Majority
Opinion
Defendant was convicted by jury verdicts of two counts of rape by force or violence (Pen. Code, § 261, subd. 2) with prior convictions for forgery (Pen. Code, § 470) and receiving stolen property (Pen. Code, § 496). He has appealed from the judgment sentencing him to concurrent sentences in state prison. In a brief filed while these proceedings were pending he principally complains of the alleged misconduct of the prosecutor. A hearing was granted on his motion for bail pending appeal in order to consider the effect of recent statements of the state Supreme Court which indicated that the right to bail on appeal might be commensurate with the right to bail before conviction. An examination of the per
The California Constitution as adopted in 1849 provided: “All persons shall be bailable by sufficient sureties unless for capital offenses, when the proof is evident, or the presumption great.” (Art. I, § 7.) In January 1871, the state Supreme Court ruled, “We think, however, that the clause of the Constitution cited is only designed to alter this rule of the common law as to certain criminal cases before conviction; and that the matter of bail after conviction is still left discretionary, as it was at common law, with the modifications wrought by the statute of this State. We are of [the] opinion that the Constitution, in declaring bail to be a matter of right, contemplated only those cases in which the guilt of the party had not been already judicially ascertained; cases in which the prisoner as yet stood upon his plea of not guilty, supported with all the presumptions of innocence with which the law delights to surround him. But when his trial has been had, and his plea proven false, the law will not stultify itself by presuming him other than that it has itself adjudged him to be.” (Ex parte Voll (1871) 41 Cal. 29 , 32.)
On May 7, 1879, the People of the State of California incorporated the same language in section 6 of article I of our present Constitution. In Ex parte Brown (1885) 68 Cal. 176 [ 8 P. 829 ], the court pointed out that the same rule applied to the reenacted language—“. . . the guaranty of bail as a matter of right extends only to those cases where the party has not already been convicted,” citing Ex parte Voll, supra (68 Cal. at p. 177).
The rule of the earlier cases was reiterated in In re Scaggs (1956) 47 Cal.2d 416 [ 303 P.2d 1009 ], where the court stated: “Before conviction, a defendant charged with a felony not punishable with death is entitled to be admitted to bail ‘ás a matter of right,’ but, after conviction, his admission to bail is a ‘matter of discretion,’ unless only a fine is imposed [citation]. This important difference in the status of a defendant before and after conviction is one of long standing in both the statutes and judicial decisions of California and arises from the fact that, upon conviction, the defendant loses the benefit of the presumption of innocence and is presumed to be guilty [citing Criminal Practice Act of 1851, Ex parte Voll, supra, and Ex parte Brown].” (47 Cal.2d at p. 418.)
In In re Underwood (1973) 9 Cal.3d 345 [ 107 Cal.Rptr. 401 , 508 P.2d 721 ], the trial court denied bail to a defendant charged with attempted murder and related offenses arising out of an attempted bombing, on the
This conclusion is strengthened by examination of other pronouncements of the court. Tobriner, J., in dissenting in In re Tucker (1971) 5 Cal.3d 171 [ 95 Cal.Rptr. 761 , 486 P.2d 657 ], stated, “Since the parolee has already been convicted of a felony and sentenced to prison, he has lost the presumption of innocence and the right to bail. (See In re Scaggs (1956) 47 Cal.2d 416 , 418 . . .)” (5 Cal.3d at p. 203.) In re Law (1973) 10 Cal.3d 21 [ 109 Cal.Rptr. 573 , 513 P.2d 621 ], produced a unanimous opinion authored by the chief justice in which he stated, “Article I, section 6, of the California Constitution, upon which petitioner [a parolee who claimed the right to bail while in a parole hold status] particularly relies, states that ‘All persons shall be bailable by sufficient sureties, unless for capital offenses when the proof is evident or the presumption [is] great.’ This provision was intended to abrogate the common law rule that bail was a matter of judicial discretion by conferring an absolute right to bail except in a narrow class of cases. (See In re Underwood (1973) 9 Cal.3d 345 ...; Ex parte Voll (1871) 41 Cal. 29 , 32.) However, it is clear on
“The constitutional provision, although it first states that ‘All persons’ shall be bailable, then makes an exception ‘for capital offenses when the proof is evident or the presumption [is] great.’ The phrase ‘the proof is evident or the presumption [is] great.’ can be relevant only as a limitation on the bailable nature of a charged but unproven capital offense; otherwise the proof and presumption would have been conclusively and finally established. The provision thus purports to deal not with all persons in an unlimited sense but rather with all persons charged with criminal offenses as only then does the whole of the language have relevancy. We have heretofore stated that the purpose served by the provision was ‘fixing bail before trial: (People v. Anderson (1972) 6 Cal.3d 628 , 657, fn. 45 . . .)” (10 Cal.3d at pp. 25-26, italics added.)
The reiteration of the quote from In re Underwood, supra, in In re Boyle (1974) 11 Cal.3d 165 [ 113 Cal.Rptr. 99 , 520 P.2d 723 ], a case dealing with the right to bail prior to conviction, does not lend further strength to the conclusion that bail is a matter of right after conviction. It remains, as provided in the statute, “a matter of discretion.” (Pen. Code, § 1272, subd. 3.)
Application of the rules for the exercise of that discretion as promulgated in In re Scaggs, supra, and In re Brumback, to the record in this case fails to reveal any grounds for relief. In Scaggs the court said: “Although, as we have said, the primary purpose of bail is to assure the presence of the defendant in court when required (see In re Brumback, 46 Cal.2d 810 , 813. . .), it does not, of course, follow that other matters may not be considered in determining whether a convicted defendant should be retained in custody pending his appeal. Obviously, one important consideration is whether there is any danger that, if released, he would continue to commit crime.” (47 Cal.2d at p. 419.) In re Underwood, as quoted above, (9 Cal.3d at p. 348), may throw some doubt on the use the criterion set forth in the last sentence, but it is unnecessary to so determine in this case.
California Rules of Court, rule 32(b) provides as follows: “An application to the reviewing court for bail or to reduce bail on an appeal pending therein shall be made on such notice to the district attorney and the Attorney General as the court may determine, and shall include a showing that proper application for bail or a reduction of bail was made
Dissent
In order to determine whether the trial court unjustifiably denied the petitioner’s application for bail we have examined the record in connection with such application. It consists of a short statement by the petitioner’s attorney.[1] On that record we cannot say that the court abused its discretion in denying bail. Petitioner’s application for bail before this court is accompanied by his attorney’s declaration which, insofar as the petitioner’s background is concerned, would appear to be in part hearsay. Since there is no showing that these matters were presented to the trial court in any form it is unnecessary to review their sufficiency. The application for bail is denied.
Elkington, J., concurred.
I dissent. In the light of recent Supreme Court decisions (In re Boyle, 11 Cal.3d 165 [ 113 Cal.Rptr. 99 , 520 P.2d 723 ]; In re Law, 10 Cal.3d 21 [ 109 Cal.Rptr. 573 , 513 P.2d 621 ]; and In re Underwood, 9 Cal.3d 345 [ 107 Cal.Rptr. 401 , 508 P.2d 721 ]) I apprehend the law of this state to be that except for capital offenses of the class defined in the new penalty legislation which became effective on January 1, 1974, a defendant is entitled to bail as a matter of right both before and after conviction, and that this right includes admission to bail pending appeal.
The thrust of Boyle, Law and Underwood is that article I, section 6 of the California Constitution mandates that, except for capital offenses, a defendant is entitled to be released on bail as a matter of right. This provision of the California Constitution, in pertinent part, provides: “All persons shall be bailable by sufficient sureties, unless for capital offenses when the proof is evident or the presumption great. Excessive bail shall not be required, . . .” This provision was enacted into the Constitution of 1849 (art. I, §§ 6, 7) and was reenacted into the 1879 Constitution.
It should be noted here that no distinction or differentiation is made in
1 “We would ask for reasonable bail pending appeal. I would state that Mr. Turner when he was out of custody has made numerous court appearances always on time. Never, to my knowledge, had a failure to appear. He remained throughout the trial proceedings. He was always present. It would be my impression from that knowledge that Mr. Turner would be present and would remain himself, in the area and available for any further processes of the court pending appeal. And I would ask the Court to grant reasonable bail pending that appeal.”
Sections 1270 and 1271 have not been amended since their enactment in 1872. Section 1272 was amended in 1909 (Stats. 1909, ch. 360, § 1, p. 59) to read as follows: “After conviction of an offense not punishable with death, a defendant who has appealed may be admitted to bail. 1. As a matter of right, when the appeal is from a judgment imposing a fine only. 2. As a matter of right, when the appeal is from a judgment imposing imprisonment in cases of misdemeanor. 3. As a matter of discretion in all other cases.” In 1971, section 1272 was amended to provide, additionally, that a person who has made application for probation may be admitted to bail, pending such application, in cases of misdemeanors. (Stats. 1971, ch. 1790, § 3, p. 3856.)[5]
1 Unless otherwise indicated, all statutory references are to the Penal Code.
2 Based on Statutes of 1850, chapter 119, section 542, page 315, and Criminal Practice Act, section 510. (Stats. 1851, ch. 29, § 510, p. 268, as amended by Stats. 1865-1866, ch. 346, §1, p. 418.)
3 Based on Statutes of 1850, chapter 119, section 541, page 315, and Criminal Practice Act, section 509. (Stats. 1851, ch. 29, § 509, p. 268, as amended by Stats. 1863, ch. 127, § 1, p. 151.)
4 Based on Statutes of 1850, chapter 119, section 544, page 315, and Criminal Practice Act, section 512. (Stats. 1851, ch. 29, § 512, p. 268.)
5 Section 1272 now provides: “After conviction of an offense not punishable with death, a defendant who has made application for probation or who has appealed may be admitted to bail: 1. As a matter of right, before judgment is pronounced pending application for probation in cases of misdemeanors, or when the appeal is from a judgment imposing a fine only. 2. As a matter of right, before judgment is pronounced pending application for probation in cases of misdemeanors, or when the appeal is from a judgment imposing imprisonment in cases of misdemeanors. 3. As a matter of discretion in all other cases.”
The decisions relied upon by the majority find their genesis in Ex parte Voll (1871) 41 Cal. 29 . It, therefore, becomes necessary to trace the genealogy of Voll’s progeny. Before doing so due consideration must be given to the progenitor. In Voll the Supreme Court was called upon to determine the constitutionality of statutes (Criminal Practice Act, § 509, now Pen. Code, § 1271, and Criminal Practice Act, § 512, now Pen. Code, § 1272) making bail a matter of right before conviction and a matter of discretion after conviction. In holding the statutes constitutional the three-judge court rejected the argument that the language of the Constitution is sufficiently broad to embrace not only a case where no trial was had but also a case in which a conviction of an offense, less than capital in degree, has occurred. (At p. 31.) The opinion of Justice Wallace interprets the Constitution to mean that in declaring bail to be a matter of right the Constitution contemplated only those cases in which the guilt of the party had not been already judicially ascertained.[6] (At p. 32.) The opinion articulates that a defendant who has been convicted is presumed guilty upon the curious observation that the rule of absolute bail would bring about a result “that no convict could be punished for his ascertained crime if he had either wealth or friends; . . .” (At p. 32.) The opinion finds sustenance in the fact that at common law all applications for bail were addressed solely to the discretion of the judges and that the clause in the Constitution was only designed to alter the rule of the common law as to certain criminal cases before conviction. (At p. 32.)
It should be here noted that Ex parte Voll makes no reference to the debates in the California Constitutional Convention with respect to the subject provision of the Constitution. The convention of 1849, after accepting
6 The same result was reached in Ex parte Brown (1885) 68 Cal. 176 , 177, 182 [ 8 P. 829 ], interpreting Penal Code sections 1270, 1271 and 1272 subsequent to the adoption of the 1879 Constitution.
While the Voll case was pending for decision an application for bail pending appeal was presented to Justice Wallace in Ex parte Hoge (1874)[7] 48 Cal. 3 , a case in which the defendant had been found guilty of the felony of assault with a deadly weapon with intent to do bodily injury. The same arguments were made in that case as had been made in Voll, i.e., that a prisoner not charged with a capital offense has an absolute constitutional right to be at large upon bail pending appeal. These arguments reiterated that the evident purpose of the framers of the Constitution was to abrogate the unbounded discretion which judges exercised at common law in granting or refusing bail. Justice Wallace refrained from expressing any views on the constitutional question in view of the pendency of Voll but concluded that the prisoner was “entitled to bail upon other grounds.” (At p. 5.) These grounds turned upon the exercise of the discretion in allowing or refusing bail upon appeal as provided in the statute allowing bail on appeal. Justice Wallace pointed out that since the trial judge had the option of sending the petitioner to jail or merely inflicting a fine, the petitioner would have been entitled to bail as a matter of right if only a fine had been imposed. Accordingly, he reasoned that it would be an abuse of discretion not to admit the petitioner to bail since one convicted of the same crime but punished by a fine only would be at large while his appeal waspending. (At p. 6.)
7 Although Ex parte Hoge is reported in the 1874 reports it was decided in November 1871. The repórter acknowledges the omission of the opinion from the previous reports. (See 48 Cal. 3 .)
Subsequent cases dealing with the discretion to be used in applications for bail pending appeal evolved the rule that judges should not exercise the power to grant bail after conviction of a felony except upon an affirmative showing of extraordinary circumstances. (In re Pantages (1930) 209 Cal. 535 , 536 [ 291 P. 831 ]; In re Ward (1900) 127 Cal. 489 , 490 [ 59 P. 894 ]; Ex parte Turner (1896) 112 Cal. 627 , 629 [ 45 P. 571 ]; Ex parte Smith (1891) 89 Cal. 79 , 80 [ 26 P. 638 ]; Ex parte Brown, supra, 68 Cal. 176 , 183; Ex parte Smallman (1879) 54 Cal. 35 , 36; People v. Sullivan (1952) 110 Cal.App.2d 4 , 6 [ 242 P.2d 348 ] [cert. den., 345 U.S. 955 ( 97 L.Ed. 1376 , 73 S.Ct. 936 )]; People v. Davis (1945) 67 Cal.App.2d 837 , 839 [ 155 P.2d 675 ]; In re Burnette (1939) 35 Cal.App.2d 358 , 359 [ 95 P.2d 684 ]; People v. Yant (1938) 26 Cal.App.2d 124 , 125 [ 78 P.2d 1042 ]; In re Albori (1928) 95 Cal.App. 42 ; 59 [ 272 P. 321 ]; In re Ephraim (1925) 73 Cal.App. 104 , 105 [ 237 P. 801 ]; People v. Ephraim (1925) 72 Cal.App. 479 , 481 [ 237 P. 801 ]; People v. Eiseman (1924) 69 Cal.App. 143 , 149 [ 230 P. 669 ]; In re Wilkins (1924) 66 Cal.App. 754 , 759 [ 226 P. 964 ]; Matter of Application of Preciado (1916) 30 Cal.App. 323 , 328 [ 158 P. 1063 ]; People v. Cornell (1915) 28 Cal.App. 654 , 656 [ 153 P. 726 ].)
The first perceptible change in the Supreme Court’s evaluation of a defendant’s right to bail pending appeal appears in In re Brumback (1956) 46 Cal.2d 810 [ 299 P.2d 217 ], wherein it is made clear that the primary purpose of bail, before and after conviction, is “practical assurance that defendant will attend upon the court when his presence is required.” (At p. 813.) In that case the trial judge had refused to exercise his discretion because no extraordinary circumstances had been shown. The Supreme Court remanded the case to the trial court for the exercise of its discretion in the light of the primary purpose of bail as articulated in its opinion. Alluding to the “extraordinary circumstances” rule Brumback observes that it was one promulgated principally as an aid to the exercise of discretion of an appellate tribunal and that the absence of extraordinary circumstances does not necessarily preclude the granting of bail. (At pp. 813-815.)
Two strong dissents were entered in Scaggs. Justice Carter interpreted Brumback to mean that a defendant convicted of a non-capital offense is entitled to bail pending appeal in a reasonable sum (47 Cal.2d at p. 425) and that “the only realm for the exercise of discretion in a case such as this is the amount which the trial judge believes to be commensurate with the risk assumed by the admission of the prisoner to bail, and not whether bail should be granted or refused.” (47 Cal.2d at p. 426.) Justice Schauer, relying on article I, section 6 of the California Constitution and the Brumback case, concluded that the absolute denial of an order fixing bail constituted an abuse of discretion. (47 Cal.2d at p. 427.)
Such was the evolution of the judicial articulation prior to the Supreme Court’s decision in Underwood. Although Underwood involves an application for bail prior to conviction and does not specifically concern itself with bail pending appeal, it does make certain pertinent holdings and observations that are applicable to admission to bail before and after conviction. Thus it is unequivocally stated as follows: “The purpose of bail is to assure the defendant’s attendance in court when his presence is required,
8 As additional factors upon which bail on appeal may be denied Scaggs alludes to the following: unfavorable recommendation of the probation officer; ample opportunity to place affairs in order; lack of economic hardship; and belief of the trial judge that no substantial errors in the trial of the' ‘case would be shown on appeal. (47 Cal.2d at p. 419.)
I am, accordingly, persuaded that if the only purpose of bail is to assure attendance when the presence of the defendant is required both before and after conviction a trial court has no alternative but to admit a defendant to bail pending appeal in a noncapital felony case and that its discretion is limited to determining the amount of bail that will assure the defendant’s attendance in court when his presence is required. Proceedings on application for bail should be conducted with this purpose in mind, and the bail fixed must not be excessive in relation to this purpose. I see no merit to the argument that the rule declared in Boyle and Underwood, insofar as bail on appeal is concerned, means that when bail is allowed its only purpose is to assure the defendant’s attendance in court when his presence is required. This argument “puts the cart before the horse.” If the only purpose of bail is to assure such attendance the sine qua non is that the defendant must be admitted to bail in an amount that will assure such presence.
A careful review of Brumback and Scaggs will disclose that in those cases the attention of the court was directed to section 1272 providing that pending appeal bail in felony cases, other than for capital offenses, is a matter of discretion, rather than to the restrictive language of article I, section 6 of the California Constitution. In Underwood and Boyle, on the other hand, the point of concentration is upon the specific provisions of the Constitution. Accordingly, since the clear import of Underwood and Boyle is that, except for capital cases, a defendant is entitled to bail both before and after conviction under the provisions of article I, section 6 of the California Constitution, any statutory provision contrary thereto must be declared to be unconstitutional.
In In re Law, supra, 10 Cal.3d 21 , it is stated that article I, section 6
This discussion leads full circle to Voll and Justice Wallace’s dubious statement that the Constitution in declaring bail to be a matter of right contemplated only those cases in which the guilt of the party “had not already been ascertained” and that such guilt is “ascertained” for purposes of bail when a person has been convicted notwithstanding his conviction is not final because an appeal is pending. (41 Cal. at p. 32.) I think it is unfortunate that the declaration in Voll, that upon conviction a defendant loses the presumption of innocence and is presumed to be guilty, finds approval in Scaggs so as to make a difference for purposes of bail in the status of a defendant before and after conviction. It appears to me that it is more in keeping with our present day notions of justice and fair play to embrace Justice Wallace’s observations in Hoge that “even while the question of guilt or innocence is yet being agitated in the form of an appeal, the prisoner should be undergoing the very punishment and suffering the very infamy which it was the lawful purpose of the appeal to avert.” (48 Cal. at p. 7.)
Justice Wallace’s rationale in Voll for the presumption of guilt upon conviction principle is that the rule of absolute right to bail after conviction would bring about the result “that no convict could be punished for his ascertained crime if he had either wealth or friends; for no mere pecuniary considerations could weigh against the alternative of a degrading punishment, at hard labor, for a crime involving moral turpitude. It would operate in practice as a mere money commutation for the infamous corporeal punishment which the law has denounced against the perpetration of the crime.” (41 Cal. at p. 32.) This argument is clearly unsound because, as
Appellant’s petition for a hearing by the Supreme Court was denied July 31, 1974.
Cases cited
- Ex parte Voll 41 Cal. 29 at 32 p. 684, p. 685, p. 689
- Ex parte Brown 68 Cal. 176 at 183 p. 684, p. 691
- In re Scaggs 47 Cal.2d 416 at 418, at 419 p. 684, p. 685, p. 692
- In re Underwood 9 Cal.3d 345 at 350 p. 684, p. 685, p. 687, p. 690
- People v. United Bonding Insurance 5 Cal.3d 898 p. 685
- In re Newbern 55 Cal.2d 500 at 504 p. 685, p. 692
- In re Brumback 46 Cal.2d 810 at 813 p. 685, p. 686, p. 691, p. 693
- Sawyer v. Barbour 142 Cal.App.2d 827 p. 685
- In re Tucker 5 Cal.3d 171 p. 685
- In re Law 10 Cal.3d 21 p. 685, p. 687, p. 693
- Aguilera v. Cal. Dep't of Corr. 247 Cal.App.2d 150 at 153 p. 686
- People v. Anderson 6 Cal.3d 628 at 657 p. 686
- In re Boyle 11 Cal.3d 165 p. 686, p. 687
- Auto Equity Sales, Inc. v. Superior Court 57 Cal.2d 450 at 455 p. 689
- Ex parte Hoge 48 Cal. 3 p. 690, p. 691
- In re Pantages 209 Cal. 535 at 536 p. 691
- In re Ward 127 Cal. 489 at 490 p. 691
- Ex parte Turner 112 Cal. 627 at 629 p. 691
- Ex parte Smith 89 Cal. 79 at 80 p. 691
- Ex parte Smallman 54 Cal. 35 at 36 p. 691
- People v. Sullivan 110 Cal.App.2d 4 at 6 p. 691
- Scarlett v. Maryland 345 U.S. 955 p. 691
- People v. Davis 67 Cal.App.2d 837 at 839 p. 691
- In re Burnette 35 Cal.App.2d 358 at 359 p. 691
- People v. Yant 26 Cal.App.2d 124 at 125 p. 691
- In re Albori 95 Cal.App. 42 p. 691
- In re Ephraim 73 Cal.App. 104 at 105 p. 691
- People v. Ephraim 72 Cal.App. 479 at 481 p. 691
- People v. Eiseman 69 Cal.App. 143 at 149 p. 691
- In re Wilkins 66 Cal.App. 754 at 759 p. 691
- In re Preciado 30 Cal.App. 323 at 328 p. 691
- People v. Cornell 28 Cal.App. 654 at 656 p. 691
- In re Petersen 51 Cal.2d 177 at 181 p. 692