Majority
Headnote
Murder—Erroneous Instruction as to Effect of Threats. The refusal of the court to charge in a capital case that the jury “ may consider in determining as to whether the defendant, had reasonable grounds for believing that he was in imminent danger of death or great personal injury from the deceased, that the deceased prior to the shooting, had made threats to the defendant that he would kill or injure him,” on the ground that there was no basis therefor in the evidence, is reversible error where the defendant has testified to such threats made immediately before the homicide, since the reason given for the refusal might have been understood by the jury as holding that his testimony was not true.The defendant, a Greek, a maker of flowers, on the 18th day of February, 1899, in the kitchen where he at the time was serving his employers, Nicholas and JVIinaky, as cook, on 15th street in the city of New York, in the presence of a Frenchman named De Varney, fired four pistol shots into the body of another Greek named Ferantos, also a maker of flowers, and killed him. This is not denied. The defendant and his counsel admit it. De Varney was a music teacher, disabled at the time by a broken arm. He and Ferantos roomed together on Thirteenth street. He did not understand Greek. He testified that about twenty minutes before the shooting took place Ferantos and himself having that forenoon already made some calls in a social way at places where one or the other was familiar, at the suggestion of Ferantos called upon the defendant; that the defendant greeted Ferantos and talked with him in Greek, but did not speak to the witness; that after about five minutes the defendant placed a plate containing a stew upon the table, gave each one of them' a fork and invited them to eat. This they did, each sitting upon a separate small bench. Another Greek named Floris came in, and the defendant served him with a stew and then went outside. While Floris was eating his stew Ferantos asked him to go out and get him a pint of beer, and gave him the money to pay for it. Floris went out and got the beer and gave it to Ferantos, and sat down and finished his stew and went out; that then the defendant came in and passed between the witness and Ferantos through an open door into an .adjoining bedroom, where the defendant usually slept, and, without saying a word, fired from the bedroom upon Ferantos while he was sitting upon the bench drinking the beer; that Ferantos fell off the bench upon the floor, and the defendant then advanced and fired the other shots into his body as Ferantos lay there. De Varney testified that before the shooting there was no appearance of hostility or unfriendliness between the defendant and Ferantos. Floris left before the shooting find did not hear it. He corroborated De Varney as to what occurred while he was in the defend
“ Police Department of the City of Hew York.
“ Precinct Ho. 19.
“ Hew York, Feb. 18, 1899.-
“ 6:45 p. m. John Zigouras states through interpreter that about three days ago Peter Minaky gave him $13 to buy a revolver. And when Ferrando would come in our room to shoot and kill him. The next day in the room Peter Minaky and myself were talking over the matter. Afterward, on the street, I met Hickelos, who told me that Minaky had gave me money to buy a pistol, and to go ahead -and shoot him. Peter Minaky told me he would get a lawyer to defend me, and nothing more would "be heard about it. Both Hickelos and Minaky advised the killing of Ferrando, and aided me by advancing money to buy the pistol with which I did the killing. Personally I never had trouble with Ferrando, or no cause to injure him. I did it to please Hickelos and Minaky.
“JOHH ZIGOURAS.
“ Sworn to before me this day at)
7:22 p. m., February 18, 1899. )
“ Walter L. Thomson,
“ Inspector of PoliceP
The defendant was a witness in his own behalf on the trial. He testified that he did make the above statement to the interpreter at the police station, except that he did not say that he shot Ferantos to please Hickelos and Minaky. He testified that a young Greek, a stranger to him, not the interpreter Sperco, first came to him in the police station -and talked Greek to him, and advised him to make such a statement. He also testified: “ I was very much frightened, and I didn’t know where I am, and in what condition I am, and that man talked to me in Greek and I told him the story, and
One Kusobalos, a witness for the defense, testified that the character of the deceased for violence ivas bad. On cross-examination by the People the witness • testified that he had considerable feeling against the deceased, and added, “ I don’t like him, because he treated me very badly. I treated him well; I gave him to eat and drink. He nearly killed me in his room.” Question : “ You had a little trouble with him? ” Answer: “ Yes, sir ; I was afraid of him,” and he pointed to a scar on his own forehead. Redirect: “ I ask you to state what that trouble was.” Objection. Sustained. Exception.
The trouble was a new fact brought out by the People upon cross-examination. Confessed and unexplained, it tended to impair the force of the direct testimony. The trouble stated and understood might have removed or lessened the discredit which it tended to produce; might have restored the direct evidence to its original force, and possibly have increased its force. It was clearly competent. The general rule is that a Avitness may upon redirect examination explain the new facts brought out upon cross-examination. (People v. Buchanan, 145 N. Y. 24 ; Clark, v. Vorce, 15 Wend. 193 .)
The main objection to permitting this explanation is one of
The defense requested the court to charge the jury “ That they may consider, in determining as to whether the defendant had' reasonable grounds for believing that he was in imminent danger of death or great personal injury from the deceased, that the deceased, prior to the shooting, had made threats to the defendant that he would kill or injure him.” The court said, “ Befused, because the basis for making it is not borne out by the evidence.” We have already sei5 forth the testimony of the defendant as to the threats made by Ferantos immediately before the defendant shot him. The threats of the deceased, if the jury should have found that there were such, should have been considered by them in determining whether the defendant had reasonable grounds for believing that he was in imminent danger of death or of great personal injury. The defendant would naturally act upon appearances, and the law judges the act from the standpoint of the defendant’s reasonable apprehensions from the appearances. To hold that there was no basis in the evidence for such a request might have been understood as holding that the defendant’s testimony was not true. It is suggested that the court could understand the request as referring to threats upon some former occasion, of which there was no evidence. Such misunderstanding by the court would no less prejudice the defendant.
This is a capital case. The evidence presents a crime of
We think that for these errors a new trial should be granted.
In view of a new trial, we think it proper to say with respect to the written statement signed by the defendant at the police station, that upon the whole evidence touching it, it is far from clear as a matter of fact, still less as a matter of law, it was voluntarily made. It was received in evidence before the defendant had testified respecting it, and without any request by his counsel that he should be permitted to testify. In this respect the case differs from People v. Fox ( 121 N. Y. 449 ), and we do not hold that it was error to admit the statement. But in view of the testimony subsequently given by the defendant respecting it, we think it was the defendant’s right to have it submitted to the jury whether the statement was a voluntary one, with the instruction to disregard it if they should find that it was not. The statement charges Minaky and Bíchelos with instigating the murder, and furnishing defendant with money to buy the pistol to accomplish it. Minaky was a witness for the People and testified that he furnished the defendant with no money to buy a pistol, but was not asked respecting his alleged instigation. ' Bickelos was not called. Apparently this part of the defendant’^
The testimony of the witness Manoueas, to the effect that Ferantos and a Frenchman called upon him in Sixteenth street the day of the homicide between noon and one o’clock, and that Ferantos said, “Flow I will go to a place in Fifteenth street and I will ask for ten dollars from the man there ; then if I do not get the ten dollars, I will break the umbrella on his head, and I will make his head as soft as dough,” was stricken out upon the objection of the People, apparently because the man referred to was not identified with the defendant. At the time of this ruling the identification was not so clear as it afterwards became. It is probable that upon another trial, if the testimony is desired, the identification will be made in due time. If it is true that the case has no mitigating features, another trial will more clearly show it.
The judgment of conviction should be reversed and a new trial granted.
(dissenting). The facts of this case are so fully and carefully stated' in the opinion of Judge Landor that, for the sake of brevity, they are adopted in this expression .of dissent from, the views therein relating to certain exceptions taken upon the trial. A summary, however, of
On the eighteenth day of February, 1899, the defendant fired four pistol shots into the body of Sarantos Ferantos, killing him. Emil J. De Varney, an eye witness, so testified and the defendant admitted it. Ho one else saw the shooting, and the witness and the defendant differed mainly as to the circumstances immediately preceding the shooting, and as to whether all the shots were fired before Ferantos fell, or whether the last three were fired into his body after he had fallen. De Varney testified that while he and Ferantos were drinking beer defendant passed through the room into an adjoining bedroom, where the defendant was accustomed to sleep, and, without saying a word, fired therefrom upon Ferantos, who at once fell to the floor, the defendant advancing and firing three other shots in rapid succession while the body was upon the floor. De Varney also said that prior to the shooting there was no appearance of hostility or unfriendliness between the defendant and Ferantos. The result of the autopsy tended to support the testimony of De Varney, for it strongly indicated that some of the four bullets that were found in the body of Ferantos were fired after he had fallen upon the floor. In this connection I quote from the record part of the examination of the defendant by his counsel:
“ Q. How many shots did you fire ?
“ A. I don’t know; I couldn’t tell; I don’t know how many times.
“ The Interpreter : He says, ‘ If I hadn’t done it he would have killed me; he would have taken my head off.’
“ When he said to the stranger to stand at the door, and came at me with the iron, then I fired once and then he fell, and I don’t know how many times I fired again.”
This part of the testimony of the defendant corroborated De Varney in so far as he testified that Ferantos fell after the first shot, and that the other shots were fired into his body after he was down. But the witness immediately corrected this testimony by denying that he fired at Ferantos after he
After the testimony had been closed and counsel had submitted their addresses to the jury, the recorder, in a charge rarely surpassed in the accuracy with which are applied the appropriate legal principles to the situation presented by the evidence, submitted the case to the jury with the result of a vei’dict of murder in the first degree. If we were satisfied that the verdict thus rendered was against the weight of evidence, ór against law, or that justice required a new trial, it would be our duty to reverse the judgment of conviction entered- on this verdict, whether or not any exceptions had been taken pointing out errors of law. (Code of Criminal Procedure, section 528.) But we are agreed not only that the evidence presents a question for the jury as to whether the defendant was guilty of the crime of murder in the first degree, but also that it so strongly supports the verdict rén
There is another section of the Code of Criminal Procedure that ought not to be lost sight of by the courts in reviewing judgments of conviction, which provides : “After hearing the appeal the court must give judgment, without regard to technical errors or defects or to exceptions which do not affect the substantial rights of the parties.” (Code of Criminal Procedure, section 542.)
This statute has been frequently invoked in cases where the defendant was convicted of murder in the first degree (People v. Chacon, 102 N. Y. 669 ; People v. Wayman, 128 N. Y. 585 ; People v. Farming, 131 N. Y. 659 ); and it should he applied in every case where it is apparent that the technical errors of which complaint is made do not affect" the substantial rights of the parties, because in criminal cases the People, as well as the defendant, have rights which require that the salutary rule provided for by section 542 should be fairly enforced and administered so as to foster the public policy therein embodied for the purpose of serving the ends of criminal justice. If it be true, therefore, that the two exceptions which are considered in the prevailing opinion point out technical error, and it seems to me very clear that they do not, they should be disregarded if it appears that the substantial rights of the defendant were not affected by the rulings of the court to which they refer.
One of these exceptions was taken to the. refusal of the court to charge the following request:
“They may consider, in determining as to whether the defendant had reasonable grounds for believing that he was in imminent danger of death or great personal injury from the deceased, that the deceased, prior to the shooting, had made threats to the defendant that he would kill or injure him.”
“The fourth request is ref used because the basis for making it is not borne out by the evidence.”
If the request referred to threats on the part of Ferantos to kill or injure the defendant, made prior to the occasion which resulted in the death of Ferantos at the hands of the defendant, which was the way the court understood it, then the request was properly refused, for the record contains no such evidence. If the threats referred to in the request were those testified to by the defendant as occurring almost immediately preceding the shooting, then the refusal of the court was justified and proper, for the reason that the court had fully and fairly charged the jury upon this subject, as will fully appear from the following extracts from the charge :
“The defendant has taken the witness stand in his own behalf. He has testified, in substance, that the deceased seized a poker and threatened to kill him if he did not .give him the sum of ten dollars; I think he used the words ‘ threatened to knock his head off.’ That the defendant told him he had no money to give him. That he withdrew into the inner room, and went to a bed there and took from beneath the pillow of the bed the revolver with which the shooting was done, and that he stepped, I think he said, two paces or a- few paces from the bed, and shot the deceased before the deceased entered the room where he was; and he states that he fired the shots rapidly; that is, he illustrated to you as if he fired the shots in rapid succession. The number of shots he was not certain of ; but he fired shots —- he could not tell the number— at the deceased as the deceased was going toward the threshold of the inner room.
“He testified that at the time he fired those shots he believed his life was in danger, and, acting on. that belief, he fired the shots at the deceased.
“How, gentlemen of the jury, that testimony on the part of the defendant raises a defense known in law as self-defense; and upon what constitutes self-defense I will read to you the
opinions of our highest court to guide you in your determination as to whether or not this defendant was justified in firing that revolver at the body of the deceased.”
The court then read extracts from the opinions in several cases in this court, after which the charge continued as follows:
“ If this defendant believed — honestly believed — that he was in imminent danger of death, or of great bodily harm, at that time, and that there were no means of escape with safety except by firing these shots at the deceased’s person, then he was justified in so doing and should be acquitted.
“ The law of self-defense is founded upon the law of necessity. That is an instinctive rule of action in all human beings — the law of necessity — and that is what the law of self-defense is. These rules formulated by the courts are in conformity with that law, and if this defendant honestly believed at that time that he was in imminent danger of death or of great bodily harm, and that there were no means for him to escape with safety from that danger but by firing those shots, then he was justified in so doing, and he is entitled to a verdict of acquittal.”
At the request of the counsel for the defendant the court further charged the jury in relation to this subject as follows:
“ It is not necessary for the jury to believe or find that the defendant was actually in danger of death or great personal in jury at the time he shot the deceased, but the defendant had the right to act on the appearances as they appeared to him at the time, and if he had reasonable ground for the belief of imminent danger he was justified in shooting- the deceased, and should be acquitted.”
“ If there is a reasonable doubt as to whether the defendant was acting under a reasonable belief that he was in imminent danger of death or great personal injury from the deceased when he shot the deceased, the jury must give the defendant the benefit of the doubt, and acquit him.”
“ The jury may consider the.condition of the defendant and the deceased at the time of the shooting, and if the jury believe
that the deceased attacked the defendant with an iron poker, and the defendant had reasonable ground to believe that great personal injury was to be inflicted upon him, and that danger was imminent, he was justified in killing the deceased.”
“ In determining the question as to whether the defendant had reasonable grounds to believe that he ivas in imminent danger of death or great personal injury from the deceased, the jury are not to be governed by what their belief would be under similar circumstances, but are to consider what the defendant believed at the time of the shooting, and if the defendant honestly believed that it was necessary to shoot deceased in order to save himself from death or great personal injury, the jury must acquit the defendant.”
“ The jury may take into consideration the reputation of the deceased for violence, and the defendant was justified at the time of the shooting in taking into consideration the bad character of the deceased. The defendant was justified in taking into consideration the reputation of. the deceased for violence; and if his reputation, coupled with that attack made upon the defendant by the deceased with the poker, afforded a reasonable ground of belief to the defendant that he was in imminent danger of death or of great personal injury, the jury must acquit the defendant.”
It will be seen, therefore, that if the request which was refused referred to the threats that the defendant testified were made immediately preceding the shooting, and the court did not so understand it and so stated to counsel, the subject-matter of it had already been fully and fairly covered in the charge in chief and the defendant was not entitled to have it again charged, and it necessarily follows that the refusal to charge as requested was not error.
The other exception relied upon for the reversal of the judgment was taken to a ruling of the court refusing to allow a witness, who was called to prove that the general reputation of the deceased for violence was bad, and who said on cross-examination that he had had a little trouble with the deceased, to state on his redirect examination what that trouble was.
But the contention is, as I understand it, that while evidence touching any trouble with the witness was not admissible as evidence in chief, yet the door was opened for its admission by the cross-examination. The witness testified on his direct examination, in effect, that the general reputation of the deceased in the community for violence was bad, and the character of. this testimony was such as naturally led the learned district attorney, who conducted the trial with ability and at the same time with a careful observance of the rights of the defendant, to cross-examine the witness as follows :
“ Q. You have considerable feeling against the deceased, I should judge %
“A. Yes, sir ; I don’t like him, because he treated me very badly; I treated him well; I gave him to eat and to drink. "
“ Q. Then you had a little trouble with him yourself; answer yes or no ?
“ The Iuterpketeb : He says, ‘ he nearly killed me in his room ; ’ he says he had; he says, ‘ yes.’ ”
It will be observed that the district attorney was attempting to show, as was his right on cross-examination, bias on the part of the witness, but he was careful to avoid any inquiry as to whether the deceased or the witness was at fault; he contented himself with showing a feeling of hostility on the part of the witness towards the dead man; but, notwithstanding
On the way to this point I have said, as one step in the argument in support of the ruling of the trial court, that it was the right of the district attorney to inquire of the witness, on cross-examination, whether he entertained ill-feeling toward the deceased. This is so because the direct testimony of the Avitness was directed to the inquiry Avhether the deceased had a general reputation for being violent. His general reputation, therefore, in this respect, and in this respect only, was at issue, and to that extent the district attorney was called upon to defend his general reputation. The witness having testified that the general reputation of the deceased in this respect was bad, the district attorney was at liberty to inquire whether the Avitness had any ill-feeling against the dead man. Whether this ill-feeling were well founded or without any reasonable
The judgment of conviction should be affirmed.
Martin and Vann, JJ., concur with Land on, J., for reversal, and Babtlett, J., concurs with Landon, J., on second ground stated in his opinion, viz., the error in refusing to charge as requested; O’Bbien and Haight, JJ., concur with Pabkeb, Ch. J., for affirmance.
J udgment of conviction reversed, etc.
Cases cited
- Nichols v. People 86 N. Y. 641 p. 251
- People v. Davis 21 Wend. 309 p. 251
- People v. Webster 89 Cal. 572 p. 251
- People v. Fox 121 N. Y. 449 p. 251, p. 257
- Clark v. Vorce 15 Wend. 193 p. 251, p. 255
- People v. Barberi 149 N. Y. 256 p. 251
- People v. Carbone 156 N. Y. 413 p. 251
- People v. Kerrigan 147 N. Y. 210 p. 251
- Shorter v. People 2 N. Y. 193 p. 251
- People v. Constantino 153 N. Y. 24 p. 251
- People v. Kennedy 159 N. Y. 346 p. 251
- People v. McMahon 15 N. Y. 384 p. 251
- Murphy v. People 63 N. Y. 590 p. 251
- Cox v. People 80 N. Y. 500 p. 251
- People v. McGloin 91 N. Y. 241 p. 251
- People v. Mondon 103 N. Y. 211 p. 251
- People v. McCallam 103 N. Y. 587 p. 251
- People v. Meyer 162 N. Y. 357 p. 258
- People v. Chacon 102 N. Y. 669 p. 261
- People v. Wayman 128 N. Y. 585 p. 261
- People v. Fanning 131 N. Y. 659 p. 261
- People v. Druse 103 N. Y. 655 p. 265
- Eggler v. People 56 N. Y. 642 p. 265
- Thomas v. People 67 N. Y. 218 p. 265