Majority
Headnote
1. City of New York — Statutory Notice of Intention to Sue Municipality for Personal Injury — Failure of Plaintiff to File Notice with Corporation Counsel not Fatal to Action, if Corporation Counsel in Fact Received and Filed Notice. A notice which in other respects complied with chapter 572 of the Laws of 1888, requiring the filing with the corporation counsel of a notice of the intention to commence the action, as a condition to the maintenance of an action against the municipality for damages for a personal injury, is not prevented from being a substantial compliance with the statute by the facts that it purported to be given in compliance with section 1104 of the New York Consolidation Act (L. 1882, ch. 410), and was addressed to and filed with tiie comptroller, hut was by him sent to the corporation counsel, who filed it and acted upon it.This action was Drought to recover damages for the death of a child, who was run over and killed by a horse attached to an ash cart of the street cleaning department of the defendant.
Two questions were argued before us on this appeal. - The first, whether plaintiffs complied with the provisions of chapter 572 of the Laws of 1886, requiring a filing with the corporation counsel of a notice of intention to commence the action; the second, whether the city of Mew York is liable for the alleged negligent act of an employee of the department of street cleaning ?
The first question only was considered by the learned
We agree with the opinion of Judge Gray as to the first question, wherein he holds that the notice given by plaintiffs of their intention to commence this action was a substantial compliance with the statute.
We also agree with Judge Gray that the case on the merits was properly submitted to the jury, but are unable to adopt his conclusion that the judgment should be affirmed on the ground that the city of Hew York is not liable for the negligent acts of the employees in its department of street cleaning.
The weight of authority in this state establishes, we think, the liability of the defendant. This subject has been discussed at length by learned judges and text writers, so that a brief reference to the principles and authorities involved is all that is necessary at this time.
Judge Dillon points out in his work on Municipal Corporations (fourth edition) that such corporations are possessed of dual powers; the one governmental, legislative or public, and the other proprietary or private (§ 66); that the care of the streets is within the latter classification (§ 980).
In Conrad v. Trustees of the Village of Ithaca ( 16 N. Y. 158 ) it was held that where the trustees of the village were made by its charter commissioners of highways they were to be regarded, in respect to that function, not as independent public officers, but as the agents of the corporation, so as to make the latter civilly responsible for their acts of omission, according to the law of master and servant.
In a note to the case last cited is published an opinion by Judge Selden in Weet v. Trustees of the Village of Brookport, wherein he points out the principle that lies at the basis of the rule which makes a municipal corporation liable under the maxim" of respondeat superior as follows: “ That whenever an individual or a corporation, for a consideration received from the sovereign power, has become bound by covenant or agreement, either express or implied, to do certain things, such individual or corporation is liable, in case
This liability of the municipality as to the care of the streets was again recognized by this court in Ehrgott v. Mayor, etc., of City of New York ( 96 N. Y. 264 ).
Judge Earl, after citing Conrad v. Trustees of Ithaca ( 16 N. Y. 158 ), Requa v. City of Rochester ( 45 N. Y. 129 ), Hutson v. Mayor, etc. ( 9 N. Y. 163 ), Davenport v. Ruckman, ( 37 N. Y. 568 ), Hume v. Mayor, etc. ( 74 N. Y. 264 ), observed that the rule has been somewhat criticised, but that “ it has the sanction of a wise public policy, the support of good reasons, and that its operation is generally just and beneficent.” This principle has been recognized in many other cases in this state that need not be cited.
It has also been approved by the Supreme Court of the United States in Barnes v. District of Columbia ( 91 U. S. 540 ), and by the Circuit Court of the United States in Barney Dumping-Boat Company et al. v. Mayor, etc., of City of New York ( 40 Fed. Rep. 50 ). In the latter case, Judge Wallace, referring to the commissioner of street cleaning, aptly says: “ His duties, unlike those of the officers of the departments of health, charities, fire and police, although performed incidentally in the interest of the public health, are more immediately performed in the interest of the corporation itself, which is charged with the obligation of maintaining its streets in fit and suitable condition for the use of those who resort to them.”
The case of Maxmilian v. Mayor, etc., of New York ( 62 N. Y. 160 ) is cited as an authority for the defendant.
It is a leading case defining the limits of municipal power, public and private, and is in accord with the authorities we have cited.
The question there presented was whether the commissioners of public charities and corrections performed their duties for the especial benefit of the city of Flew York in its pro
It was held that the commissioners were clothed with public powers, being called upon to maintain a vast system of charity and penal administration representing the sovereignty of the state. -
Judge Folgeb, in his opinion, pointed out that the cases cited by plaintiff were to be distinguished, as they rested upon principles in harmony with those announced by the court; he referred particularly to Conrad v. Trustees of Ithaca ( 16 N. Y. 158 ) .as an illustration of the duty of a municipal corporation to care for its streets when acting as any other private owner of property.
There are many duties imposed upon a municipality that may be discharged by a commissioner or superintendent who hires and discharges sub-agents and servants, but this in no way relieves it from responsibility for the negligent acts of those so employed.
At the time this alleged cause of action accrued it was the duty of the city of Hew York to keep its streets in repair and to see that they were thoroughly cleaned and kept clean at all times; also to remove the sweepings, ashes and garbage as often as the public health and use of the streets required it to be done. (Consolidation Act, § T04, as amended by chap. 269, Laws of 1892.)
The fact that the discharge of this duty might incidentally benefit the public health did not make the acts of the commissioner of street cleaning a public function.
It is clear upon principle and authority that the city of Hew York, in the ordinary and usual care of its streets, both as to repairs and cleanliness, is acting in the discharge of a special power granted to it by the legislature, in the exercise of which it is a legal individual, as distinguished from its governmental functions when it acts as a sovereign. (Maxmilian v. Mayor, etc., 62 N. Y. 164 .)
Concurring in part and dissenting in part
This action was brought to recover damages for the death of a child, which the plaintiffs allege to have been caused through the negligence of the defendant. They allege that the defendant was the owner of certain horses and carts, which were used for the purpose of gathering ashes, garbage and refuse from its streets, and that, upon the occasion in question, one of the carts was being drawn so negligently as to run over the child and to cause injuries which resulted in her death. The complaint also alleges that, prior to the commencement of the action, a notice of intention to bring the same, embodying the requirements of chapter 572 of the Laws of 1886, was duly filed with the proper officer of the defendant. The answer denied the filing by the plaintiffs of the notice and put in issue the other allegations, which charged the defendant with negligence. When the cause came on for trial, motions were made to dismiss the complaint upon two specific grounds. It having been admitted that the cart, by which the injury was caused, belonged to the street cleaning department of the defendant, the defendant’s counsel moved to dismiss the complaint upon- the ground that there was no cause of action against the defendant. This motion was denied and the defendant excepted. The point was then made that the plaintiffs had failed to comply with the requirements of the act of 1886, with respect to the filing of a notice of the intention to sue with the counsel to the corporation. The paper being produced by the defendant, which the plaintiffs had caused to be filed prior to the commencement of the action, it appeared therefrom that it was addressed to the comptroller of the city of Mew York and read that “ In compliance with section 1104 of the Consolidation Act of Mew York City, we serve you with notice of our intention to bring an action for damages for five thousand dollars against the Mayor, Aldermen and Commonalty of the City of Mew
So far as the merits are concerned, the facts brought out upon the trial were such as to make the case one for the decision of a jury; but the exceptions to the refusal of the trial court to dismiss the complaint, which I have referred to, present two serious questions of law and, if the defendant’s contention as to either is correct, the determination of the Appellate Division was justified. By reference to the opinion of the Appellate Division, it will be seen that a majority of the learned justices of that court considered that there had been such a failure on the part of the plaintiffs to comply with the provisions of the act of 1886, which require the filing with the corporation counsel of a notice of an intention to commence the action, as to deprive the plaintiffs of the right to maintain it. It was conceded in the opinion that the notice was sufficient, in all respects, except that it should have been
This question of the sufficiency of the notice given by the plaintiffs under the statute is, more properly, to be considered in first order. Chapter 572 of the Laws of 1886, in the first section, provides that “ no action against the mayor, aldermen and commonalty of any city * * * for damages for personal injuries alleged to have been sustained by reason of .the negligence of such mayor, etc. * * * shall be maintained * * * unless notice of the intention to commence such action and of the time and place at which the injuries were •received shall have been filed with the counsel to the corporation or other proper law officer thereof within six months after such cause of action shall have accrued.” The notice which the plaintiffs gave was defective in these respects, viz.: that it was addressed to, and was filed with, the comptroller of the city and that it purported to be given in compliance with section 1104 of the Consolidation Act. In all other respects, the notice did comply with the requirements of the act of 1886. I do not consider that the fact that the notice purported to be given in compliance with section 1104 of the Consolidation Act is of serious importance. It was a mistake, of course; inasmuch as the section of the Consolidation Act referred to has no reference to the service of a notice of an intention to sue; but there was no room for mistake as to the purpose and object of the notice, on the part of the municipal officer who received it. The important and serious question, therefore, is whether there was a substantial compliance by the plaintiffs with the provisions of the act of 1886. In that enactment the legislature attached a condition to the right to sue certain cities in tort-; compliance with which was necessary in order to the successful maintenance of the action. The object was that the counsel, or law officer, of the corporation should be seasonably informed of the claim which was to be sued upon; in order
I can see no analogy here with the case' of Gates v. State ( 128 N. Y. 221 ), where we held that the jurisdiction of the board of canal appraisers to act upon a claim against the state depended upon the actual receipt and filing of the claim. In that case the claim was sent by mail and we held that it would be quite inconsistent with the principle upjon which that tribunal assumes jurisdiction that that jurisdiction should rest upon a presumption of the receipt of the claim, because sent through the mail. Where jurisdiction to act as a tribunal upon claims against the state, as in that case, is limited and special, it must be based upon indisputable facts and not upon presumptions.
It is my opinion, • therefore, that there was a substantial compliance with the act of 1886 and that the purpose of the act vras accomplished, when the law officer of the defendant received and filed the notice of these plaintiffs of their intention to commence an action upon the facts stated therein.
The driver of the ash cart, in this case, as one of the employés of the department, was, therefore, under the immediate control of the commissioner. If the commissioner was engaged in performing a duty laid by the law upon him and not upon the municipality, within the principle of the decision in Maxmilian v. Mayor, ( 62 N. Y. 160 ), the defendant is
What section 104 of the Consolidation Act required was that the corporation, through a department created for the purpose, should remove from its streets sweepings, ashes and garbage and that it should keep the streets clean, as a measure of public health. It is not necessarily a corporate duty of the municipality to remove ashes and garbage; but that that should be done is important to the members of the community, for the protection of their health, and that the performance of a work so necessary to the public well-being shall not rest in the individual effort of the citizen, the legislative body, acting for the public at large, insures performance by the creation of a particular municipal department, empowered and authorized sufficiently for the purpose. The duty resting upon the department in that respect concerned the general public, as a health measure of far-reaching consequences. The situation is that the legislature of the state created the municipal department and placed at its head an officer, whose term of office
In creating this department of the Hew York city government the legislature delegated to it, as a political agency, a duty which related to the protection of the public health. This duty, as one of the highest which pertain to government, for its full and efficient performance, manifestly, required such legislation as would tend to insure the removal and the prevention of conditions favorable to the development, or the spreading, of disease. Therefore, the head of the department had his direct grant of power and his direct' imposition of duty from the statute. The defendant may not control him, save in strict accordance with the provisions of law, and it may neither select, nor control, nor remove his agents or subordinates. How can the rule respondeat superior apply; as it was asked in the Maxmilian case ? "Where a duty rests upon the municipality, in the performance of which it is interested, either because of advantage
My conclusion is that the defendant was not responsible for the tortious act of the driver of this ash cart. His superior was the commissioner of the street cleaning department and that officer was engaged in discharging a duty laid upon him as an independent officer, for the purpose of doing something which would tend to insure the health and comfort of the public at large.
For these reasons, I think that the judgment and order appealed from should be affirmed and that judgment absolute should be ordered for the defendant, with costs.
Haight, Martin and Vann, JJ., concur with Bartlett, J., for reversal, etc.; O’Brien, J., concurs with Gray, J., for affirmance; Parker, Ch. J., not sitting.
Judgment and order reversed, etc.
Cases cited
- Missano v. Mayor 17 App. Div. 536 p. 123
- New York & Brooklyn Saw-mill & Lumber Co. v. City of Brooklyn 71 N. Y. 580 p. 124, p. 137
- Platz v. City of Cohoes 89 N. Y. 219 p. 124
- Bieling v. City of Brooklyn 120 N. Y. 98 p. 124
- Pettengill v. City of Yonkers 116 N. Y. 558 p. 124
- Walsh v. Mayor of New York 107 N. Y. 220 p. 124
- Wilson v. City of Troy 135 N. Y. 96 p. 124
- Ehrgott v. Mayor 96 N. Y. 264 p. 124, p. 128
- Buel v. Trustees of Lockport 3 N. Y. 197 p. 124
- Tombs v. Rochester & Syracuse Railroad 18 Barb. 583 p. 124
- In re Proving the Will of Coleman 111 N. Y. 220 p. 124
- In re New York, Lackawanna & Western Railroad 98 N. Y. 447 p. 124
- Foley v. Royal Arcanum 151 N. Y. 196 p. 124
- Allen v. Commissioners of the Land-office 38 N. Y. 312 p. 124
- Titus v. Glens Falls Insurance 81 N. Y. 410 p. 124
- Weed v. Hamburg-Bremen Fire Insurance 133 N. Y. 394 p. 124
- Murphy v. Orr 96 N. Y. 14 p. 124
- Allison v. Village of Middletown 101 N. Y. 667 p. 124
- McGuire v. Third Ave. Railroad 9 App. Div. 529 p. 125
- Curry v. City of Buffalo 135 N. Y. 366 p. 125
- Foley v. Mayor of New York 1 App. Div. 586 p. 125
- Patterson v. City of Brooklyn 6 App. Div. 127 p. 125
- Kellogg v. Mayor 15 App. Div. 326 p. 125
- Weeks v. O'Brien 141 N. Y. 199 p. 125
- Gates v. State 128 N. Y. 221 p. 125, p. 133
- Lorillard v. Town of Monroe 11 N. Y. 392 p. 126
- Maxmilian v. Mayor 62 N. Y. 160 p. 126, p. 128, p. 134
- Ham v. Mayor of New York 70 N. Y. 459 p. 126
- Smith v. City of Rochester 76 N. Y. 506 p. 126
- Conrad v. Trustees of the Village of Ithaca 16 N. Y. 158 p. 127, p. 128, p. 129
- Requa v. City of Rochester 45 N. Y. 129 p. 128
- Hutson v. Mayor 9 N. Y. 163 p. 128
- Hume v. Mayor, Aldermen & Commonalty 74 N. Y. 264 p. 128
- Barnes v. District of Columbia 91 U. S. 540 p. 128