Majority
Headnote
(1) . Witness—Bribery or—Criminal Intent Essential.On April 27, 1909, the defendant, a lawyer, was convicted upon an indictment under section 113 of the Penal Code (Penal Law, § 2440) charging him with giving a bribe to a person ¡about to be called as a witness, upon the understanding or agreement that the testimony of such person should thereby be influenced, and, in a separate count, with feloniously and fraudulently attempting to induce said witness to withhold true testimony.
The indictment was based on the following facts: One Louis Wolf was indicted for grand larceny by the grand jury of Kings county, and retained the defendant to represent him in the matter as his attorney. The indictment against Wolf charged him with having taken the sum of fifty dollars from the pocket of one Frank Haibele. A few days before Wolf’s case was to be called for trial the defendant Kathan gave the sum of seventy-five dollars to a man named Heene, with instructions to deliver the amount to Haibele. The validity of the judgment convicting Kathan of the crime charged rests entirely upon the evidence of the purpose for which this money was paid.
It appears that Kathan, through the agency of friends, brought about a meeting between Haibele and Heene, who had been selected to approach Haibele in regard to the Wolf case. The defendant’s testimony is that his sole object in doing this was to induce Haibele to accept restitution from Wolf, who would then throw himself upon the mercy of the court. The following transcript from the record is Heene’s story of what took place between himself, Kathan and Haibele in connection with the receipt and payment of the money by him:
“ The Witness: It was said, and I told him- that I was asked and been told that he was robbed, and he explained that he was robbed. So I told him that I had been instructed if he would take the money back that was taken away from him if he would be satisfied. So I gave him my—I said, the way I was informed, there was a prominent business man from East New York. He says, no, he could not do that, because he lost some time and some wages, so I says, ' I don’t know' what the proposition is, but,’ I says, ‘ Let me know what you will take.’ By the Court: Q. Who said that? A. I said so, you Honor. So he says he could not let us know, and I could not tell those people before the next day. By Mr. Elder: Q. Now, do you recall anything else that was said in that conversation on Monday? A. Not there in—. Q. Well, if you do not remember anything more, what happened on the next day? A. I told Mr. Kathan—I do not know if it was the same night—. . . Mr. Kathan and Gotthelf—that this man was willing to take the money which was stolen from him and twenty-five dollars for his loss in wages and expenses going through. So—. Q. Did Kathan say anything ? A. Kathan said he is satisfied to do this. Q. When you had this conversation with Kathan was anybody present besides you and Kathan ? A. I don’t know exactly if Mr. Gotthelf was present or not. Q. You don’t recall? A. I don’t recall this. By the Court: ,Q. Wait a minute. Kathan gave you what money ? What did he give you—how much money ? A. Seventy-five dollars, as far as I understand it. I did not count the money. By Mr. Elder: Q. Don’t you know how much money he gave you ? A. I did not count it. The way I got it I put it in a paper. By the Court: Q. What did he give you—a roll of bills or a bag of coin or what? A. A roll of bills, your Honor. By Mr. Elder: Q. Well, what was said there about the way it should be given, if anything was said ? A. I should give it to the man that nobody
■seen it, and tell the man when it comes u,pi in the court that he should not he so quite sure who was picking his pockets. Mr. Kathan said that. I put the money in an envelope. Mr. Kathan did not tell me to put the money in an envelope. He paid me the money on my head waiter’s desk. The money was paid me in the afternoon or around dinner. . . . By the Court: Q. Well, in these talks that you had with Kathan, did he mention the name of this prominent man in East Hew York who was accused ? A. Yes, you Honor. Q. What was the name he told you ? A. Wolf. Q. Did he tell you what his first name was ? A. Yes. . . . After getting the money I went down to Broadway to meet this butcher. When I met him, I says, ‘ I got the money from those people.’ He says, ‘ All right.’ . . . So we went up the elevated station, and handed him the money which I was given by Mr. Kathan, and the next moment I was arrested. ... I guess I stated before that the witness Haibele should not—he asked me what to do in court—what he should say. I says, ‘ don’t remember so quite sure for it who picked your pocket.’ ”
Haibele’s testimony as to his arrangement with Heene is substantially the same, and he further testified that Heene said to him before the money was paid, “ ‘ Well then, . . . you know what you have got to say. You only say you ain’t sure any more.’ . . . That I ain’t sure any more if that is Wolf who stole my pocketbook. . . . ‘ Then it is all over, and you got your money.’ ” To this Haibele testified he replied, “ Well, Mr. Heene, I can’t do that. I was three times in the court. I only told the truth and I swore every time. How I should say different I will swear false.” Haibele then took the money, handed it over to a detective, who arrested Heene.
The testimony of Heene, quoted above, as to Kathan’s instructions when he gave him the money to pay Haibele is the only direct evidence in the case upon that point. Kathan denies
The section under which the defendant Was convicted reads: “ A person who gives or offers or promises to give, to any witness or person about to be called as a witness, any bribe, upon any understanding or agreement that the testimony of such witness shall be thereby influenced, or who attempts by any other means fraudulently to induce any witness to give false testimony or to withhold true testimony, is guilty of a felony.” The words “ upon any understanding or agreement ” and “ attempts . . . fraudulently to induce ” are tantamount to “ with the intent.”
While criminal intent will be presumed from the commission of an act in its nature unlawful, the act itself being evidence of the intent, it is also true that where an act becomes criminal only through the existence of a specific intent such intent must be proved. (Stokes v. People of the State of N. Y., 53 N. Y. 179 ; Miller v. People, 5 Barb. 203 ; Lawson Presump. Ev. 473).
If a crime was committed by the defendant, Heene was an accomplice; and it is provided by section 399 of the Code of Criminal Proocedure that “ A conviction cannot be had upon the testimony of an accomplice, unless he be corroborated by such other evidence as tends to connect the defendant with the commission of the crime.”
In People v. Plath ( 100 N. Y. 590 ), in reversing a judgment of conviction of the crime of abduction, the court said in regard to the kind and degree of corroboration required by section 283 of the Penal Code (Penal Law, § 71) : “ In cases
* See 11th ed., p. 124.—[Rep.
† † See vol. 2, 5th Am. ed.—[Rep.
‡ ‡ See 2d ed.—[Rep.
The district attorney finds sufficient corroboration of Heene’s testimony as to Kathan’s instructions to him, that is, as to Kathan’s intent, (1) in a bare recital of the admitted facts of the case; (2) in Kathan’s apparent' interest in Heene when he was arrested on a charge of bribery growing out of the same facts, and his exclamation to Heene’s counsel, Heyser, “ My God, I am in it, Heyser,” and (3) in Kathan’s anxiety over a report that Heene was going to turn State’s evidence. We are unable to concur in this view.
The admitted facts do not tend, to prove that Kathan caused.
Whether there is any evidence of corroboration is a question of law for the court. (People v. Farina, 134 App. Div. 110 ), and we feel constrained to hold that there was none in this case going to the essential element of the crime charged.
The record discloses a number of instances where conversations had between divers individuals in the absence of the defendant were admitted in evidence over the objection and exception of the defendant’s counsel. The district attorney seeks to justify these rulings on the ground that the conversations were in furtherance of a conspiracy to bribe Haibele, and cites People v. Miles ( 123 App. Div. 862 ), in support of his contention. That case was a prosecution for conspiracy, and the defendant’s co-conspirators were all directly interested in the plan to defraud the city. In this case the only persons directly interested in the giving of the money which constituted the alleged
From all the evidence it seems quite probable that the only motive of the defendant in causing the money to be paid to Ilaibele was that of restitution. The extra twenty-five dollars was paid at Haibele’s own suggestion; he said he had lost five days’ time in the matter, and that he should be compensated for that in addition to the return of the money taken from him. If bribery had been intended by the defendant, it is reasonable to assume he would have offered an amount sufficient to afford a substantial inducement for Ilaibele to commit perjury. And there was nothing furtive in the actions of the defendant; he took several persons into his confidence. He was a lawyer, and may be presumed to have known the penalty of the crime of bribery. Some degree of secretiveness would have been his first aim if he had had a criminal intent.
If it be contended that anything occurred in the conduct of the trial tending to prejudice the rights of the defendant, which cannot be reviewed on this appeal because of the want of specific objection and exception, the answer is that the exception to the ruling of the court denying the defendant’s motion to dismiss the indictment, made at the close of the whole case, was sufficient to raise all these questions. This .appeal’s in the record as follows: “ Mr. Baldwin: I move upon the record that your Honor dismiss this indictment upon the ground that there has been a failure here to prove the case; that with relation to the proof offered by alleged accomplices in this alleged crime there has not been any sufficient corroboration; that there has been
Concurrence
But no exception was necessary. In cases of this kind the Appellate Division has broader powers of review than the Court of Appeals. Certain powers can be exercised by the Court of Appeals only when the judgment is of death. Ho such limitation is placed upon the Appellate Division. (Code Crim. Proc. §§ 527, 528). This distinction is thus pointed out by Judge Culler in People v. Sherlock ( 166 N. Y. 180 , 183): “ By section 527 of the Code of Criminal Procedure the Appellate Division is authorized to grant a new trial in a. criminal case when satisfied that the verdict against the prisoner is against the weight of evidence, against the law, or that justice requires it, whether exceptions have been taken in the court below or not. But by section 528, which regulates appeals to this court, the broad power given to the Appellate Division of the Supreme Court is bestowed upon us only where the judgment is of death. In other cases we can take notice only of legal errors appearing in the record or raised by exception on the trial. (People v. Driscoll, 107 N. Y. 414 ; People v. Lyons, 110 N. Y. 618 ; People v. Leonardi, 143 N. Y. 360 ).”
This trial was in the Supreme Court. That court consists of all its justices, and the Appellate Division is the 'constituted quorum of that court, designated to determine whether trials ¡have been according to the judgment of the court, as distinguished from the judgment of the individual member who happens to preside at the particular trial.
The judgment should be reversed and a new trial granted.
Jerks and Rich, JJ., concurred; Thomas, J., concurred in result in a separate opinion, in which Woodward, Jerks and Rich, JJ., concurred save as to the 'sufficiency of the corroborative evidence; Burr, J., read for affirmance.
Defendant Kathan, a lawyer, engaged to defend Wolf under indictment for picking the pocket of Haihele, 'authorized Heene to pay Haibele the money taken and twenty-five 'dollars in addition, and delivered the money to Heene for that purpose. Heene handed the money to Haibele. The People charge that Kathan’s purpose was to bribe Haibele. Kathan’s statement is that his purpose was to make restitution and pay Haibele for time lost, so that upon a plea of guilty by Wolf the restitution might lessen the punishment. Hence the act of payment was a crime only if done with intent to bribe. Heene testified to instructions from Kathan, which, if given, clearly showed guilty purpose. Kathan denied that he gave such instructions. So the accomplice affirms; the principal denies. The evidence of an accomplice has not probative strength to overcome the presumption of innocence. It must be aided by some other evidence. The court must decide whether corroborative evidence is present. The jury must decide whether such evidence is sufficient in connection with that of the accomplice to establish the offense beyond a reasonable doubt. The evidence of the accomplice segregated is impotent.. Corroborative evidence may give it persuasive power. The 'Confirmatory evidence furnishes a means for testing the truth of the statements of the confessed criminal, and, if added to it, proof may result. Could the jury in the due administration of justice find a verdict of guilty in this case, if uninformed that the evidence of the accomplice unsupported was powerless? Evidence corroborative in .some degree is found (1) in the acknowledged participation in the payment of the money, although for an avowed lawful purpose; (2) in the statements and exclamations made to Heyser, the lawyer, for Heene, after the latter’s arrest. Such evidence is assisted by inferences from the circumstances and nature of the act itself. Such evidence in a legal sense tends to
Dissent
Woodwaed, Jenics and High, JJ., concurred save as to the sufficiency of the corroborative evidence.
I am constrained to record my dissent from the decision
Justice is satisfied when a person accused of crime has a fair and impartial trial. If, upon such a trial, the evidence of his guilt is overwhelming, justice does not require that an appellate court should go out of its way to scrutinizé the record carefully to see whether any technical rule of law has not been complied with and to reverse a judgment founded upon such evidence, if, perchance, one of such rules has been overlooked. In this case the accused was defended by one of the ablest counsel in the county. He may "have thought, and very wisely too, that it was good policy not to have the attention of the jury called to the rule respecting the necessity of corroborative evidence lest, by so doing, their attention might be concentrated upon
Judgment of -conviction reversed and new trial ordered.
NOTE ON BRIBERY.
GENERALLY.
The crime of bribery committed by a. member of the common council of the city of New York is punishable under the provisions of section 72, Penal Code, providing for imprisonment for a term not exceeding ten years, and said section supersedes section 58 of the Consolidation Act, which provides for imprisonment for such offense not to exceed two years. People v. Jaehne, 4 N. Y. Crim. 478 .
Public officer who testifies that he has voted for a resolution from a sense of duty and to promote the interests of the public, but who was also influenced in his vote by the promise and expectation of money to be paid therefor, is guilty of accepting a bribe. People v. Sharp, 5 N. Y. Crim. 388 .
Bribery section of charter of 1873 held to be repealed by the Penal Code. People v. O’Neill, 16 N. Y. Crim. 48 .
To convict the law does not require that the accused shall personally enter into any corrupt arrangement with the person bribed, but it is enough if the act has been committed through the instrumentality of one or more intermediate agencies. People v. Kerr, 6 N. Y. Crim. 406 .
Commissioner of city works held to be within the description of the public officers affected by section 72, Penal Code. People v. Willis, 13 N. Y. Crim. 343 .
The words “ value of any kind,” as used in the Code, are more comprehensive than “property,” and where an alderman informed the commissioner of street cleaning that he would vote for an appropriation for his department if he would reinstate an employee it tends to show that he
Not barred by the expiration of more than five years from the time of the agreement to receive the bribe and the defendant’s action thereunder, if the bribe itself was paid within five years prior to the finding of the indictment. People v. Gibson, 21 N. Y. Crim. 423 .
Whether or no a coroner of this State has jurisdiction to investigate the death of a woman in a foreign State alleged to have been caused by a criminal operation performed here, and to arrest and hold the person charged with performing the operation, he is nevertheless punishable for receiving a bribe paid to obtain the discharge of the person accused. People v. Jackson, 21 N. Y. Crim. 503 .
INDICTMENT.
Alleging that the accused was the commissioner of city works, and on a certain day unlawfully and feloniously agreed to employ a person to do certain public work if such person would cease to dispute a claim of accused’s firm, and would give notes therefor, and that the contract was so arranged as to make the first payment for the work precede the maturity of the notes, and that such person did give notes to the accused and the latter did so employ a person agreed upon, who was paid out of the city fund, and that said notes were then paid, held sufficient. People v. Willis, 13 N. Y. Crim. 343 .
A public official cannot be convicted of bribery for asking money to influence his action which is not official and for which he has no authority in law to perform, and an indictment charging a public officer with bribery is defective if it does not allege that he had jurisdiction to inquire into the cause of death and was in the exercise of his official functions relating thereto. People v. Jackson, 19 N. Y. Crim. 325 .
EVIDENCE.
An accomplice, having testified that he had received as a bribe a large sum in bills of large denominations, to corroborate such accomplice, evidence of other witnesses that he had at the time specified in his possession bills of those denominations, is admissible. People v. Sharp, 5 N. Y. Crim. 388 .
Where defendant gave testimony before a legislative investigating committee, and same was admitted on his subsequent trial for bribery as evidence in behalf of the prosecution, under the theory that same were prop
It having been proved without objection that a witness had visited a place where a part of the corrupt combinations in which defendant was-engaged was alleged to have been contrived, it was not error to overrule an objection to the question whether he had been to the place frequently. People v. O’Neill, 6 N. Y. Crim. 48 .
To convict there must be proof beyond reasonable doubt that he knowingly and intentionally paid, or participated in the paying, of a bribe to-the person named in the indictment for the purpose and with the intent alleged therein; it is not enough to prove suspicious circumstances sufficient to show that defendant knew that such a bribe was paid or intended to be paid by others, unless it be satisfactorily proved that he, with the intent charged in the indictment, participated in the act. People v. Kerr, 6 N. Y. Crim. 406 .
Cases cited
- Miller v. People 5 Barb. 203 p. 284
- People v. Plath 100 N. Y. 590 p. 284
- People v. Farina 134 App. Div. 110 p. 287
- People v. Miles 123 App. Div. 862 p. 287
- Coleman v. People 58 N. Y. 555 at 561 p. 288
- People v. Sherlock 166 N. Y. 180 at 183 p. 289
- People v. Driscoll 107 N. Y. 414 p. 289
- People v. Lyons 110 N. Y. 618 p. 289
- People v. Jaehne 4 N. Y. Crim. 478 p. 294
- People v. Sharp 5 N. Y. Crim. 388 p. 294, p. 295
- People ex rel. Keller v. Powers 16 N. Y. Crim. 48 p. 294
- People v. Kerr 6 N. Y. Crim. 406 p. 294, p. 296
- People v. Willis 13 N. Y. Crim. 343 p. 294, p. 295
- People v. Van de Carr 18 N. Y. Crim. 31 p. 295
- People v. Gibson 21 N. Y. Crim. 423 p. 295
- People v. Jackson 21 N. Y. Crim. 503 p. 295
- People v. Jackson 19 N. Y. Crim. 325 p. 295
- People v. Sharp 5 N. Y. Crim. 569 p. 296
- People v. O'Neill 6 N. Y. Crim. 48 p. 296