Majority
Headnote
I. The authority granted by treaty to the Consul-General of the Republic of Poland to appear for heirs and legatees in the administration and distribution of estates embraces the right to appear in behalf of a surviving spouse. (Bocea v. Thompson, 223 U. S. 317 ; Matter of D’Adamo, 212 N. T. 214.) II. Consular representatives are ¡authorized, by virtue of their office, to represent the interests of absent, minor or incompetent nationals of their state within their consular districts in proceedings before the courts or other authorities of the receiving state, and to initiate and defend actions, and in general to do what the individual himself might do to defend his interests. (The Anne, 3 Wheat. 435 ; The Antelope, 10 Wheat. 66 ; The Adolph, Curtis 87 Fed. Cas. 786; Robson v. The Huntress, Fed. Cas. 11971; Bocea v. Thompson, 223 U. S. 317 ; Matter of D’Adamo, 212 N. Y. 214 ; Matter of Bristow, 118 N. IT. S. 686; The Bello Gorrunes, 6 Wheat. [19 IT. S.] 152; McDonough v. Dannery, 3 Dallas 188 ; Cohens v. Virginia, 1821, 6 Wheat. 264 ; Hamilton v. Erie R. R. Co., 219 N. Y. 343 ; Hauen-stein v. Lynham, 100 IT. S. 483; Geofroy v. Riggs, 133 IT. S. 258; Tucker v. Aleccandroff, 183 IT. S. 424; Asalmra v. Seattle, 265 IT. S. 332; Jordan v. Tashiro, 278 IT. S. 123; Nielsen v. Johnson, 279 IT. S. 47; Matter of Lobrasciano, 38 Mise. 415.) III. Section 47c of the Decedent Estate Law, added by chapter 181 of the Laws of 1938, specifically includes a surviving spouse in the category of heirs,” “ heirs at law,” 11 next of kin ” and “ distributees.” (Matter of Koch, 282 N. Y. 462 .) IV.. Since, by reason of the invasion and occupation of the Republic of Poland, .the surviving spouse, a resident and national of that country, was incapable of exercising her right of election, its exercise in her behalf by the Consul General of the Republic of Poland was valid and in accord with the spirit and purpose of the statute. (People v. Ryan, 274 N. Y. 149 ; Matter of McGarry, 155 Mise. 467, 245 App. Div. 834 , 270 N. Y. 514 ; American Historical Society v. Glenn, 248 N. Y. 445 ; People v. Schweinler, 214 N. Y. 395 ; Matter of Altman, 160 Mise. 812; Brustein v. New Amsterdam Casualty Go., 255 N. Y. 137 ; Jarl Go. v. Village of Groton-on-Hudson, 262 N. Y. 551 ; Matter of Byrnes, 141 Mise. 346, 235 App. Div. 782 , 260 N. Y. 465 ; Matter of Blumenstiel, 248 App. Div. 533 ; Harding v. Harding, 140We gave permission for this appeal so that we might pass on this question: can the Consul-General of the Eepublic of Poland, under the existing treaty between his government and the government of the United States, and without direct authorization by, or communication from, his national who resides in Poland, validly exercise on her behalf the right accorded her by section 18 of the Decedent Estate Law, to “ take against the Will ” of her late husband? The will’s only provision for the absent wife is a legacy of $100. Since the net estate amounts to about $8,500, it is obviously to her advantage that there be protection of her statutory right to take, in contravention of the will, one third of her husband’s net estate. The grant of authority on which the Consul-General relies, in his effort to furnish such protection, is article XXIV of the 1931 “ Treaty of Friendship, Commerce and Consular Eights ” between Poland and the United States, reading as follows: Article XXIV: A consular officer of either High Contracting Party shall, within his district, have the right to appear personally or by delegate in all matters concerning the administration and distribution of the estate of a deceased person
The Surrogate agreed with the Consul-G-eneral’s assertion that the latter is, under this treaty and under general international law, an attorney in fact for his national. He ruled, however, that the widow was not, in these circumstances, one of the 11 heirs or legatees ’ ’ to whom the treaty refers and ruled further that any exercise of the “ personal right of election ” granted to the widow by section 18, requires personal action by the benefited individual
In arriving at the meaning of the treaty we are bound to remember that it is the supreme law of the land (U. S. Const., article VI, Geofroy v. Riggs, 133 U. S. 258 ), that its words are to be taken liberally in the fight of evident purposes (Hauenstein v. Lynham, 100 U. S. 483 ) and that, since the pact is done in counterparts, one in each language, little use .can be made of local technical definitions of words. (United States v. Percheman, 7 Pet. 51 .) When two constructions of a treaty are admissible, one restrictive of the rights that may be claimed under it and the other liberal, the latter is always to be preferred. (Hauenstein v. Lynham, supra.) “ This Court would not readily lean to favor a restricted construction of language, as applied to the provisions of a treaty, which always combines the characteristics of a contract, as well as a law ” (The Bello Corrunes, 6 Wheat. 152 , 171). Those settled rules of construction forbid the employment of so restricted a meaning as was given below to the words “ heirs or legatees ”. While these are words of art when found in certain settings, they take on in an international treaty the broader intendments which the purposes of the “ High Contracting Parties ” require. It is not permissible, therefore, to exclude Mrs. Zalewski, as did the Surrogate, from the rank of “ heir ” on the ground that the case is not one of intestate distribution or to refuse her the protection due a “ legatee ” because her asserted right to take one third is not based on anything in the will. In truth, she is, even under local
The narrow meaning given below to the words of the Statute: “ personal right of election ”, must be discarded, also. The distinguished Commission which drafted section 18 of the Decedent Estate Law gave us a valuable clue to the meaning of “ personal right of election ” when it informed the Legislature (see 1928 report, note to § 18) that “ Such right of election if not previously exercised will be lost upon the death of the surviving spouse and will not pass to his or her executor or administrator.” This is similar,” wrote the Commission, “ to the personal right of the widow to elect against a testamentary provision in lieu of dower, which right ends upon her death ” (citing Flynn v. McDermott, 183 N. Y. 62 ; Camardella v. Schwartz, 126 App. Div. 334 ; Youngs v. Goodman, 240 N. Y. 470 ). We find no basis for a holding that “ personal ” means anything more in this statute than it did in the dower cases., which the Commission cited. those cases, the “ personal ’ ’ character of the election had the result that the privilege of a widow to elect to take her dower rights did not pass to her legal representatives. (Flynn v. McDermott, supra, at p. 65 ; Youngs v. Goodman, supra, at p. 473 .) That this was what the Legislature had in mind when it inserted the word “ personal ” in section 18 has been held in many Surrogate Court decisions since Matter of Mihlman ( 140 Misc. 535 ). The Commission’s own indication as to the significance of the word personal ” in section 18 makes it unnecessary, we think, to rely on the legislative admonition that these statutes “ shall be liberally construed ” to carry out the intention “ to increase the share of a surviving spouse in the estate of a deceased spouse ” (L. 1929, ch. 229, § 20; see Matter of Byrnes, 260 N. Y. 465 , 472).
Of course the right to elect is “ personal ” in the sense that an election must in each case be a conscious, individually made choice between the statutory provision and the testamentary
Whatever the word “ appear ” may mean in the case of attorneys at law, it does not operate to narrow the role of the Consul to that of a mere spokesman, powerless without specific instructions, especially when the word “ appear 55 is linked in the treaty with the explanatory clause “as if he held their power of attorney to represent them ”. If the Consul had definite instructions from his national, he would not need the treaty as his credential. If the absent national had communicated her wishes to any “ duly authorized representative ”, article XXIV would be out of the picture. The result of the decisions below in this proceeding is to close the doors of the court on the Consul, unless he can show formal authorization from his national, whereas the treaty shows on its face that the Consul is to take part in the proceedings only when there is absence of any such formal authorization running to him or to anybody else. (See Matter of Kolodziej, 153 Misc. 115 .)
The effect we give herein to article XXIV is not only a “ sensible and reasonable ” one (Hamilton v. Erie R. R. Co., 219 N. Y. 343 , 353) but is in harmony, also, with the long trend of authority in this country. Discussions as to the nature and extent of consular authority to represent nationals in our courts usually begin with the case of The Bello Gorrunes (supra) decided in 1821. That decision was cited by the Surrogate in his opinion here, as stating ‘ ‘ a familiar principle of law that foreign con
The power of the Consul to bring suits and take positions in court is not to be considered as limited to the mere conservation of property or the collection of liquidated claims. Numerous decisions uphold his right to stand on a broader platform.
The Legislature of this State, in a statute passed in 1936 and which applies only to estates smaller than this one, conferred upon Consuls much more complete power and duties of representation than are here asserted by the Consul-General. By that enactment (Surrogates Court Act, § 56-a) it is provided that when the gross estate is less than $2,000, or a nonresident alien’s interest is worth less than $300, service of process on the alien may, by Surrogate’s order, be made on the nearest Consul of the nation of which the alien is a national, and any and all other service on the alien, even by mailing, may be dispensed with. Service on the Consul, says section 56-a, “ shall be deemed personal service upon such alien within the state.” When so served, the statute says, the Consul “ may appear and act on behalf of his in the proceeding unless and until the national shall himself appear either in person or by other duly authorized representative.” While section 56-a cannot be applied in this estate, because of the amounts involved, it is at least an expression of public policy not at variance with the result we reach in this opinion.
Finally, we are confirmed, in our view that this treaty makes the Consul more than a mere conservator or protector of property, by other articles of this 1931 Polish-American Treaty. Articles XX and XXII empower him to take appropriate steps toward such conservation and protection, but articles XXI and XXIII go much farther (as does article XXIV, which we are here construing) by according him the right to “ appear personally ” in matters concerning claims for nonsupport of nonresident minor children against a father who is a resident alien, and
Dissent
The order of the Appellate Division and the decree of the Surrogate’s Court, so far as appealed from, should be reversed, with costs in all courts to both parties payable out of the estate, and the matter remitted to the Surrogate’s Court for further proceedings not inconsistent with this opinion.
(dissenting). Josef Zalewski died on September 17, 1940. In his will he bequeathed the sum of one hundred dollars to his wife Felicja Zalewski. Felicja Zalewski is a resident and national of the Republic of Poland. The will was admitted to probate and letters testamentary were issued to the executor named in the The Consul-General of the Republic of Poland executed, served upon the executor and filed an instrument, stating: ‘1 I, Hon. Dr. Sylwester Gruszka, Consul General of the Republic of Poland * ⅜ * acting on behalf of the surviving spouse of Joseph Zalewski, deceased, to wit, Felicia Zalewski, a resident of the Republic of Poland ⅜ '* do thereby exercise the personal right of election given the said Felicia Zalewski, pursuant to the provisions of Section 18 and the Decedent Estate Law, and do hereby elect, on behalf of the said Felicia Zalewski, to take her share of the estate of the said decedent as in intestacy.” Thereafter the executor brought proceedings to settle his account and the Consul-General appeared and filed objections on behalf of the testator’s spouse. His power to ££ exercise the personal right of election given the said Felicia Zalewski ” was challenged, and the courts below have sustained the challenge.
I concur in the opinion of Judge DesmoNd insofar as it holds that the “ personal right of election ” given to the surviving spouse of a testator by section 18 of the Decedent’s Estate Law is ££ personal ” only “ in the sense that an election must in each case be a conscious individually made choice between the statutory provision and the testamentary provision.” I
In no cited case has a court sustained an assertion of power in consular officers to do more than act for the protection of rights granted to their nationals by law. The courts have drawn back whenever they were asked to sanction an exercise of any broader power by a consular officer. Thus, in The Bello Corrunes ( 6 Wheat. 152 , 168) the court said: a Vice Consul duly recognised by our Government, is a competent party to assert or defend the rights of property of the individuals of his nation, in any Court having jurisdiction of causes affected by the application of international law. To watch over the rights and interests of their subjects, wherever the pursuits of commerce may draw them, or the vicissitudes of human affairs may force them, is the great object for which Consuls are deputed by their sovereigns; and in a country where laws govern, and justice is sought for in Courts only, it would be a mockery to preclude them from the only avenue through which their coursé lies to the end of their mission. The long and universal usage of the Courts of the Unitéd States, has sanctioned the exercise of this right, and it is impossible that any evil or inconvenience can flow from it. Whether the powers of the Vice Consul shall in any instance extend to the right to receive in his national character, the proceeds of property libelled and transferred into the registry of a Court, is a question resting on other principles. In the absence of specific powers given him by competent authority, such a right would certainly not be recognized.”
Again, in In re Herman’s Estate ( 159 Minn. 274 ) cited by Judge Desmostd as a leading case, the court said “ A consul may doubtless take appropriate measures for the protection of the property interests of the citizens of the country which he represents in cases where they have no other representative and are not present to act for But he acts merely
The exercise of the personal right of election ££ requires the abandonment or destruction of an alternative right.” (Matter of Hills, 264 N. Y. 349 , 353.) The statute which creates the right of election does not make its exercise subject to the approval of the court. It confers absolute freedom of choice on the surviving spouse of a testator. Many personal considerations usually influence that choice, and no person other than the surviving spouse can weigh these considerations. If a consular officer can exercise the ££ personal ” right of election conferred upon a surviving spouse as if he had a power of attorney for that purpose he may destroy the alternative right which ■the spouse whom he represents might prefer and there is nothing in the statute or in the Treaty which would empower a court to refuse to give effect to the choice so made though it might be patently unwise. In this case the bequest which is abandoned is small, and perhaps the choice made by the consular officer may be wise and would be approved by the court. The Legislature has not, however, made the right to reject a testamentary provision dependent upon its inadequacy, and if under the Treaty that right may be exercised in behalf of a nonresident national by a consular officer, no restriction upon such exercise is expressed in the Treaty or can be read into the Treaty by fair implication.
The words 11 a consular officer '⅜ ⅝ ⅜ shall ⅝ # * have the right to appear * * * for all such heirs or legatees ¾ ⅝ ⅝ as may be nonresidents and nationals of the country represented by consular officer with the same effect as if he held their power of attorney ” are not fairly open
Order should he affirmed.
Loughean, CoNway and Thacher, J J., concur with Des-moxd, J.; LehmaN, Ch. J., dissents in opinion in which Rippby and Lewis, JJ., concur.
Order reversed, etc.
Cases cited
- Rocca v. Thompson 223 U. S. 317 p. 334
- The Anne 3 Wheat. 435 p. 334
- The Antelope 10 Wheat. 66 p. 334
- In re the Estate of D'Adamo 212 N. Y. 214 p. 334
- Cohens v. Virginia 6 Wheat. 264 p. 334
- Hamilton v. Erie Railroad 219 N. Y. 343 at 353 p. 334, p. 339
- In re the Will of Koch 282 N. Y. 462 p. 334
- People v. Ryan 274 N. Y. 149 p. 334
- In re the Accounting of Keefe 270 N. Y. 514 p. 334
- American Historical Society, Inc. v. Glenn 248 N. Y. 445 p. 334
- People v. Charles Schweinler Press 214 N. Y. 395 p. 334
- Brustein v. New Amsterdam Casualty Co. 255 N. Y. 137 p. 334
- Jarl Co. v. Village of Croton-on-Hudson 262 N. Y. 551 p. 334
- In re Byrnes 260 N. Y. 465 at 472 p. 334, p. 337
- In re Brown 240 N. Y. 646 p. 335, p. 338
- Anderson v. N. V. Transandine Handelmaatschappij 289 N. Y. 9 p. 335
- Trustees of Amherst College v. Ritch 151 N. Y. 282 p. 335
- In re the Will of Hills 264 N. Y. 349 at 355, at 353 p. 335, p. 338, p. 346
- Flynn v. McDermott 183 N. Y. 62 p. 335, p. 337
- Youngs v. Goodman 240 N. Y. 470 p. 335, p. 337
- Geofroy v. Riggs 133 U. S. 258 p. 336
- Hauenstein v. Lynham 100 U. S. 483 p. 336
- United States v. Percheman 7 Pet. 51 p. 336
- The Bello Corrunes 6 Wheat. 152 at 171, at 168 p. 336, p. 345
- In re the Estate of Mihlman 140 Misc. 535 p. 337
- Porges v. United States Mortgage & Trust Co. 203 N. Y. 181 at 188 p. 339
- In re McArthur 173 App. Div. 517 at 519 p. 339
- In re the Estate of Kolodziej 153 Misc. 115 p. 339
- In re the Estate of Zalewski 177 Misc. 384 at 386 p. 340
- In re the Estate of Tartaglio 12 Misc. 245 at 246 p. 340
- In re Szabo's Estate 143 N. Y. S. 678 p. 341
- In re the Judicial Settlement of the Account of Bristow 63 Misc. 637 p. 341
- In re the Estate of Ostrowski 160 Misc. 482 p. 341