
faced with the issue presented and decided in Perez v.
Brownell, supra, i. e., whether the present Act violates
due process. That in turn comes to the question put in
the following words in Perez:
“Is the means, withdrawal of citizenship, reason-
ably calculated to effect the end that is within the
power of Congress to achieve, the avoidance of
embarrassment in the conduct of our foreign rela-
tions ... ?”
356 U. S., at 60.
p. 167In that case, where an American citizen voted in a foreign
election, the answer was in the affirmative. In the present
case the question is whether the same answer should be
given merely because the naturalized citizen lived in her
former homeland continuously for three years. We think
not.
Speaking of the provision in the Nationality Act of
1940, which was the predecessor of § 352 (a)(1), Chair-
man Dickstein of the House said that the bill would
“relieve this country of the responsibility of those who
reside in foreign lands and only claim citizenship when it
serves their purpose.” 86 Cong. Rec. 11944. And the
Senate Report on the 1940 bill stated:
“These provisions for loss of nationality by resi-
dence abroad would greatly lessen the task of the
United States in protecting through the Department
of State nominal citizens of this country who are
abroad but whose real interests, as shown by the con-
ditions of their foreign stay, are not in this country.”
S. Rep. No. 2150, 76th Cong., 3d Sess., p. 4.
As stated by Judge Fahy, dissenting below, such legisla-
tion, touching as it does on the “most precious right” of
citizenship {Kennedy v. Mendoza-Martinez,
372 U. S., at
159), would have to be justified under the foreign rela-
tions power “by some more urgent public necessity than
substituting administrative convenience for the individ-
ual right of which the citizen is deprived.”
218 F. Supp.
302, 320.
In Kennedy v. Mendoza-Martinez, supra, a divided
Court held that it was beyond the power of Congress
to deprive an American of his citizenship automatically
and without any prior judicial or administrative proceed-
ings because he left the United States in time of war to
evade or avoid training or service in the Armed Forces.
The Court held that it was an unconstitutional use of
p. 168congressional power because it took away citizenship as
punishment for the offense of remaining outside the coun-
try to avoid military service, without, at the same time,
affording him the procedural safeguards granted by the
Fifth and
Sixth Amendments. Yet even the dissenters,
who felt that flight or absence to evade the duty of help-
ing to defend the country in time of war amounted to
manifest nonallegiance, made a reservation. Justice
Stewart stated:
“Previous decisions have suggested that congres-
sional exercise of the power to expatriate may be
subject to a further constitutional restriction—a lim-
itation upon the kind of activity which may be made
the basis of denationalization. Withdrawal of citi-
zenship is a drastic measure. Moreover, the power
to expatriate endows government with authority to
define and to limit the society which it represents
and to which it is responsible.
“This Court has never held that Congress’ power
to expatriate may be used unsparingly in every area
in which it has general power to act. Our previous
decisions upholding involuntary denationalization all
involved conduct inconsistent with undiluted alle-
giance to this country.”
372 U. S., at 214.
This statute proceeds on the impermissible assumption
that naturalized citizens as a class are less reliable and
bear less allegiance to this country than do the native
born. This is an assumption that is impossible for us to
make. Moreover, while
the Fifth Amendment contains
no equal protection clause, it does forbid discrimination
that is “so unjustifiable as to be violative of due process.”
Bolling v. Sharpe, 347 U. S. 497, 499. A native-born
citizen is free to reside abroad indefinitely without suf-
fering loss of citizenship. The discrimination aimed at
naturalized citizens drastically limits their rights to live
p. 169and work abroad in a way that other citizens may. It
creates indeed a second-class citizenship. Living abroad,
whether the citizen be naturalized or native born, is no
badge of lack of allegiance and in no way evidences a vol-
untary renunciation of nationality and allegiance. It
may indeed be compelled by family, business, or other
legitimate reasons.
Reversed.
Mr . Justice Brennan took no part in the decision of
this case.
Mr . Justice Clark , whom Mr . Justic e Harlan and
Mr . Justic e White join, dissenting.
The appellant, a derivative citizen since 1950, has vol-
untarily absented herself from the United States for over
a decade, living in her native Germany for the last eight
years. In 1956 she married a German citizen there; she
has since borne four (German national) sons there, and
now says she has no intention to return to the United
States.
I, too, sympathize with the appellant for the dilemma
in which she has placed herself through her marriage to a
foreign citizen. But the policy of our country is in-
volved here, not just her personal consideration. I can-
not say that Congress made her a second-class citizen by
enacting § 352 (a)(1) of the Immigration and Nationality
Act of 1952, 66 Stat. 269, 8 U. S. C. §
1484, placing a
“badge of lack of allegiance” upon her because she chose
to live permanently abroad in her native land. If there
is such a citizenship or badge, appellant, not the Congress,
created it through her own actions. All that Congress
did was face up to problems of the highest national im-
portance by authorizing expatriation, the only adequate
remedy. Appellant, with her eyes open to the result,
chose by her action to renounce her derivative citizen-
ship. Our cases have so interpreted such action for half
p. 170Cla rk , J., dissenting. 377 U. S.
a century. Mackenzie v. Hare, 239 U. S. 299 (1915).
As applied to her I cannot say, as does the Court, that the
command of Congress in § 352 (a)(1) is discriminatory
and, therefore, violative of due process. Mackenzie de-
cided just the contrary, upholding a statute which pro-
vided that, although an American male did not suffer loss
of citizenship during marriage to a foreign citizen, an
American woman did. Here the appellant had statutory
notice of the requirement; she voluntarily acted in dis-
regard of it for eight years, intends to continue to do so,
and in my view has therefore renounced her citizenship.
There is nothing new about the practice of expatriating
naturalized citizens who voluntarily return to their native
lands to reside. It has a long-established and widely
accepted history. Our concept of citizenship was inher-
ited from England and, accordingly, was based on the
principle that rights conferred by naturalization were sub-
ject to the conditions reserved in the grant. See Calvin’s
Case, 7 Co. Rep. 1 a, 77 Eng. Rep. 377 (1608). It was
with this in mind that the Founders incorporated Art. I,
§ 8, cl. 4, into our Constitution. This clause grants Con-
gress the power “[t]o establish an uniform Rule of Nat-
uralization . . . .” And, as Madison himself said, these
words meant that the “Natl. Legislre. is to have the right
of regulating naturalization, and can by virtue thereof fix
different periods of residence as conditions of enjoying
different privileges of Citizenship . . . .” II Farrand, The
Records of the Federal Convention of 1787, 235 (1911).
This was confirmed during the debate in the First Con-
gress on the first naturalization bill when Alexander
White of Virginia suggested that if the residence require-
ment were stricken, “another clause ought to be added,
depriving [naturalized] persons of the privilege of citizen-
ship, who left the country and staid abroad for a given
p. 171length of time.” 1 Annals of Congress 1110 (1790).
James Madison answered:
“It may be a question of some nicety, how far we
can make our law to admit an alien to the right of
citizenship, step by step; but there is no doubt we
may, and ought to require residence as an essen-
tial.” Id., at 1112.
The records show not only that it was the consensus of
the members of the House that step-by-step naturaliza-
tion was permissible but also that not a word was spoken
against the Madison statement that required residence
was constitutionally allowed. This debate points up the
fact that distinctions between naturalized and native-
born citizens were uppermost in the minds of the Framers
of the Constitution.
The right to renounce citizenship acquired at birth was
a serious question during the War of 1812. In 1814 the
Government, through Secretary of State Monroe, circu-
lated an anonymous pamphlet, A Treatise on Expatria-
tion, which declared that “[expatriation ... is nothing
more than emigration, with an intention to settle per-
manently abroad.” At 21. Since that time it has tradi-
tionally been our policy to withdraw diplomatic protec-
tion from naturalized citizens domiciled in their native
states. See, e. g., letter from Secretary of State Adams to
Shaler (1818), III Moore, Digest of International Law
735-736 (1906); letter from United States Minister to
Prussia Wheaton to Knoche (1840), S. Exec. Doc. No. 38,
36th Cong., 1st Sess., 6-7; letter from Secretary of State
Fish to Wing (1871), II Wharton, Digest of Interna-
tional Law of the United States 361-362 (2d ed. 1887) ;
communication from Secretary of State Hay to Amer-
ican diplomats (1899), III Moore, supra, at 950. Dur-
ing all this period the United States protected all citi-
zens abroad except naturalized ones residing in their
p. 172native lands. In 1868 the Bancroft treaty was nego-
tiated with the North German Confederation. It pro-
vided that each country would recognize naturalization
of its native-born citizens by the other country. It fur-
ther provided that “[i]f a German naturalized in America
renews his residence in North Germany, without the
intent to return to America, he shall be held to have re-
nounced his naturalization . . . [and] [t]he intent not
to return may be held to exist when the person nat-
uralized in the one country resides more than two years
in the other country.” 15 Stat. 615, 616-617. The
United States has similar rights under existing treaties
with 20 countries. All of these rights will be stricken by
the decision today.
In the late nineteenth century the Government adopted
a practice of informing naturalized citizens residing in
their native lands without intent to return that they had
expatriated themselves. The doctrine underlying this
procedure has since been followed on several occasions by
commissions arbitrating the claims of American citizens
against foreign governments. See III Moore, History
and Digest of International Arbitrations 2562-2572,
2579-2581 (1898).
As early as 1863 President Lincoln had suggested to
Congress that it “might be advisable to fix a limit beyond
which no citizen of the United States residing abroad may
claim the interposition of his Government.” 7 Messages
and Papers of the Presidents 3382 (Richardson ed. 1897).
However, no legislation was enacted in the nineteenth
century. In 1906, at the request of Congress, Secretary
of State Elihu Root appointed a “citizenship board” to
consider this and other related matters. The Board’s
report stated:
“Expressed renunciation of American citizenship
is, however, extremely rare; but the class of Ameri-
cans who separate themselves from the United States
p. 173and live within the jurisdiction of foreign countries is
becoming larger every year, and the question of their
protection causes increasing embarrassment to this
Government in its relations with foreign powers.”
H. Doc. No. 326, 59th Cong., 2d Sess., 25.
The Board’s recommendations led to the enactment of
the Nationality Act of 1907, 34 Stat. 1228. That Act
included a rebuttable presumption that residence for two
years in the foreign state from which a naturalized Amer-
ican citizen came constituted a forfeiture of American
citizenship. This provision proved difficult to admin-
ister and in 1933 President Roosevelt appointed a cabinet
committee (the Secretary of State, the Attorney General
and the Secretary of Labor) to review the nationality
laws. The committee issued an extensive report and
draft statute which provided for expatriation of natural-
ized citizens who resided continuously in their country
of origin for three years. This provision was incorpo-
rated into the Nationality Act of 1940, 54 Stat. 1137,1170,
and was carried over into the Immigration and Nation-
ality Act of 1952, modified so as not to require “uninter-
rupted physical presence in a foreign state . . . .” 66
Stat. 163, 170, 269.
This historical background points up the international
difficulties which led to the adoption of the policy an-
nounced in § 352 (a)(1). Residence of United States
nationals abroad has always been the source of much
international friction and the ruling today will expand
these difficulties tremendously. In 1962 alone 919 per-
sons were expatriated on the basis of residence in coun-
tries of former nationality. The action of the Court in
voiding these expatriations will cause no end of diffi-
culties because thousands of persons living throughout
the world will come under the broad sweep of the Court’s
p. 174decision. It is estimated that several thousand of these
American expatriates reside in iron curtain countries
alone. Hearings before the Subcommittee on Constitu-
tional Rights of the Senate Committee on the Judiciary
on S. Res. 49, 85th Cong., 1st Sess., 133. The protection
of American citizens abroad has always been a most sensi-
tive matter and continues to be so today. This is espe-
cially true in Belgium, Greece, France, Iran, Israel,
Switzerland and Turkey, because of their refusal to recog-
nize the expatriation of their nationals who acquire
American citizenship. The dissension that springs up in
some of these areas adds immeasurably to the difficulty.
Nor is the United States alone in making residence
abroad cause for expatriation. Although the number of
years of foreign residence varies from 2 to 10 years,
29 countries, including the United Kingdom and 7
Commonwealth countries, expatriate naturalized citizens
residing abroad. Only four—Czechoslovakia, Poland,
Afghanistan, and Yugoslavia-—apply expatriation to both
native-born and naturalized citizens. Even the United
Nations sanctions different treatment for naturalized and
native-born citizens; Article 7 of the United Nations Con-
vention on the Reduction of Statelessness provides that
naturalized citizens who reside abroad for seven years
may be expatriated unless they declare their intent to
retain citizenship.
The decisions of this Court have consistently approved
the power of Congress to enact statutes similar to the one
here stricken down. Beginning with Mackenzie v. Hare,
supra, where the Court sustained a statute suspending
during coverture the citizenship of a native-born Amer-
ican woman who married a foreigner, the Court has in-
variably upheld expatriation when there is a concurrence
on the part of the citizen. In Mackenzie exactly the
p. 175same argument was made that appellant urges here.
Indeed, the Court uses the same opinion in this case to
strike down § 352 (a)(1) as was urged in Mackenzie,
namely, Osborn v. Bank of the United States, 9 Wheat.
738 (1824), where Chief Justice Marshall remarked: “The
constitution does not authorize Congress to enlarge or
abridge . . . [the] rights” of citizens. At 827. But the
Court in Mackenzie, without dissent on the merits, held:
“It may be conceded that a change of citizenship
cannot be arbitrarily imposed, that is, imposed with-
out the concurrence of the citizen. The law in con-
troversy does not have that feature. It deals with
a condition voluntarily entered into [marriage], with
notice of the consequences. We concur with counsel
that citizenship is of tangible worth, and we sym-
pathize with plaintiff in her desire to retain it and
in her earnest assertion of it. But there is involved
more than personal considerations. As we have
seen, the legislation was urged by conditions of na-
tional moment. . . . This is no arbitrary exercise
of government. It is one which, regarding the inter-
national aspects, judicial opinion has taken for
granted would not only be valid but demanded.” At
311-312.
And later in
Savorgnan v. United States, 338 U. S. 491
(1950), we approved the doctrine of Mackenzie, supra.
Six years ago in
Perez v. Brownell, 356 U. S. 44 (1958),
we held that an American citizen voting in a foreign elec-
tion expatriated himself under § 401 of the Nationality
Act of 1940, 54 Stat. 1137. We again cited Mackenzie,
supra, with approval, describing the central issue in
expatriation cases
“as importing not only something less than complete
and unswerving allegiance to the United States but
729-256 0-65-16
p. 176also elements of an allegiance to another country in
some measure, at least, inconsistent with American
citizenship.” At 61.
The present case certainly meets this test. Appellant’s
prolonged residence in her former homeland, the alle-
giance her husband and children owe to it, and her inten-
tion not to return to the United States all show some
measure of allegiance to Germany. At the very least,
these factors show much less than “unswerving allegiance
to the United States” and are “inconsistent with Ameri-
can citizenship.” Indeed, in this respect the instant case
is much stronger than Mackenzie, supra.
The Court bases its decision on the fact that § 352
(a)(1) applies only to naturalized, not native-born, citi-
zens. It says this results in a discrimination in violation
of the Due Process Clause of the Fifth Amendment. I
think that in so doing the Court overspeaks itself. If
Congress has the power to expatriate all citizens, as the
Court’s position implies, it would certainly have like
power to enact a more narrowly confined statute aimed
only at those citizens whose presence in their native home-
lands can embroil the United States in conflict with such
countries. As the history shows, the naturalized citizen
who returns to his homeland is often the cause of the
difficulties. This fact is recognized by the policy of this
country and of 25 others and by a United Nations Con-
vention as well. Through § 352 (a)(1), Congress has
restricted its remedy to correction of the precise situations
which have caused the problem. In adopting the classi-
fication “naturalized citizen” has the Congress acted with
reason? Many times this Court has upheld classifica-
tions of more significance. Hirabayashi v. United States,
320 U. S. 81 (1943) (curfew imposed on persons of Japa-
nese ancestry, regardless of citizenship, in military areas
during war); Heim v. McCall, 239 U. S. 175 (1915)
(aliens not employable on public works projects); Ter-
p. 177race v. Thompson,
263 U. S. 197 (1923) and
Porterfield v.
Webb, 263 U. S. 225 (1923) (aliens who were ineligible for
citizenship not permitted to hold land for farming or
other purposes) ;
Ohio ex rel. Clarke v. Deckebach, 274
U. S. 392 (1927) (aliens not permitted to conduct pool
and billiard rooms). As in Mackenzie v. Hare, supra,
these cases were sustained on the basis that the classifica-
tion was reasonably devised to meet a demonstrated need.
Distinctions between native-born and naturalized citizens
in connection with foreign residence are drawn in the
Constitution itself. Only a native-born may become Pres-
ident, Art. II, § 1. A naturalized citizen must wait seven
years after he obtains his citizenship before he is eligible
to sit in the House, Art. I, § 2. For the Senate, the wait-
ing period is nine years, Art. I, § 3. Do these provisions
create a second-class citizenship or place a “badge of lack of
allegiance” on those citizens? It has never been thought
so until today. As I have shown, in the debate in the
First Congress on the first naturalization bill, it was pro-
posed to expatriate naturalized citizens who resided
abroad. During the entire nineteenth century only nat-
uralized citizens were, as a general rule, expatriated on
the grounds of foreign residence, and for nearly 100 years
our naturalization treaties have contained provisions
authorizing the expatriation of naturalized citizens re-
siding in their native lands. Indeed, during the con-
sideration of the 1952 Act, not a single witness specifically
objected to § 352 (a)(1). Even the Americans for Demo-
cratic Action suggested that it was a reasonable regula-
tion. It is a little late for the Court to decide in the face
of this mountain of evidence that the section has sud-
denly become so invidious that it must be stricken as
arbitrary under the Due Process Clause.
Kennedy v. Mendoza-Martinez,
372 U. S. 144 (1963),
is not apposite. There expatriation for the offense of re-
maining outside the country to avoid military service
p. 178Cla rk , J., dissenting. 377U.S.
was held to constitute punishment without a criminal
trial. The majority here indicates that a reservation
made by Mr . Justi ce Stew art in his dissent in that case
supports its present view. I think not. Indeed, my
Brother Stewart ’s conclusion that our cases “upholding
involuntary denationalization all involved conduct in-
consistent with undiluted allegiance to this country,”
at 214, fits this case like a glove. Here appellant has been
away from the country for 10 years, has married a foreign
citizen, has continuously lived with him in her native
land for eight years, has borne four sons who are German
nationals, and admits that she has no intention to return
to this country. She wishes to retain her citizenship on
a standby basis for her own benefit in the event of trouble.
There is no constitutional necessity for Congress to accede
to her wish.
I dissent.