Majority
HEIEN v. NORTH CAROLINA
certiorari to the supreme court of north carolina
No. 13–604. Argued October 6, 2014—Decided December 15, 2014 Following a suspicious vehicle, Sergeant Matt Darisse noticed that only one of the vehicle's brake lights was working and pulled the driver over. While issuing a warning ticket for the broken brake light, Darisse be-came suspicious of the actions of the two occupants and their answers to his questions. Petitioner Nicholas Brady Heien, the car's owner, gave Darisse consent to search the vehicle. Darisse found cocaine, and Heien was arrested and charged with attempted trafficking. The trial court denied Heien's motion to suppress the seized evidence on Fourth Amendment grounds, concluding that the vehicle's faulty brake light gave Darisse reasonable suspicion to initiate the stop. The North Carolina Court of Appeals reversed, holding that the relevant code provision, which requires that a car be “equipped with a stop lamp,” N. C. Gen. Stat. Ann. § 20–129(g), requires only a single lamp—which Heien's vehicle had—and therefore the justification for the stop was objectively unreasonable. Reversing in turn, the State Supreme Court held that, even assuming no violation of the state law had occurred, Darisse's mistaken understanding of the law was reasonable, and thus the stop was valid. Held: Because Darisse's mistake of law was reasonable, there was reasonable suspicion justifying the stop under the Fourth Amendment. Pp. 60–68. (a) The Fourth Amendment requires government officials to act reasonably, not perfectly, and gives those officials “fair leeway for enforcing the law,” Brinegar v. United States, 338 U. S. 160, 176. Searches and seizures based on mistakes of fact may be reasonable. See, e. g., Illinois v. Rodriguez, 497 U. S. 177, 183–186. The limiting factor is that “the mistakes must be those of reasonable men.” Brinegar, supra, at 176. Mistakes of law are no less compatible with the concept of reasonable suspicion, which arises from an understanding of both the facts and the relevant law. Whether an officer is reasonably mistaken about the one or the other, the result is the same: The facts are outside the scope of the law. And neither the Fourth Amendment's text nor this Court's precedents offer any reason why that result should not be acceptable when reached by a reasonable mistake of law.
More than two centuries ago, this Court held that reasonable mistakes of law, like those of fact, could justify a certificate of probable cause. United States v. Riddle, 5 Cranch 311, 313. That holding was reiterated in numerous 19th-century decisions. Although Riddle was not a Fourth Amendment case, it explained the concept of probable cause, which this Court has said carried the same “fixed and well known meaning” in the Fourth Amendment, Brinegar, supra, at 175, and n. 14, and no subsequent decision of this Court has undermined that understanding. The contrary conclusion would be hard to reconcile with the more recent precedent of Michigan v. DeFillippo, 443 U. S. 31, where the Court, addressing the validity of an arrest made under a criminal law later declared unconstitutional, held that the officers' reasonable assumption that the law was valid gave them “abundant probable cause” to make the arrest, id., at 37. Heien attempts to recast DeFillippo as a case solely about the exclusionary rule, not the Fourth Amendment itself, but DeFillippo's express holding is that the arrest was constitutionally valid because the officers had probable cause. See id., at 40. Heien misplaces his reliance on cases such as Davis v. United States, 564 U. S. 229, where any consideration of reasonableness was limited to the separate matter of remedy, not whether there was a Fourth Amendment violation in the first place. Heien contends that the rationale that permits reasonable errors of fact does not extend to reasonable errors of law, arguing that officers in the field deserve a margin of error when making factual assessments on the fy. An officer may, however, also be suddenly confronted with a situation requiring application of an unclear statute. This Court's holding does not discourage officers from learning the law. Because the Fourth Amendment tolerates only objectively reasonable mistakes, cf. Whren v. United States, 517 U. S. 806, 813, an officer can gain no advantage through poor study. Finally, while the maxim “Ignorance of the law is no excuse” correctly implies that the State cannot impose punishment based on a mistake of law, it does not mean a reasonable mistake of law cannot justify an investigatory stop. Pp. 60–67. (b) There is little difficulty in concluding that Officer Darisse's error of law was reasonable. The North Carolina vehicle code that requires “a stop lamp” also provides that the lamp “may be incorporated into a unit with one or more other rear lamps,” N. C. Gen. Stat. Ann. § 20– 129(g), and that “all originally equipped rear lamps” must be “in good working order,” § 20–129(d). Although the State Court of Appeals held that “rear lamps” do not include brake lights, the word “other,” coupled with the lack of state-court precedent interpreting the provision, made
it objectively reasonable to think that a faulty brake light constituted a violation. Pp. 67–68. 367 N. C. 163, 749 S. E. 2d 278, affirmed. Roberts, C. J., delivered the opinion of the Court, in which Scalia, Kennedy, Thomas, Ginsburg, Breyer, Alito, and Kagan, JJ., joined. Kagan, J., filed a concurring opinion, in which Ginsburg, J., joined, post, p. 68. Sotomayor, J., filed a dissenting opinion, post, p. 71.
Jeffrey L. Fisher argued the cause for petitioner. With him on the briefs was Donald B. Ayer.
Robert C. Montgomery , Senior Deputy Attorney General of North Carolina, argued the cause for respondent. With him on the brief were Roy Cooper , Attorney General, John F. Maddrey, Solicitor General, and Derrick C. Mertz, Assistant Attorney General.
Rachel P . Kovner argued the cause for the United States as amicus curiae urging affirmance. With her on the brief were Solicitor General Verrilli, Assistant Attorney General Caldwell, and Deputy Solicitor General Dreeben.*
* Briefs of amici curiae urging reversal were filed for the Gun Owners Foundation et al. by William J. Olson, Herbert W. Titus, John S. Miles, Jeremiah L. Morgan, Michael Connelly, and Mark B. Weinberg; for the National Association of Criminal Defense Lawyers et al. by Noah A. Le-vine and Jonathan D. Hacker; for The Rutherford Institute by John W. Whitehead; and for Charles E. MacLean et al. by James J. Berles.
* Briefs of amici curiae urging affirmance were filed for the State of Wisconsin et al. by J. B. Van Hollen, Attorney General of Wisconsin, and Maura FJ Whelan, Assistant Attorney General, and by the Attorneys General for their respective jurisdictions as follows: Michael C. Geraghty of Alaska, Tom Horne of Arizona, Dustin McDaniel of Arkansas, Joseph R. Biden III of Delaware, Irvin B. Nathan of the District of Columbia, David M. Louie of Hawaii, Gregory F. Zoeller of Indiana, Lawrence G. Wasden of Idaho, Thomas Miller of Iowa, Derek Schmidt of Kansas, Jack Conway of Kentucky, Janet T. Mills of Maine, Jim Hood of Mississippi, Gary K. King of New Mexico, John J. Hoffman of New Jersey, Michael DeWine of Ohio, Peter F. Kilmartin of Rhode Island, William H. Sorrell of Vermont, and Peter K. Michael of Wyoming; and for the Association of Prosecuting Attorneys et al. by Gaëtan Gerville-Réache , John J. Bursch, and Matthew T. Nelson.
I
The Fourth Amendment prohibits “unreasonable searches and seizures.” Under this standard, a search or seizure may be permissible even though the justification for the action includes a reasonable factual mistake. An officer might, for example, stop a motorist for traveling alone in a high-occupancy vehicle lane, only to discover upon approaching the car that two children are slumped over asleep in the back seat. The driver has not violated the law, but neither has the officer violated the Fourth Amendment.
But what if the police officer's reasonable mistake is not one of fact but of law? In this case, an officer stopped a vehicle because one of its two brake lights was out, but a court later determined that a single working brake light was all the law required. The question presented is whether such a mistake of law can nonetheless give rise to the reasonable suspicion necessary to uphold the seizure under the Fourth Amendment. We hold that it can. Because the of-fcer's mistake about the brake-light law was reasonable, the stop in this case was lawful under the Fourth Amendment.
On the morning of April 29, 2009, Sergeant Matt Darisse of the Surry County Sheriff 's Department sat in his patrol car near Dobson, North Carolina, observing northbound traf-fc on Interstate 77. Shortly before 8 a.m., a Ford Escort passed by. Darisse thought the driver looked “very stiff and nervous,” so he pulled onto the interstate and began following the Escort. A few miles down the road, the Escort braked as it approached a slower vehicle, but only the left brake light came on. Noting the faulty right brake light, Darisse activated his vehicle's lights and pulled the Escort over. App. 4–7, 15–16.
Two men were in the car: Maynor Javier Vasquez sat behind the wheel, and petitioner Nicholas Brady Heien lay
The State charged Heien with attempted trafficking in cocaine. Heien moved to suppress the evidence seized from the car, contending that the stop and search had violated the Fourth Amendment of the United States Constitution. After a hearing at which both officers testified and the State played a video recording of the stop, the trial court denied the suppression motion, concluding that the faulty brake light had given Sergeant Darisse reasonable suspicion to initiate the stop, and that Heien's subsequent consent to the search was valid. Heien pleaded guilty but reserved his right to appeal the suppression decision. App. 1, 7–10, 12, 29, 43–44.
The North Carolina Court of Appeals reversed. 214 N. C. App. 515, 714 S.
“equipped with a stop lamp on the rear of the vehicle. The stop lamp shall display a red or amber light visible from a distance of not less than 100 fleet to the rear in normal sunlight, and shall be actuated upon application of the service (foot) brake. The stop lamp may be incorporated into a unit with one or more other rear lamps.” N. C. Gen. Stat. Ann. § 20–129(g) (2007).
Focusing on the statute's references to “a stop lamp” and “[t]he stop lamp” in the singular, the court concluded that a vehicle is required to have only one working brake light— which Heien's vehicle indisputably did. The justification for the stop was therefore “objectively unreasonable,” and the stop violated the Fourth Amendment. 214 N. C. App., at 518–522, 714 S. E. 2d, at 829–831.
The State appealed, and the North Carolina Supreme Court reversed. 366 N. C. 271, 737 S. E. 2d 351. Noting that the State had chosen not to seek review of the Court of Appeals' interpretation of the vehicle code, the North Carolina Supreme Court assumed for purposes of its decision that the faulty brake light was not a violation. Id., at 275, 737 S. E. 2d, at 354. But the court concluded that, for several reasons, Sergeant Darisse could have reasonably, even if mistakenly, read the vehicle code to require that both brake lights be in good working order. Most notably, a nearby code provision requires that “all originally equipped rear lamps” be functional. Id., at 282–283, 737 S. E. 2d, at 358– 359 (quoting N. C. Gen. Stat. Ann. § 20–129(d)). Because Sergeant Darisse's mistaken understanding of the vehicle code was reasonable, the stop was valid. “An officer may make a mistake, including a mistake of law, yet still act reasonably under the circumstances. . . . [W]hen an officer acts reasonably under the circumstances, he is not violating the Fourth Amendment.” 366 N. C., at 279, 737 S.
II
The Fourth Amendment provides:
“The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.”
A traffic stop for a suspected violation of law is a “seizure” of the occupants of the vehicle and therefore must be conducted in accordance with the Fourth Amendment. Bren-dlin v. California, 551 U. S. 249, 255–259 (2007). All parties agree that to justify this type of seizure, officers need only “reasonable suspicion”—that is, “a particularized and objective basis for suspecting the particular person stopped” of breaking the law. Prado Navarette v. California, 572 U. S. 393, 396 (2014) (internal quotation marks omitted). The question here is whether reasonable suspicion can rest on a mistaken understanding of the scope of a legal prohibition. We hold that it can.
As the text indicates and we have repeatedly affirmed, “the ultimate touchstone of the Fourth Amendment is `reasonableness.' ” Riley v. California, 573 U. S. 373, 381 (2014) (some internal quotation marks omitted). To be reasonable is not to be perfect, and so the Fourth Amendment allows
But reasonable men make mistakes of law, too, and such mistakes are no less compatible with the concept of reasonable suspicion. Reasonable suspicion arises from the combination of an officer's understanding of the facts and his understanding of the relevant law. The officer may be reasonably mistaken on either ground. Whether the facts turn out to be not what was thought, or the law turns out to be not what was thought, the result is the same: The facts are outside the scope of the law. There is no reason, under the text of the Fourth Amendment or our precedents, why this same result should be acceptable when reached by way of a reasonable mistake of fact, but not when reached by way of a similarly reasonable mistake of law.
The dissent counters that our cases discussing probable cause and reasonable suspicion, most notably Ornelas v. United States, 517 U. S. 690, 696–697 (1996), have contained “scarcely a peep” about mistakes of law. Post, at 72 (opinion of Sotomayor, J.). It would have been surprising, of course, if they had, since none of those cases involved a mistake of law.
This holding—that reasonable mistakes of law, like those of fact, would justify certificates of probable cause—was reiterated in a number of 19th-century decisions. See, e. g., The Friendship, 9 F. Cas. 825, 826 (No. 5,125) (CC Mass. 1812) (Story, J.); United States v. The Reindeer, 27 F. Cas. 758, 768 (No. 16,145) (CC RI 1848); United States v. The Recorder, 27 F. Cas. 723 (No. 16,130) (CC SDNY 1849). By the Civil War, there had been “numerous cases in which [a] captured vessel was in no fault, and had not, under a true construction of the law, presented even ground of suspicion, and yet the captor was exonerated because he acted under an honest mistake of
Riddle and its progeny are not directly on point. Chief Justice Marshall was not construing the Fourth Amendment, and a certificate of probable cause functioned much like a modern-day finding of qualified immunity, which depends on an inquiry distinct from whether an officer has committed a constitutional violation. See, e. g., Carroll v. Carman, ante, at 20 (per curiam ). But Chief Justice Marshall was nevertheless explaining the concept of probable cause, which, he noted elsewhere, “in all cases of seizure, has a fixed and well known meaning. It imports a seizure made under circumstances which warrant suspicion.” Locke v. United States, 7 Cranch 339, 348 (1813). We have said the phrase “probable cause” bore this “fixed and well known meaning” in the Fourth Amendment, see Brinegar, supra, at 175, and n. 14, and Riddle illustrates that it encompassed suspicion based on reasonable mistakes of both fact and law. No decision of this Court in the two centuries since has undermined that understanding.*
The contrary conclusion would be hard to reconcile with a much more recent precedent. In Michigan v. DeFillippo, 443 U. S. 31 (1979), we addressed the validity of an arrest made under a criminal law later declared unconstitutional. A Detroit ordinance that authorized police officers to stop and question individuals suspected of criminal activity also made it an offense for such an individual “to refuse to iden-
* The dissent contends that “the tolerance of mistakes of law in cases like Riddle was a result of the specific customs statute that Congress had enacted.” Post, at 77, n. 3 (citing The Apollon, 9 Wheat. 362, 373 (1824) (Story, J.)). The relevant portion of The Apollon, however, addressed “the effect of probable cause,” not what gave rise to it. Id., at 372 (emphasis added); see id., at 376 (finding it “unnecessary” to decide whether probable cause existed because it “would not, under the circumstances of this case, constitute a valid defence”). Justice Story understandably did not cite Riddle or discuss its tolerance of mistakes of law anywhere in The Apollon.
Accepting the unconstitutionality of the ordinance as a given, we nonetheless reversed. At the time the officers arrested DeFillippo, we explained, “there was no controlling precedent that this ordinance was or was not constitutional, and hence the conduct observed violated a presumptively valid ordinance.” Id., at 37. Acknowledging that the outcome might have been different had the ordinance been “grossly and flagrantly unconstitutional,” we concluded that under the circumstances “there was abundant probable cause to satisfy the constitutional prerequisite for an arrest.” Id., at 37–38.
The officers were wrong in concluding that DeFillippo was guilty of a criminal offense when he declined to identify himself. That a court only later declared the ordinance unconstitutional does not change the fact that DeFillippo's conduct was lawful when the officers observed it. See Danforth v. Minnesota, 552 U. S. 264, 271 (2008). But the officers' assumption that the law was valid was reasonable, and their observations gave them “abundant probable cause” to arrest DeFillippo. 443 U. S., at 37. Although DeFillippo could not be prosecuted under the identification ordinance, the search that turned up the drugs was constitutional.
Heien struggles to recast DeFillippo as a case solely about the exclusionary rule, not the Fourth Amendment itself. In his view, the officers' mistake of law resulted in a violation of the Fourth Amendment, but suppression of the drugs was not the proper remedy. We did say in a footnote that sup-
Heien is correct that in a number of decisions we have looked to the reasonableness of an officer's legal error in the course of considering the appropriate remedy for a constitutional violation, instead of whether there was a violation at all. See, e. g., Davis v. United States, 564 U. S. 229, 239 (2011) (exclusionary rule); Illinois v. Krull, 480 U. S. 340, 359–360 (1987) (exclusionary rule); Wilson v. Layne , 526 U. S. 603, 615 (1999) (qualified immunity); Anderson v. Creighton, 483 U. S. 635, 641 (1987) (qualified immunity). In those cases, however, we had already found or assumed a Fourth Amendment violation. An officer's mistaken view that the conduct at issue did not give rise to such a violation—no matter how reasonable—could not change that ultimate conclusion. See Brief for Respondent 29–31; Brief for United States as Amicus Curiae 30, n. 3. Any consideration of the reasonableness of an off-cer's mistake was therefore limited to the separate matter of remedy.
Heien also contends that the reasons the Fourth Amendment allows some errors of fact do not extend to errors of law. Officers in the field must make factual assessments on the fy, Heien notes, and so deserve a margin of error. In Heien's view, no such margin is appropriate for questions of law: The statute here either requires one working brake light or two, and the answer does not turn on anything “an officer might suddenly confront in the field.” Brief for Petitioner 21. But Heien's point does not consider the reality that an officer may “suddenly confront” a situation in the field as to which the application of a statute is unclear— however clear it may later become. A law prohibiting “vehicles” in the park either covers Segways or not, see A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 36–38 (2012), but an officer will nevertheless have to make a quick decision on the law the first time one whizzes by.
Contrary to the suggestion of Heien and amici, our decision does not discourage officers from learning the law. The Fourth Amendment tolerates only reasonable mistakes, and those mistakes—whether of fact or of law—must be objectively reasonable. We do not examine the subjective understanding of the particular officer involved. Cf. Whren v.
III
Finally, Heien and amici point to the well-known maxim, “Ignorance of the law is no excuse,” and contend that it is fundamentally unfair to let police officers get away with mistakes of law when the citizenry is accorded no such leeway. Though this argument has a certain rhetorical appeal, it misconceives the implication of the maxim. The true symmetry is this: Just as an individual generally cannot escape criminal liability based on a mistaken understanding of the law, so too the government cannot impose criminal liability based on a mistaken understanding of the law. If the law required two working brake lights, Heien could not escape a ticket by claiming he reasonably thought he needed only one; if the law required only one, Sergeant Darisse could not issue a valid ticket by claiming he reasonably thought drivers needed two. But just because mistakes of law cannot justify either the imposition or the avoidance of criminal liability, it does not follow that they cannot justify an investigatory stop. And Heien is not appealing a brake-light ticket; he is appealing a cocaine-trafficking conviction as to which there is no asserted mistake of fact or law.
Here we have little difficulty concluding that the officer's error of law was reasonable. Although the North Carolina statute at issue refers to “ a stop lamp,” suggesting the need for only a single working brake light, it also provides that “[t]he stop lamp may be incorporated into a unit with one or more other rear lamps.” N.
Concurrence — Kagan J.
The North Carolina Court of Appeals concluded that the “rear lamps” discussed in subsection (d) do not include brake lights, but, given the “other,” it would at least have been reasonable to think they did. Both the majority and the dissent in the North Carolina Supreme Court so concluded, and we agree. See 366 N. C., at 282–283, 737 S. E. 2d, at 358– 359; id., at 283, 737 S. E. 2d, at 359 (Hudson, J., dissenting) (calling the Court of Appeals' decision “surprising”). This “stop lamp” provision, moreover, had never been previously construed by North Carolina's appellate courts. See id., at 283, 737 S. E. 2d, at 359 (majority opinion). It was thus objectively reasonable for an officer in Sergeant Darisse's position to think that Heien's faulty right brake light was a violation of North Carolina law. And because the mistake of law was reasonable, there was reasonable suspicion justifying the stop.
The judgment of the Supreme Court of North Carolina is
Affirmed.
Justice Kagan, with whom Justice Ginsburg joins, concurring.
I concur in full in the Court's opinion, which explains why certain mistakes of law can support the reasonable suspicion needed to stop a vehicle under the Fourth Amendment. In doing so, the Court correctly emphasizes that the “Fourth Amendment tolerates only . . . objectively reasonable” mistakes of law. Ante , at 66. And the Court makes clear that the inquiry into whether an officer's mistake of law counts as objectively reasonable “is not as forgiving as the one employed in the distinct context of deciding whether an officer
First, an officer's “subjective understanding” is irrelevant: As the Court notes, “[w]e do not examine” it at all. Ante , at 66. That means the government cannot defend an officer's mistaken legal interpretation on the ground that the officer was unaware of or untrained in the law. And it means that, contrary to the dissenting opinion in the court below, an off-cer's reliance on “an incorrect memo or training program from the police department” makes no difference to the analysis. 366 N. C. 271, 284, 737 S. E. 2d 351, 360 (2012) (Hudson, J., dissenting). Those considerations pertain to the officer's subjective understanding of the law and thus cannot help to justify a seizure.
Second, the inquiry the Court permits today is more demanding than the one courts undertake before awarding qualified immunity. See Tr. of Oral Arg. 51 (Solicitor General stating that the two tests “require essentially the opposite” showings); Brief for Respondent 31–32 (making a similar point). Our modern qualified immunity doctrine protects “all but the plainly incompetent or those who knowingly violate the law.” Ashcroft v. al-Kidd, 563 U. S. 731, 743 (2011) (quoting Malley v. Briggs, 475 U. S. 335, 341 (1986)). By contrast, Justice Story's opinion in The Friendship, 9 F. Cas. 825, 826 (No. 5,125) (CC Mass. 1812) (cited ante, at 62), suggests the appropriate standard for deciding when a legal error can support a seizure: when an officer
* I note in addition, as does the Court, that one kind of mistaken legal judgment—an error about the contours of the Fourth Amendment itself— can never support a search or seizure. See ante, at 65 (“An officer's mistaken view that” conduct does “not give rise to” a Fourth Amendment violation, “no matter how reasonable,” cannot change a court's “ultimate conclusion” that such a violation has occurred). As the Solicitor General has explained, mistakes about the requirements of the Fourth Amendment “violate the Fourth Amendment even when they are reasonable.” Brief for United States as Amicus Curiae 30, n. 3; see Brief for Respondent 29 (stating the same view).
A court tasked with deciding whether an officer's mistake of law can support a seizure thus faces a straightforward question of statutory construction. If the statute is genuinely ambiguous, such that overturning the officer's judgment requires hard interpretive work, then the officer has made a reasonable mistake. But if not, not. As the Solicitor General made the point at oral argument, the statute must pose a “really difficult” or “very hard question of statutory interpretation.” Tr. of Oral Arg. 50. And indeed, both North Carolina and the Solicitor General agreed that such cases will be “exceedingly rare.” Brief for Respondent 17; Tr. of Oral Arg. 48.
The Court's analysis of Sergeant Darisse's interpretation of the North Carolina law at issue here appropriately reflects these principles. As the Court explains, see ante, at 67–68, the statute requires every car on the highway to have “a stop lamp,” in the singular. N. C. Gen. Stat. Ann. § 20– 129(g) (2007). But the statute goes on to state that a stop lamp (or, in more modern terminology, brake light) “may be incorporated into a unit with one or more other rear lamps,” suggesting that a stop lamp itself qualifies as a rear lamp. Ibid. (emphasis added). And the statute further mandates that every car have “ all originally equipped rear lamps . . . in good working order.” § 20–129(d) (emphasis added). The North Carolina Court of Appeals dealt with the statute's conflicting signals in one way (deciding that a brake light is not a rear lamp, and so only one needs to work); but a court could easily take the officer's view (deciding that a brake light is a rear lamp, and if a car comes equipped with more
Dissent — Sotomayor J.
I
Justice Sotomayor , dissenting.
The Court is, of course, correct that “ `the ultimate touchstone of the Fourth Amendment is “reasonableness.” ' ” Riley v. California, 573 U. S. 373, 381 (2014). But this broad statement simply sets the standard a court is to apply when it conducts its inquiry into whether the Fourth Amendment has been violated. It does not define the categories of inputs that courts are to consider when assessing the reasonableness of a search or seizure, each of which must be independently justified. What this case requires us to decide is whether a police officer's understanding of the law is an input into the reasonableness inquiry, or whether this inquiry instead takes the law as a given and assesses an officer's understanding of the facts against a fixed legal yardstick.
I would hold that determining whether a search or seizure is reasonable requires evaluating an officer's understanding of the facts against the actual state of the law. I would accordingly reverse the judgment of the North Carolina Supreme Court, and I respectfully dissent from the Court's contrary holding.
I
t is common ground that Heien was seized within the meaning of the Fourth Amendment. Such a seizure comports with the Constitution only if the officers had articulable and reasonable suspicion that Heien was breaking the law. In Ornelas v. United States, 517 U. S. 690, 696 (1996), we explained that the “principal components” of that determination “will be the events which occurred leading up to the
As a result, when we have talked about the leeway that officers have in making probable-cause determinations, we have focused on their assessments of facts. See, e. g., Terry v. Ohio, 392 U. S. 1, 21–22 (1968) (framing the question as whether the “facts” give rise to reasonable suspicion). We have conceded that an arresting officer's state of mind does not factor into the probable-cause inquiry, “except for the facts that he knows.” Devenpeck v. Alford, 543 U. S. 146, 153 (2004) (emphasis added). And we have said that, to satisfy the reasonableness requirement, “what is generally demanded of the many factual determinations that must regularly be made by agents of the government . . . is not that they always be correct, but that they always be reasonable.” Illinois v. Rodriguez, 497 U. S. 177, 185 (1990) (emphasis added). There is scarcely a peep in these cases to suggest that an officer's understanding or conception of anything other than the facts is relevant.
This framing of the reasonableness inquiry has not only been focused on officers' understanding of the facts; it has been justified in large part based on the recognition that of-fcers are generally in a superior position, relative to courts, to evaluate those facts and their significance as they unfold.
II
The same cannot be said about legal exegesis. After all, the meaning of the law is not probabilistic in the same way that factual determinations are. Rather, “the notion that the law is definite and knowable” sits at the foundation of our legal system. Cheek v. United States, 498 U. S. 192, 199 (1991). And it is courts, not officers, that are in the best position to interpret the laws.
Both our enunciation of the reasonableness inquiry and our justification for it thus have always turned on an officer's factual conclusions and an officer's expertise with respect to those factual conclusions. Neither has hinted at taking into account an officer's understanding of the law, reasonable or otherwise.
Departing from this tradition means further eroding the Fourth Amendment's protection of civil liberties in a context where that protection has already been worn down. Traffic stops like those at issue here can be “annoying, frightening, and perhaps humiliating.” Terry, 392 U. S., at 25; see Delaware v. Prouse , 440 U. S. 648, 657 (1979). We have nevertheless held that an officer's subjective motivations do not render a traffic stop unlawful. Whren v. United States, 517 U. S. 806 (1996). But we assumed in Whren that when an officer acts on pretext, at least that pretext would be the violation of an actual law. See id., at 810 (discussing the three provisions of the District of Columbia traffic code that
In addition to these human consequences—including those for communities and for their relationships with the police— permitting mistakes of law to justify seizures has the perverse effect of preventing or delaying the clarification of the law. Under such an approach, courts need not interpret statutory language but can instead simply decide whether an officer's interpretation was reasonable. Indeed, had this very case arisen after the North Carolina Supreme Court announced its rule, the North Carolina Court of Appeals would not have had the occasion to interpret the statute at issue. Similarly, courts in the Eighth Circuit, which has been the only Circuit to include police mistakes of law in the reasonableness inquiry, have observed that they need not decide interpretive questions under their approach. See, e. g., United States v. Rodriguez-Lopez, 444 F. 3d 1020, 1022– 1023 (2006). 1 This result is bad for citizens, who need to
1 Every other Circuit to have squarely addressed the question has held that police mistakes of law are not a factor in the reasonableness inquiry. See United States v. Miller, 146 F. 3d 274, 279 (CA5 1998); United States v. McDonald, 453 F. 3d 958, 962 (CA7 2006); United States v. King , 244 F. 3d 736, 741 (CA9 2001); United States v. Nicholson, 721 F. 3d 1236, 1244 (CA10 2013); United States v. Chanthasouxat, 342 F. 3d 1271, 1279–1280 (CA11 2003). Five States have agreed. See Hilton v. State, 961 So. 2d 284, 298 (Fla. 2007); State v. Louwrens, 792 N. W. 2d 649, 652 (Iowa 2010); Martin v. Kansas Dept. of Revenue , 285 Kan. 625, 637–639, 176 P. 3d 938,
Of course, if the law enforcement system could not function without permitting mistakes of law to justify seizures, one could at least argue that permitting as much is a necessary evil. But I have not seen any persuasive argument that law enforcement will be unduly hampered by a rule that precludes consideration of mistakes of law in the reasonableness inquiry. After all, there is no indication that excluding an officer's mistake of law from the reasonableness inquiry has created a problem for law enforcement in the overwhelming number of Circuits that have adopted that approach. If an officer makes a stop in good faith but it turns out that, as in this case, the officer was wrong about what the law proscribed or required, I know of no penalty that the officer would suffer. See 366 N. C. 271, 286–288, 737 S. E. 2d 351, 361–362 (2012) (Hudson, J., dissenting) (observing that “officers (rightfully) face no punishment for a stop based on a mistake of law”). Moreover, such an officer would likely have a defense to any civil suit on the basis of qualified immunity. See Ashcroft v. al-Kidd, 563 U. S. 731, 743 (2011) (“Qualified immunity gives government officials breathing room to make reasonable but mistaken judgments about open legal questions”).
Nor will it often be the case that any evidence that may be seized during the stop will be suppressed, thanks to the exception to the exclusionary rule for good-faith police errors. See, e. g., Davis v. United States, 564 U. S. 229, 238– 239 (2011). It is true that, unlike most States, North Carolina does not provide a good-faith exception as a matter of state law, see State v. Carter, 322 N. C. 709, 721–724, 370
948 (2008); State v. Anderson, 683 N. W. 2d 818, 823–824 (Minn. 2004); State v. Lacasella, 313 Mont. 185, 193–195, 60 P. 3d 975, 981–982 (2002).
III
In short, there is nothing in our case law requiring us to hold that a reasonable mistake of law can justify a seizure under the Fourth Amendment, and quite a bit suggesting just the opposite. I also see nothing to be gained from such a holding, and much to be lost.
n reaching the contrary conclusion, the Court makes both serious legal and practical errors. On the legal side, the Court barely addresses Ornelas and the other cases that frame the reasonableness inquiry around factual determina-
2 In addition to North Carolina, it appears that 13 States do not provide a good-faith exception. See State v. Marsala, 216 Conn. 150, 151, 579 A. 2d 58, 59 (1990); Dorsey v. State, 761 A. 2d 807, 814 (Del. 2000); Gary v. State, 262 Ga. 573, 574–575, 422 S. E. 2d 426, 428 (1992); State v. Guzman,
122 Idaho 981, 998, 842 P. 2d 660, 677 (1992); State v. Cline, 617 N. W. 2d 277, 283 (Iowa 2000), abrogated on other grounds by State v. Turner , 630 N. W. 2d 601 (Iowa 2001); Commonwealth v. Upton, 394 Mass. 363, 370, n. 5, 476 N. E. 2d 548, 554, n. 5 (1985); State v. Canelo, 139 N. H. 376, 383,
653 A. 2d 1097, 1102 (1995); State v. Johnson, 168 N. J. 608, 622–623, 775 A. 2d 1273, 1281–1282 (2001); State v. Gutierrez, 116 N. M. 431, 432, 863 P. 2d 1052, 1053 (1993); People v. Bigelow, 66 N. Y . 2d 417, 427, 488 N. E. 2d 451, 457–458 (1985); Commonwealth v. Edmunds, 526 Pa. 374, 376, 586 A. 2d 887, 888 (1991); State v. Oakes, 157 Vt. 171, 173, 598 A. 2d 119, 121 (1991); State v. Afana, 169 Wash. 2d 169, 184, 233 P. 3d 879, 886 (2010); see also People v. Krueger, 175 Ill. 2d 60, 61, 76, 675 N. E. 2d 604, 606, 612 (1996) (limiting the exception to situations where police have a warrant).
The only link in the tenuous chain the Court constructs between those cases and this one that has anything to say about the Fourth Amendment is Brinegar v. United States, 338 U. S. 160 (1949). See ante, at 63. But all that our opinion in Brinegar actually says is that probable cause exists where “ `the facts and circumstances within [the officers'] knowledge and of which they had reasonably trustworthy information [are] sufficient in themselves to warrant a man of reasonable caution in the belief that' an offense has been or is being committed.” 338 U. S., at 175–176 (quoting Car-roll v. United States, 267 U. S. 132, 162 (1925)). It thus states the uncontroversial proposition that the probable-cause inquiry looks to the reasonableness of an officer's understanding of the facts. Indeed, Brinegar is an odd case for the Court to rely on given that, like the cases I discussed above, it subsequently emphasizes that “the mistakes must be those of reasonable men, acting on facts leading sensibly to their conclusions of probability.” 338 U. S., at 176 (emphasis added). Again, reasonable understandings of the facts, not reasonable understandings of what the law says. 3
3 The Court in fact errs even earlier in the chain when it represents United States v. Riddle, 5 Cranch 311 (1809), as containing some broad proposition. Ante , at 62. As Justice Story explained in a later case, the tolerance of mistakes of law in cases like Riddle was a result of the specific customs statute that Congress had enacted. The Apollon, 9 Wheat. 362,
DeFillippo thus did not involve any police “mistake” at all. Rather, DeFillippo involved a police officer correctly applying the law that was then in existence and that carried with it a presumption of validity. Here, by contrast, police stopped Heien on suspicion of committing an offense that never actually existed. Given that our holding in DeFil-lippo relied so squarely on the existence of a law criminaliz-ing the defendant's conduct, and on the presumption of validity that attends actual laws, it can hardly be said to control where, as here, no law ever actually criminalized Heien's conduct.
373 (1824) (explaining that findings of probable cause “ha[d] never been supposed to excuse any seizure, except where some statute creates and defines the exemption from damages” (emphasis added)).
While I appreciate that the Court has endeavored to set some bounds on the types of mistakes of law that it thinks will qualify as reasonable, and while I think that the set of reasonable mistakes of law ought to be narrowly circumscribed if they are to be countenanced at all, I am not at all convinced that the Court has done so in a clear way. It seems to me that the difference between qualified immunity's reasonableness standard—which the Court insists without elaboration does not apply here—and the Court's conception of reasonableness in this context—which remains unde-fined—will prove murky in application. See ante, at 66–67. I fear the Court's unwillingness to sketch a fuller view of what makes a mistake of law reasonable only presages the likely difficulty that courts will have applying the Court's decision in this case.
* * *
To my mind, the more administrable approach—and the one more consistent with our precedents and principles— would be to hold that an officer's mistake of law, no matter how reasonable, cannot support the individualized suspicion necessary to justify a seizure under the Fourth Amendment. I respectfully dissent.
Cases cited
- Brinegar v. United States 338 U. S. 160 at 175–176, at 176 p. 54, p. 55, p. 61, p. 63, p. 77
- Illinois v. Rodriguez 497 U. S. 177 at 186 p. 54, p. 61, p. 72, p. 73
- United States v. Riddle 5 Cranch 311 at 313 p. 55, p. 62, p. 63
- Michigan v. DeFillippo 443 U. S. 31 at 37, at 40, at 33, at 34–35, at 37–38, at 38 p. 55, p. 63, p. 64, p. 65, p. 78
- Davis v. United States 564 U. S. 229 at 243 p. 55, p. 65, p. 75, p. 76
- Whren v. United States 517 U. S. 806 at 810 p. 55, p. 66, p. 67, p. 73
- 572 U. S. 1059 572 U. S. 1059 p. 60
- Brendlin v. California 551 U. S. 249 p. 60
- Navarette v. Cal. 572 U. S. 393 p. 60
- Riley v. California 573 U. S. 373 p. 60, p. 71
- Hill v. California 401 U. S. 797 p. 61
- Ornelas v. United States 517 U. S. 690 at 696–697 p. 61, p. 62, p. 71, p. 72, p. 76
- Stacey v. Emery 97 U. S. 642 p. 62
- Locke v. United States 7 Cranch 339 p. 63
- Danforth v. Minnesota 552 U. S. 264 p. 64
- United States v. Leon 468 U. S. 897 at 911–912 p. 65
- Illinois v. Gates 462 U. S. 213 at 256 p. 65
- Illinois v. Krull 480 U. S. 340 p. 65, p. 79
- Wilson v. Layne 526 U. S. 603 p. 65
- Anderson v. Creighton 483 U. S. 635 at 683, at 724 p. 65, p. 75, p. 76
- Herring v. United States 555 U. S. 135 p. 66
- Ashcroft v. al-Kidd 563 U. S. 731 p. 69, p. 75
- Malley v. Briggs 475 U. S. 335 p. 69, p. 70
- Pullman-Standard v. Swint 456 U. S. 273 p. 72
- Terry v. Ohio 392 U. S. 1 at 25 p. 72, p. 73
- Devenpeck v. Alford 543 U. S. 146 p. 72
- United States v. Cortez 449 U. S. 411 p. 73
- Cheek v. United States 498 U. S. 192 p. 73
- Delaware v. Prouse 440 U. S. 648 p. 73
- Barlow v. United States 7 Pet. 404 p. 74
- 444 F. 3d 1020 444 F. 3d 1020 p. 74
- Camreta v. Greene ex rel. S. G. 563 U. S. 692 p. 75
- Carroll v. United States 267 U. S. 132 p. 77