Majority — ROBERTS C.J.
The Act "make[s] the reduction of HIV/AIDS behavioral risks a priority of all prevention efforts." § 7611(a)(12); see also § 7601(15) ("Successful strategies to stem the spread of the HIV/AIDS pandemic will require ... measures to address the social and behavioral causes of the problem"). The Act's approach to reducing behavioral risks is multifaceted. The President's strategy for addressing such risks must, for example, promote abstinence, encourage monogamy, increase the availability of condoms, promote voluntary counseling and treatment for drug users, and, as relevant here, "educat[e] men and boys about the risks of procuring sex commercially" as well as "promote alternative livelihoods, safety, and social reintegration strategies for commercial sex workers." § 7611(a)(12). Congress found that the "sex industry, the trafficking of individuals into such industry, and sexual violence" were factors in the spread of the HIV/AIDS epidemic, and determined that "it should be the policy of the United States to eradicate" prostitution and "other sexual victimization." § 7601(23).
The United States has enlisted the assistance of nongovernmental organizations to help achieve the many goals of the program. Such organizations "with experience in health
In 2005, respondents Alliance for Open Society International and Pathfinder International commenced this litigation, seeking a declaratory judgment that the Government's implementation of the Policy Requirement violated their First Amendment rights. Respondents sought a preliminary injunction barring the Government from cutting off their funding under the Act for the duration of the litigation, from unilaterally terminating their cooperative agreements with the United States, or from otherwise taking action solely on the basis of respondents' own privately funded speech. The District Court granted such a preliminary injunction, and the Government appealed.
While the appeal was pending, HHS and USAID issued guidelines on how recipients of Leadership Act funds could retain funding while working with affiliated organizations not bound by the Policy Requirement. The guidelines permit funding recipients to work with affiliated organizations that "engage [ ] in activities inconsistent with the recipient's opposition to the practices of prostitution and sex trafficking" as long as the recipients retain "objective integrity and independence from any affiliated organization." 45 CFR § 89.3 ; see also AAPD 12-04, at 6-7. Whether sufficient separation
A
The Spending Clause of the Federal Constitution grants Congress the power "[t]o lay and collect Taxes, Duties, Imposts and Excises, to pay the Debts and provide for the common Defence and general Welfare of the United States." Art. I, § 8, cl. 1. The Clause provides Congress broad
At the same time, however, we have held that the Government " 'may not deny a benefit to a person on a basis that infringes his constitutionally protected ... freedom of speech even if he has no entitlement to that benefit.' " Forum for Academic and Institutional Rights, supra, at 59 , 126 S.Ct. 1297 (quoting American Library Assn., supra, at 210 , 123 S.Ct. 2297 ). In some cases, a funding condition can result in an unconstitutional burden on First Amendment rights. See Forum for Academic and Institutional Rights, supra, at 59 , 126 S.Ct. 1297 (the First Amendment supplies "a limit on Congress' ability to place conditions on the receipt of funds").
The dissent thinks that can only be true when the condition is not relevant to the objectives of the program (although it has its doubts about that), or when the condition is actually coercive, in the sense of an offer that cannot be refused. See post, at 2325 - 2326 (opinion of SCALIA, J.). Our precedents, however, are not so limited. In the present context, the relevant distinction that has emerged from our cases is between conditions that define the limits of the government spending program-those that specify the activities Congress wants to subsidize-and conditions that seek to leverage
A comparison of two cases helps illustrate the distinction: In Regan v. Taxation With Representation of Washington, the Court upheld a requirement that nonprofit organizations seeking tax-exempt status under 26 U.S.C. § 501 (c)(3) not engage in substantial efforts to influence legislation. The tax-exempt status, we explained, "ha[d] much the same effect as a cash grant to the organization." 461 U.S., at 544 , 103 S.Ct. 1997 . And by limiting § 501(c)(3) status to organizations that did not attempt to influence legislation, Congress
Our decision in Rust v. Sullivan elaborated on the approach reflected in Regan and League of Women Voters . In Rust, we considered Title X of the Public Health Service Act, a Spending Clause program that issued grants to nonprofit health-care organizations "to assist in the establishment and operation of voluntary family planning projects [to] offer a broad range of acceptable and effective family planning methods and services." 500 U.S., at 178 , 111 S.Ct. 1759 (internal quotation marks omitted). The organizations received funds from a variety of sources other than the Federal Government for a variety of purposes. The Act, however, prohibited the Title X federal funds from being "used in programs where abortion is a method of family planning." Ibid. (internal quotation marks omitted). To enforce this provision, HHS regulations barred Title X projects from advocating abortion as a method of family planning, and required grantees to ensure that their Title X projects were " 'physically and financially separate' " from their other projects that engaged in the prohibited activities. Id., at 180-181 , 111 S.Ct. 1759 (quoting 42 CFR § 59.9 (1989) ). A group of Title X funding recipients brought suit, claiming the regulations imposed an unconstitutional condition on their First Amendment rights. We rejected their claim.
The Policy Requirement therefore must be doing something more-and it is. The dissent views the Requirement as simply a selection criterion by which the Government identifies organizations "who believe in its ideas to carry them to fruition." Post, at 2332. As an initial matter, whatever purpose the Policy Requirement serves in selecting funding recipients, its effects go beyond selection. The Policy Requirement is an ongoing condition on recipients' speech and activities, a ground for terminating a grant after selection is complete. See AAPD 12-04, at 12. In any event, as the Government acknowledges, it is not simply seeking organizations that oppose prostitution. Reply Brief 5. Rather, it explains, "Congress has expressed its purpose 'to eradicate' prostitution and sex trafficking, 22 U.S.C. § 7601 (23), and it wants recipients to adopt a similar stance." Brief for Petitioners 32 (emphasis added). This case is not about the Government's ability to enlist the assistance of those with whom it already agrees. It is about compelling a grant recipient to adopt a particular belief as a condition of funding.
By demanding that funding recipients adopt-as their own-the Government's view on an issue of public concern, the condition by its very nature affects "protected conduct outside the scope of the federally funded program." Rust, 500 U.S., at 197 , 111 S.Ct. 1759 . A recipient cannot avow the belief dictated by the Policy Requirement when spending Leadership Act funds, and then turn around and assert a contrary belief, or claim neutrality, when participating in activities on its own time and dime. By requiring recipients to profess a specific belief, the Policy Requirement goes beyond defining the limits of the federally funded program to defining the recipient. See ibid. ("our 'unconstitutional conditions' cases
The Government suggests that the Policy Requirement is necessary because, without it, the grant of federal funds could free a recipient's private funds "to be used to promote prostitution or sex trafficking." Brief for Petitioners 27 (citing Holder v. Humanitarian Law Project, 561 U.S. 1 , ---- - ----, 130 S.Ct. 2705 , 2725-2726, 177 L.Ed.2d 355 (2010)). That argument assumes that federal funding will simply supplant private funding, rather than pay for new programs or expand existing ones. The Government offers no support for that assumption as a general matter, or any reason to believe it is true here. And if the Government's argument were correct, League of Women Voters would have come out differently, and much of the reasoning of Regan and Rust would have been beside the point.
The Government cites but one case to support that argument, Holder v. Humanitarian Law Project . That case concerned the quite different context of a ban on providing material support to terrorist organizations, where the record indicated that support for those organizations' nonviolent operations was funneled to support their violent activities. 561 U.S., at ----, 130 S.Ct., at 2725-2726 .
Pressing its argument further, the Government contends that "if organizations awarded federal funds to implement Leadership Act programs could at the same time promote or affirmatively condone prostitution or sex trafficking, whether using public or private funds, it would
* * *
The Policy Requirement compels as a condition of federal funding the affirmation of a belief that by its nature cannot be confined within the scope of the Government program. In so doing, it violates the First Amendment and cannot be sustained. The judgment of the Court of Appeals is affirmed.
It is so ordered.
KAGAN, J., took no part in the consideration or decision of this case.
Justice SCALIA, with whom Justice THOMAS joins, dissenting.
The Leadership Act provides that "any group or organization that does not have a policy explicitly opposing prostitution and sex trafficking" may not receive funds appropriated under the Act. 22 U.S.C. § 7631 (f). This Policy Requirement is nothing more than a means of selecting suitable agents to implement the Government's chosen strategy to eradicate HIV/AIDS. That is perfectly permissible under the Constitution.
The First Amendment does not mandate a viewpoint-neutral government. Government must choose between rival ideas and adopt some as its own: competition over cartels, solar energy over coal, weapon development over disarmament, and so forth. Moreover, the government may enlist the assistance of those who believe in its ideas to carry them to fruition; and it need not enlist for that purpose those who oppose or do not support the ideas. That seems to me a matter of the most common common sense. For example:
The argument is that this commonsense principle will enable the government to discriminate against, and injure, points of
But that is not the issue before us here. Here the views that the Government demands an applicant forswear-or that the Government insists an applicant favor-are relevant to the program in question. The program is valid only if the Government is entitled to disfavor the opposing view (here, advocacy of or toleration of prostitution). And if the program can disfavor it, so can the selection of those who are to administer the program. There is no risk that this principle will enable the Government to discriminate arbitrarily against positions it disfavors. It would not, for example, permit the Government to exclude from bidding on defense contracts anyone who refuses to abjure prostitution. But here a central part of the Government's HIV/AIDS strategy is the suppression of prostitution, by which HIV is transmitted. It is entirely reasonable to admit to participation in the program only those who believe in that goal.
According to the Court, however, this transgresses a constitutional line between conditions that operate inside a spending program and those that control speech outside of it. I am at a loss to explain what this central pillar of the Court's opinion-this distinction that the Court itself admits is "hardly clear" and "not always self-evident," ante, at 2328, 2330 -has to do with the First Amendment. The distinction was alluded to, to be sure, in Rust v. Sullivan, 500 U.S. 173 , 111 S.Ct. 1759 , 114 L.Ed.2d 233 (1991), but not as (what the Court now makes it) an invariable requirement for First Amendment validity. That the pro-abortion speech prohibition was limited to "inside the program" speech was relevant in Rust because the program itself was not an anti-abortion program. The Government remained neutral on that controversial issue, but did not wish abortion to be promoted within its family-planning-services program. The statutory objective could not be impaired, in other words, by "outside the program" pro-abortion speech. The purpose of the limitation was to prevent
Of course the most obvious manner in which the admission to a program of an ideological opponent can frustrate the purpose of the program is by freeing up the opponent's funds for use in its ideological opposition. To use the Hamas example again: Subsidizing that organization's provision of social services enables the money that it would otherwise use for that purpose to be used, instead, for anti-American propaganda. Perhaps that problem does not exist in this case since the respondents do not affirmatively promote prostitution.
The Court makes a head-fake at the unconstitutional conditions doctrine, ante, at 2330, but that doctrine is of no help. There is no case of ours in which a condition that is relevant to a statute's valid purpose and that is not in itself unconstitutional ( e.g., a religious-affiliation condition that violates the Establishment Clause) has been held to violate the doctrine.[1] Moreover, as I suggested earlier, the contention that the condition here "coerces" respondents' speech is on its face implausible. Those organizations that wish to take a different tack with respect to prostitution "are as unconstrained now as they were before the enactment of [the Leadership Act]." National Endowment for Arts v. Finley, 524 U.S. 569 , 595, 118 S.Ct. 2168 , 141 L.Ed.2d 500 (1998) (SCALIA, J., concurring in judgment). As the Court acknowledges, "[a]s a general matter, if a party
* The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U.S. 321 , 337, 26 S.Ct. 282 , 50 L.Ed. 499 .
The majority cannot credibly say that this speech condition is coercive, so it does not. It pussyfoots around the lack of coercion by invalidating the Leadership Act for " requiring recipients to profess a specific
I
Congress passed the Leadership Act in 2003 after finding that HIV/AIDS had "assumed pandemic proportions, spreading from the most severely affected regions, sub-Saharan Africa and the Caribbean, to all corners of the world, and leaving an unprecedented path of death and devastation." 22 U.S.C. § 7601 (1). According to congressional findings, more than 65 million people had been infected by HIV and more than 25 million had lost their lives, making HIV/AIDS the fourth highest cause of death worldwide. In sub-Saharan Africa alone, AIDS had claimed the lives of more than 19 million individuals and was projected to kill a full quarter of the population of that area over the next decade. The disease not only directly endangered those infected, but also increased the potential for social and political instability and economic devastation, posing a security issue for the entire international community. § 7601(2) - (10).
II
The Department of Health and Human Services (HHS) and the United States Agency for International Development (USAID) are the federal agencies primarily responsible for overseeing implementation of the Leadership Act. To enforce the Policy Requirement, the agencies have directed that the recipient of any funding under the Act agree in the award document that it is opposed to "prostitution and sex trafficking because of the psychological and physical risks they pose for women, men, and children." 45 CFR § 89.1 (b) (2012) ; USAID, Acquisition & Assistance Policy Directive 12-04, p. 6 (AAPD 12-04).
Respondents are a group of domestic organizations engaged in combating HIV/AIDS overseas. In addition to substantial private funding, they receive billions annually in financial assistance from the United States, including under
III
The Court of Appeals summarily remanded the case to the District Court to consider whether the preliminary injunction was still appropriate in light of the new guidelines. On remand, the District Court issued a new preliminary injunction along the same lines as the first, and the Government renewed its appeal.
The Court of Appeals affirmed, concluding that respondents had demonstrated a likelihood of success on the merits of their First Amendment challenge under this Court's "unconstitutional conditions" doctrine. 651 F.3d 218 (C.A.2 2011). Under this doctrine, the court reasoned, "the government may not place a condition on the receipt of a benefit or subsidy that infringes upon the recipient's constitutionally protected rights, even if the government has no obligation to offer the benefit in the first instance." Id., at 231 (citing Perry v. Sindermann, 408 U.S. 593 , 597, 92 S.Ct. 2694 , 33 L.Ed.2d 570 (1972) ). And a condition that compels recipients "to espouse the government's position" on a subject of international debate could not be squared with the First Amendment. 651 F.3d, at 234 . The court concluded that "the Policy Requirement, as implemented by the Agencies, falls well beyond what the Supreme Court ... ha[s] upheld as permissible funding conditions." Ibid.
Judge Straub dissented, expressing his view that the Policy Requirement was an "entirely rational exercise of Congress's powers pursuant to the Spending Clause." Id., at 240 .
We granted certiorari. 568 U.S. ----, 133 S.Ct. 928 , 184 L.Ed.2d 719 (2013).
In FCC v. League of Women Voters of California, by contrast, the Court struck down a condition on federal financial assistance to noncommercial broadcast television and radio stations that prohibited all editorializing, including with private
In making this determination, the Court stressed that "Title X expressly distinguishes between a Title X grantee and a Title X project ." Id., at 196 , 111 S.Ct. 1759 . The regulations governed only the scope of the grantee's Title X projects, leaving it "unfettered in its other activities." Ibid. "The Title X grantee can continue to ... engage in abortion advocacy; it simply is required to conduct those activities through programs that are separate and independent from the project that receives Title X funds." Ibid. Because the regulations did not "prohibit[ ] the recipient from engaging in the protected conduct outside the scope of the federally funded program," they did not run afoul of the First Amendment. Id., at 197 , 111 S.Ct. 1759 .
B
As noted, the distinction drawn in these cases-between conditions that define the federal program and those that reach outside it-is not always self-evident. As Justice Cardozo put it in a related context, "Definition more precise must abide the wisdom of the future." Steward Machine Co. v. Davis, 301 U.S. 548 , 591, 57 S.Ct. 883 , 81 L.Ed. 1279 (1937). Here, however, we are confident that the Policy Requirement falls on the unconstitutional side of the line.
To begin, it is important to recall that the Leadership Act has two conditions relevant here. The first-unchallenged in this litigation-prohibits Leadership Act funds from being used "to promote or advocate the legalization or practice of
The Government contends that the affiliate guidelines, established while this litigation was pending, save the program. Under those guidelines, funding recipients are permitted to work with affiliated organizations that do not abide by the condition, as long as the recipients retain "objective integrity and independence" from the unfettered affiliates. 45 CFR § 89.3 . The Government suggests the guidelines alleviate any unconstitutional burden on the respondents' First Amendment rights by allowing them to either: (1) accept Leadership Act funding and comply with Policy Requirement, but establish affiliates to communicate contrary views on prostitution; or (2) decline funding themselves (thus remaining free to express their own views or remain neutral), while creating affiliates whose sole purpose is to receive and administer Leadership Act funds, thereby "cabin[ing] the effects" of the Policy Requirement within the scope of the federal program. Brief for Petitioners 38-39, 44-49.
Neither approach is sufficient. When we have noted the importance of affiliates in this context, it has been because they allow an organization bound by a funding condition to exercise its First Amendment rights outside the scope of the federal program. See Rust, supra, at 197-198 , 111 S.Ct. 1759 . Affiliates cannot serve that purpose when the condition is that a funding recipient espouse a specific belief as its own. If the affiliate is distinct from the recipient, the arrangement does not afford a means for the recipient to express its beliefs. If the affiliate is more clearly identified with the recipient, the recipient can express those beliefs only at the price of evident hypocrisy. The guidelines themselves make that clear. See 45 CFR § 89.3 (allowing funding recipients to work with affiliates whose conduct is "inconsistent with the
None of the cases the Court cites for its holding provide support. I have already discussed Rust . As for Regan v. Taxation With Representation of Wash., 461 U.S. 540 , 103 S.Ct. 1997 , 76 L.Ed.2d 129 (1983), that case upheld rather than invalidated a prohibition against lobbying as a condition of receiving 26 U.S.C. § 501 (c)(3) tax-exempt status. The Court's holding rested on the conclusion that "a legislature's decision not to subsidize
* * *
Ideological-commitment requirements such as the one here are quite rare; but making the choice between competing applicants on relevant ideological grounds is undoubtedly quite common. See, e.g., Finley, supra . As far as the Constitution is concerned, it is quite impossible to distinguish between the two. If the government cannot demand a relevant ideological commitment as a condition of application, neither can it distinguish between applicants on a relevant ideological ground. And that is the real evil of today's opinion. One can expect, in the future, frequent challenges to the denial of government funding for relevant ideological reasons.
The Court's opinion contains stirring quotations from cases like West Virginia State Bd. of Ed. v. Barnette, 319 U.S. 624 , 63 S.Ct. 1178 , 87 L.Ed. 1628 (1943), and
Footnotes
- * In Legal Services Corporation v. Velazquez, 531 U.S. 533 , 121 S.Ct. 1043 , 149 L.Ed.2d 63 (2001), upon which the Court relies, the opinion specified that "in the context of this statute there is no programmatic message of the kind recognized in Rust and which sufficed there to allow the Government to specify the advice deemed necessary for its legitimate objectives," id., at 548 , 121 S.Ct. 1043 .
Cases cited
- Rumsfeld v. Forum for Academic & Institutional Rights, Inc. 547 U.S. 47 p. 213, p. 214
- West Virginia State Board of Education v. Barnette 319 U.S. 624 at 642 p. 213, p. 221, p. 2335
- Wooley v. Maynard 430 U.S. 705 p. 213
- Turner Broadcasting System, Inc. v. Federal Communications Commission 512 U.S. 622 p. 213, p. 227
- Knox v. Service Employees International Union, Local 1000 132 S.Ct. 2277 p. 213
- 183 L.Ed.2d 281 183 L.Ed.2d 281 p. 213
- United States v. American Library Ass'n 539 U.S. 194 p. 214, p. 222
- Regan v. Taxation with Representation of Washington 461 U.S. 540 at 544, at 549, at 545 p. 214, p. 215, p. 225, p. 2329, p. 2334
- Legal Services Corp. v. Velazquez 531 U.S. 533 p. 215
- Federal Communications Commission v. League of Women Voters of California 468 U.S. 364 at 400, at 397 p. 216, p. 225
- Rust v. Sullivan 111 S.Ct. 1759 at 193 p. 216, p. 218, p. 223, p. 2328, p. 2329, p. 2330, p. 2331
- Holder v. Humanitarian Law Project 561 U.S. 1 at 2725-2726 p. 220
- National Endowment for the Arts v. Finley 524 U.S. 569 p. 225
- 651 F.3d 218 651 F.3d 218 at 231 p. 2327
- Perry v. Sindermann 408 U.S. 593 p. 2327
- 133 S.Ct. 928 133 S.Ct. 928 p. 2327
- Steward Machine Co. v. Davis 301 U.S. 548 p. 2330