Majority
Headnote
Constitutional law — the statute (L. 1914, ch. 444) “authorizing a city of the second or third class to adopt a simplified form of government ” is not invalid as violating the State Constitution (Art. 3, § 1; art. 12, §§ 1 and 2).This is a taxpayer’s action brought to procure a judgment declaring the Optional City Government Law (Laws of 1914, chap. 444) to be unconstitutional, and to restrain the city of Watertown and its officers from organizing thereunder a form of city government which a majority of the qualified electors of such city have voted to adopt. The answer put in issue the alleged unconstitutionality of the act. The court at Special Term reached the conclusion that the act was unconstitutional and enjoined the city and its officers from further proceeding under it. An appeal was taken to the Appellate Division, where the judgment was affirmed, two of the justices dissenting, and appeal then taken to this court.
The act which the judgment declares to be unconsti
. It permits any city of the state of the second or third class to adopt, providing a majority of the qualified electors of such city so determine, one of the forms of government set forth in place of the one existing under its present charter. The different kinds of government permitted are in the act designated by the letters “ A ” to “ G,” both inclusive, any one of which a city of the class named may adopt. The city of Watertown, a city of the third class, attempted to adopt, a majority of the qualified electors thereof voting therefor, the form designated “ C.” The court at Special Term, by the judgment appealed from, held, and this is the view of a majority of the justices of the Appellate Division, that the attempt is ineffectual since the legislature by the act delegated powers which it could not do under the Constitution of the state. The provisions of the Constitution which it is claimed the act violates are: (a) “ the legislative power of this State' shall be vested in the Senate and Assembly ” (Sec. 1 of article III); (b) “ it shall be the duty of the legislature to provide for the organization of cities and incorporated villages ” (Sec. 1 of article XII); (c) laws shall not be passed except in conformity with the Constitution (Sec. 2 of article XII).
After a very careful consideration of the whole act I have reached the conclusion that it does not violate any provision of the Constitution, either state or federal. It must be borne in mind that an act cannot be judicially declared to be beyond the power of the legislature to enact unless one be able to point specifically to some provision of the Constitution which is in conflict with it. When this test is applied to the act under consideration I think it at once becomes apparent that the same is
It seems unnecessary to refer more specifically to the provisions of the act since those to which reference has been made clearly indicate, as it seems to me, that all the act does or attempts to do is to enable a city of the class named to adopt the act and thereby change its present form of government for another form, and then by ordinance to transfer and distribute the powers which the city officially now has to and among the officials of the new government necessary for the proper management of the city’s affairs.
The powers granted by section 37 of the act, which it is claimed necessarily make that section, if not the whole act, unconstitutional, are simply, (a) to confer by ordinance upon any officer or employee of the city any powers or to impose upon any such officer or employee any duties theretofore conferred or imposed upon any such officer or employee by provisions of law, and when such transfer has been accomplished to abolish his office; (b) to regulate by ordinance the exercise of any power and the performance of any duty by any officer or
In People ex rel. Presmeyer v. Board of Commissioners of Police, Brooklyn ( 59 N. Y. 92 ) it was held that an act amending the charter of the city of Brooklyn, which created a board of excise to have the powers and perform the duties of boards of commissioners of excise of the state,. under the state law operated to transfer to other officers the powers and duties created by the state law but did not change the powers or duties themselves.
In Matter of Zborowski ( 68 N. Y. 88 ) it was held that a provision of an act relating to the city of New York, authorizing the common council to regulate by ordinance the building and repair of sewers, did not authorize the common council to make ordinances to cause sewers to be constructed, but only to regulate the manner of construction.
But it is suggested that the legislature did not have the power to authorize the city of Watertown to change
It is also suggested that the act is invalid because it only becomes effective so far as the city of Watertown is concerned upon the vote of the electors and for that reason falls within the rule laid down in Barto v. Himrod ( 8 N. Y. 483 ). I do not think the act comes within that rule. There the question presented ' was the constitutionality of an act entitled “ An act establishing free schools throughout the state ” and contained a provision to the effect that whether or not the act should become a law was to be determined by ballot at an election to be held in November following the passage of the act. It did not purport to be a complete act and whether it should ever become a law was left to the electors of the state to say. The rule there applied has not since been extended or applied unless the facts brought the case strictly within it.
Judge Hiscock, in People ex rel. Unger v. Kennedy ( 207 N. Y. 533 , 545), referring to the Barto case, said: “ Subsequent decisions have declared that the doctrine of that case should not be pushed beyond the question
Thus, in Bank of Rome v. Village of Rome ( 18 N. Y. 38 , 45) the act under consideration authorized the trustees of the village of Rome to subscribe for and take stock in a railroad corporation but provided they should have no power to make such subscription until the act had previously been approved by two-thirds of the qualified electors of a certain class. It was held that the act was constitutional, the court saying: “ The case is, therefore, in substance, only a submission to a vote of the parties interested, of the question whether or not they chose that the municipal corporation should subscribe to the railroad. In other words, the legislature did not compel the village to subscribe but, creating by law the necessary machinery, left it to the taxpayers to determine that matter.”
In Starin v. Town of Genoa ( 23 N. Y. 439 ) an act authorizing the town trustees to borrow money and invest the same in the stock of a proposed railroad,
In Bank of Chenango v. Brown ( 26 N. Y. 467 , 474) the court had under consideration an act in principle very much like the present one. The village of Norwich was chartered by an act of the legislature passed April 17, 1816. (Laws of New York, vol. 4, p. 148.) In December, 1847, the legislature passed a general act to provide for the incorporation of villages. (Laws of 1847, vol. 2, p. 432.) The ninety-second section of the act authorized the electors of any village then incorporated to declare by resolution, at their annual meeting, that any of the sections of the act specified in such resolution should apply to such village, and provided that from and after twenty days from the adoption of any such resolution, the sections of said act should apply to the same, and all laws inconsistent with the sections so adopted should have no force or effect in respect to such villages. It was there contended, as it is here, that the act was unconstitutional because it delegated to the electors the power in effect to make a statute and. to repeal one, create a new charter and substitute it in place of an existing one. This court brushed the contention aside. Judge Emott, who delivered the opinion, said: “ In the present case the legislature passed a statute conferring certain powers, and imposing certain duties upon the corporations of villages and their officers. The act was complete in itself, and was effectual for the purpose of providing for the incorporation of new villages, independent of any such action as is contemplated by the 92d section. I do not, however, attach any importance to this fact. If the legislature had passed an act containing simply the sections specified in the resolution of the village meeting of Norwich, and providing that their provisions might be accepted by any village in the state, or by the village of Norwich, and become part of
This authority was cited with approval in People ex rel. Unger v. Kennedy (supra) and in Stanton v. Board of Supervisors, Essex Co. ( 191 N. Y. 428 ). In the Stanton case the court had under consideration provisions of the County Law (Laws of 1892, chap. 686, §§ 31, 32 and 33) relating to the changing of a county seat. The act provided that after such change had been approved by the board of supervisors, then the question of the proposed removal should be submitted to the electors of the county at the ensuing general election in the manner therein provided, and if a majority of the electors should vote in favor of such removal, the proceedings of the board should
The authorities cited, and many others that might be, establish the rule that while the legislature may not delegate the power to make a charter for a city or a village, it may itself do that and then permit the electors to determine whether they will adopt it or not, and if the same be adopted it becomes the charter with the same force and effect as if the legislature had created it by an act for that specific purpose. This, in effect, is precisely what the legislature has done for cities of the second or third class. They may have a simplified form of government if the electors so decide by accepting the act under consideration and adopting one of the forms of government thereby created.
Outside of our own state it has frequently been determined that acts creating or amending municipal charters or granting municipal power are not rendered unconstitutional because a provision is inserted that the voters of the territory to be affected shall have the right to determine whether the act shall become applicable to their locality. (Dillon on Municipal Corporations [5th ed.], sec. 69; City of Paterson v. Society, etc., 24 N. J. L. 385 ; State ex rel. Dome v. Wilcox, 45 Mo. 458 ; People ex rel. Graves v. McFadden, 81 Cal. 489 ; State v. Parker, 26 Vt. 357 .) And in many states of the Union city governments have been organized under acts quite similar to the one under consideration and their constitutionality, so far as I have been able to discover, has in each instance been held valid by judicial decree. (Eckerson v. City of Des Moines, 137 Ia. 452 ; State ex rel. Simpson v. City of Mankato, 117 Minn. 458 ; Cole v. Dorr, 80 Kans. 251 ; People ex rel. City of Springfield v. Edmands, 252 Ill. 108 ; State ex rel. Baughn, Jr., v. Ure, 91 Neb. 31 ; Mayor v. State, 102 Miss. 663 ; State ex rel. Bloomer v. Canavan, 155 Wis. 398 ; Matter of Petition, Cleveland, Mayor, 52 N. J. L. 188 .)
In the Terrel case the court also upheld the power of the legislature to delegate to the board of assessors the power to reduce taxes or assessments, and in doing so said: “ Could the legislature devolve upon the board of assessors the jurisdiction specified in the section? Why not? It was a local board— one of the departments of the city government charged by the city charter with the general duty of making assessments for the purpose of taxation. Its members represented the city and the
Matter of Zborowski (supra) involved the question as to whether the legislature could delegate the power to certain officials of the city of New York to construct a sewer and levy assessments to defray the expense thereof. The act was challenged on the ground that it delegated powers relating to taxation. In disposing of the contention the court said: “ It is contended * * * that the power to tax may not lawfully be delegated by the legislature. This we do not concede in that broad statement. The legislature may delegate to a municipality the power to tax for the expenses of the local government and the power to assess for the expenses of local improvements. All the powers of local government are delegated. In the case at hand, the power of assessment is delegated to the corporate body, the mayor, aldermen and commonalty of the city of New York, and it may lawfully be exercised through the officers of the corporation, if the terms of the legislative delegation so provide.” (p. 96.)
What has been said as to the delegation of power relating to assessments is equally true as to the delegation of powers relating to public safety. (People ex rel. Dunn v. Ham, 166 N. Y. 477 ; People ex rel. Devery v. Coler, 173 N. Y. 103 ; People ex rel. Werner v. Prendergast, 206 N. Y. 405 , 409.) In the latter case this court said: “ The police department and the departments of education and health in any city are engaged in the discharge of duties which very vitally affect the general public, and yet it would be opposed to widespread and well-settled opinion to hold that the members of such departments are state officials in the sense of being engaged in its service.”
Also as to public health. (Metropolitan Board of Health v. Heister, 37 N. Y. 661 ; Polinsky v. People, 73 N. Y. 65 ; People ex rel. Lieberman v. Vandecarr,
In the Bush case the court, referring to the duties of a member of the board of health, said: “ They are sub-serving the general public interest in promoting and maintaining sanitary conditions in the locality; but they, equally, execute a corporate purpose of the municipal government; which, if it is not to be implied, is actually made a part of its charter by the laws. They are to be appointed under the statute, primarily, by the governing municipal authorities and the performance of their duties is confined territorially to the city. It seems to me that the situation was such as the people intended to be met, when establishing in the fundamental law of the state the principle of ' home rule ’ for its political subdivisions.”
The same reasoning applies equally to public charities (Maximilian v. Mayor, etc., of N. Y., 62 N. Y. 160 ) and to the licensing of plumbers. (People ex rel. Nechamcus v. Warden, etc., 144 N. Y. 529 .)
The authorities cited, as well as the act itself, irresistibly lead me to the conclusion that the powers delegated are not those committed by the Constitution solely to the legislature, but such as it may commit to a locality in so far as its government is concerned.
The main object of the act, as has already been indicated, is to permit the qualified electors of a city of the class named to adopt a simplified form of government, if they so desire, and only such powers as are necessary to accomplish that object are conferred. It may be that when the city proceeds to carry out the object of the act the council will attempt to pass ordinances which
The whole trend of modern thought and recent legislation is toward vesting in each municipality the management of its local affairs and I have been unable to discover any valid reason why the present act, which is a step in that direction, should not be given a fair trial without interference from the court. The act is not an attempt upon the part of the legislature to shirk its duty or to delegate to another body the power invested solely in it. On the contrary, it is to permit each locality to determine for itself the form of government which it will have, based upon modern ideas rather than a form of government which has been tried and in some respects at least found unsatisfactory. I for one am unwilling to subscribe to the doctrine that the legislature had not the power to do this.
For the reasons above set forth I advise that the judgment of the Appellate Division and of the Special Term be reversed and the complaint dismissed, with costs.in all courts.
Hiscock, Ch. J., Cuddeback, Hogan, Pound and Andrews, JJ., concur; Chase, J., concurs in result.
Judgments reversed, etc.
Cases cited
- Mills v. Sweeney 219 N. Y. 213 p. 161, p. 162
- Gibbs v. Luther 81 Misc. Rep. 611 p. 161
- Stanton v. Board of Supervisors 191 N. Y. 428 p. 161, p. 162, p. 172
- Clarke v. City of Rochester 28 N. Y. 605 p. 161, p. 162, p. 174
- People ex rel. Wood v. Draper 15 N. Y. 532 p. 161, p. 162
- Bank of Chenango v. Brown 26 N. Y. 467 at 474 p. 161, p. 171
- People ex rel. McLean v. Flagg 46 N. Y. 401 p. 161
- Lawton v. Steele 119 N. Y. 226 p. 161
- People ex rel. Wood v. Lacombe 99 N. Y. 43 p. 161
- People v. Morris 13 Wend. 325 p. 161
- People ex rel. Presmeyer v. Board of Commissioners of Police & Excise 59 N. Y. 92 p. 161, p. 168
- In re Zborowski 68 N. Y. 88 p. 161, p. 168
- City of Geneva v. Fenwick 159 App. Div. 621 p. 161
- Peace v. McAdoo 110 App. Div. 13 p. 161
- People v. Kerr 27 N. Y. 188 p. 161
- Darlington v. Mayor 31 N. Y. 164 p. 161
- People ex rel. City of Rochester v. Briggs 50 N. Y. 553 p. 161, p. 162
- Hanover National Bank v. Moyses 186 U. S. 181 p. 161
- Clark Distilling Co. v. Western Maryland Railway Co. 242 U. S. 311 p. 161
- Corporation of Brick Presbyterian Church v. Mayor of New York 5 Cow. 538 p. 161
- Crayton v. Larabee 220 N. Y. 493 p. 161, p. 176
- People ex rel. Dunn v. Ham 166 N. Y. 477 p. 162, p. 175
- In re City of New York 221 N. Y. 127 p. 162
- People ex rel. Devlin v. Conover 17 N. Y. 64 p. 162
- Sullivan v. Mayor of New York 53 N. Y. 652 p. 162
- Costello v. Mayor of New York 63 N. Y. 48 p. 162
- People ex rel. Collins v. Ahearn 193 N. Y. 441 p. 162
- Metropolitan Board of Excise v. Barrie 34 N. Y. 657 p. 162
- Waterloo Woolen Manufacturing Co. v. Shanahan 128 N. Y. 345 p. 162
- Koch v. Mayor of New York 152 N. Y. 72 p. 162
- People ex rel. Simon v. Bradley 207 N. Y. 592 p. 162
- Willis v. City of Rochester 219 N. Y. 427 p. 162
- Tauza v. Susquehanna Coal Co. 220 N. Y. 259 p. 162
- Robert Dollar Co. v. Canadian Car & Foundry Co. 220 N. Y. 270 p. 162
- People ex rel. Broderick v. Morton 156 N. Y. 136 p. 162
- Wright v. Hart 182 N. Y. 330 p. 162
- Barto v. Himrod 8 N. Y. 483 p. 162, p. 163, p. 169
- People ex rel. Percival v. Cram 164 N. Y. 166 p. 162
- People ex rel. Devery v. Coler 173 N. Y. 103 p. 162, p. 175
- Wayman v. Southard 10 Wheat. 1 p. 163
- Bank of Rome v. Village of Rome 18 N. Y. 38 at 45 p. 170
- People ex rel. Graves v. McFadden 81 Cal. 489 p. 173
- Genet v. City of Brooklyn 99 N. Y. 296 at 307 p. 174
- Terrel v. Wheeler 123 N. Y. 76 p. 174
- People ex rel. Werner v. Prendergast 206 N. Y. 405 at 409 p. 175
- Polinsky v. People 73 N. Y. 65 p. 175
- People ex rel. Lieberman v. Vandecarr 175 N. Y. 440 p. 176
- People ex rel. Bush v. Houghton 182 N. Y. 301 at 306 p. 176
- Maxmilian v. Mayor 62 N. Y. 160 p. 176
- People ex rel. Nechamcus v. Warden of the City Prison 144 N. Y. 529 p. 176