Majority
Juanita's testimony about the end of the fight that evening was similar, though she testified that Xavier kicked Caro "on the legs" when Caro was on the ground. Juanita told police that after Xavier left, Caro said, "Now, Mom. I have no money now. I don't know what I'm going to do," and "Mom, we're going to starve now." Caro also told Juanita that night, "Well, I guess I'm crazy like he says I am" and "Mom, he says I'm crazy." Around 9:00 p.m., Juanita left the house to return to her home. Caro seemed normal. Juanita returned a few minutes later because she forgot her glasses and left again soon after.
Xavier testified that he drove to his office in Northridge, which was 40 to 46 minutes away from the house. Caro called Xavier multiple times on his car phone and at the office. When Xavier answered the phone at the office, Caro was crying and agitated and asked Xavier to come home. Caro then calmly stated, "That's the thing I've always admired about you, X. You
Investigators found two bloody handprints on the doorjamb between Joey's bedroom and the bathroom that matched Caro's hand, and blood above one of the handprints matched Joey's blood. Stains on the pajama shorts and T-shirt Caro was wearing tested positive for blood. DNA testing matched some of the stains to Joey, some to Christopher, and some to Caro. According to a forensic scientist, projected blood caused some of the stains on Caro's shorts. He opined that one of the stains on Caro's shorts contained Christopher's brain matter, and a piece of Joey's scalp may have caused one of the other stains. Two blood stains in the master bathroom contained Joey's blood, one of those stains had potential contributions from Christopher. Material under Caro's fingernails tested positive for blood and contained DNA from Caro, Joey, and Christopher.
Various blood stains were found on Xavier's sweatpants, shirt, and jacket. Blood stains on Xavier's sweatpants, G.C.'s socks, the carpet, and the stair railing matched Michael's DNA. Most were transfer stains, but drops of blood caused stains on Xavier's sandals and on the knee of his sweatpants.
Based on blood spatter patterns, Rod Englert, a crime scene reconstructionist, opined that Joey was facedown in bed when shot. He testified that Michael was face up when shot. Christopher, who was sleeping next to Michael, sat up and was shot twice, as the first shot failed to kill him immediately. The jury saw an animation depicting Englert's opinion on how the shootings of Michael and Christopher occurred. Englert testified that the inner thigh of Caro's shorts showed a high velocity spatter-the kind associated with gunshots. Englert opined that the person wearing the shorts shot Christopher and he expressed confidence "beyond a reasonable degree of certainty." Englert found transfer stains and no evidence of blood from a gunshot on Xavier's jacket. Englert concluded that the person wearing the jacket was "not involved" in "a shooting." He concluded gunshot spatter did not cause the blood stains on Xavier's pants and sandals.
Dr. Frederick Lovell, a medical examiner, reviewed evidence concerning Caro's head wound. He testified that the gun was held tightly against Caro's head, at a right angle to the bone above Caro's ear. The gun would have been pointed "[v]ery slightly downward." When asked how Dr. Lovell would explain a bullet fragment found in the ceiling, he testified to previously saying that he did not know how it got there. He testified that it was "highly unlikely" that the gunshot wound was self-inflicted. It would have been difficult to hold the gun against the skull at the slightly downward angle. The bruises on Caro's arms were consistent with finger grab marks. A criminalist found hair in Caro and Xavier's master bedroom that looked like it had been pulled out, though some, maybe all, of the hair belonging to Caro came out by the force of the gunshot.
The defense presented a number of character witnesses. They testified that Caro was an admirable, friendly, nice person who loved her children. Caro's parents testified about their financial arrangements with Xavier and Caro. Juanita testified that, after the shootings, Xavier told her: "Wait til you hear the 911 call, Juanita. You're gonna blow your mind." Later, Xavier told Juanita, step by step, how Caro killed the boys.
Caro testified in her own defense. Caro was forthcoming with Xavier about expenditures while she served as office manager, and wrote checks to her parents for family trip expenses only after discussing them with Xavier. Caro
On November 5, 2001, the jury found Caro guilty of three counts of first degree murder, found the firearm enhancements true, and found true the multiple-murder special circumstance. On November 6, 2001, Caro withdrew her plea of not guilty by reason of insanity.
The penalty phase began on November 27, 2001. In aggravation, the prosecution presented evidence of prior acts that Caro allegedly committed. On June 30, 1992, Caro and another woman argued over a parking space.
Caro fails to distinguish our prior decisions denying similar claims. In Ervin , the defendant challenged his absence from counsels' jury "screening" discussions about stipulating to the excusal of "prospective jurors whose questionnaires showed they were probably subject to challenge and excusal." ( Ervin , supra , 22 Cal.4th at p. 72, 91 Cal.Rptr.2d 623 , 990 P.2d 506 .) We found that the defendant's presence at such discussions "would have served little purpose." ( Id. at p. 74, 91 Cal.Rptr.2d 623 , 990 P.2d 506 .) The same is true here. Caro argues "she might have discouraged" the stipulated excusals. But even if such an argument could establish that Caro's presence was necessary, such a contention does not establish prejudice: It is
Finally, to the extent Caro complains that this procedure resulted in the improper excusal of jurors for cause, she is not entitled to relief. (See People v. Potts (2019) 6 Cal.5th 1012 , 1052-1053, 245 Cal.Rptr.3d 2 , 436 P.3d 899 (Potts ); Duff , supra , 58 Cal.4th at p. 540, 167 Cal.Rptr.3d 615 , 317 P.3d 1148 ; Booker , supra , 51 Cal.4th at p. 161, 119 Cal.Rptr.3d 722 , 245 P.3d 366 ; Mitcham , supra , 1 Cal.4th at p. 1061, 5 Cal.Rptr.2d 230 , 824 P.2d 1277 .)
iii. Dismissal of Two Prospective Jurors for Cause
Caro argues the trial court improperly dismissed Prospective Jurors J.W. and D.S. for cause because of their views on the
c. Prospective Juror D.S.
Prospective Juror D.S. stated in his questionnaire that the death penalty "should be used only in the most extreme cases[.] I do not believe that killing the defendant is a solution for the first killing, so I would strongly object to the death penalty unless overwhelmingly convinced of intent free of mental impairments." D.S. wrote that he supported life imprisonment without the possibility of parole "over the death penalty." He indicated that he did not believe the death penalty serves any purpose. D.S. thought the death penalty was sought "[t]oo often" and "[r]andomly," and that it is applied to "[t]oo many minorities and women, few white men." When asked whether D.S.'s feelings about the death penalty were so strong that he would always vote against the death penalty, he placed a question mark in the "No" checkbox and wrote, "But almost always." D.S. similarly indicated he "would require sufficient evidence to convince me that the death penal[ty] will serve a purpose beyond retribution." When asked if he could listen to all the evidence and instructions and give honest consideration to both death and life imprisonment without parole, he placed a question mark in the "No" checkbox and wrote that he "would begin from the position that life without parole is enough punishment and no more is needed." However, D.S. saw no reason why he could not be a fair and impartial juror.
During the defense's voir dire, D.S. stated, "If I understand the proceeding correctly, I would have no objection to deciding guilt or innocence. But when we got to the next phase, I would have some very definite thoughts on it." When defense counsel asked whether D.S.'s thoughts would prevent him from keeping an open mind and considering all the evidence, D.S. replied, "I have some feelings that it seems to me might be in-in conflict with-I don't know with what ...." After another question, he continued, "The problem is
The prosecutor challenged D.S. for cause. The trial court excused D.S. because of his hesitation to impose the death penalty and the limited society-protection rationale, which the court believed D.S. "unequivocally stated" would be "the only time" he would vote for death. Based on D.S.'s questionnaire and voir dire answers, the court "was left with the definite impression that the prospective juror would be unable to faithfully and impartially apply the law." The trial court specifically noted D.S. "hesitated" when faced with the possibility that life imprisonment without the possibility of parole would satisfy D.S.'s society-protection rationale.
3 D.S.'s statement that he would only consider the death penalty if the defendant is a danger "to society" is ambiguous as to whether he meant society outside of prison or inside prison as well-though at one point he acknowledged that he may be talking about "danger to the public." The jury can consider future dangerousness in prison ( People v. Medina (1995) 11 Cal.4th 694 , 766-767, 47 Cal.Rptr.2d 165 , 906 P.2d 2 ), but the prosecution cannot present expert testimony on that issue ( People v. Avila (2006) 38 Cal.4th 491 , 610, 43 Cal.Rptr.3d 1 , 133 P.3d 1076 ). Regardless, D.S.'s responses at the very least show that he was not sure whether dangerousness in prison would ever allow him to impose the death penalty.
B. Issues at Trial
i. Clothing Seized from Emergency Room
Caro argues the trial court erred by allowing the introduction of the clothing that Caro was found wearing the night of the shootings. In the
In this situation, the incriminating nature of the clothing-covered in bloodstains after the shooting-was immediately apparent. Caro raises the possibility that because she had shot herself in the head, the stains could have been her own blood. Yet that possibility does not eliminate the strong likelihood that some of the stains would link her or some as-yet-unidentified assailant to her or her sons' injuries.
Given the clothes' evidentiary value, trial counsel would need to establish Officer Miller did not have lawful access to them in order to block their admission from trial. But the record is inconclusive on this point, as it fails to reveal where Miller was when he saw and seized the clothing from the board on which emergency personnel transported Caro. That ambiguity makes it quite difficult to assess the legality of Miller's actions viewing and seizing Caro's clothes. On this record, then, we cannot say the plain view doctrine was inapplicable, and Caro has not carried her
The two statements in dispute occurred at different times. At some point in the first hour and a half of questioning, before the codeine injection, Caro stated that she "might have fallen down the stairs," but also indicated that she did not remember. About 45 minutes after the codeine injection, Detective Wade heard Caro say she was bruised by "wrestling with a boy."
After the second statement, Detective Wade continued to ask Caro questions about what happened, but Caro indicated that she did not remember, and asked whether her boys and Xavier were there. Wade told Caro that her boys were hurt and asked if she knew how they were hurt. Caro asked if it was "something serious." Wade told Caro that she was investigating the death of Caro's boys, and that Caro was suspected of hurting them. Wade then gave Caro Miranda warnings, and Caro invoked her right to counsel.
In addition to Detectives Rivera and Wade, a psychologist hired by the district attorney, Susan Ashley, was present for much of the pre- Miranda -warning interview. After Caro said she might have fallen down the stairs, she noticed Dr. Ashley in the room, and asked who she was. Wade identified her as "Doctor Ashley" to Caro and may have mentioned she was a psychologist from the district attorney's office. Caro also noticed a man from the district attorney's office standing outside her door at one point, and Wade told her who he was. Caro asked why he was there and Wade told her he "was here because you got hurt. And we're trying to figure out what happened." After
Finally, the evidence showed that Xavier did not have much time between when he arrived home and called 911. A vehicle similar to Xavier's Mercedes entered the parking area at 9:24 p.m. and left at 10:36 p.m. The surveillance tape captured no other Mercedes leaving during the relevant timeframe-making defense counsel's assertion that Xavier left earlier implausible. The evidence largely showed that it takes 40 to 46 minutes to drive from Xavier's office to the family home-only one witness, Caro herself, testified to a shorter time (30 minutes). And the 911 call was at 11:21 p.m. Based on the prosecution's evidence, Xavier would have only 5 minutes maximum between arriving home and calling 911. If the jury accepted Caro's self-serving estimated driving time, he still would have no more than 15 minutes. A reasonable jury would not have believed Xavier shot his wife and children, hid all the blood evidence that might link him to the crime, and staged blood evidence corroborating
Caro's primary contention is that Detective Wade violated the Fourth Amendment by entering her ICU room and then making observations and hearing Caro's statements, both before and after the administration of Miranda warnings. (See People v. Cook (1985) 41 Cal.3d 373 , 381, 221 Cal.Rptr. 499 , 710 P.2d 299 ["the police may not intrude into a hospital room" to see or hear the activities within "simply because hospital personnel routinely go in and out"].) Three statements were admitted from Wade's conversation with Caro: Caro indicated that she may have broken her foot by falling down the stairs; that she might have gotten hurt by "wrestling with a boy"; and after
Caro similarly offers only cursory, unpersuasive arguments regarding any prejudice from the fingernail scraping and gunshot residue evidence police collected. To the extent those fingernail scrapings indeed showed the blood of Caro's children, there was other evidence that Caro came in contact with her children's blood.
The next morning, on September 21, 2001, Priebe testified that she was a social worker at the hospital, and worked in the ICU on the day Detective Wade questioned Caro. Priebe heard screaming from Caro's room (likely right after Wade told Caro that her children had died), but did not go in because a nurse, Debbie Anderson, had told her that "police had asked us not to comfort" Caro. The prosecution objected on hearsay grounds, and the trial court sustained the objection.
After Priebe's testimony, defense counsel stated that she wanted to call Nurse Anderson as a witness, but indicated that she had been unable to contact her, and wanted to consult with an investigator. Anderson had testified in the case previously as a prosecution witness. But defense counsel stated she had been unable to contact Anderson because the only contact information defense counsel had was Anderson's work phone number, and Anderson had not been to work the prior two days. The court denied the request because "[a]ll parties knew today was the day we were going to have the hearing"; defense counsel "had ample opportunity to have [her] witnesses present[;] ... [a]nd the Court ha[d] been I believe extremely generous in allowing time for this hearing and for other hearings that have been occurring at the-the last minute." Caro now argues the denial of a continuance was an abuse of the trial court's discretion and a violation of due process.
The decision to continue a hearing so a party can secure the presence of a witness is one within the trial court's discretion. ( People v. Roybal (1998) 19 Cal.4th 481 , 504, 79 Cal.Rptr.2d 487 , 966 P.2d 521 .) A trial court does not abuse its discretion in denying a continuance unless the defendant establishes good cause for a continuance. ( Ibid. ) Good cause requires a defendant to show that he or she exercised due diligence in
Moreover, the trial court denied the motion to strike because (1) the statement at issue was "spontaneous" rather than the result of an interrogation under Miranda , and (2) the court had no jurisdiction to hear the Fourth Amendment issue. Anderson's testimony that police told hospital staff not to "comfort" Caro would have been irrelevant to the resolution of these issues. The trial court also concluded the statement was spontaneous and "voluntarily [made] by" Caro. Caro contends that Anderson's proposed testimony that hospital staff were asked to refrain from comforting Caro is relevant to whether Caro's spontaneous statement uttered after the Miranda warning was involuntary. Although such proposed testimony may be relevant in principle, it does not support Caro's contention in this case because Caro's statement was still a spontaneous utterance, not the product of police coercion. (See Colorado v. Connelly (1986) 479 U.S. 157 , 167, 107 S.Ct. 515 , 93 L.Ed.2d 473 .)
Nothing in the record shows that officers sought to limit Caro's medical care or access to an attorney, and at the time the statement was made, Detective Wade was actively trying to find Caro's mother so that she could come comfort Caro. Caro's further contention that the testimony may have justified reconsideration of the trial court's prior Miranda and voluntariness findings is purely speculative. If Anderson's testimony would have warranted such an action, counsel might have obtained a declaration from Anderson and
Third, Caro argues that the trial court erred by allowing prosecution expert Edwin Jones to testify that the prosecution made Caro's underwear available to the defense. In Coddington , supra , 23 Cal.4th at page 606, 97 Cal.Rptr.2d 528 , 2 P.3d 1081 , we held the work product privilege is violated where the prosecution asks questions that "invit[e] the jury to infer that ... other [defense] experts were not called because their testimony would not be favorable." Here, Jones was a prosecution forensic scientist who testified on defense cross-examination that he examined Caro's underwear on July 10, 2001. Defense counsel asked if that was the first time Jones had examined the underwear, and he replied that he examined it "on a date earlier than that when other examiners were looking at [it]," those other examiners being "Richard Fox or Herb MacDonnell. One of those two
The trial court held that the police officer could not testify to Xavier's statement to police that a psychotherapist had advised Xavier on prescribing Prozac to Caro. According to the trial court, this was not an inconsistent statement that fell within a hearsay exception. To the extent this testimony was proposed for purposes of showing Xavier's attempt to seem more credible to police, the trial court held that, on the record before the court, Caro had not established a statement that implied such an attempt. Indeed, defense counsel indicated that they had not yet "gotten to" that part of the transcript of the police interview.
We conclude any error was harmless. If the evidence was admitted for its truth, it would not have harmed-and may have bolstered-Xavier's credibility, as evidence that he received advice about Caro's Prozac. Moreover, the purported inconsistency in the statement would have been unlikely to alter the jury's evaluation of Xavier's credibility because defense counsel's question about what Xavier told police was general, and he added the caveat that he was responding to the "best of [his] recollection." This evidence also would not have provided much support to the defense theory that Xavier sought to manipulate the police. Xavier simultaneously told police that he was the one who actually prescribed the Prozac ; the advice of a family therapist not allowed to prescribe Prozac herself would not have added much legitimacy to his decision. Therefore, there is no reasonable probability this evidence would have changed the trial's outcome.
Fifth, Caro argues that the trial court erred by excluding the defense's proposed question to Caro, during direct examination, about whether Xavier told her he had kept his appointment with a divorce lawyer. On defense objection, the trial court held that the question called for hearsay and the answer would not be relevant to Caro's proposed inconsistent statement hearsay exception theory. Some questions later, Caro testified to believing Xavier had not kept the appointment with the divorce lawyer based on
d. Exclusion of Written Statement in Police Report
Caro argues the trial court erred by excluding a statement in a police report. Deputy Tutino wrote-in a paragraph concerning statements Xavier made to Juanita in the garage the day after the shootings-that "[Caro] told
e. Cumulative Error and Right To Present a Defense
Caro argues the trial court's evidentiary errors are prejudicial when considered cumulatively, and also violated her constitutional right to present a defense. To the extent we assumed error, but found harmlessness with respect to Caro's evidentiary arguments, we do not find that those errors are cumulatively prejudicial. Those assumed errors involved evidence that was so minor that it was unlikely to have affected the case, even in the cumulative,
vii. Prosecutorial Misconduct
Caro argues that the prosecution committed misconduct by making certain statements in the closing arguments of the
Third, Caro contends that the prosecutor improperly expressed a personal opinion in closing argument. She said, "And Deputy Tutino heard [Xavier] say again and again, 'She killed my best friend. She killed my best friend.' [¶] You know that [Xavier] was talking about Joey. Like any father [Xavier] would want to believe that he loved all of his children equally." She then began to say, "I'm sure he did a great job making each child feel loved and feel-" when defense counsel objected on the ground that the prosecutor was expressing a personal opinion, and the trial court sustained the objection.
The prosecutor then went on to argue the following: "But as difficult as it is to say, you can tell from the state of the evidence that [Xavier] had a special place for Joey. Joey was the one who made [Xavier] a father for the first time. Joey was the one who was most like a person. He was the oldest at the time. [¶] And when [Xavier] sat there in his family room saying, 'She killed my best friend,' he was talking about Joey. That's probably why he was the defendant's first target." Caro asserts this second statement,
b. Penalty Phase Closing Argument
Caro contends-in a summary bullet-point list-that the prosecutor committed 15 instances of misconduct during the penalty phase closing argument. Given the summary nature of her contentions, Caro fails to assert precisely why the statements were misconduct or cite relevant authority. She also does not argue how these statements prejudiced her, except by asserting that all of the prosecutorial misconduct claims were cumulatively prejudicial. The failure to " 'offer any authority or argument in support of [her] claim[s]' " would justify us "declin[ing] to address these contentions." ( People v. Foster (2010) 50 Cal.4th 1301 , 1352, 117 Cal.Rptr.3d 658 , 242 P.3d 105 ( Foster ).) Regardless, Caro
Second, the prosecutor incorrectly argued to the jury that appellant's toxicology screen did not test positive for Xanax. The trial court overruled a defense objection. But no possible prejudice arose from this statement
Section 190.3, factor (b) allows the jury to consider as aggravation evidence "[t]he presence or absence of criminal activity by the defendant which involved the use or attempted use of force or violence or the express or implied threat to use force or violence." To present such evidence at trial, the prosecution must provide the defendant notice of the evidence to be introduced and the opportunity to confront the available witnesses. ( People v. Yeoman (2003) 31 Cal.4th 93 , 136-137, 2 Cal.Rptr.3d 186 , 72 P.3d 1166 ; see also Rundle , supra , 43 Cal.4th at p. 183, 74 Cal.Rptr.3d 454 , 180 P.3d 224 .) Additionally, to consider this evidence in aggravation, the jury must be convinced beyond a reasonable doubt that Caro committed these prior acts. ( Yeoman , at p. 137, 2 Cal.Rptr.3d 186 , 72 P.3d 1166 .) If these three requirements are satisfied, the jury may consider a defendant's prior criminal acts without violating his or her rights to due process, a speedy trial, or a reliable penalty determination. ( Id. at p. 136, 74 Cal.Rptr.3d 454 , 180 P.3d 224 .) The remoteness of the prior criminal acts then affects their weight in aggravation rather than their admissibility. ( Id. at p. 137, 74 Cal.Rptr.3d 454 , 180 P.3d 224 .)
Caro first asserts that the notice given to her about the evidence to be presented, and the evidence eventually presented, deprived her of notice of the allegations and an opportunity to present a meaningful defense. For many of the seven prior acts presented in the penalty phase, the notice and testimony did not identify the specific timeframe when the event occurred. We rejected a similar claim in Rundle where the defendant argued that the section 190.3, factor (b) evidence relating to the defendant's ex-wife amounted merely to a "nonspecific series of acts occurring over a period of several months, without providing exact dates upon which specific acts of forcible sodomy or oral copulation occurred." ( Rundle , supra , 43 Cal.4th at p. 182, 74 Cal.Rptr.3d 454 , 180 P.3d 224 .) We held that the relevant inquiry is whether the three requirements set forth in Yeoman are satisfied. (See Rundle, at pp. 183-186, 74 Cal.Rptr.3d 454 , 180 P.3d 224 [requiring less notice of timeframes in penalty phase where the point is the evaluation of the defendant's character, not the establishment of a particular act].) Here, Caro
Caro requests we require trial courts to hold hearings to determine whether the evidence is sufficient for a jury to find a prior violent offense beyond a reasonable doubt. Trial courts have discretion to hold such a hearing. (See People v. Phillips (1985) 41 Cal.3d 29 , 72, fn. 25, 222 Cal.Rptr. 127 , 711 P.2d 423 ; see also People v. Friend (2009) 47 Cal.4th 1 , 87, 97 Cal.Rptr.3d 1 , 211 P.3d 520 ; People v. Fauber (1992) 2 Cal.4th 792 , 849, 9 Cal.Rptr.2d 24 , 831 P.2d 249 .) Caro argued here that a hearing was necessary because she planned to impeach the prosecution's evidence and present defenses. But the trial court did not abuse its discretion by finding the prosecution's proffered evidence sufficient without a hearing and allowing the jury to evaluate the defense response. And to the extent Caro argues that the probative value of the prior act evidence was not substantially outweighed by undue prejudice under Evidence Code section 352, that claim fails. The trial court did not abuse its discretion by finding that these prior acts were not "particularly prejudicial" in comparison to the offense of conviction, especially under the somewhat circumscribed Evidence Code section 352 analysis for Penal Code section 190.3, factor (b) evidence. ( People v. Box (2000) 23 Cal.4th 1153 , 1201, 99 Cal.Rptr.2d 69 , 5 P.3d 130 .)
Finally, Caro asks us to reconsider Rundle because of the danger that jurors will credit vague, uncorroborated prior acts when introduced with more specific, corroborated prior acts. But we perceive no such danger where jurors receive instructions to only consider a prior act in aggravation if proven
The following Monday, the trial court called in the jury foreperson, who indicated that the juror at issue was no longer refusing to deliberate. The parties did not pursue the issue further. But defense counsel also raised a new issue discovered by a defense investigator, who saw Juror No. 9 and Juror No. 11 speaking in the parking lot the previous Friday evening after the jury was excused. Defense counsel requested an inquiry.
The trial court first examined Juror No. 9. When asked whether there was any discussion about the case between Juror No. 9 and Juror No. 11, Juror No. 9 said, "There was. There was one line, I think. One or two lines.
Regarding the dismissal of Juror No. 9, Caro has waived her claim of error. Defense counsel affirmatively sought to discharge Juror No. 9 because the juror committed intentional misconduct. She did not seek a mistrial based on Juror No. 9's discharge. Having forcefully argued for Juror No. 9's dismissal, Caro cannot now complain that the trial court erred in siding with her. (See People v. Coffman (2004) 34 Cal.4th 1 , 49, 17 Cal.Rptr.3d 710 , 96 P.3d 30 [counsel invited error by affirmatively challenging juror]; People v. Cunningham (2001) 25 Cal.4th 926 , 1029, 108 Cal.Rptr.2d 291 , 25 P.3d 519 [claim of improper juror discharge waived where "defense counsel not only did not object to the substitution of the juror or move for a mistrial, but sought to have her excused"].)
Caro argues in the alternative that if the claim was forfeited, defense counsel's choice to seek Juror No. 9's removal constituted ineffective assistance of counsel. But Caro must show that her counsel's performance was deficient, that is, counsel's performance must fall " ' "below an objective standard of reasonableness [¶] ... under prevailing professional norms." ' " ( Lopez , supra , 42 Cal.4th at p. 966, 71 Cal.Rptr.3d 253 , 175 P.3d 4 .) It is undisputed that Juror No. 9 committed misconduct. Without a more compelling argument, it is difficult to conclude a lawyer's attempt to remove a juror who clearly committed misconduct-an attempt to
As an initial matter, the trial court found that Juror No. 9's declaration did not substantially differ from the evidence at trial. Although some differences existed-Juror No. 9 asserted a longer, heated conversation than what he testified to at trial-the trial court's finding that there was no substantial difference makes sense in light of its credibility determinations about Juror No. 9. The trial court agreed generally with the prosecution's arguments on the motion for a new trial, which included an assertion that Juror No. 11's, rather than Juror No. 9's, declaration was accurate, and the trial court later found that Juror No. 9 lacked credibility. The trial court's findings implicitly rejected the additional details Juror No. 9 included in his declaration and showed acceptance of Juror No. 11's version of events, which comported with the evidence at trial. Caro argues that Juror No. 11's declaration differed from her trial court statement, because she did not previously mention that she had told Juror No. 9 it had to be "an emotional night." But the declaration was consistent with Juror No. 9's statement at trial that he had "agreed" with Juror No. 11's assertion that " '[Caro] had to be emotional on that night.' " Although Juror No. 9's earlier account indicated that Juror No. 11 may have spoken about Caro's emotional state, and Juror No. 11's declaration contained a more general statement about an "emotional night," the trial court
Caro additionally contends that Juror No. 11 was actually biased because she did not disclose her statement that it had to be "an emotional night" at trial. But this precise theory of misconduct was never raised to the trial court, so is forfeited. ( Dykes , supra , 46 Cal.4th at p. 808, fn. 22, 95 Cal.Rptr.3d 78 , 209 P.3d 1 .) Moreover, Juror No. 11 did disclose that they had "[s]ort of" discussed deliberations, and that Juror No. 9 had thanked her for listening to him during deliberations. Omitting this mostly innocuous comment in response to the judge's question, "[D]id you discuss with him further about the deliberations?" may have been inadvertent and not misconduct. But to the extent it was misconduct, the trial court did not abuse its discretion by finding no actual bias-the omission was minor, and Juror No. 11 was candid in her declaration. (See People v. Lewis , supra , 46 Cal.4th at p. 1309, 96 Cal.Rptr.3d 512 , 210 P.3d 1119 .)
Even assuming Caro's motion incorporated the section 1138 claim and that it was a cognizable ground for obtaining a new trial, she fails to show prejudice entitling her to relief. (See People v. Clair (1992) 2 Cal.4th 629 , 667, 7 Cal.Rptr.2d 564 , 828 P.2d 705 [trial court may grant new trial motion only if the defendant demonstrates reversible error
ii. Cumulative Error
Caro contends that even if the asserted errors are harmless individually, they require
I
The police, responding to the murder of three children, understandably wanted answers. But the law provides safeguards against " 'interrogation techniques' " that, " 'as applied to the unique characteristics of a particular suspect, are so offensive to a civilized system of justice that they must be condemned.' " ( Colorado v. Connelly (1986) 479 U.S. 157 , 163, 107 S.Ct. 515 , 93 L.Ed.2d 473 ( Connelly ).) The hospital interview here crossed the line, and we should not hesitate to say so.
"A statement is involuntary if it is not the product of ' "a rational intellect and free will." ' ( Mincey , supra , 437 U.S. at p. 398, 98 S.Ct. 2408 .) The test for determining whether a confession is voluntary is whether the defendant's 'will was overborne at the time [s]he confessed.' " (
The circumstances here are similar. Detective Wade interviewed Caro on the afternoon of November 23, 1999, less than 12 hours after Caro had undergone emergency neurosurgery for a life-threatening gunshot wound to the head. At 11:31 p.m. the previous night, police officers had found Caro
Throughout the interview here, Detective Wade presented herself to Caro as a supportive caregiver and advocate for Caro's medical needs and recovery. From the beginning, Detective Wade addressed Caro with terms of endearment ("Honey," "Hon") and spoke words of support and encouragement as Caro struggled with her physical condition (e.g., "You're doing great" "Just relax" "Feels good to take a breath, huh?" "You're doing terrific" "I know it hurts but you're doing great" "Everything's looking great"). In multiple interactions, Detective Wade assumed a caregiving role and projected a unity of interest with Caro. She reminded Caro not to pull out the drain in her head ("I know you know. ... [I]t just makes me feel better to remind you."). She adjusted Caro's pillow and helped her roll over in the bed ("There you go. ... Is that better?"). She repeatedly fed Caro ice chips ("Here you go, Hon. Open up. How's that? Is that better?"). She placed an ice pack on Caro's arm. She called a nurse to obtain medication when Caro requested it. She helped untangle Caro's medical wires. She even adjusted Caro's robe for her. And she repeatedly urged Caro to rely on her for any needs ("If you need anything just let me know, okay?" "You need something?" "Is that pillow bothering you?" "You want ... another ice chip?" "Can I get you anything else?" "Do you need anything else?" "I'll just help you out, okay?" "Well, I know you're not alright. I'm sorry to say that but if there's anything I can get you, you let me know, okay?").
At no point did Detective Wade give Caro privacy in medical treatment or in discussion with medical personnel about her condition. To the contrary, Detective Wade interposed herself between Caro and the hospital staff. She communicated with the medical team on Caro's behalf, alerting them to pain in Caro's shoulders and conveying Caro's answers to questions posed by the orthopedist. At various points, Detective Wade projected a measure of control over Caro's medical care. Hospital staff even conferred with Detective Wade
Moreover, Detective Wade deliberately kept Caro in the dark about the fundamental context of the interrogation, i.e., that Caro's children were dead and Caro was a suspect. Only at the end-after hours of seemingly supportive and ingratiating talk-did Detective
In this case, several factors would have caused a reasonable person in Caro's position to believe that law enforcement was in control of the interaction and that she was not free to terminate the interrogation and leave. The interrogation occurred in a hospital ICU; Detective Wade's assertive presence in an intimate environment where visitation is typically reserved for family and friends is itself significant. There is no evidence that she or other members of the Ventura County Sheriff's Department ever asked for Caro's permission to be present. And as noted, Detective Wade did not step out or step aside, or offer to do so, when Caro was undergoing medical treatment or having conversations with hospital staff about her bodily condition and
The control exercised here by law enforcement in its interaction with a bedridden, isolated, and severely injured suspect underscores the involuntariness of any statements obtained. Simple, lawful alternatives were available.
When Xavier returned home, he found Caro lying on her right side in a semifetal position on the floor of their master bedroom. Xavier noticed a bloodstained froth around her mouth and thought she had overdosed. Xavier called 911 from a phone in the bedroom at 11:21 p.m. He told the operator that Caro might have overdosed or slit her wrists. Xavier rolled Caro onto her back and noticed a .38-caliber revolver underneath Caro, and several expended shell casings. Xavier had previously purchased the gun for Caro, along with a gun for himself, for self-defense. Xavier picked up the gun and saw a single shell casing in the five-round cylinder.
The 911 operator asked if there were any children in the house. Xavier went to Joey's bedroom and found him lying face up covered in blood. Xavier checked for a pulse but found none. He then entered Michael and Christopher's room and saw them lying together in the bottom bunk of the bunk bed. Their faces were ashen and neither boy was breathing. Xavier returned to the master bedroom and told the 911 operator that his children had been shot. Xavier kicked Caro and yelled at her.
The 911 operator asked how many children were in the home. Xavier went to G.C.'s crib, found G.C. unharmed, and told the 911 operator, "We've got one alive here." Xavier picked up G.C. and went to check the other children again. Joey and Christopher were not breathing, but Michael was taking deep gasping breaths. Xavier attempted to perform CPR on Michael, until a fragment of Michael's skull came off in his hands. Xavier ran out of the room and told the 911 operator that first responders needed to get there fast. He called Juanita on a second phone line at 11:26 p.m. and told her that Caro "shot the babies." Xavier went to the front door where he encountered two Ventura County Sheriff's deputies, who ordered him outside. Xavier had G.C. in his arms and was distraught.
When officers found Caro in the master bedroom, she was surrounded by several
Detective Wade told Caro that her boys had been hurt, that they had died, and that Caro was a suspect. Caro began crying and screaming. Caro asked what Xavier had said and asked where G.C. was located and whether he was okay. Detective Wade later brought Juanita into Caro's room and recorded Juanita's conversation with Caro. Caro said that "X is going to need somebody." Juanita asked, "Why did you do this?" Caro replied, "My babies. My babies. I'm sorry. I'm sorry."
Lisa VanEssen worked at Xavier's office. She testified that Caro had previously said she did not think Xavier loved her and was worried that Xavier would leave her and the boys with nothing. Around September 1999, VanEssen asked Caro how she was and Caro replied, "Not good. Sometimes I think it would just be better if I wasn't here." When VanEssen reminded Caro of her "four boys that need [her]," Caro replied, "What would it matter?"
Investigators found a gun safe in Caro and Xavier's master bedroom closet; the safe showed pry marks that could not be dated. The door to the gun safe could be opened without entering a combination. There were no testable fingerprints on the gun, but the gun was also stained, so it was
The defense presented evidence that the white truck Xavier saw outside the gate while leaving the hospital had entered hospital grounds around 10:00 p.m., that Joey and Michael had died at 10:00 p.m. or later, and that it only took 30 minutes to drive home at night-implying Xavier had enough time to kill the children and shoot his wife before the 11:21 p.m. call to 911. Defense expert Herbert MacDonnell reviewed the forensic evidence. He examined the shorts Caro was wearing under a microscope and did not find any high velocity impact spatter or mist. He did find projected blood on the inner crotch but opined that it was not the result of the shootings because of the confined spread of the stains and the small amount of blood. MacDonnell
II. DISCUSSION
On December 10, 2001, following the penalty phase, the jury returned a verdict of death. On April 5, 2002, the trial court denied a motion for new trial and a motion to modify sentence. The trial court sentenced Caro to death on each count of murder, with concurrent sentences of 25 years to life for the firearm enhancements.
A. Jury Screening Issues
i. Caro's Presence for Stipulated Excusals of Jurors
Caro contends she was entitled, as a matter of constitutional and statutory law, to be present when counsel for both sides discussed juror hardship in chambers and agreed by stipulation to excuse 62 potential jurors in an e-mail to the trial court. Jury screening in this case began on July 17, 2001. On that day, the trial court started introducing groups of prospective jurors to the facts of the case, soliciting applications for hardship excusals, and directing prospective jurors to fill out comprehensive juror questionnaires. The next day, the parties and the trial court discussed the prospect of stipulating to the excusal of some jurors for cause. On July 23, 2001, the prosecution stated it had begun "informal discussions with the defense" about jurors "who both sides think will be challenged, likely successfully, for cause." Later that day, the trial court scheduled the parties to return on July 27, 2001, to address such stipulations. Defense counsel indicated she would exchange her list of potential "for cause" stipulations with the prosecution. On July 26, 2001, defense counsel sent an e-mail to the trial court identifying 62 prospective jurors both parties agreed the court could excuse "due to either hardship or cause." Fourteen of the excusals included the notation "(hardship)." The e-mail did not indicate specific reasons for the remaining 48 prospective jurors. On July 27, 2001, the trial court stated that the e-mail stipulation had been filed and placed in the record. Caro was present at the proceedings before and after the e-mail stipulation. We assume Caro was absent from the informal discussions and agreement on stipulations.
Caro argues she had the right to be present for these stipulation discussions and the stipulations. The federal Constitution provides a defendant the right to be present if "(1) the proceeding is critical to the outcome of
Caro asks us to reconsider our precedent in light of the Washington Supreme Court's decision in State v. Irby (2011) 170 Wash.2d 874 , [ 246 P.3d 796 ]. But in Irby , neither the parties nor their attorneys were present on the first day of jury screening, when the trial court administered juror questionnaires. ( Id. , 246 P.3d at pp. 798-799.) During that first day, the trial court e-mailed the parties and suggested that reason existed to excuse certain jurors-some for cause. ( Ibid. ) The e-mail indicated that the trial court wanted to confirm the excusals that same day, and the parties agreed by e-mail to dismiss some of the suggested jurors within the hour. ( Ibid. ) Irby is distinguishable from this case. The trial court here did not rush an out-of-court for-cause jury excusal proceeding within an hour, nor did it otherwise fail to provide a material opportunity for Caro to even see the prospective jurors. Irby thus gives us no occasion to reconsider our precedent in this case. We conclude the parties' stipulation to excuse jurors by e-mail did not violate Caro's right to be present or cause her prejudice.
During voir dire, J.W. stated that his views had changed since filling out the questionnaire. He stated that "it's very unlikely I would vote for the death penalty in this case, but it's not impossible" because of "[p]ersonal concerns and just convictions." When defense counsel asked him to explain, J.W. stated, "I haven't changed my convictions regarding the death penalty per se. Knowing what I know about this case and just being honest, I think it would be difficult for me to apply it." J.W. stated that he did not have preconceived notions about the case, could conceive of a case where he would impose the death penalty, and stated he could be fair and impartial to both sides. But he indicated that his wife's opposition to the death penalty "might" affect him. J.W. told his wife that he might sit as a juror on a capital case but did not give her any other details about the case. When asked if he could set aside his wife's beliefs, J.W. stated, "I think so, but it's-it's a very difficult decision, and when there are personal ramifications, it's hard to guarantee." When pushed whether he could "forget about" his wife's opinions, he said, "Yes."
In the alternative, Caro argues that her counsel at trial was ineffective for failing to bring a suppression motion. To establish ineffective assistance of counsel, Caro must show that her counsel's performance was deficient and that she suffered prejudice from the deficient performance. ( Strickland v. Washington (1984) 466 U.S. 668 , 687-692, 104 S.Ct. 2052 , 80 L.Ed.2d 674 .) On direct appeal, if the record " 'sheds no light on why counsel acted or failed to act in the manner challenged,' " we must reject the claim " 'unless counsel was asked for an explanation and failed to provide one, or unless there simply could be no satisfactory explanation.' " ( People v. Wilson (1992) 3 Cal.4th 926 , 936, 13 Cal.Rptr.2d 259 , 838 P.2d 1212 .) Where a defendant claims ineffective assistance based on counsel's failure to litigate a Fourth Amendment claim, Strickland 's performance prong requires her to show that it was objectively unreasonable-"that is, contrary to prevailing professional norms"-to forgo the motion. ( Kimmelman v. Morrison (1986) 477 U.S. 365 , 385, 106 S.Ct. 2574 , 91 L.Ed.2d 305 ( Kimmelman ); see also People v. Lopez (2008) 42 Cal.4th 960 , 966, 71 Cal.Rptr.3d 253 , 175 P.3d 4 ( Lopez ) [the defendant bears the burden of showing counsel's performance " ' "fell below an objective standard of reasonableness [¶] ... under prevailing professional norms" ' "].) Examining the Fourth Amendment claim's merit has a role to play here. For example, "[c]ounsel is not ineffective for failing to make frivolous or futile motions." ( People v. Thompson (2010) 49 Cal.4th 79 , 122, 109 Cal.Rptr.3d 549 , 231 P.3d 289 .) The prejudice prong of Strickland then requires the defendant to "prove that [the] Fourth Amendment claim is meritorious and that there is a reasonable probability that the verdict would have been different absent the excludable evidence." ( Kimmelman , at p. 375, 106 S.Ct. 2574 ; accord,
ii. Fifth Amendment Challenge to Caro's Hospital Room Statements
Caro argues that two statements she made to Detective Wade at the hospital should have been excluded from trial because (1) she did not receive
The purpose of Miranda guides the meaning of the word "custody," which refers to circumstances "that are thought generally to present a serious danger of coercion." ( Howes v. Fields (2012) 565 U.S. 499 , 508-509, 132 S.Ct. 1181 , 182 L.Ed.2d 17 .) Such a danger of coercion is usually present where there has been a " ' "formal arrest or restraint on freedom of movement" of the degree associated with a formal arrest.' " (
Evidence gleaned from the house completed the evidentiary picture. Two bloody handprints matching Caro were on the door jamb in the bathroom between Joey's room and Michael and Christopher's room. Blood on the doorframe next to the hand prints tested positive for Joey's blood, with minor contributions from Christopher. Blood on the sink in the bathroom matched Joey's DNA, and one sample also had a potential minor contribution from Christopher.
Further circumstantial support came from expert testimony regarding Caro's own gunshot wound. Prosecution experts opined that the bullet damage found in the ceiling and in the wall above the bed was consistent with the gun being fired at an upward angle. The surgeon who operated on Caro testified that the bullet travelled upwards, and all of the bullet fragments were above the bullet hole in Caro's head.
In contrast, the evidentiary support for the defense's alternative theory, which identified Xavier as the shooter, was comparatively weak. It ultimately
In considering the picture that emerges from this evidence, we are persuaded beyond a reasonable doubt that the jury would not have reached a different result in this case had the court excluded the challenged statements.
iii. Ineffective Assistance of Counsel for Failure To File a Fourth Amendment Pretrial Suppression Motion
Caro argues her counsel was constitutionally ineffective for failing to bring a pretrial suppression motion based on the Fourth Amendment to the federal Constitution. Caro asserts that such a motion could have challenged the
Caro also asserts pictures taken of her in the operating room and in the recovery room violated her Fourth Amendment rights. At least one state has held that a defendant has no reasonable expectation of privacy in an operating room because of "a patient's traditional surrender to his or her physician of the right to determine who may and may not be present during medical procedures." ( State v. Thompson (Ct.App. 1998) 222 Wis.2d 179 , 192, [ 585 N.W.2d 905 ].) But even though Caro may have had no dominion over the operating and recovery rooms, concerns about incursions on the privacy we maintain in our bodies are heightened during medical procedures. (See, e.g., Sanders v. American Broadcasting Companies, Inc. (1999) 20 Cal.4th 907 , 917, 85 Cal.Rptr.2d 909 , 978 P.2d 67 [citing cases where pictures of a patient in a hospital constituted an actionable intrusion upon seclusion under tort law]. But see Hernandez v. Hillsides, Inc. (2009) 47 Cal.4th 272 , 294, fn. 9, 97 Cal.Rptr.3d 274 , 211 P.3d 1063 [indicating that state tort law privacy rights are not necessarily coextensive with the 4th Amend.].)
Nonetheless, we need not consider whether or in what circumstances the government's taking of surgical images may invade a defendant's privacy. Caro fails to adequately explain why the exclusion of these pictures would have, with a reasonable probability, altered the outcome of the case. Caro's bloodstained clothes, with the high-velocity spatter and the potential piece of scalp, also established Caro's presence around her children when they were
Caro argues the trial court abused its discretion and violated due process by failing to continue a hearing on a motion to strike evidence that Caro asked about G.C. At trial, on September 17, 2001, Detective Wade testified that Caro asked about where G.C. was located, but not the three children who had been killed. On the next day of trial, September 18, 2001, Caro moved to strike Wade's testimony about G.C., asserting the statement violated Miranda and her Fourth Amendment right to privacy. Caro's Miranda argument asserted that Wade elicited the statement about G.C. by interrogation after Caro invoked her right to counsel. The Fourth Amendment argument asserted that Wade's presence in the hospital room violated Caro's reasonable expectation of privacy.
c. Rulings on the Parties' Objections
Caro argues that the trial court erred in sustaining multiple prosecution objections and overruling multiple defense objections at trial. We review evidentiary rulings, including ultimate rulings on whether evidence should be excluded as hearsay, for abuse of discretion. ( People v. DeHoyos (2013) 57 Cal.4th 79 , 131, 132, 158 Cal.Rptr.3d 797 , 303 P.3d 1 .) When a hearsay exception requires foundational findings of fact, we review such findings for substantial evidence. ( Id. at p. 132, 158 Cal.Rptr.3d 797 , 303 P.3d 1 .)
First, Caro contends that the trial court erred by allowing Xavier to testify that Caro gave more money to her parents than was documented by the checks in evidence. A lay witness must have personal knowledge of the facts to which he or she testifies. ( Evid. Code, § 702.) Xavier testified "those checks represent only a fraction of what was paid to [Caro's parents] over that period of time for their expenses." Caro contends the prosecution laid insufficient foundation of Xavier's personal knowledge of how much Caro paid to her parents. But the prosecution established earlier that Xavier reviewed his corporate and personal finances in August 1999, which established a foundation for Xavier's personal knowledge. Thus, the trial court did not abuse its discretion.
Second, Caro argues that the trial court erred by not allowing defense counsel to cross-examine Xavier about the location where he had sex with Laura G., the woman with whom he was having an affair, after the shootings. After the trial began, Xavier told the prosecution that he had sex with Laura at the Marriott Hotel where Xavier stayed for two or three months. Laura told the police that she and Xavier had not had sex at the Marriott Hotel, but had continued their affair. At trial, Xavier denied having sex with Laura at a hotel-a statement inconsistent with his prior statement. The trial court excluded this evidence because it considered the continued affair-but not its precise location-relevant to the case. The trial court alternatively excluded the evidence because its probative value was substantially outweighed by "its undue influence, bias, and consumption of time"
Fourth, Caro contends the trial court abused its discretion by not allowing a police officer to testify that Xavier told him that a psychotherapist advised
Seventh, Caro argues that the trial court should have allowed her to introduce
a. Guilt Phase Closing Argument
Caro contends that the prosecutor committed five instances of misconduct during closing arguments of the guilt phase. To establish misconduct, Caro must show " 'a reasonable likelihood the jury construed the remarks in an objectionable fashion.' " ( Potts , supra , 6 Cal.5th at p. 1036, 245 Cal.Rptr.3d 2 , 436 P.3d 899 .)
As to the first statement about making each child feel loved, counsel objected but did not request an admonishment. As to the second statement,
Caro also raises a number of claims where the trial court overruled objections or rejected requests for admonitions. First, Caro contends that the prosecutor relied on facts not in evidence when she argued, "This defendant's situation is really not that much different from other people who are facing difficult relationships or failed marriages. [¶] In fact, hers was a lot better." The prosecutor continued, "The only real emotional disturbance or strain that separates this defendant from any other woman or any man who's facing a failing marriage is her vanity. Her pride. ..." Caro objected, and the trial court overruled the objection. We find no
The prosecution submitted a declaration from Juror No. 11. She stated, "On the evening of the fourth day of deliberations, [Juror No. 9] and I walked to our cars together in the parking lot. [Juror No. 9] brought up the topic of the deliberations. He made comments about how difficult deliberations were, and that the deliberations had gotten personal. He stated that the deliberations had become too emotional. I said something to the effect of, 'Well it had to be an emotional night, so it's understandable that we're emotional in there.' " Juror No. 11 also denied waving her arms when making this statement, referencing Caro's mental state on the night of the shootings, or discussing any of the evidence related to the case.
The trial court denied Caro's motion for new trial. It expressed general agreement with the prosecution's argument, which included an assertion that Juror No. 11's declaration, rather than Juror No. 9's declaration, accurately represented the events in the parking lot. The trial court then found that Juror No. 9's declaration did not differ substantially from the statements uncovered in the inquiry at trial, and that Juror No. 11's declaration was consistent with
Caro next contends that even if the trial court was right to remove Juror No. 9, it should have also removed Juror No. 11 because she was equally
The trial court did not err in declining to hear additional witnesses on this matter.
D. Other Issues
i. California's Death Penalty Statute
Caro raises a number of constitutional challenges to California's death penalty scheme that we have rejected on multiple prior occasions. We are not persuaded to reconsider our precedent. ( People v. Winbush , supra , 2 Cal.5th 402 , 488, 213 Cal.Rptr.3d 1 , 387 P.3d 1187 .) We find no basis to conclude the state's death penalty scheme violates the federal Constitution by failing to: adequately narrow the class of offenders eligible for the death penalty (see, e.g., id. at p. 488, 213 Cal.Rptr.3d 1 , 387 P.3d 1187 ); require written findings from the jury during the penalty phase (see, e.g., id. at p. 490, 213 Cal.Rptr.3d 1 , 387 P.3d 1187 ); impose a standard of "beyond a reasonable doubt" on jury findings in the penalty phase (see, e.g., id. at p. 489, 213 Cal.Rptr.3d 1 , 387 P.3d 1187 ; People v. Case (2018) 5 Cal.5th 1 , 50, 233 Cal.Rptr.3d 439 , 418 P.3d 360 ); instruct the jury on any burden of proof in the penalty phase (see, e.g., Winbush , at p. 489, 213 Cal.Rptr.3d 1 , 387 P.3d 1187 ); adequately narrow the aggravating circumstances the
III. CONCLUSION
We affirm the judgment.
We Concur:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CORRIGAN, J.
LIU, J.
KRUGER, J.
GROBAN, J.
Concurring Opinion by Justice Liu
Today's opinion declines to decide whether the admission of statements from Detective Cheryl Wade's interview of defendant
The high court's decision in Mincey is instructive here. That case also involved a detective's hospital interview of a murder suspect. A few hours before the interview, at the murder scene, the police had "found Mincey lying on the floor, wounded and semiconscious." ( Mincey , supra , 437 U.S. at p. 387, 98 S.Ct. 2408 .) At the hospital, Mincey received emergency treatment and was placed in the ICU. "He had sustained a wound in his hip, resulting in damage to the sciatic nerve and partial paralysis of his right leg. Tubes were inserted into his throat to help him breathe, and through his nose into his stomach to keep him from vomiting; a catheter was inserted into his bladder. He received various drugs, and a device was attached to his arm so that he could be fed intravenously." ( Id. at p. 396, 98 S.Ct. 2408 .)
Evaluating these circumstances, the high court said: "It is hard to imagine a situation less conducive to the exercise of 'a rational intellect and a free will' than Mincey's. He had been seriously wounded just a few hours earlier, and had arrived at the hospital 'depressed almost to the point of coma,' according to his attending physician. Although he had received some treatment, his condition at the time of [Detective] Hust's interrogation was still sufficiently serious that he was in the intensive care unit. He complained to Hust that the pain in his leg was 'unbearable.' He was evidently confused and unable to think clearly about either the events of that afternoon or the circumstances of his interrogation, since some of his written answers were on their face not entirely coherent.
Interrogation tactics that exploit a suspect's vulnerabilities may render statements involuntary. "[A]s interrogators have turned to more subtle forms of psychological
In sum, it does not take much for a police interrogation to overbear the will of a person in an intensive care unit who, as a result of a gunshot wound to the head and emergency neurosurgery, is experiencing severe pain and intermittently losing consciousness. By acting as Caro's caregiver and advocate while withholding the fundamental context of the interrogation, Detective Wade exerted improper influence over a gravely injured and weakened suspect. Caro did not directly ask to stop the interview (until the end), but she repeatedly said she was in pain and wanted to sleep. While allowing Caro to sleep at various points, Detective Wade "ceased the interrogation only during intervals when [Caro] lost consciousness or received medical treatment, and after each such interruption returned relentlessly to [her] task." ( Mincey, supra , 437 U.S. at p. 401, 98 S.Ct. 2408 .) It is not plausible to describe submission to such interrogation by anyone in Caro's condition as "voluntary" in any meaningful sense of the word. (See Connelly , supra , 479 U.S. at p. 163, 107 S.Ct. 515 [voluntariness inquiry must examine " 'interrogation techniques ... as applied to the unique
In addition to Detective Wade, other law enforcement personnel were present. Detective Jose Rivera of the sheriff's department had been stationed by Caro's bedside or outside her room from the time Caro emerged from surgery, and he stayed there throughout the interrogation. A deputy district attorney also stood outside the glass door to Caro's room. At one point, Caro asked about him, and Wade responded, "He's with the DA's office." A psychologist hired by the district attorney's office, Dr. Susan Ashley, was present as well.
Further, Caro was "isolated from family, friends, and legal counsel." ( Mincey , supra , 437 U.S. at p. 401, 98 S.Ct. 2408 .) From the time she regained consciousness after neurosurgery, Caro's only interactions (besides speaking to Detective Wade and briefly to Detective Rivera) were with medical personnel, and even in those interactions, Detective Wade several times interposed herself as Caro's caregiver or advocate. (See Miranda , supra , 384 U.S. at p. 445, 86 S.Ct. 1602 ["incommunicado interrogation of individuals in a police-dominated atmosphere" carries substantial risk of Fifth Amendment violation "without full warnings of constitutional rights"].)
The circumstances of the interview were entirely consistent with the nature of Detective Wade's assignment that day: Caro was suspected of murdering her children, and Detective Wade was at the hospital to find out from Caro what had happened. It is hard to imagine that law enforcement officers, less than 24 hours after a triple murder, would have allowed a key suspect to leave their presence, and the whole context of the interaction would have made clear to a reasonable person in Caro's position that she was not " 'at liberty to terminate the interrogation and leave.' " ( Yarborough , supra , 541 U.S. at p. 663, 124 S.Ct. 2140 ; cf. U.S. v. Martin (9th Cir. 1985) 781 F.2d 671 , 673 ["If the police took a criminal suspect to the hospital from the scene of a crime, monitored the patient's stay, stationed themselves outside the door, arranged an extended treatment schedule with the doctors, or some combination of these, law enforcement restraint amounting to custody could result."].) The only reason for delaying the Miranda warning appears to have been Detective Wade's determination to elicit statements
C
aro and her husband, Dr. Xavier Caro (Xavier[1] ), had four children: Xavier (known as "Joey"), Michael, Christopher, and G.C. On November 22, 1999, Joey, Michael, and Christopher were shot to death in the family home in Camarillo, California. Joey was 11, Michael was 8, Christopher was 5, and G.C. was 1. The Ventura County District Attorney filed a felony complaint against Caro on December 17, 1999, and an information on April 24, 2000. Caro was charged with three counts of murder ( Pen. Code, § 187, subd. (a) )[2] while personally using a firearm (§ 12022.53, subd. (d)), and a multiple-murder special circumstance (§ 190.2, subd. (a)(3)). Caro pleaded not guilty, and not guilty by reason of insanity.
1 We refer to Caro's husband by his first name to avoid confusion.
2 All subsequent unlabeled statutory references are to the Penal Code.
Early on in their relationship, Caro began working as Xavier's office manager. In August 1999, Xavier fired Caro because, according to Xavier, she had been providing more money than expected to her parents while allowing the medical office's rent to go unpaid. Xavier had also been having an affair with someone who worked in his office. Xavier and Caro had discussed divorce at various points in their relationship, and after firing Caro, Xavier consulted a divorce lawyer. Xavier testified he did not actually want a divorce. Indeed, Xavier thought their marriage had improved after Caro and he agreed in August 1999 to go to counseling, and Caro agreed to take Prozac.
On the night of the shootings, November 22, 1999, Xavier returned from work between 6:00 and 6:30 p.m. Xavier had dinner with Caro, and they drank margaritas. Joey made a negative comment about his parents' drinking. Xavier and Caro argued: Xavier wanted to discipline Joey, but Caro did not. Later, after Xavier removed the television and videogame system from Joey's room as punishment, Xavier and Caro continued their argument. Caro accused Xavier of not loving her, and not respecting her. Xavier said he was leaving. Caro grabbed him by the shoulders, slid to
Caro underwent surgery on the night of the shootings for a gunshot to the head. Caro also had bruising on her right bicep, bruising on the inside of her thighs, and a fractured foot that was swollen and bruised. The forepart of the foot had broken away from the middle part of the foot and was repaired surgically a week later. Such an injury most commonly occurs by landing on a pointed foot so that the foot is twisted, which can happen when falling down stairs. The injury may also occur from a person falling on his or her foot with the person's own weight, or if someone else stands on the foot as the person falls.
The day after the shootings, Detective Cheryl Wade went to Caro's hospital room and recorded the entire two-and-a-half to three-hour visit. Wade asked Caro if she had taken a fall, and Caro said she was not sure and could not remember. Caro said at one point that she "might have fallen down the stairs," and that she was bruised by "wrestling with a boy." But she reiterated on multiple occasions that she did not remember
In the master bedroom, investigators found bullet fragments or evidence of bullet fragments on the floor, on the bed, in the wall above the bed, and in the ceiling.
Caro and Xavier were having marriage difficulties. In June 1999, Caro stayed at a hotel for three days to get away from the family. In August 1999, after Xavier fired Caro, he told Caro that they should separate. Later that month, Xavier told Caro that he was going to a divorce lawyer and discussed with Caro division of assets. Caro did not believe Xavier kept the appointment with the divorce lawyer, but later found notes from the meeting. Caro wanted to make the marriage work and was unaware of Xavier's affair.
Xavier had purchased Caro a firearm for home protection, as well as lessons for her to learn how to use the gun. Xavier never told Caro the combination to the gun safe and would get the gun out for her before he would go out of town. Caro would pop the safe open with the prong end of a hammer to put the gun back. Caro had not fired the gun since before Christopher was born and denied ever brandishing it at Xavier.
Caro had only partial memories of the day on which the shootings occurred. She remembered the fight she had with Xavier. She remembered Xavier saying he was leaving, and she thought he meant he was leaving for
Xavier narrated a family video showing scenes of the three boys who had been killed. Xavier testified about the boys and their character traits.
In mitigation, the defense presented evidence that Caro was a happy, obedient child. Her parents never used physical punishment. Caro played basketball and volleyball, was a cheerleader, and graduated from high school with a "C" average. Xavier was the second boyfriend Caro ever had. Caro's first boyfriend testified that she was never violent with him or anyone else. Extended family members described Caro as a good, patient mother. Caro's cousin, a pastor, and the Ventura County Jail chaplain, testified that Caro was a person of compassion, caring, and genuine Christian faith. Caro never admitted in her confidential sessions with the pastor and chaplain to killing her children. The children's teachers testified that Caro spent hours volunteering in her children's classrooms, and observed that she was a friendly, caring, and affectionate mother.
Caro had a blood-alcohol level of 0.138 percent on the night of the shootings. According to a defense toxicology expert, Caro would have been staggering, would have felt sedated, and would have been impaired in her ability to process information. Her blood tested positive for Prozac and Xanax. Caro suffered from depression at the time of the shootings. A forensic psychiatrist attributed the killings and suicide attempt mostly to Caro's depression. He believed Caro fell in the class of depressed and suicidal women who "primarily commit[ ] suicide" and kill their children as "a secondary act" to "prevent something bad from happening to the children they love." A clinical neurologist testified that Caro suffered residual brain effects seven months after the shootings. He diagnosed
Caro asserts the trial court erred by accepting the parties' stipulated excusals, identified in defense counsel's July 26, 2001, e-mail, without further inquiry. She argues that the trial court should have determined whether each juror was properly excusable for cause. She contends the trial court's failure to make these determinations led to the improper excusal of qualified jurors and produced a biased jury.
We find Caro's challenge to the stipulation procedure forfeited and without merit. Although Caro attempts to characterize trial counsel's e-mail and subsequent conduct otherwise, we find it clear in the record that counsel stipulated to these excusals. Counsel then expressed no objection to the court's dismissing the listed prospective jurors based on the parties' agreement. These actions forfeited her challenges on appeal. (E.g., People v. Duff (2014) 58 Cal.4th 527 , 167 Cal.Rptr.3d 615 , 317 P.3d 1148 ( Duff ); People v. Booker (2011) 51 Cal.4th 141 , 161, 119 Cal.Rptr.3d 722 , 245 P.3d 366 ( Booker ); see also People v. Visciotti (1992) 2 Cal.4th 1 , 38, 5 Cal.Rptr.2d 495 , 825 P.2d 388 ; People v. Mitcham (1992) 1 Cal.4th 1027 , 1061, 5 Cal.Rptr.2d 230 , 824 P.2d 1277 ( Mitcham ).)
Even if Caro's argument were not subject to forfeiture, we find it unpersuasive on the merits. As we have held time and again, trial courts commit neither constitutional nor statutory error when they permit counsel to prescreen juror
a. Standard of Review
On appeal, we review the trial court's "for cause" juror excusals deferentially. If the juror's voir dire responses conflict or are equivocal, we accept the trial court's findings if supported by substantial evidence. (E.g., People v. Duenas (2012) 55 Cal.4th 1 , 10, 144 Cal.Rptr.3d 820 , 281 P.3d 887 ( Duenas ).)
Initially, Caro disputes this standard of review, asserting the trial court deserves no deference here because it misunderstood the applicable law. (Cf. People v. Cunningham (2015) 61 Cal.4th 609 , 664, 189 Cal.Rptr.3d 737 , 352 P.3d 318 [de novo review appropriate where trial court applied incorrect standard in determining whether racial discrimination motivated prosecutor's peremptory strike].) At times, the trial court described the inquiry as concerning whether a juror could be "neutral" as between life imprisonment without parole or death. We agree with Caro that on their own, such statements could misleadingly suggest a juror cannot serve if he tends to disfavor the death penalty. Instead, "[t]he critical issue is whether a life-leaning prospective juror-that is, one generally (but not invariably) favoring life in prison instead of the death penalty as an appropriate punishment-can set aside his or her personal views about capital punishment and follow the law as the trial judge instructs." ( People v. Thompson (2016) 1 Cal.5th 1043 , 1065, 210 Cal.Rptr.3d 667 , 384 P.3d 693 ( Thompson ).)
Nonetheless, we find that in context, the trial court's statements about neutrality were consistent with the proper inquiry:
b. Prospective Juror J.W.
Prospective Juror J.W. stated in his questionnaire that he "strongly support[s]" the death penalty where "clearly warranted." He believed the death penalty was sought "[t]oo seldom." J.W. indicated that the death penalty should not automatically apply for the murder of children because it "depends on circumstances," though he "tend[s] to favor" the death penalty in such cases. Nonetheless, J.W. wrote that he "can't help but have [a] gut reaction against [application of the death penalty to women]-unless clearly
The prosecution challenged J.W. for cause, and the trial court excused J.W. because of his statements that he was unlikely to impose death and his feelings about imposing death on women. Based on J.W.'s responses, the trial court concluded J.W.'s "mind-set" would "substantially impair[ ] his ability" to "reasonably consider both punishments as a reasonable possibility in this case." The trial court also relied on the fact that J.W. violated the court's admonition not to talk about the case by telling his wife that he might sit as a juror in a capital case.
Substantial evidence in the record supports J.W.'s excusal for cause. J.W. said he would worry about potential damage to his relationship with his wife when acting as a juror and said that it "[p]erhaps" would impair his ability to "impose death in a case that called for it." We disagree with Caro that Wainwright v. Witt (1985) 469 U.S. 412 , 105 S.Ct. 844 , 83 L.Ed.2d 841 requires the juror's own views, not those of a third party such as his wife, to prevent or substantially impair his performance. This is an overly rigid reading of Witt. The inquiry is whether "the trial judge is left with the definite impression that a prospective juror would be unable to faithfully and impartially apply the law." ( Id. at p. 426, 105 S.Ct. 844 .) On this record, J.W.'s marital concerns justified such an impression.
In addition, J.W. had a "gut reaction" against imposing the death penalty against a woman, a belief he stated in his questionnaire and repeated, unprompted, when asked whether he personally could impose death on a
During the prosecution's voir dire, when asked whether D.S. could "ever impose death" in "this case," D.S. responded, "I have yet to hear anything." D.S. also noted there "[c]ertainly" existed a case where he would be able to impose death. D.S. indicated that his ability to vote for death in the case depended on the prosecution showing more than a "simple set of facts." The prosecutor then asked D.S. whether life in prison would accomplish the goal of protecting society from a threat. D.S. replied, "Aren't you saying that-in other words, you can't prove that it-that it's a threat to society, that the only thing you can prove is an actual murder and you want me to forecast what I would judge on what you may or may not prove? I can't do that." When pushed further on
Caro argues that D.S.'s responses show the picture of a thoughtful person who had not prejudged the evidence. But D.S.'s thoughtfulness could be reasonably understood to indicate unsureness whether his beliefs would allow him to ever impose the death penalty in a particular case. ( Duenas , supra , 55 Cal.4th at pp. 11-12, 144 Cal.Rptr.3d 820 , 281 P.3d 887 ["Many prospective jurors ... ' "simply cannot be
iv. Prosecution's Files on Prospective Jurors
Caro contends that the trial court should have required the prosecution to turn over its investigatory materials on prospective jurors. The trial court agreed with the prosecution that such materials were undiscoverable work product. In People v. Murtishaw (1981) 29 Cal.3d 733 , 175 Cal.Rptr. 738 , 631 P.2d 446 , we gave trial courts "discretionary authority to permit defense access to jury records and reports of investigations available to the prosecution." ( Id. at p. 767, 175 Cal.Rptr. 738 , 631 P.2d 446 .) In June 1990, California voters approved Proposition 115, which added section 1054.6 to the Penal Code. It provides that "[n]either the defendant nor the prosecuting attorney is required to disclose any materials or information which are [privileged] work product ...." ( § 1054.6.) For purposes of section 1054.6's discovery bar, work product includes a writing "that reflects an attorney's impressions, conclusions, opinions, or legal research or theories ...." (Code Civ. Proc., former § 2018, subd. (c), now § 2018.030, subd. (a); see Pen. Code, § 1054.6 ; People v. Zamudio (2008) 43 Cal.4th 327 , 355 & fn. 14, 75 Cal.Rptr.3d 289 , 181 P.3d 105 .) We need not decide whether the discovery request here solely sought work product or encompassed non-work-product material because any potential error was harmless. For any error of this type, it is " 'entirely speculative whether denial of access caused any significant harm to the defense.' "[4] (
4 Nor has Caro persuaded us she is entitled to the limited remand procedure used to remedy error under Pitchess v. Superior Court (1974) 11 Cal.3d 531 , 113 Cal.Rptr. 897 , 522 P.2d 305 . In that context, a limited remand for the defendant to establish prejudice is appropriate because the reviewing court has already determined the defendant demonstrated "good cause" for the discovery requested below-including that the discovery is material to the litigation. (See People v. Gaines (2009) 46 Cal.4th 172 , 179-181, 92 Cal.Rptr.3d 627 , 205 P.3d 1074 ; City of Santa Cruz v. Municipal Court (1989) 49 Cal.3d 74 , 85, 260 Cal.Rptr. 520 , 776 P.2d 222 ["The information sought must ... be 'requested with adequate specificity to preclude the possibility that defendant is engaging in a "fishing expedition." ' "].) Caro made no such showing here.
Caro argues that the trial court should have excluded the clothing-related evidence because Miller did not have a warrant. Caro concedes, however, that defense counsel never brought a suppression motion related to this evidence or objected to its introduction on these grounds. This claim is thus
Caro fails to establish that a motion to suppress the clothing would
The evidence showed that Detective Wade failed to give Caro Miranda warnings before the two statements at issue. Nonetheless, it also showed that she did not threaten or make promises to Caro. The trial court also found that Wade did not interfere with Caro's medical treatment and did not do "anything to overcome the will of" Caro. The trial court ruled that Caro was not in custody for purposes of Miranda during the Wade interview, and that Wade did not coerce an involuntary statement from Caro. Caro now challenges both rulings.
Before they begin custodial interrogation of a suspect, the police have an obligation to deliver Miranda warnings. This familiar admonition warns the suspect of the right to remain silent, that any statement
Statements taken in violation of Miranda are inadmissible in the government's case-in-chief. The prosecution may still use such statements for impeachment purposes. (E.g., People v. Pokovich (2006) 39 Cal.4th 1240 , 1247, 48 Cal.Rptr.3d 158 , 141 P.3d 267 ; People v. Peevy (1998) 17 Cal.4th 1184 , 1193, 73 Cal.Rptr.2d 865 , 953 P.2d 1212 .) What the government may not use against a defendant for any purpose are any of her involuntary statements. We consider statements involuntary-and thus subject to exclusion under the Fifth and Fourteenth Amendments of the federal Constitution-if they are the product of "coercive police conduct." ( People v. Williams (2010) 49 Cal.4th 405 , 437, 111 Cal.Rptr.3d 589 , 233 P.3d 1000 .) We evaluate this question by looking to the totality of the circumstances to determine "whether the defendant's ' "will has been overborne and his capacity for self-determination critically impaired" ' by coercion." ( Id. at p. 436, 111 Cal.Rptr.3d 589 , 233 P.3d 1000 .) The presence of police coercion is a necessary, but not always sufficient, element. ( Ibid. ) We also consider other factors, such as the location of the interrogation, the interrogation's continuity, as well as the defendant's maturity, education, physical condition, and mental health. ( Ibid. )
When Detective Wade delayed giving Miranda warnings to Caro, she tread on perilous ground. True, Caro was not directly restrained
Such circumstances heighten the risk of coercion. In Mincey v. Arizona (1978) 437 U.S. 385 , 98 S.Ct. 2408 , 57 L.Ed.2d 290 , the high court concluded a hospitalized suspect did not give voluntary statements after an officer engaged in "virtually continuous questioning" of a suspect who had requested to be left alone. ( Id. at p. 401, 98 S.Ct. 2408 .) Because the officer persisted despite Mincey's being "weakened by pain and shock" and "barely conscious," and the "clear" indications "Mincey wanted not to answer" his questions ( id. at p. 401, 98 S.Ct. 2408 ), the court concluded Mincey's "will was simply overborne" ( id. at pp. 401-402, 98 S.Ct. 2408 ).
The record of the trial court's decision indicates it made a contrary finding here-that Wade did not do "anything to overcome" Caro's will or interfere with her medical treatment. Unlike the defendant in Mincey , Caro gave no clear indications prior to the challenged statements that she wished to end her interaction with Wade. But unquestionably, Caro's situation here constrained her physical mobility: she was confined to her ICU bed with a broken foot and a drain in her head from brain surgery performed just hours before. She was fatigued and in significant pain. While a defendant's "compromised physical and psychological condition" alone will not render her statements involuntary ( People v. Panah (2005) 35 Cal.4th 395 , 471, 25 Cal.Rptr.3d 672 , 107 P.3d 790 ), that condition is relevant to the inquiry and presents an opportunity for abuse.
Whether the extent of Detective Wade's engagement was sufficient to violate Caro's constitutional rights is not a question we need to resolve. Even assuming the interview violated Miranda or the statements were involuntary, their admission was harmless beyond a reasonable doubt. The prosecution introduced the two statements to disprove the theory that Xavier inflicted the injuries. The prosecution also used these statements to argue that Caro remembered killing her children and was lying about her amnesia. But in retrospect, taking into account the full record of the proceedings, these statements did not have high value in the overall evidentiary calculus.
For completeness, the jury heard testimony on Caro's other statements to Detective Wade before and after indicating she could not remember what happened. This included Wade's testimony that earlier in their conversation, she asked Caro whether she had "take[n] a fall or something," and Caro asked Wade what had happened. In addition, both statements had plausible alternative explanations consistent with the defense's theory and Caro's purported lack of memory. Caro's statement that she "might" have fallen down the stairs did not foreclose the possibility that Xavier caused her falling
While she was unconscious, Caro was transported from the crime scene to the hospital. There, Caro's clothes were cut off and left on the backboard used to transport her, where an officer recovered them. A surgeon removed bullet fragments from Caro's head. Detective Rivera and forensic criminologist Debra Schambra were in scrubs and present during the surgery. Pictures taken by Rivera, Schambra, and other officers were admitted into evidence. After the surgery, a nurse gave the bullet fragments to Rivera, who later gave them to Schambra. Before the surgery, hospital staff placed bags over Caro's hands and feet to preserve evidence, and in the recovery room, Schambra took fingernail scrapings and performed a gunshot residue test. Rivera testified to statements Caro made in the recovery room and her ICU room. Later, Detective Wade asked Caro a number of questions in her hospital room, and Dr. Ashley, a psychologist, listened to a portion of that questioning.
We have already addressed Caro's ineffective assistance of counsel claim arising from the failure to move to suppress Caro's bloody clothing. In this part, however, we address a different set of issues implicated by Caro's arguments. The Fourth Amendment limits searches and seizures where a defendant has a reasonable expectation of privacy in the place searched or item seized. This encompasses the defendant's property and possessory
As we earlier concluded, the first two statements were harmless beyond a reasonable doubt. Any claim of ineffective assistance of counsel based on these statements necessarily fails for the same reason. (See, e.g., Wharton , supra , 53 Cal.3d at p. 576, 280 Cal.Rptr. 631 , 809 P.2d 290 [defendant must show prejudice to prevail on a claim of ineffective assistance of counsel].) We also conclude that excluding the third statement, concerning G.C., would not produce a reasonable
Finally, Caro argues that the recovery of bullet fragments from her head during surgery was an illegal seizure. The Fourth Amendment limits only governmental activity. (See, e.g., United States v. Jacobsen (1984) 466 U.S. 109 , 113, 104 S.Ct. 1652 , 80 L.Ed.2d 85 .) Thus, the removal of a bullet by medical personnel acting independently of law enforcement directives does not implicate the rights therein. A hospital nurse handed the bullets from Caro's head over to the police, and Caro fails to address whether the nurse was acting at the request of officers when doing so. (See Massachusetts v. Storella (1978) 6 Mass.App.Ct. 310 , 315-316, 375 N.E.2d 348 [upholding finding that nurse was not a government agent in similar circumstances].) Nor does she explain why she retained a property interest or reasonable expectation of privacy in the fragments once removed. (See, e.g., Commonwealth v. Johnson (Pa. 1999) 556 Pa. 216 , 727 A.2d 1089 , 1098 [holding the defendant had no reasonable expectation of privacy with respect to a bullet removed from him during surgery].) And even if officers improperly seized the fragments, Caro fails to meaningfully address any resulting prejudice.
Caro argues that the evidence addressed here was cumulatively prejudicial. But for some she fails to show that the evidence should have been excluded, and she does not persuade us other allegedly excludable evidence was cumulatively prejudicial. Caro's Strickland claim must fail. (See Kimmelman , supra , 477 U.S. at p. 375, 106 S.Ct. 2574 .)
We conclude the trial court did not abuse its discretion. As the trial court observed, counsel for both parties knew that the final part of the hearing would occur on September 21, 2001, a schedule somewhat determined by prosecution witness availability. Defense counsel did not raise the possibility of calling Anderson until the last minute. And Priebe's testimony that Anderson said that
v. Exclusion of Evidence Assertedly Implicating Right to Present a Defense
a. Records from Xavier's Therapist
Caro argues that the trial court erred by refusing to review and order the disclosure of records from Xavier's visits to a therapist. Before trial, Caro subpoenaed records maintained by Xavier's therapist. The therapist moved to quash the subpoena, relying on the psychotherapist-patient privilege and the right to privacy. The therapist also argued that Caro did not have the right to pretrial in camera review of the records under People v. Hammon (1997) 15 Cal.4th 1117 , 65 Cal.Rptr.2d 1 , 938 P.2d 986 ( Hammon ). Xavier supported the therapist's motion. Caro opposed the motion. After a hearing, the trial court found that the psychotherapist-patient privilege applied and that our decision in Hammon prevented pretrial disclosure of privileged information. The trial court also found that Caro failed to establish "good cause" because she had not shown a "reasonable likelihood that the documents in question contain information that is both material and favorable to the defense and that the same or comparable information is not obtainable from nonpriv[i]leged sources."
Before us, Caro argues she has a federal and California constitutional right to an in camera hearing to examine Xavier's psychotherapy records, based on her right to confront and cross-examine witnesses. Caro contends that our decision in Hammon , which rejected such an argument, was wrongly decided. In Hammon , we declined to provide a pretrial right to discovery
Caro argues that four admitted autopsy photos showing the victims' wounds were so gruesome and inflammatory that their admission was unduly prejudicial under Evidence Code section 352. The trial court has broad discretion over the admission of photographs that are alleged to include disturbing details. ( Roldan , supra , 35 Cal.4th at p. 713, 27 Cal.Rptr.3d 360 , 110 P.3d 289 ; see also People v. Bonilla (2007) 41 Cal.4th 313 , 353-354, 60 Cal.Rptr.3d 209 , 160 P.3d 84 .) We routinely uphold the admission of autopsy photos to establish the placement of a victim's wounds and clarify the testimony of prosecution witnesses. (See, e.g., McKinzie , supra , 54 Cal.4th at pp. 1351-1352, 144 Cal.Rptr.3d 427 , 281 P.3d 412 .) The prosecution is not limited to proving its case "solely from live witnesses; the jury is entitled to see details of the victims' bodies to determine if the evidence supports the prosecution's theory of the case." ( People v. Gurule (2002) 28 Cal.4th 557 , 624, 123 Cal.Rptr.2d 345 , 51 P.3d 224 .)
The prosecution sought to introduce 14 autopsy photos. The trial court excluded four of these photos as unduly prejudicial and cumulative. It allowed the introduction of the remaining 10 photographs. Caro now challenges four of the 10 admitted photographs. People's exhibit 40A was a close-up picture of the gunshot wound to Joey's head, showing some tearing around the wound, which a prosecution witness used to opine that the gun was touching Joey's head when fired. Similarly, People's exhibit 42B was a close-up picture of the wound to Michael's head, which similarly was used by an expert to opine that Michael suffered a contact gunshot wound because of visible hemorrhaging and tearing around the wound. People's exhibit 44B showed a large, gaping torn injury in Christopher's head, which demonstrated the damage caused by two gunshot wounds. People's exhibit 44C was a closer view of the wound Christopher suffered, which a prosecution witness used to explain how the bullet entered and exited Christopher's skull.
Each of these photos served an evidentiary purpose by supporting the expert's explanation of how the shootings occurred. Although the cause of death was not disputed at trial, these photos provided valuable context for understanding how the expert reached her conclusions about the nature of the shootings. (See Booker , supra , 51 Cal.4th at p. 170, 119 Cal.Rptr.3d 722 , 245 P.3d 366 ["photographs of murder victims are relevant to help prove how the charged crime occurred"].) Photographic evidence that Joey and Michael were killed
5 Trial witnesses at times referred to Caro by her nickname, "Cora."
Caro contends that the purpose for admitting the statements only implicated the third level of hearsay-the police report itself. Caro argues that the first two levels of hearsay could be avoided because the statement would not have been admitted for the truth of Caro committing the murders, or for the truth of Caro telling Xavier she committed the murders. Instead, Caro argues that Xavier's statement would have shown Xavier's attempt to place blame on Caro and impeach his credibility. Regarding the police report, Caro argues that it fell within Evidence Code section 1237, which provides a hearsay exception for past recollections recorded. The trial court found that this exception did not apply.
The Attorney General does not defend the trial court's exclusion of the statement, but rather argues that any error was harmless. We agree any error was harmless for the limited purposes for which the statement would have been admitted. The statement's purpose was to impeach Xavier's testimony about what he said in the garage and to show that he was trying to lay blame on Caro. This statement that Tutino wrote down, but did not remember, and which was not on the tape recording of the conversation in the
vi. Admission of Computer Animation
Caro argues that the trial court abused its discretion by allowing the prosecution to show the jury a computer animation depicting the opinion of Rod Englert, a blood spatter expert, on how the shootings of Christopher and Michael occurred. We review a trial court's decision to admit demonstrative evidence for abuse of discretion. ( Duenas , supra , 55 Cal.4th at p. 21, 144 Cal.Rptr.3d 820 , 281 P.3d 887 .) Before trial, the prosecution moved to introduce the computer animation, and the defense opposed. The prosecution argued the animation was admissible as a visual depiction of Englert's expert opinion on what happened. Regarding prejudice, the prosecution asserted the animation would not show highly emotional details of the crime, such as the victims' facial expressions and Winnie the Pooh paraphernalia. At the trial court's request, the prosecution played and narrated the animation for the court. The trial court found the animation to be admissible demonstrative evidence to the extent it represented only the prosecution expert's proposed testimony. Because Englert could not confirm whether Christopher's eyes were open during the shootings, the trial court ordered the prosecution to show them closed in the animation. The trial court also required Englert to provide a declaration confirming that the final version of the animation depicted his understanding of the evidence. The prosecution shared a copy of the final version of the animation with the defense.
The computer animation was presented to the jury in eight scenes during expert testimony by Englert, who spoke after each scene. The animation featured three-dimensional, mannequin-like recreations designed with relevant details, such as clothing and hair. Englert testified that the animation illustrated his opinion of how the shootings had to occur to produce the bloodstain patterns on the clothing that Caro was found wearing the night of the shootings. The court also delivered a cautionary instruction about the animation to the jury multiple times over the course of trial.[6]
6 One of these instructions read: "This is an animation based on an expert's opinion. [¶] The computer animation we have here is nothing more than that, an illustration of the expert's opinion. You are instructed to treat it no differently than you would any chart or diagram of the evidence. [¶] The animation is not intended to be a film of what actually occurred, nor is it an exact re-creation. Therefore, there may be facts that are not exactly accurate or not exactly as they occurred but may be reasonably close. [¶] It is important to keep in mind that an animated video is not an actual film of what occurred, nor is it intended to be an exact, detailed replication of every detail of every event or every movement. It is only an aid to giving you an overall view of the particular version of the events, based on particular viewpoints or particular interpretations of evidence made by an expert witness. [¶] ... In determining what weight to give to any opinion expressed by an expert witness, you should consider the qualifications and believability of the witness, the facts and materials upon which each opinion is based, and the reasons for each opinion. ..."
Evidence Code section 352 provides that a court "may exclude evidence if its probative value is substantially outweighed by the probability that its admission will (a) necessitate undue consumption of time or (b) create substantial danger of undue prejudice, of confusing the issues, or of misleading the jury." Caro argues that unlike in Duenas , where the cause of death was in dispute, the animation here is only minimally probative because only identity was disputed at trial. But Caro forgets that the animation had more than minimal probative value on the issue of identity. The animation illustrated the expert's opinion that the blowback of blood from a gunshot to Christopher's head was consistent with the bloodstain patterns on Caro's, not Xavier's, clothes.
It is true that courts must be mindful of the powerful impact computer animations may have on jurors. The potential for such impact does not, however, create "an unjustified 'air of technical and scientific certainty' " if accompanied by proper limiting instructions. ( Duenas , supra , 55 Cal.4th at p. 23, 144 Cal.Rptr.3d 820 , 281 P.3d 887 .) The trial court gave such limiting instructions here. They informed the jury that the animation merely illustrated the expert's opinion, it did not exactly recreate the events on the night of the shootings, and it was the jury's role to evaluate the expert's opinion and its factual basis. While Caro argues that these cautionary instructions were ambiguous as to the animation's purpose, the instructions were quite clear: They stated that the animation was an aid for understanding an expert's opinion.
Further, the content of the computer animation is not itself so graphic that prejudice arising from those details substantially outweighs the animation's probative value. The animation featured mannequin-like representations of Christopher and Michael, with some facial features, hair, and clothing. The animation showed each gunshot fired, and the pattern of blood distribution after the gunshots, which was necessary to depict Englert's testimony. It featured only one personal possession of the children, a doll on the side of the
Caro also argues the animation was prejudicial because it was cumulative of other evidence. But in Duenas , we rejected a similar argument because it "misapprehend[ed] the animation's role as demonstrative evidence. The animation was not
Second, Caro argues that the prosecutor committed misconduct by describing Xavier as "stifl[ing] sobs" and "crumpl[ing] over in pain" during his testimony. The statement, she contends, was impermissible because these physical cues are not in the record. Because defense counsel did not object or request an admonition on this issue, the claim is forfeited. ( Redd , supra , 48 Cal.4th at p. 746, 108 Cal.Rptr.3d 192 , 229 P.3d 101 .) Moreover, there was no misconduct. The demeanor of
Fourth, Caro asserts that the prosecutor improperly relied on facts not in evidence by arguing that Sergeant Timothy Lorenzen was the lead investigator but was not called in the prosecution case because he only had a limited set of duties. Caro argues that this was an improper way to explain the reason why the prosecution did not call Lorenzen to testify, and that the actual reason was that he was impeachable for cheating on an exam. But Caro failed to object to the argument regarding Lorenzen at trial; so the claim is forfeited. ( Riggs , supra , 44 Cal.4th at p. 298, 79 Cal.Rptr.3d 648 , 187 P.3d 363 .) Plus, any error was harmless because the reason for not calling Lorenzen was a tangential, minor issue that would not have affected the outcome of the case.
Fifth, Caro argues the prosecutor improperly insulted the role of the defense by arguing that the prosecution's burden was to "prove to 12 jurors beyond a reasonable doubt the truth of the allegations against a defendant," while all the defense had to do was "confuse one of you." The prosecutor went on to say, "That's the tactic that many defense attorneys employ. Confusion. Throw up smoke. Try and mislead jurors. And maybe, by chance, they'll get lucky and get one." The prosecutor later said, "I just ask that you not be the one that the defense is trying to target for confusion." Caro failed to object to this argument, so the claim is forfeited. ( Riggs , supra , 44 Cal.4th at p. 298, 79 Cal.Rptr.3d 648 , 187 P.3d 363 .) In any event, we do not forbid prosecutors from arguing that the defense case seeks to confuse the jury. (See
For the following statements, Caro objected but failed to request an admonition: (1) the prosecutor asked the jury to cry for the boys; (2) the prosecutor misstated the law by asserting that every factor in the penalty phase must be proven beyond a reasonable doubt (and the jury instructions later stated the correct standard); (3) the prosecutor stated that the defense had "chang[ed] [its] story" in the penalty phase; (4) the prosecution
Third, the prosecutor argued that the trial court could consider sympathy for Caro in mitigation, but not sympathy for her family. Defense counsel objected on the ground that this was a misstatement of law, and the trial court overruled Caro's objection. The prosecutor did not misstate the law. (See People v. Ochoa (1998) 19 Cal.4th 353 , 456, 79 Cal.Rptr.2d 408 , 966 P.2d 442 ( Ochoa ); see also People v. Rices (2017) 4 Cal.5th 49 , 87-89, 226 Cal.Rptr.3d 118 , 406 P.3d 788 .) Caro's citation to Cullen v. Pinholster (2011) 563 U.S. 170 , 131 S.Ct. 1388 , 179 L.Ed.2d 557 is unavailing because it was an ineffective assistance of counsel case based on a 1984 trial, before we held in Ochoa that the jury could not consider sympathy toward a defendant's family in mitigation. ( Pinholster, at pp. 176, 191, 131 S.Ct. 1388 .) This argument was not misconduct.
Fourth, the prosecutor told the jurors to imagine themselves as Christopher in bed, feeling safe, before he was shot by Caro. Caro's objection was overruled. This argument was not misconduct. It is not improper for a prosecutor to "invite the jurors to put themselves in the place of the victims and imagine their suffering." ( People v. Slaughter (2002) 27 Cal.4th 1187 , 1212, 120 Cal.Rptr.2d 477 , 47 P.3d 262 .)
Finally, the prosecutor stated that Caro "slaughtered" the boys. Caro failed to object, but later requested the jury be admonished that the term "slaughter" was improper. The trial court refused. This statement was not misconduct because the word "slaughter" is a fair description of what happened to the children-the killer shot three children in the head, in their beds, at point-blank range. The prosecutor is, to a point, allowed to use "colorful language to explain the prosecutor's view of the evidence." ( People v. Rundle (2008) 43 Cal.4th 76 , 163, 74 Cal.Rptr.3d 454 , 180 P.3d 224 ( Rundle ).) On the facts of this case, saying "slaughter" was not misconduct.
In addition, Caro contends that defense counsel's failure to object or request an admonition to the above statements constituted ineffective assistance of counsel under Strickland . But we regularly reject such claims on direct appeal where, as here, the record sheds no light on why defense counsel failed to object or request an admonition.
viii. Penalty Phase Factor (b) Evidence
Caro argues that there was insufficient evidence to allow admission of her prior
Caro also contends that there was insufficient evidence for the jury to conclude beyond a reasonable doubt that many of the incidents occurred because they were supported only by Xavier's uncorroborated testimony. We have previously rejected similar claims based on a witness's lack of trustworthiness in the section 190.3, factor (b) context. (
C. Juror Misconduct and Related Motion for New Trial
i. Dismissal of Juror During Deliberations
Caro argues that the trial court erred by dismissing Juror No. 9 for his statements to Juror No. 11 outside of the deliberation room. In the alternative, Caro argues that if there was sufficient evidence for Juror No. 9's dismissal, then the trial court should have also dismissed Juror No. 11, who was part of the conversation with Juror No. 9. Caro also contends that the trial court erred by failing to grant a new trial based on the jurors' posttrial declarations about their conversation.
On November 2, 2001, the jury foreperson submitted a note to the trial court stating that one of the jurors was a holdout who was refusing to deliberate. Because this note came on a Friday, the trial court decided to excuse the jury and conduct an inquiry the following Monday. But before excusing the jury, the trial court admonished the jury: "I need to give you the admonition you've heard so many times before, but you need to hear it again. [¶] And that is you cannot discuss this case outside the presence of the jury room with the other 11 or 12 jurors. ... You're not to deliberate upon the case any further during the weekend, and the only time you can discuss the case, deliberate the case is when you're back in the jury room Monday
The trial court then called Juror No. 11. When asked whether the case was discussed in the parking lot, Juror No. 11 said, "Not specifically, no." When asked whether they spoke about the deliberations, Juror No. 11 said, "Sort of." Juror No. 11 explained, "Basically, he thanked me for taking the time to listen ... and to understand his perspective of things." Juror No. 11 indicated this was the only discussion about the case and that she did not advocate for Juror No. 9 to do anything during the deliberations.
Defense counsel requested the discharge of Juror No. 9 because he "knowingly and willingly violated" the trial court's specific orders and "attempted to engage another juror in discussions about the emotional state of Mrs. Caro" in order to "convince her of his position ...." Defense counsel argued, "I want [Juror No. 9] off. He's deliberately and intentionally violated his oath as a juror. I just couldn't be more concerned about it." The prosecution agreed to the removal of Juror No. 9 so long as Caro personally consented to the discharge, and Caro consented. The trial court then discharged Juror No. 9, finding "good cause" because of his "flagrant violation of the court's order regarding discussing the matter outside the presence of the jury room with another juror and discussing subject matter that is indeed in the court's opinion deliberations on evidence received in this case."
The trial court then invited the parties "to raise any issues regarding Juror No. 11." The prosecutor raised concerns about removing Juror No. 9, but not Juror No. 11, if there was "two-way participation" in the parking lot conversation. Defense counsel and the prosecutor agreed that they did not hear evidence that Juror No. 11 had made a comment about Caro's emotional
Following the penalty phase verdict, Caro filed a motion for new trial. Among other issues, Caro contended, through a declaration from Juror No. 9, that Juror No. 11 should have been removed for misconduct. Juror No. 9 declared that he and Juror No. 11 had "continued with the conversations that we had started in the deliberation room" as they walked to their cars, and that he did not remember who "initiated the topic of the deliberations or trial." Juror No. 9 wrote that
Nonetheless, Caro brought a new trial motion arguing that a declaration
7 The lack of credible new evidence alone may have been sufficient to deny the motion for new trial, given defense counsel's failure to object to, and her approval of, Juror No. 11's presence on the jury. ( Foster , supra , 50 Cal.4th at p. 1341, 117 Cal.Rptr.3d 658 , 242 P.3d 105 ; cf. People v. Cowan (2010) 50 Cal.4th 401 , 486, 113 Cal.Rptr.3d 850 , 236 P.3d 1074 ; Cowan v. Superior Court (1996) 14 Cal.4th 367 , 392, 58 Cal.Rptr.2d 458 , 926 P.2d 438 ; Weathers v. Kaiser Foundation Hospitals (1971) 5 Cal.3d 98 , 103, 95 Cal.Rptr. 516 , 485 P.2d 1132 . But see People v. Adame (1973) 36 Cal.App.3d 402 , 410, 111 Cal.Rptr. 462 .) Nonetheless, the trial court merely stated it was "disingenuous" to raise the new trial motion without new evidence and did not rule based on that fact. We do the same.
Caro asserts that by destroying Juror No. 9's notes after his dismissal, the trial court deprived Caro of evidence supporting claims of juror misconduct in her motion for a new trial and violated Government Code former section 68152, subdivision (e)(1). After the conclusion of the penalty phase, on February 1, 2002, Caro filed a motion for the release of Juror No. 9's notes as evidence of prejudicial jury misconduct. At the hearing on the motion, the trial court indicated that it had no such notes. The bailiff testified that when Juror No. 9 was excused for juror misconduct, the bailiff told him that he could pick up the notes at the close of trial. The notes were kept in the jury room in the meantime. After the trial, Juror No. 9 called the court twice and arranged times to pick up the notes but did not show up either time. The trial court judge was going to go on vacation for three weeks after these two dates, and the bailiff decided it would be best to destroy the notes rather than leave them in the courtroom. Because Juror No. 9 had failed to pick up the notes on the dates he said he would, the trial court agreed with the bailiff's suggestion. The bailiff destroyed Juror No. 9's notes (along with the notes for Alternate Juror No. 2 and Alternate Juror No. 5). The trial court's standard practice was to destroy juror notes after trial.
This practice did not violate any statutory or constitutional principles. Government Code former section 68152, subdivision (e)(1) required the trial court to preserve "court records" on a permanent basis. (See Stats. 1998, ch. 931, § 236, pp. 6523-6524; id. , ch. 932, § 34.5, p. 6816.) But the definition of "court records" found in Government Code former section 68151, subdivision (a) (Stats. 1996, ch. 1159, § 14, pp. 8475-8476) and former section 68152, subdivision (j) (Stats. 1998, ch. 931, § 236, pp. 6526-6527; id. , ch. 932, § 34.5, pp. 6817-6818) does not mention
Caro argues the trial court erred by not allowing the defense to call certain witnesses at a hearing on the new trial motion. The prosecution submitted declarations from all 12 jurors in its opposition to the defense's motion. Juror N. 's declaration included the statement, "One day during deliberations, we asked the bailiff if we could see [a photograph of Xavier's car leaving his office's parking lot on the night of the shootings] projected on the wall and she stated that we could only have the evidence we already had back in the jury room." The alleged request was never communicated to the parties. In a morning hearing, the court reported that the bailiff had informed the court such a request never occurred. Defense counsel requested to examine the bailiff, who testified that such a request was never made. Defense counsel then asked to call Juror No. 3-the jury foreperson-to testify to what occurred, based on defense counsel's "belie[f]" that Juror No. 3 would testify "that a conversation did take place with the bailiff regarding getting an additional item of evidence or an opportunity to view the photograph projected on the wall and that in fact a response was made." The prosecution argued that such testimony was irrelevant because Juror No. 9 was later excused, causing deliberations to begin anew after the alleged request. The trial court observed that nothing in Juror No. 3's declaration indicated he would provide material testimony on this issue. Based on the evidence the parties had provided so far, the court tentatively found the alleged request did not occur. The trial court stated it would permit the defense to provide additional submissions but emphasized its intention to resolve the matter that day.
Later that day, defense counsel proffered written summaries of interviews with Juror No. 10 and Juror No. 9. The first allegedly stated that Juror No. 10 remembered Juror No. 9 making some sort of request to the bailiff. The second allegedly indicated that Juror No. 2 remembered Juror No. 9 asking for a photograph of Xavier's car and a note or sticker in the windshield of the car. Based on this proffer, defense counsel requested permission to file additional juror declarations, including the still-outstanding declaration anticipated from Juror No. 3, or, as an alternative, to call Jurors No. 9 and No. 10 to the stand. The prosecutor asserted the new information was not specific enough to support further hearing on the matter and renewed her argument that the issue was irrelevant. The trial court agreed and denied the defense's request to file additional declarations or call more witnesses. It faulted defense counsel for failing to timely submit any declarations after receiving permission to do so at the morning hearing.
Caro asserts the requested testimony would have shown that the bailiff violated section 1138 by failing to notify counsel of the alleged request. The
Detective Wade conducted a three-hour interview of Caro in the intensive care unit (ICU) a few hours after Caro had undergone emergency surgery for a gunshot wound to her head. Throughout the interview, Caro was bedridden, isolated from family and friends, in continuous pain, intermittently unconscious, under the influence of medication, encumbered by tubes, monitors, and intravenous lines, and suffering from a major foot fracture that had not yet been treated. Encountering Caro in this weakened state, Detective Wade sought to establish rapport by acting as Caro's caregiver and medical advocate, without revealing to Caro (until the end of the interview) that Caro was a murder suspect and that Wade was there to take recorded statements that could be used, and were used, against Caro in a capital trial.
I would hold that statements obtained under such circumstances are not "voluntary"-that is, they are not " ' " the product of a rational intellect and a free will " ' "-and
When Detective Wade arrived at Caro's hospital room between 12:40 p.m. and 1:00 p.m., Caro was lying intubated in the hospital's ICU with a drain in her head, a breathing tube down her throat, binders on her hands to prevent her from pulling out the drain, and multiple intravenous lines (IVs) in her body. She had received a codeine shot roughly 90 minutes earlier and appeared to Detective Wade to be under the influence of medication.
In addition to the head injury, Caro had suffered a Lisfranc fracture in one of her feet that had not been treated at the time of the interview. As Caro's orthopedic surgeon described it, "the forepart of her foot, the part that begins at the top of the arch and continues out to the toes, was broken away from the middle part of the foot, the part that makes up the top of the arch." During the interview, Detective Wade observed that Caro's foot "[l]ooks pretty swollen."
Moreover, Caro drifted in and out of consciousness, especially after she received the second codeine injection. At times, her pain and fatigue reduced her to nonverbal communication. At one point, she told Detective Wade, "I'm doing my best so I can go to bed." A few minutes later, Caro appeared to fall asleep, prompting Detective Wade to ask, "Are you awake? Socorro? So we can talk to you? Are you awake so I can talk to you?" In her debilitated condition, Caro repeatedly expressed confusion and inability to recall what happened the previous night or why she was injured. In the middle of the interview, she could not remember Detective Wade's name. She exhibited no awareness that her children had been killed, instead telling Detective Wade at one point that she believed they were at home with their grandmother. (At the penalty phase, a neuropsychologist gave unrebutted testimony that Caro suffered from continued amnesia about the events of that evening seven months later due to the combination of her brain injury and the alcohol and medication in her system when the events occurred.)
Thus, Caro was interrogated when she was "seriously ... wounded" ( Mincey , supra , 437 U.S. at p. 401, 98 S.Ct. 2408 ), "weakened by pain" ( ibid. ), "on the edge of consciousness" ( ibid. ), and "evidently confused and unable to think clearly about either the events of [the previous night] or the circumstances of [her] interrogation" ( id. at p. 398, 98 S.Ct. 2408 ). Caro was also "isolated from family, friends, and legal counsel" throughout the interview. ( Id. at p. 401, 98 S.Ct. 2408 .) In Mincey , the high court concluded that in light of Mincey's "debilitated and helpless condition" ( id. at p. 399, 98 S.Ct. 2408 ), "his will was simply overborne" ( id. at pp. 401-402, 98 S.Ct. 2408 ) by the detective's "virtually continuous questioning" for four hours despite Mincey's several requests to be let alone ( id. at p. 401, 98 S.Ct. 2408 ). Here, Detective Wade subjected Caro to repetitive and "virtually continuous questioning" for three hours ( ibid. ), and although the interrogation did not proceed in the face of a direct request to stop, an unmistakable element of "improper
On the surface, much of Detective Wade's interaction with Caro resembled the type of encouragement and comfort that a family member or friend would ordinarily provide to a fragile patient. In fact, however, Caro was isolated from her family and friends, and Detective Wade was not there to be Caro's friend. She was there to obtain recorded statements from a murder suspect and to elicit potentially incriminating information that could be used, and was used, to try the suspect for capital crimes. Notwithstanding her apparent
Caro's statements were also inadmissible during the prosecution's case-in-chief for a separate reason: They were obtained before Detective Wade informed Caro of her Miranda rights. (See Missouri v. Seibert (2004) 542 U.S. 600 , 608, 124 S.Ct. 2601 , 159 L.Ed.2d 643 [" Miranda conditioned the admissibility at trial of any custodial confession on warning a suspect of h[er] rights: failure to give the prescribed warnings and obtain a waiver of rights before custodial questioning generally requires exclusion of any statements obtained."].)
To determine whether an individual is in custody for Miranda purposes, we ask " 'first, what were the circumstances surrounding the interrogation; and second, given those circumstances, would a reasonable person have felt he or she was not at liberty to terminate the interrogation and leave.' " ( Yarborough , supra , 541 U.S. at p. 663, 124 S.Ct. 2140 ; see Miranda , supra , 384 U.S. at p. 444, 86 S.Ct. 1602 ["By custodial interrogation, we mean questioning initiated by law enforcement after a
In all other respects, I join today's opinion.
Cases cited
- People v. Benavides 35 Cal.4th 69 p. 117
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- People v. Stansbury 9 Cal.4th 824 p. 127
- California v. Beheler 463 U.S. 1121 p. 127
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- Howes v. Fields 132 S.Ct. 1181 p. 127, p. 342
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- Berkemer v. McCarty 468 U.S. 420 p. 127
- People v. Valdez 32 Cal.4th 73 p. 131
- People v. Cook 41 Cal.3d 373 p. 131
- People v. Roybal 19 Cal.4th 481 p. 133
- Colorado v. Connelly 479 U.S. 157 p. 134, p. 156, p. 159, p. 367, p. 370
- People v. Navarette 30 Cal.4th 458 p. 143
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- People v. Foster 50 Cal.4th 1301 p. 144
- People v. Mendoza 62 Cal.4th 856 p. 145
- People v. Yeoman 31 Cal.4th 93 p. 146
- People v. Stitely 35 Cal.4th 514 p. 147
- People v. Phillips 41 Cal.3d 29 at 72 p. 147
- People v. Friend 47 Cal.4th 1 p. 147
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- People v. Box 23 Cal.4th 1153 p. 147
- People v. Coffman 34 Cal.4th 1 p. 150
- People v. Cunningham 25 Cal.4th 926 p. 150
- People v. Dykes 46 Cal.4th 731 p. 151
- In re Boyette 56 Cal.4th 866 p. 151
- People v. Lewis 46 Cal.4th 1255 p. 152
- People v. Clair 2 Cal.4th 629 p. 154
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- People v. Williams 1 Cal.5th 1166 p. 155
- People v. Boyce 59 Cal.4th 672 p. 155
- People v. Winbush 213 Cal.Rptr.3d 1 p. 155, p. 365, p. 526
- Mincey v. Arizona 437 U.S. 385 p. 156, p. 157, p. 367, p. 370, p. 371, p. 493, p. 530, p. 535
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- Yarborough v. Alvarado 541 U.S. 652 p. 156, p. 371, p. 533
- People v. Davis 66 Cal.2d 175 p. 161
- People v. Cain 10 Cal.4th 1 p. 337
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- Strickland v. Washington 466 U.S. 668 p. 340
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- Kimmelman v. Morrison 477 U.S. 365 p. 340, p. 498
- People v. Lopez 42 Cal.4th 960 p. 340
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- People v. Leonard 40 Cal.4th 1370 p. 342
- Sanders v. American Broadcasting Companies 20 Cal.4th 907 p. 346
- Hernandez v. Hillsides, Inc. 47 Cal.4th 272 at 294 p. 346
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- People v. Seumanu 61 Cal.4th 1293 p. 351
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- People v. Visciotti 2 Cal.4th 1 p. 480
- People v. Mitcham 1 Cal.4th 1027 p. 480
- People v. Fuiava 53 Cal.4th 622 p. 481
- People v. Lancaster 41 Cal.4th 50 p. 481
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- People v. Murtishaw 29 Cal.3d 733 p. 487
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- People v. Contreras 58 Cal.4th 123 p. 504
- People v. Samuels 36 Cal.4th 96 p. 508
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- People v. Ochoa 19 Cal.4th 353 p. 514
- People v. Rices 4 Cal.5th 49 p. 514
- Cullen v. Pinholster 563 U.S. 170 p. 514
- People v. Slaughter 27 Cal.4th 1187 p. 514
- People v. Rundle 43 Cal.4th 76 p. 514
- People v. Williams 58 Cal.4th 197 p. 521
- People v. Stanley 39 Cal.4th 913 p. 521
- People v. Page 44 Cal.4th 1 p. 526
- People v. Elliott 53 Cal.4th 535 p. 526
- People v. Maury 30 Cal.4th 342 p. 528
- Miller v. Fenton 474 U.S. 104 p. 533
- People v. Linton 56 Cal.4th 1146 p. 533
- Missouri v. Seibert 542 U.S. 600 p. 533