ARTICLE 1 Short Title; Definitions
Short title. This chapter shall be known as the "Public Officers
Law."
Definitions. The term "state officer" includes every officer for
whom all the electors of the state are entitled to vote, members of the
legislature, justices of the supreme court, regents of the university,
and every officer, appointed by one or more state officers, or by the
legislature, and authorized to exercise his official functions
throughout the entire state, or without limitation to any political
subdivision of the state, except United States senators, members of
congress, and electors for president and vice-president of the United
States. The term "local officer" includes every other officer who is
elected by the electors of a portion only of the state, every officer of
a political subdivision or municipal corporation of the state, and every
officer limited in the execution of his official functions to a portion
only of the state. The office of a state officer is a state office. The
office of a local officer is a local office.
ARTICLE 2 Appointment and Qualification of Public Officers
Qualifications for holding office. 1. No person shall be capable
of holding a civil office who shall not, at the time he or she shall be
chosen thereto, have attained the age of eighteen years, except that in
the case of youth boards, youth commissions, recreation commissions, or
community boards in the city of New York only, members of such boards or
commissions may be under the age of eighteen years, but must have
attained the age of sixteen years on or before appointment to such youth
board, youth commission, recreation commission, or community board in
the city of New York, be a citizen of the United States, a resident of
the state, and if it be a local office, a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen, or within which the electors electing him or her
reside, or within which his or her official functions are required to be
exercised, or who shall have been or shall be convicted of a violation
of the selective draft act of the United States, enacted May eighteenth,
nineteen hundred seventeen, or the acts amendatory or supplemental
thereto, or of the federal selective training and service act of
nineteen hundred forty or the acts amendatory thereof or supplemental
thereto.
1-a. (i) No person shall be capable of holding a civil office who
shall stand convicted of a felony defined in article two hundred or four
hundred ninety-six or section 195.20 of the penal law.
(ii) Any individual who stands convicted of a misdemeanor defined in
article two hundred, article four hundred ninety-six or section 195.00
of the penal law may not hold civil office for a period of five years
from the date of conviction, provided that in the event such conviction
is the result of a plea agreement resulting in a plea to such charge in
lieu of a plea or conviction of a felony defined in section 195.20,
article two hundred or article four hundred ninety-six of the penal law,
all parties to such agreement may agree that the period of such bar may
be for a period of up to ten years from the date of conviction.
2. Neither the provisions of this section or of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
apply to the appointment of a person as a member of the police force of
any political subdivision or municipal corporation of the state if such
person resides (a) in the county in which such political subdivision or
municipal corporation is located; or (b) in a county within the state
contiguous to the county in which such political subdivision or
municipal corporation is located; or (c) in a county within the state
contiguous to such political subdivision or municipal corporation; or
(d) in a county within the state contiguous to a county described in
item (c) hereof where the former is less than fifteen miles from such
political subdivision or municipal corporation, measured from their
respective nearest boundary lines; or (e) in a county within the state
contiguous to a county described in item (d) hereof where the former is
less than thirty miles from such political subdivision or municipal
corporation, measured from their respective nearest boundary lines.
2-a. Neither the provisions of this section, nor of any general,
special or local law, charter, code, ordinance, resolution, rule or
regulation, requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall apply to the appointment of a member of the department
of sanitation of any municipality of the state who resides in a county
within the state contiguous to such municipality. A member of the
department of sanitation of any political subdivision or municipal
corporation who has five or more years of service or in the case of a
member of the department of sanitation in a city with a population of
one million or more who has two or more years of service to such city
may reside (a) in a county in which such political subdivision or
municipal corporation is located; or (b) in a county within the state
contiguous to the county in which such political subdivision or
municipal corporation is located; or (c) in a county within the state
contiguous to such political subdivision or municipal corporation; or
(d) in a county within the state which is not more than fifteen miles
from such political subdivision or municipal corporation.
* 2-b. Neither the provisions of this section, nor of any general,
special or local law, charter, code, ordinance, resolution, rule or
regulation, requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall apply to the appointment of an officer or employee of
the parole commission of an municipality of the state if such person
resides (a) in a county in which such political subdivision or municipal
corporation is located; or (b) in a county within the state contiguous
to the county in which such political subdivision or municipal
corporation is located; or (c) in a county within the state contiguous
to such political subdivision or municipal corporation; or (d) in a
county within the state contiguous to a county described in item (c)
hereof where the former is less than fifteen miles from such political
subdivision or municipal corporation, measured from their respective
nearest boundary lines.
* NB There are 2 sub 2-b's
* 2-b. Neither the provisions of this section, nor of any general,
special or local law, charter, code, ordinance, resolution, rule or
regulation, requiring a person to be a resident of the political
subdivision of the state for which he shall be chosen, shall apply to
the appointment of a person, as an emergency special deputy sheriff, by
the sheriff of a county who has declared a state of special emergency
pursuant to section two hundred nine-f of the general municipal law, if
such person is at the time either a regular, part time or special deputy
sheriff of another county.
* NB There are 2 sub 2-b's
2-c. Neither the provisions of this section or of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state within which his or her official
functions are required to be exercised, shall apply to a person who is a
member of the police department of the city of Yonkers on the effective
date of this subdivision. Every such person may reside any place within
the counties of Westchester, Dutchess and Orange.
2-d. Neither the provisions of this section nor of any general,
special or local law, charter, code, ordinance, resolution, rule or
regulation, requiring a person to be a resident of the political
subdivision or municipal corporation of the state by which he or she is
employed, shall apply to a person who is employed as a deputy sheriff by
the city of New York and who resides (a) in a county within the state
contiguous to such municipality; or (b) in a county within the state
contiguous to a county described in paragraph (a) of this subdivision.
2-e. Neither the provisions of this section, nor of any general,
special or local law, charter, code, ordinance, resolution, rule or
regulation, requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which such
person's official functions are required to be exercised, shall apply to
the appointment of a person as a correction recruit, correction officer,
correction corporal, correction sergeant, correction lieutenant,
correction captain, correction colonel, chief of corrections, assistant
warden, or warden by a sheriff's department or local correctional
facility of any political subdivision or municipal corporation in the
counties of Rockland and Orange if such person resides: (a) in the
counties of Rockland and Orange; or (b) in a county within the state
contiguous to the counties of Rockland and Orange.
3. Nothing herein contained shall operate to prevent a person
regularly admitted to practice as an attorney and counsellor in the
courts of record of this state, whose office for the practice of law is
within the state, from accepting or retaining an appointment as a notary
public, as provided in section one hundred thirty of the executive law,
although he resides in or removes to an adjoining state. For the
purposes of accepting and retaining an appointment as a notary public
such person shall be deemed a resident of the county where he maintains
such office for the practice of law.
3-a. Nothing herein contained shall operate to prevent a person
regularly admitted to practice as an attorney and counsellor in the
courts of record of this state, whose office for the practice of law is
within the city of New York, from accepting or retaining an appointment
as a commissioner of deeds in and for the city of New York, as provided
in section one hundred forty of the executive law, although he resides
in or removes to another city in this state or to an adjoining state.
For the purposes of accepting and retaining an appointment as a
commissioner of deeds in and for the city of New York, such person shall
be deemed a resident of the county where he maintains such office.
4. Except as otherwise provided in subdivision nine of this section,
persons heretofore or hereafter employed in the paid fire department of
a city, town, village or fire district shall not be deemed to be holding
a civil office or a local office within the meaning of this section and
the provisions of this section shall not apply to such persons. The
provisions of any general, special or local law, city or village
charter, code or ordinance, or any rule or regulation requiring a person
to be a resident of the political subdivision or municipal corporation
of the state for which he shall be chosen or within which his official
functions are required to be exercised shall not apply to the
appointment or continuance in office of any such person so employed, if
such person resides in the county, or one of the counties, in which such
political subdivision or municipal corporation is located.
5. Volunteer firefighters and volunteer fire officers of a fire
department or any company or unit thereof shall not be deemed to be
holding a civil office or a local office within the meaning of this
section and the provisions of this section shall not apply to such
volunteer firefighters and volunteer fire officers. This subdivision
shall not be deemed to amend, modify or supersede any other general,
special or local law, city or village charter, code or ordinance, or any
rule or regulation governing any such fire department, which prescribes
the qualifications which a person must have to be a volunteer
firefighter or a volunteer fire officer of a political subdivision or
municipal corporation.
6. The provisions of this section requiring a person to be a resident
of the political subdivision or municipal corporation of the state for
which he shall be chosen or within which his official functions are
required to be exercised, shall not apply to the appointment of trustees
of a public village library, who reside outside the village in which
such library is located.
7. Nothing herein contained shall operate to prevent a person
regularly admitted to practice as an attorney and counsellor in the
courts of record of this state, whose office for the practice of law is
within the state, from accepting or retaining an appointment as a
commissioner of deeds in and for the city of New York, as provided in
section one hundred forty of the executive law, although he resides in
or removes to any other county in the state or an adjoining state. For
the purposes of accepting and retaining an appointment as a commissioner
of deeds such person shall be deemed a resident of the county where he
maintains such office for the practice of law.
8. The provisions of this section requiring a person to be a resident
of the political subdivision or municipal corporation of the state for
which he shall be chosen, or within which his official functions are
required to be exercised, shall not apply in the case of any probation
officers heretofore or hereafter appointed; nor shall they be applicable
in the case of any other persons heretofore or hereafter appointed to
non-judicial positions in the courts in this state, except those
appointed to positions in courts for towns, villages and cities outside
the city of New York. This subdivision shall not be deemed to amend,
modify or supersede any other general, special or local law, charter,
code or ordinance, or any rule or regulation which prescribes the
qualifications which a person must have to be appointed to a position
referred to herein.
9. Neither the provisions of this section, nor of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall apply to the appointment of a paid member of the
uniformed force of a paid fire department, who, for purposes of this
section shall include persons employed as fire alarm dispatchers, or to
the appointment of any person employed in a department of correction in
the correction service classification of the classified civil service,
or to the appointment of officers and inspectors who are employees of a
department of health of any city of over one million population who
resides (a) in the county in which such city is located; or (b) in a
county within the state contiguous to the county in which said city is
located; or (c) in a county within the state contiguous to such city; or
(d) in a county within the state which is not more than fifteen miles
from said city.
9-a. The provisions of this section requiring a person to be a
resident of the state shall not apply to any person employed as a
correction officer trainee or correction officer who is employed at a
state correctional facility.
10. Neither the provisions of this section, nor of any general,
special or local law, charter, code or ordinance, resolution, rule or
regulation, requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall apply to the appointment of a member of a drug abuse
prevention council of any municipality of the state if such person
resides in a county in which such political subdivision or municipal
corporation is located.
11. In the city of Salamanca the provisions of this section requiring
a person to be a resident of the political subdivision or municipal
corporation of the state for which he shall be chosen or within which
his official functions are required to be exercised, shall not prevent a
person regularly admitted to practice as an attorney or counsellor in
the courts of record of this state from holding the office of city
attorney or city justice of the city of Salamanca, if such person
resides in the county in which such city is located.
11-a. In the city of Salamanca the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of city
comptroller of the city of Salamanca, if such person resides in the
county in which such city is located.
12. The provisions of this section or of any other provision of law
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not apply to the appointment of public officers in the city of Troy,
except the city manager of such city, provided that such appointed
officers are residents of the county of Rensselaer.
13. In the city of Hudson the provisions of this section requiring a
person to be a resident of the political subdivision or municipal
corporation of the state for which he shall be chosen or within which
his official functions are required to be exercised, shall not prevent a
person from holding the office of city court judge of the city of
Hudson, provided that such person resides in the county in which such
city is located.
14. In the town of Mount Pleasant, Westchester county, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
engineer of the town of Mount Pleasant, provided that such person
resides in the county in which such town is located or an adjoining
county within the state of New York.
15. In the town of North Castle, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
engineer, the office of town building inspector or the office of
receiver of taxes of the town of North Castle, provided that such person
resides in the county in which such town is located or an adjoining
county within the state of New York.
16. In the town of New Castle, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
superintendent of highways or town engineer of the town of New Castle,
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York or such town
provides by resolution that such person need not be a resident of such
town, but must be a resident of New York state.
17. In the town of North Salem, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town building inspector or deputy town building inspector of
the town of North Salem, provided that such person resides in the county
in which such town is located, an adjoining county, or the county of
Dutchess, within the state of New York. Provided, however, the persons
performing the functions of town building inspector and deputy town
building inspector in any other town shall be a resident of such town,
unless otherwise provided by law.
18. In the town of Mount Pleasant, Westchester county, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of
comptroller or building inspector of the town of Mount Pleasant,
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York.
19. Any person who resides in this state and who is currently employed
as a member of the police force, a paid member of the uniformed force of
a paid fire department or department of corrections in the correctional
service classification of the classified civil service, of a city of
over one million population, shall be exempt from the provisions of
subdivisions one, two and nine of this section upon compliance with the
procedure set forth in this subdivision. Any person seeking to benefit
from the exemption created by this subdivision shall notify his
respective employer in writing of said intention within thirty days from
the effective date of this subdivision and shall specify his then
current residence address. The exemption created by this subdivision
shall be applicable only to said actual designated residence and not to
any residence that any subject currently employed member may thereafter
establish; provided, however, that any such currently employed member
who resides outside this state shall have one year from the effective
date of this subdivision within which to establish residence as required
pursuant to subdivisions one, two and nine of this section and comply
with the notice requirements of this subdivision. Said residence shall
constitute a lawful residence for all purposes notwithstanding any
provision to the contrary of any general, special or local law, charter,
code, ordinance, resolution, rule or regulation.
* 20. In the town of Carmel, Putnam county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of town engineer of the
town of Carmel or the office of wetlands inspector of the town of Carmel
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York.
* NB There are 4 sub 20's
* 20. In the town of Bolivar, Allegany county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of town superintendent of
highways of the town of Bolivar, provided that such person resides in
the county in which such town is located.
* NB There are 4 sub 20's
* 20. In the city of Ithaca, Tompkins county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of member of the board of
fire commissioners of the city of Ithaca, provided that such person
resides in the county in which such city is located and within the town
of Ithaca.
* NB There are 4 sub 20's
* 20. In the town of Mamaroneck, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
town clerk of the town of Mamaroneck, provided that such person resides
in the county in which such town is located or an adjoining county
within the state of New York.
* NB There are 4 sub 20's
21. In the town of Lewisboro, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
engineer of the town of Lewisboro provided that such person resides in
the county in which such town is located or an adjoining county within
the state of New York.
22. In the town of Lewisboro, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
building inspector or deputy town building inspector of the town of
Lewisboro provided that such person resides within the state of New
York.
23. In the town of Sweden, Monroe county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of court clerk of the town
of Sweden, provided that such person resides in the county in which such
town is located or an adjoining county within the state of New York.
* 24. In the town of Greenburgh, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised shall not prevent a person from holding any appointed public
office, provided that such person resides in the state of New York.
* NB There are 3 sub 24's
* 24. In the town of Ogden, Monroe county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of court clerk of the town
of Ogden, provided that such person resides in the county in which such
town is located or an adjoining county within the state of New York.
* NB There are 3 sub 24's
* 24. In the towns of Aurora, Holland and Marilla, Erie county, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
shall be chosen or within which his official functions are required to
be exercised, shall not prevent a person from holding the office of
court clerk to the justices of the towns of Aurora, Holland and Marilla
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York.
* NB There are 3 sub 24's
25. In the town of Patterson, Putnam county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of wetlands inspector
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York.
26. In the town of Ithaca, Tompkins county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of town engineer of the
town of Ithaca provided that such person resides in the county in which
such town is located or an adjoining county within the state of New
York.
27. In the town of Bedford, Westchester county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of court clerk, deputy
court clerk or any position within the court clerk's office of the town
of Bedford.
28. In respect to public officers employed by Westchester county, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised shall not prevent a person from holding any
appointed public office, provided that such person resides in the state
of New York.
29. In the town of Somers, Westchester county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of town engineer of the
town of Somers.
31. In the town of Victor, Ontario county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of court
clerk of the town of Victor, provided that such person resides in an
adjoining town in the county in which such town is located.
* 32. In the village of Penn Yan, Yates county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of justice court clerk of
the village of Penn Yan, provided that such person resides in the county
in which such village is located or an adjoining county within the state
of New York.
* NB There are 2 sub 32's
* 32. In the town of North East, Dutchess county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
engineer of the town of North East, provided that such person resides in
the county in which such town is located or an adjoining county within
the state of New York.
* NB There are 2 sub 32's
33. In the Flint Creek Small Watershed Protection district in the
counties of Ontario and Yates, the provisions of this section requiring
a person to be a resident of the political subdivision or municipal
corporation of the state for which he shall be chosen or within which
his official functions are required to be exercised, shall not prevent a
person from holding a district office, provided that such person owns
real property within the district boundaries.
* 34. In the town of Hamlin, county of Monroe, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of court
clerk of the town of Hamlin, provided that such person resides in the
county in which such town is located or an adjoining county within the
state of New York.
* NB There are 3 sub 34's
* 34. In the village of Goshen, Orange county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of treasurer of the village
of Goshen, provided that such person resides within the state of New
York.
* NB There are 3 sub 34's
* 34. In the town of Grove, Allegany county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of town
justice of the town of Grove, provided that such person resides in the
county in which such town is located. Provided, however, the person
performing the functions of town justice in any other town shall be a
resident of such town unless otherwise provided by an act of the state
legislature.
* NB There are 3 sub 34's
* 35. Nothing herein contained shall operate to prevent an otherwise
qualified officer or agent of any society for the prevention of cruelty
to children in Rockland county from accepting or retaining appointment
as a peace officer with such society when such officer or agent
satisfies the provisions as to residence set forth in subdivision two of
this section.
* NB Repealed August 11, 2027
36. In the village of Arkport, Steuben county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of clerk/treasurer of the
village of Arkport, provided that such person resides in the county in
which such village is located or an adjoining county within the state of
New York.
37. In the town of Independence, Allegany county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which such person
shall be chosen or within which such person's official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Independence, provided that such
person resides in the county in which such town is located. Provided,
however, the person performing the functions of town justice in any
other town shall be a resident of such town, unless otherwise provided
by an act of the state legislature.
38. In the county of Yates, the provisions of this section requiring a
person to be a resident of the political subdivision or municipal
corporation of the state for which such person shall be chosen or within
which such person's official functions are required to be exercised,
shall not prevent a person from holding the office of assistant district
attorney of the county of Yates, other than the first assistant district
attorney, provided that such person resides in Yates county, an
adjoining county within the state of New York, or within Chemung county.
38-a. In the county of Yates, the provisions of this section requiring
a person to be a resident of the political subdivision or municipal
corporation of the state for which such person shall be chosen or within
which such person's official functions are required to be exercised,
shall not prevent a person regularly admitted to practice as an attorney
or counselor in the courts of record of this state from holding the
office of assistant public defender of the county of Yates, provided
that such person resides in the county of Yates, an adjoining county
within the state of New York, or within Chemung county.
39. In the town of Birdsall, Allegany county, the provisions of this
section requiring a person to be a resident of the political subdivision
of municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of town
justice of the town of Birdsall, provided that such person resides in
the county in which such town is located. Provided, however, the person
performing the functions of town justice in any other town shall be a
resident of such town, unless otherwise provided by an act of the state
legislature.
* 40. In the town of West Union, Steuben county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which such person
shall be chosen or within which such person's official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of West Union, provided that such
person resides in the county in which such town is located. Provided,
however, the person performing the functions of town justice in any
other town shall be a resident of such town, unless otherwise provided
by an act of the state legislature.
* NB There are 4 sub 40's
* 40. In the town of Granger, Allegany county, the provisions of this
section requiring a person to be a resident of the political subdivision
of municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of town
justice of the town of Granger, provided that such person resides in the
county in which such town is located. Provided, however, the person
performing the functions of town justice in any other town shall be a
resident of such town, unless otherwise provided by an act of the state
legislature.
* NB There are 4 sub 40's
* 40. In the town of Somers, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within his official functions are required to be exercised,
shall not prevent a person from holding the office of town building
inspector provided that such person resides in the county in which such
town is located or an adjoining county within the state of New York.
* NB There are 4 sub 40's
* 40. In the town of Pound Ridge, Westchester county, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
superintendent of highways of the town of Pound Ridge provided that such
person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of town superintendent of highways in
any other town shall be a resident of such town, unless otherwise
provided by an act of the state legislature.
* NB There are 4 sub 40's
* 41. In the county of Putnam, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
sheriff in Putnam county, provided, however, that such person performing
the duties and functions of deputy sheriff resides in Putnam county or
any adjoining county within New York state unless otherwise provided by
an act of the state legislature.
* NB There are 3 sub 41's
* 41. In the town of Somers, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within his official functions are required to be exercised,
shall not prevent a person from holding the office of court clerk of the
town of Somers provided that such person resides in the county in which
such town is located or an adjoining county within the state of New
York.
* NB There are 3 sub 41's
* 41. In the town of Pound Ridge, Westchester county, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of town
building inspector of the town of Pound Ridge provided that such person
resides in the county in which such town is located or an adjoining
county within the state of New York. Provided, however, the person
performing the functions of town building inspector in any other town
shall be a resident of such town, unless otherwise provided by an act of
the state legislature.
* NB There are 3 sub 41's
* 42. In the county of Putnam, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of
correction officer in Putnam county, provided, however, that such person
performing the duties and functions of correction officer resides in
Putnam county or any adjoining county within New York state unless
otherwise provided by an act of the state legislature.
* NB There are 2 sub 42's
* 42. In the town of Pound Ridge, Westchester county, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within which his official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
building inspector of the town of Pound Ridge provided that such person
resides in the county in which such town is located or an adjoining
county within the state of New York. Provided, however, the person
performing the functions of deputy building inspector in any other town
shall be a resident of such town, unless otherwise provided by an act of
the state legislature.
* NB There are 2 sub 42's
* 43. In the city of Jamestown, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding such office of director of public
works in the city of Jamestown, provided that such person resides in the
county in which such city is located.
* NB There are 2 sub 43's
* 43. In the town of Ogden, Monroe county, the provisions of this
section requiring a person to be a resident of a political subdivision
or municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
building inspection and code enforcement officer of the town of Ogden
provided that such person resides in the county in which such town is
located. Provided, however, the person performing the functions of
building inspection and code enforcement officer in any other town shall
be a resident of such town, unless otherwise provided by law.
* NB There are 2 sub 43's
* 44. In the county of Tioga, the provisions of this section requiring
a person to be a resident of the political subdivision or municipal
corporation of the state for which such person shall be chosen or within
which such person's official functions are required to be exercised,
shall not prevent a person from holding the office of correction officer
in Tioga county, provided, however, that such person performing the
duties and functions of correction officer resides in Tioga county or
any adjoining county within New York state, unless otherwise provided by
an act of the state legislature.
* NB There are 4 sub 44's
* 44. In the town of Hamlin, Monroe county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporations of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of town
building inspector/code enforcement officer of the town of Hamlin
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York. Provided,
however, the person performing the functions of town building
inspector/code enforcement officer in any other town shall be a resident
of such town, unless otherwise provided by an act of the state
legislature.
* NB There are 4 sub 44's
* 44. In the town of Clarkson, in the county of Monroe, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of building inspector in the town of Clarkson provided that such
person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of building inspector in any other town
shall be a resident of such town, unless otherwise provided by law.
* NB There are 4 sub 44's
* 44. In the county of Madison, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of assistant district
attorney of the county of Madison, provided that such person resides in
Madison county or an adjoining county within the state of New York.
* NB There are 4 sub 44's
* 45. In the town of Hamlin, Monroe county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of town
fire marshall of the town of Hamlin provided that such person resides in
the county in which such town is located or an adjoining county within
the state of New York. Provided, however, the person performing the
functions of town fire marshall in any other town shall be a resident of
such town, unless otherwise provided by an act of the state legislature.
* NB There are 2 sub 45's
* 45. In the town of Clarkson, in the county of Monroe, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of code enforcement officer in the town of Clarkson provided that
such person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of code enforcement officer in any other
town shall be a resident of such town, unless otherwise provided by law.
* NB There are 2 sub 45's
* 46. In the town of Andover, in the county of Allegany, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Andover, provided that such person
resides in the county in which such town is located. Provided, however,
the person performing the functions of town justice in any other town
shall be a resident of such town, unless otherwise provided by law.
* NB There are 3 sub 46's
* 46. In the town of Somers, Westchester county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he shall be
chosen or within his official functions are required to be exercised,
shall not prevent a person from holding the office of town building
inspector provided that such person resides in the county in which such
town is located, Dutchess county, or an adjoining county to Westchester
county, within the state of New York.
* NB There are 3 sub 46's
* 46. In the city of Mechanicville the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of acting
judge of the city court of Mechanicville, provided that such person
resides in the county of Saratoga.
* NB There are 3 sub 46's
47. In the town of Somers, Westchester county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he shall be chosen or
within his official functions are required to be exercised, shall not
prevent a person from holding the office of court clerk of the town of
Somers provided that such person resides in the county in which such
town is located, Dutchess county, or an adjoining county to Westchester
county, within the state of New York.
* 48. In the town of Colesville, in the county of Broome, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk of the town of Colesville, provided that such
person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of court clerk in any other town shall
be a resident of such town, unless otherwise provided by law.
* NB There are 3 sub 48's
* 48. In the county of Fulton, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
sheriff in Fulton county, provided, however, that such person performing
the duties and functions of deputy sheriff resides in Fulton county or
any adjoining county within New York state unless otherwise provided by
an act of the state legislature.
* NB There are 3 sub 48's
* 48. In the county of Montgomery, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
sheriff in Montgomery county, provided, however, that such person
performing the duties and functions of deputy sheriff resides in
Montgomery county or any adjoining county within New York state unless
otherwise provided by an act of the state legislature.
* NB There are 3 sub 48's
* 49. In the county of Madison, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
sheriff of the county of Madison, provided that such person resides in
Madison county or an adjoining county within New York state, unless
otherwise provided by an act of the state legislature.
* NB There are 7 sub 49's
* 49. In the county of Tompkins, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
sheriff in Tompkins county, provided, however, that such person
performing the duties and functions of deputy sheriff resides in
Tompkins county or any adjoining county within New York state unless
otherwise provided by an act of the state legislature.
*NB There are 7 sub 49's
* 49. In the village of Trumansburg, in the county of Tompkins, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk-treasurer and deputy clerk of the village of
Trumansburg, provided that such person resides in the county in which
such village is located or an adjoining county within the state of New
York. Provided, however, the person performing the functions of village
clerk-treasurer and deputy clerk in any other village shall be a
resident of such village, unless otherwise provided by an act of the
state legislature.
* NB There are 7 sub 49's
* 49. In the town of Copake, in the county of Columbia, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk or deputy court clerk of the town of Copake,
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York. Provided,
however, the persons performing the functions of court clerk and deputy
court clerk in any other town shall be a resident of such town, unless
otherwise provided by law.
* NB There are 7 sub 49's
* 49. In the town of Barker, in the county of Broome, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk of the town of Barker, provided that such person
resides in the county in which such town is located or an adjoining
county within the state of New York. Provided, however, the person
performing the functions of court clerk in any other town shall be a
resident of such town, unless otherwise provided by law.
* NB There are 7 sub 49's
* 49. In the town of Maine, in the county of Broome, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of building inspector/code enforcement of the town of Maine,
provided that such person resides in the county in which such town is
located or an adjoining county within the state of New York.
* NB There are 7 sub 49's
* 49. In the town of Nanticoke, in the county of Broome, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk of the town of Nanticoke, provided that such
person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of court clerk in any other town shall
be a resident of such town, unless otherwise provided by law.
* NB There are 7 sub 49's
* 50. In the city of Peekskill, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person regularly admitted to practice as
an attorney or counselor in the courts of record of this state from
holding the office of city court judge for the city of Peekskill, if
such person resides in Westchester county unless otherwise provided by
an act of the state legislature.
* NB There are 5 sub 50's
* 50. In the town of Kirkwood, in the county of Broome, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk of the town of Kirkwood, provided that such person
resides in the county in which such town is located or an adjoining
county within the state of New York. Provided, however, the person
performing the functions of court clerk in any other town shall be a
resident of such town, unless otherwise provided by law.
* NB There are 5 sub 50's
* 50. In the town of Big Flats, in the county of Chemung, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of assessor, town attorney or director of building
inspection/code enforcement office in the town of Big Flats, provided
that such person resides in the county in which such town is located or
an adjoining county within the state of New York. Provided, however, any
person performing such functions or holding such offices in any other
town shall be a resident of such town, unless otherwise provided by law.
* NB There are 5 sub 50's
* 50. In the county of Nassau, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
sheriff in the county of Nassau, provided that such person performing
the duties and functions of deputy sheriff resides in Nassau county or
any adjoining county within New York state, unless otherwise provided by
an act of the state legislature.
* NB There are 5 sub 50's
* 50. In the county of Schuyler, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of assistant district
attorney of the county of Schuyler, other than the chief assistant
district attorney, provided that such person resides in Schuyler county
or an adjoining county within the state of New York.
* NB There are 5 sub 50's
* 51. In the village of Honeoye Falls, in the county of Monroe, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of code enforcement officer and building inspector of the village
of Honeoye Falls, provided that such person resides in the county in
which such village is located or an adjoining county within the state of
New York. Provided, however, the person performing the functions of code
enforcement officer and building inspector in any other village shall be
a resident of such village, unless otherwise provided by an act of the
state legislature.
* NB There are 3 sub 51's
* 51. In the town of Maine, in the county of Broome, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk of the town of Maine, provided that such person
resides in the county in which such town is located or an adjoining
county within the state of New York. Provided, however, the person
performing the functions of court clerk in any other town shall be a
resident of such town, unless otherwise provided by law.
* NB There are 3 sub 51's
* 51. In the village of Deposit, in the counties of Broome and
Delaware, the provisions of this section requiring a person to be a
resident of the political subdivision or municipal corporation of the
state for which he or she shall be chosen or within which his or her
official functions are required to be exercised, shall not prevent a
person from holding the office of village clerk-treasurer, deputy
clerk-treasurer or court clerk of the village of Deposit, provided that
such person resides in the county in which such village is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of village clerk-treasurer, deputy
clerk-treasurer or court clerk in any other village shall be a resident
of such village, unless otherwise provided by an act of the state
legislature.
* NB There are 3 sub 51's
52. In the county of Schuyler, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he shall be chosen or
within which his official functions are required to be exercised, shall
not prevent a person from holding the office of deputy sheriff of the
county of Schuyler, provided that such person resides in Schuyler county
or an adjoining county within the state of New York, unless otherwise
provided by law.
* 53. In the town of Wellsville, in the county of Allegany, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Wellsville, provided that such
person resides in a town which adjoins such town and which is in the
county of Allegany. Provided, however, the person performing the
functions of town justice in any other town shall be a resident of such
town, unless otherwise provided by law.
* NB There are 2 sb 53's
* 53. In the county of Montgomery, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Montgomery, provided that
such person resides in Montgomery county or an adjoining county within
the state of New York; provided, however that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney or
chief assistant district attorney, the holder of which would assume the
duties of the district attorney upon the district attorney's absence
from the county or upon the district attorney's inability to perform his
or her duties.
* NB There are 2 sb 53's
* 54. In the village of Wellsville, in the county of Allegany, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village justice of the village of Wellsville, provided that
such person resides in the town of Wellsville. Provided, however, the
person performing the functions of village justice in any other village
shall be a resident of such village unless otherwise provided by law.
* NB There are 2 sb 54's
* 54. In the town of Lewisboro, in the county of Westchester, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town wetlands inspector. Provided, however, the person
performing the functions of town wetlands inspector in any other town
shall be a resident of such town, unless otherwise provided by law.
* NB There are 2 sb 54's
* 55. In the county of Putnam, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Putnam, provided that such
person resides in Putnam county or an adjoining county within the state
of New York; provided, however that any person performing such functions
or holding the office of assistant district attorney in any other county
shall be a resident of such county unless otherwise provided by law. The
provisions of this subdivision shall not apply to any person holding the
office of first assistant district attorney or chief assistant district
attorney, the holder of which would assume the duties of the district
attorney upon the district attorney's absence from the county or upon
the district attorney's inability to perform his or her duties.
* NB There are 5 sb 55's
* 55. In the county of Fulton, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Fulton, provided that such
person resides in Fulton county or an adjoining county within the state
of New York; provided, however, that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney or
chief assistant district attorney, the holder of which would assume the
duties of the district attorney upon the district attorney's absence
from the county or upon the district attorney's inability to perform his
or her duties.
* NB There are 5 sb 55's
* 55. In the county of Putnam, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of the
deputy county attorney of the county of Putnam, provided that such
person resides in Putnam county or an adjoining county within the state
of New York; provided, however that any person performing such functions
or holding the office of the deputy county attorney in any other county
shall be a resident of such county unless otherwise provided by law.
* NB There are 5 sb 55's
* 55. In the town of Gerry, in the county of Chautauqua, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk of the justice court of the town of Gerry,
provided that such person resides in the county in which such town is
located or an adjoining county, within the state of New York. Provided,
however, the person performing the functions of court clerk in the
justice court in any other town shall be a resident of such town, unless
otherwise provided by law.
* NB There are 5 sb 55's
* 55. In the town of Poughkeepsie, in the county of Dutchess, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen, or within which his or her official function is
required to be exercised, shall not prevent a person from holding the
office of town comptroller of the town of Poughkeepsie; provided that
said person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, that
the persons performing such functions in any other town shall be
electors of such town unless otherwise provided by law.
* NB There are 5 sb 55's
* 56. In the town of Willing, in the county of Allegany, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Willing, provided that such person
resides in a town which adjoins such town and which is in the county of
Allegany. Provided, however, the person performing the functions of town
justice in any other town shall be a resident of such town, unless
otherwise provided by law.
* NB There are 2 sub 56's
* 56. In the town of Windsor, in the county of Broome, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within his or her official functions are required to
be exercised, shall not prevent a person from holding the office of town
building inspector and code enforcement officer provided that such
person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of town building inspector in any other
town shall be an elector of such town, unless otherwise provided by an
act of the state legislature.
* NB There are 2 sub 56's
57. In the village of Sag Harbor, in the county of Suffolk, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village justice of the village of Sag Harbor, provided that
such person resides in the town of East Hampton or the town of
Southampton. Provided, however, the person performing the functions of
village justice in any other village shall be a resident of such village
unless otherwise provided by law.
* 58. In the village of Haverstraw, in the county of Rockland, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of assessor of the village provided that such person resides in
the county in which such village is located or an adjoining county
within the state of New York. Provided, however, the person performing
the functions of village assessor in any other village shall be an
elector of such village, unless otherwise provided by law.
* NB There are 4 sub 58's
* 58. In the village of Aurora, in the county of Cayuga, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of clerk of the village provided that such person resides in the
county in which such village is located or an adjoining county within
the state of New York. Provided, however, the person performing the
functions of village clerk in any other village shall be an elector of
such village, unless otherwise provided by an act of the state
legislature.
* NB There are 4 sub 58's
* 58. In the town of Benson, in the county of Hamilton, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Benson, provided that such person
resides in a town which adjoins such town. Provided, however, the person
performing the functions of town justice in any other town shall be a
resident of such town, unless otherwise provided by law.
* NB There are 4 sub 58's
* 58. In the town of Genesee, in the county of Allegany, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Genesee, provided that such person
resides in a town which is in the county of Allegany. Provided, however,
the person performing the functions of town justice in any other town
shall be a resident of such town, unless otherwise provided by law.
* NB There are 4 sub 58's
* 59. In the incorporated village of West Hampton Dunes, in the county
of Suffolk, the provisions of this section requiring a person to be a
resident of the political subdivision or municipal corporation of the
state for which he or she shall be chosen or within which his or her
official functions are required to be exercised, shall not prevent a
person from holding the office of constable of the incorporated village
of West Hampton Dunes provided such person resides in the county of
Suffolk, state of New York. Provided that the person performing the
functions of constable in any other village shall be a resident of such
village unless otherwise provided by law.
* NB There are 3 sb 59's
* 59. In the town of Fishkill, in the county of Dutchess, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of comptroller of the town of Fishkill, provided that such person
resides in the state of New York. Provided, however, the person
performing the functions of comptroller in any other town shall be a
resident of such town, unless otherwise provided by law.
* NB There are 3 sb 59's
* 59. In the town of Cambria, in the county of Niagara, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen, or within which his or her official function is
required to be exercised, shall not prevent a person from holding the
office of building inspector of the town of Cambria; provided that said
person resides in the county in which such town is located or an
adjoining county within the state of New York.
* NB There are 3 sb 59's
* 60. In the village of Macedon, county of Wayne, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of clerk/treasurer of the village of Macedon, provided that such
person resides in the county of Wayne or an adjoining county within the
state of New York. Provided, however, the persons performing the
functions of clerk/treasurer in any other village shall be a resident of
such village, unless otherwise provided by law.
* NB There are 7 sb 60's
* 60. In the town of Kirkwood, in the county of Broome, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town code enforcement officer/building inspector of the town
of Kirkwood, provided that such person resides in the county of Broome
or an adjoining county within the state of New York. Provided, however,
the persons performing the functions of town code enforcement
officer/building inspector in any other town shall be a resident of such
town, unless otherwise provided by law.
* NB There are 7 sb 60's
* 60. In the village of Penn Yan, county of Yates, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk-treasurer of the village of Penn Yan, provided
that such person resides in the county in which such village is located
or in an adjoining county within the state of New York. Provided,
however, the person performing the functions of village clerk-treasurer
in any other village shall be a resident of such village, unless
otherwise provided by an act of the state legislature.
* NB There are 7 sb 60's
* 60. In the town of Piercefield, in the county of St. Lawrence, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Piercefield, provided that such
person resides in St. Lawrence or an adjoining county within the state
of New York. Provided, however, the person performing the functions of
town justice in any other town shall be a resident of such town, unless
otherwise provided by law.
* NB There are 7 sb 60's
* 60. In the town of Lyndon, in the county of Cattaraugus, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Lyndon, provided that such persons
resides in a town which is in the county of Cattaraugus. Provided,
however, the person performing the functions of town justice in any
other town shall be a resident of such town, unless otherwise provided
by law.
* NB There are 7 sb 60's
* 60. In the county of Herkimer, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of public
health director of the county of Herkimer, provided that such person
resides in a county adjoining Herkimer county within the state of New
York.
* NB There are 7 sb 60's
* 60. In the city of Utica in the county of Oneida, neither the
provisions of this section, nor of any general, special or local law,
charter, code, ordinance, resolution, rule or regulation, requiring a
person to be a resident of the political subdivision or municipal
corporation of the state for which he shall be chosen or within which
his official functions are required to be exercised, shall apply to the
appointment of a paid member of the uniformed force of a paid fire
department, who, for purposes of this section shall include persons
employed as fire alarm dispatchers, if such person resides: (a) in
Oneida county; or (b) in a county within the state contiguous to Oneida
county.
* NB There are 7 sb 60's
* 61. In the village of Macedon, county of Wayne, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of deputy clerk/treasurer of the village of Macedon, provided
that such person resides in the county of Wayne or an adjoining county
within the state of New York. Provided, however, the persons performing
the functions of deputy clerk/treasurer in any other village shall be a
resident of such village, unless otherwise provided by law.
* NB There are 2 sb 61's
* 61. In the town of Kirkwood, in the county of Broome, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of code officer of the town of Kirkwood, provided that such
person resides in the county of Broome or an adjoining county within the
state of New York. Provided, however, the persons preforming the
functions of code officer in any other town shall be a resident of such
town, unless otherwise provided by law.
* NB There are 2 sb 61's
* 62. In the town of Wheatfield, in the county of Niagara, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen, or within which his or her official function is
required to be exercised, shall not prevent a person from holding the
office of building inspector of the town of Wheatfield; provided that
said person resides in the county in which such town is located or an
adjoining county within the state of New York.
* NB There are 5 sb 62's
* 62. In the village of Victory, county of Saratoga, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk-treasurer of the village of Victory, provided
that such person resides in the county of Saratoga or an adjoining
county within the state of New York. Provided, however, the persons
performing the functions of village clerk-treasurer in any other village
shall be a resident of such village, unless otherwise provided by law.
* NB There are 5 sb 62's
* 62. In the town of Conklin, in the county of Broome, the provisions
of this section requiring a person to be a resident of a political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of building inspector and code enforcement officer of the town of
Conklin, provided that such person resides in the county in which such
town is located. Provided, however, the person performing the functions
of building inspector and code enforcement officer in any other town
shall be a resident of such town, unless otherwise provided by law.
* NB There are 5 sb 62's
* 62. In the town of Wallkill, in the county of Orange, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of comptroller of the town of Wallkill, provided that such person
resides in the county of Orange or an adjoining county within the state
of New York. Provided, however, the persons performing the functions of
comptroller in any other town shall be a resident of such town, unless
otherwise provided by law.
* NB There are 5 sb 62's
* 62. In the county of Essex, the provisions of this section requiring
a person to be a resident of the political subdivision or municipal
corporation of the state for which he or she shall be chosen or within
which his or her official functions are required to be exercised, shall
not prevent a person from holding the office of assistant district
attorney of the county of Essex, provided that such person resides in
Essex county or an adjoining county within the state of New York;
provided, however, that any person performing such functions or holding
the office of assistant district attorney in any other county shall be a
resident of such county unless otherwise provided by law. The provisions
of this subdivision shall not apply to any person holding the office of
first assistant district attorney or chief assistant district attorney,
the holder of which would assume the duties of the district attorney
upon the district attorney's absence from the county or upon the
district attorney's inability to perform his or her duties.
* NB There are 5 sb 62's
63. In the village of Victory, county of Saratoga, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of deputy clerk-treasurer of the village of Victory, provided
that such person resides in the county of Saratoga or an adjoining
county within the state of New York. Provided, however, the persons
performing the functions of deputy clerk-treasurer in any other village
shall be a resident of such village, unless otherwise provided by law.
* 64. In the county of Wyoming, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Wyoming, provided that such
person resides in Wyoming county or an adjoining county within the state
of New York; provided, however that any person performing such functions
or holding the office of assistant district attorney in any other county
shall be a resident of such county unless otherwise provided by law. The
provisions of this subdivision shall not apply to any person holding the
office of first assistant district attorney or chief assistant district
attorney, the holder of which would assume the duties of the district
attorney upon the district attorney's absence from the county or upon
the district attorney's inability to perform his or her duties.
* NB There are 2 sb 64's
* 64. In the town of Lewis, Lewis county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of town
justice of the town of Lewis; provided that such person resides in a
town which adjoins such town and which is in the county of Lewis.
Provided, however, the person performing the function of town justice in
any other town shall be a resident of such town, unless otherwise
provided by law.
* NB There are 2 sb 64's
* 65. In the village of Aurora, in the county of Cayuga, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised shall not prevent a person from holding the
office of code enforcement officer, provided that such person resides in
the county of Cayuga or an adjoining county within the state of New
York. Provided, however, the person performing the functions of code
enforcement officer in any other village shall be a resident of such
village, unless otherwise provided by law.
* NB There are 3 sb 65's
* 65. In the town of Allen, in the county of Allegany, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Allen; provided that such person
resides in a town which adjoins such town and which is in the county of
Allegany. Provided, however, the person performing the function of town
justice in any other town shall be a resident of such town, unless
otherwise provided by law.
* NB There are 3 sb 65's
* 65. In the town of LaGrange, in the county of Dutchess, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised shall not prevent a person from holding the
office of building inspector, comptroller and administrator of public
works provided that such persons reside in the county of Dutchess.
Provided, however, the persons performing the functions of the building
inspector, comptroller and administrator of public works in any other
town shall be a resident of such town, unless otherwise provided by law.
* NB There are 3 sb 65's
* 66. In the town of Wallkill, in the county of Orange, the provisions
of this section requiring a person to be a resident of a political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of building inspector and code enforcement officer of the town of
Wallkill, provided that such person resides in the county in which such
town is located. Provided, however, the persons performing the functions
of building inspector and code enforcement officer in any other town
shall be residents of such town, unless otherwise provided by law.
* NB There are 7 sb 66's
* 66. In the town of Boylston, Oswego county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen, or within which his or her official function is required to be
exercised, shall not prevent a person from holding the office of town
justice of the town of Boylston; provided that said person resides in a
town which adjoins such town and which is in the county of Oswego.
Provided, however, the person performing the functions of town justice
in any other town shall be a resident of such town, unless otherwise
provided by law.
* NB There are 7 sb 66's
* 66. In the county of Sullivan, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Sullivan, provided that
such person resides in Sullivan county or an adjoining county within the
state of New York; provided, however that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney or
chief assistant district attorney, the holder of which would assume the
duties of the district attorney upon the district attorney's absence
from the county or upon the district attorney's inability to perform his
or her duties.
* NB There are 7 sb 66's
* 66. In the town of Somers, in the county of Westchester, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of assistant court clerk of the town of Somers, provided that
such person resides in the county in which such town is located or
Putnam county. Provided, however, the person performing the functions of
assistant court clerk in any other town shall be a resident of such
town, unless otherwise provided by an act of the state legislature.
* NB There are 7 sb 66's
* 66. In the county of Chenango, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of
correction officer in Chenango county, provided, however, that such
person performing the duties and functions of correction officer resides
in Chenango county or any adjoining county within New York state unless
otherwise provided by an act of the state legislature.
* NB There are 7 sb 66's
* 66. In the village of Fair Haven, Cayuga county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk-treasurer or deputy clerk of the village of Fair
Haven, provided that such person resides in the county in which such
village is located or an adjoining county within the state of New York.
Provided, however, the person performing the functions of village
clerk-treasurer or deputy clerk in any other village shall be a resident
of such village, unless otherwise provided by law.
* NB There are 7 sb 66's
* 66. In the village of Mannsville, in the county of Jefferson, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk of the village of Mannsville, provided that such
person resides in the county in which such village is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of village clerk in any other village
shall be a resident of such village, unless otherwise provided by an act
of the state legislature.
* NB There are 7 sb 66's
* 67. In the town of Wilson, Niagara county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen, or within which his or her official function is required to be
exercised, shall not prevent a person from holding the office of
building inspector of the town of Wilson, Niagara county; provided that
said person resides in the county in which such town is located or an
adjoining county within the state of New York. Provided, however, the
person performing the functions of building inspector in any other town
shall be a resident of such town, unless otherwise provided by law.
* NB There are 8 sb 67's
* 67. In the town of Sodus, Wayne County, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen, or within which his or her official function is required to be
exercised, shall not prevent a person from holding the office of court
clerk of the town of Sodus; provided that said person resides in the
county in which such town is located. Provided, however, the person
performing the functions of court clerk in any other town shall be a
resident of such town, unless otherwise provided by law.
* NB There are 8 sb 67's
* 67. In the town of Putnam Valley, Putnam County, the provisions of
this section requiring a person to be a resident of a political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of building inspector/code enforcement officer and
assistant/deputy building inspector/code enforcement officer of the town
of Putnam Valley, provided that such person resides in Putnam County or
any adjoining county within the state of New York. Provided, however,
the persons performing the functions of building inspector/code
enforcement officer and assistant/deputy building inspector/code
enforcement officer in any other town shall be a resident of such town,
unless otherwise provided by an act of the state legislature.
* NB There are 8 sb 67's
* 67. In the county of Oswego, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Oswego, other than the
first assistant district attorney, provided that such person resides in
Oswego county or in an adjoining county within the state of New York;
provided, however, that any person performing such functions or holding
the office of assistant district attorney in any other county shall be a
resident of such county unless otherwise provided by law. The provisions
of this subdivision shall not apply to any person holding the office of
first assistant district attorney or chief assistant district attorney,
the holder of which would assume the duties of the district attorney
upon the district attorney's absence from the county or upon the
district attorney's inability to perform his or her duties.
* NB There are 8 sb 67's
* 67. In the village of Spring Valley, in the county of Rockland, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village justice of the village of Spring Valley, provided that
such person resides in the town of Ramapo or the town of Clarkstown.
Provided, however, the person performing the functions of village
justice in any other village shall be a resident of such village unless
otherwise provided by an act of the state legislature.
* NB There are 8 sb 67's
* 67. In the village of Mount Morris, Livingston county, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village court clerk or deputy clerk/treasurer of the village
of Mount Morris, provided that such person resides in the county in
which such village is located or an adjoining county within the state of
New York. Provided, however, the person performing the functions of
village court clerk or deputy clerk/treasurer in any other village shall
be a resident of such village, unless otherwise provided by an act of
the state legislature.
* NB There are 8 sb 67's
* 67. In the county of Chenango, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of deputy
sheriff of the county of Chenango, provided that such person resides in
Chenango county or an adjoining county within the state of New York;
unless otherwise provided by law.
* NB There are 8 sb 67's
* 67. In the village of St. Johnsville, in the county of Montgomery,
the provisions of this section requiring a person to be a resident of
the political subdivision or municipal corporation of the state for
which he or she shall be chosen or within which his or her official
functions are required to be exercised, shall not prevent a person from
holding the office of village clerk/treasurer and code enforcement
officer of the village of St. Johnsville, provided that such person
resides in the county in which such village is located or an adjoining
county within the state of New York. Provided, however, the person
performing the functions of village clerk/treasurer and code enforcement
officer in any other village shall be a resident of such village, unless
otherwise provided by an act of the state legislature.
* NB There are 8 sb 67's
* 68. In the county of Chenango, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Chenango, provided that
such person resides in Chenango county or an adjoining county within the
state of New York; provided, however that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform his or her duties.
* NB There are 9 sb 68's
* 68. In the county of Nassau, the provisions of this section, or of
any general, special or local law, charter, code, ordinance, resolution,
rule or regulation, requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which such person
shall be chosen or within which such person's official functions are
required to be exercised, shall not prevent a person from holding the
office of correction officer in Nassau county, provided, however, that
such person performing the duties and functions of correction officer
resides in Nassau county or any adjoining county within New York state
unless otherwise provided by an act of the state legislature.
* NB There are 9 sb 68's
* 68. In the county of Washington, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Washington, provided that
such person resides in Washington county or an adjoining county within
the state of New York; provided, however that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney or
chief assistant district attorney, the holder of which would assume the
duties of the district attorney upon the district attorney's absence
from the county or upon the district attorney's inability to perform his
or her duties.
* NB There are 9 sb 68's
* 68. In the county of Lewis, the provisions of this section requiring
a person to be a resident of the political subdivision or municipal
corporation of the state for which he or she shall be chosen or within
which his or her official functions are required to be exercised, shall
not prevent a person from holding the office of assistant district
attorney of the county of Lewis, other than the first assistant district
attorney, provided that such person resides in Lewis county or in an
adjoining county within the state of New York; provided, however, that
any person performing such functions or holding the office of assistant
district attorney in any other county shall be a resident of such county
unless otherwise provided by law. The provisions of this subdivision
shall not apply to any person holding the office of first assistant
district attorney or chief assistant district attorney, the holder of
which would assume the duties of the district attorney upon the district
attorney's absence from the county or upon the district attorney's
inability to perform his or her duties.
* NB There are 9 sb 68's
* 68. In the county of Cayuga, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney or senior assistant district attorney of the
county of Cayuga, provided that such person resides in Cayuga county or
an adjoining county within the state of New York; provided, however,
that any person performing such functions or holding the office of
assistant district attorney in any other county shall be a resident of
such county unless otherwise provided by law. The provisions of this
subdivision shall not apply to any person holding the office of chief
assistant district attorney, the holder of which would assume the duties
of the district attorney upon the district attorney's absence from the
county or upon the district attorney's inability to perform his or her
duties.
* NB There are 9 sb 68's
* 68. In the town of Somers, in the county of Westchester, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised shall not prevent a person from holding the
position of court attendant for the town of Somers, provided that such
person resides in the county in which such town is located. Provided,
however, the person performing the functions of court attendant in any
other town shall be a resident of such town, unless otherwise provided
by an act of the state legislature.
* NB There are 9 sb 68's
* 68. In the village of Airmont, in the county of Rockland, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of building inspector, fire inspector and code enforcement
officers of the village of Airmont, provided that such person resides
within Rockland county or an adjoining county within the state of New
York. Provided, however, the person performing the functions of building
inspector, fire inspector and code enforcement officers in any other
village shall be a resident of such village unless otherwise provided by
an act of the state legislature.
* NB There are 9 sb 68's
* 68. In the town of Pavilion, Genesee county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which he or she shall be
chosen, or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of town
superintendent of highways or town engineer of the town of Pavilion,
provided that such person resides in an adjoining town or village within
an adjoining town within the state of New York. Provided, however, the
person performing the functions of town superintendent of highways or
town engineer in any other town shall be a resident of such town, unless
otherwise provided by law.
* NB There are 9 sb 68's
* 68. In the county of Oswego, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of special
patrol officer for the county of Oswego, provided that such person
resides in Oswego county or an adjoining county within the state of New
York; provided, however, that any person performing such functions or
holding the office of special patrol officer in any other county shall
be a resident of such county unless otherwise provided by an act of the
state legislature.
* NB There are 9 sb 68's
69. In the county of Chenango, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant public defender of the county of Chenango, provided that such
person resides in Chenango county or an adjoining county within the
state of New York; provided, however that any person performing such
functions or holding the office of assistant public defender in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant public defender, the
holder of which would assume the duties of the public defender upon the
public defender's absence from the county or upon the public defender's
inability to perform his or her duties.
* 70. In the village of Riverside, in the county of Steuben, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk/treasurer and code enforcement officer of the
village of Riverside, provided that such person resides in the county in
which such village is located or an adjoining county within the state of
New York. Provided, however, the person performing the functions of
village clerk/treasurer and code enforcement officer in any other
village shall be a resident of such village, unless otherwise provided
by an act of the state legislature.
* NB There are 6 sb 70's
* 70. In the county of Orleans, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Orleans, provided that such
person resides in Orleans county or an adjoining county within the state
of New York; provided, however, that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform his or her duties.
* NB There are 6 sb 70's
* 70. In the city of Amsterdam, in the county of Montgomery, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of corporation counsel in the city of Amsterdam, provided that
such person resides in Montgomery county or an adjoining county within
the state of New York; provided, however that any person performing such
functions or holding such office in any other city shall be a resident
of such city unless otherwise provided by law.
* NB There are 6 sb 70's
* 70. In the village of South Glens Falls, in the county of Saratoga,
the provisions of this section requiring a person to be a resident of
the political subdivision or municipal corporation of the state for
which he or she shall be chosen or within which his or her official
functions are required to be exercised, shall not prevent a person from
holding the office of clerk-treasurer, deputy clerk, deputy treasurer,
code enforcement officer or building inspector, provided that such
person resides in Saratoga county or an adjoining county; provided,
however that any person performing such functions or holding such office
in any other village shall be a resident of such village unless
otherwise provided by law.
* NB There are 6 sb 70's
* 70. In the city of Saratoga Springs, in the county of Saratoga, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of deputy mayor, deputy commissioner of finance, deputy
commissioner of public works, deputy commissioner of public safety or
deputy commissioner of accounts, provided that such person resides in
Saratoga county; provided, however that any person performing such
functions or holding such office in any other city shall be a resident
of such city unless otherwise provided by law.
* NB There are 6 sb 70's
* 70. In the town of Angelica, in the county of Allegany, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Angelica; provided that such
person resides in a town which adjoins such town and which is in the
county of Allegany. Provided, however, the person performing the
function of town justice in any other town shall be a resident of such
town, unless otherwise provided by law.
* NB There are 6 par 70's
* 71. In the city of Mechanicville, in the county of Saratoga, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of city attorney of the city of Mechanicville, provided that such
person resides in Saratoga county or an adjoining county within the
state of New York; provided, however that any person performing such
functions or holding the office of the city attorney in any other city
shall be a resident of such county unless otherwise provided by law.
* NB There are 4 sb 71's
* 71. In the village of Buchanan, in the county of Westchester, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of building inspector, fire inspector and code enforcement
officers of the village of Buchanan, provided that such person resides
within Westchester county or an adjoining county within the state of New
York. Provided, however that the person performing the functions of
building inspector, fire inspector and code enforcement officers in any
other village shall be a resident of such village unless otherwise
provided by an act of the state legislature.
* NB There are 4 sb 71's
* 71. In the village of Northville, in the county of Fulton, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of treasurer, village clerk and code enforcement officer of the
village of Northville, provided that such person resides in Fulton
county, or in an adjoining county within the state of New York;
provided, however that any person performing such functions of
treasurer, village clerk, and code enforcement officer in any other
village shall be a resident of such village unless otherwise provided by
law.
* NB There are 4 sb 71's
* 71. In the village of Upper Nyack, in the county of Rockland, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of assessor of the village provided that such person resides in
the county in which such village is located or an adjoining county
within the state of New York. Provided, however, the person performing
the functions of village assessor in any other village shall be an
elector of such village, unless otherwise provided by law.
* NB There are 4 sb 71's
* 72. In the county of Rockland, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Rockland, provided that
such person resides in Rockland county or an adjoining county within the
state of New York; provided, however, that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of chief assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform his or her duties.
* NB There are 10 sb 72's
* 72. In the county of Orange, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Orange, provided that such
person resides in Orange county or an adjoining county within the state
of New York; provided, however, that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of chief assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform his or her duties.
* NB There are 10 sb 72's
* 72. In the city of Saratoga Springs, in the county of Saratoga, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which
such person shall be chosen or within which the person's official
functions are required to be exercised, shall not prevent a person from
holding the office of city attorney of the city of Saratoga Springs,
provided that such person resides in Saratoga county or an adjoining
county within the state of New York; provided, however that any person
performing such functions or holding such office of the city attorney in
any other city shall be a resident of such city unless otherwise
provided by law.
* NB There are 10 sb 72's
* 72. In the village of Scarsdale, Westchester county, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of court clerk, building inspector, assistant building inspector,
village clerk, assistant village clerk, village treasurer, assistant
village treasurer, assessor, village engineer, or village planner,
provided that such person resides within Westchester county or an
adjoining county within the state of New York, except that the village
treasurer may also reside within Dutchess county. Provided, however that
persons performing the functions of such appointed positions in any
other municipality shall be a resident of such municipality unless
otherwise provided by an act of the state legislature.
* NB There are 10 sb 72's
* 72. In the city of Johnstown, in the county of Fulton, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of city attorney of the city of Johnstown, provided that such
person resides in Fulton county or an adjoining county within the state
of New York; provided, however that any person performing such functions
or holding the office of the city attorney in any other city shall be a
resident of such county unless otherwise provided by law.
* NB There are 10 sb 72's
* 72. In the county of Oneida, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney, provided that such person resides in Oneida
county or in an adjoining county within the state of New York; provided,
however, that any person performing such functions or holding the office
of assistant district attorney in any other county shall be a resident
of such county unless otherwise provided by law. The provisions of this
subdivision shall not apply to any person holding the office of first
assistant district attorney or chief assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform his or her duties.
* NB There are 10 sb 72's
* 72. In the village of Voorheesville, in the county of Albany, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of clerk, treasurer, clerk-treasurer, deputy clerk, deputy clerk
treasurer, and building inspector of the village of Voorheesville
provided that such person resides in the county in which such village is
located or an adjoining county within the state of New York. Provided,
however, the person performing the functions of an appointed village
officer in any other village shall be an elector of such village, unless
otherwise provided by law.
* NB There are 10 sb 72's
* 72. In the village of Chestnut Ridge, in the county of Rockland, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village justice of the village of Chestnut Ridge, provided
that such person resides in the county of Rockland. Provided, however,
the person performing the functions of village justice in any other
village shall be a resident of such village unless otherwise provided by
law.
* NB There are 10 sb 72's
* 72. In the town of Van Etten, in the county of Chemung, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of town justice of the town of Van Etten; provided that such
person resides in a town which is in the county of Chemung. Provided,
however, the person performing the function of town justice in any other
town shall be a resident of such town, unless otherwise provided by law.
* NB There are 10 sb 72's
* 72. In the county of Herkimer, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
information services director for the county of Herkimer, provided that
such person resides in a county adjoining Herkimer county within the
state of New York; provided, however that any person performing such
functions or holding the office of the information services director in
any other county shall be a resident of such county unless otherwise
provided by law.
* NB There are 10 sb 72's
* 73. In the county of Seneca, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of clerk
to the board of supervisors of Seneca county, provided that such person
resides in a county adjoining Seneca county within the state of New
York; provided, however that any person performing such functions or
holding the office of clerk to the board of supervisors in any other
county shall be a resident of such county unless otherwise provided by
law.
* NB There are 10 sb 73's
* 73. In the village of Maybrook, in the county of Orange, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village justice of the village of Maybrook, provided that such
person resides in the town of Montgomery or the town of Hamptonburgh.
Provided, however, the person performing the functions of village
justice in any other village shall be a resident of such village unless
otherwise provided by an act of the state legislature.
* NB There are 10 sb 73's
* 73. In the county of Putnam, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
commissioner of planning, development, and public transportation of the
county of Putnam, provided that such person resides in Putnam county or
an adjoining county within the state of New York; provided, however that
any person performing such functions or holding the office of
commissioner of planning, development, and public transportation in any
other county shall be a resident of such county unless otherwise
provided by law.
* NB There are 10 sb 73's
* 73. In the county of Rensselaer, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Rensselaer, provided that
such person resides in Rensselaer county or an adjoining county within
the state of New York; provided, however, that any person performing
such functions or holding the office of assistant district attorney in
any other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of chief assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform his or her duties.
* NB There are 10 sb 73's
* 73. In the county of Greene, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Greene, provided that such
person resides in Greene county or an adjoining county within the state
of New York; provided, however, that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform his or her duties.
* NB There are 10 sb 73's
* 73. In the county of Herkimer, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
Herkimer county commissioner of social services, provided that such
person resides in a county adjoining Herkimer county within the state of
New York; provided, however that any person performing such functions or
holding the office of county commissioner of social services in any
other county shall be a resident of such county unless otherwise
provided by law.
* NB There are 10 sb 73's
* 73. In the city of Amsterdam, in the county of Montgomery, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of city controller or city engineer in the city of Amsterdam,
provided that such person resides in Montgomery county or an adjoining
county within the state of New York; provided, however that any person
performing such functions or holding such office in any other city shall
be a resident of such city unless otherwise provided by law.
* NB There are 10 sb 73's
* 73. In the village of Laurel Hollow, in the county of Nassau, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village justice and/or associate justice of the village of
Laurel Hollow, provided that such person resides in the county of Nassau
or the town of Huntington, county of Suffolk. Provided, however, the
person performing the functions of village justice in any other village
shall be a resident of such village unless otherwise provided by law.
* NB There are 10 sb 73's
* 73. In the village of Cold Spring, in Putnam county, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk/treasurer and the deputy clerk of the village of
Cold Spring, provided that such person resides in the county in which
such village is located or an adjoining county within the state of New
York. Provided, however, the person performing the functions of village
clerk/treasurer and the deputy clerk in any other village shall be a
resident of such village, unless otherwise provided by an act of the
state legislature.
* NB There are 10 sb 73's
* 73. In the village of Otisville, Orange county, the provisions of
this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which he or she
shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village clerk/treasurer and deputy village clerk/treasurer of
the village of Otisville, provided that such person resides in the
county in which such village is located or an adjoining county within
the state of New York. Provided, however, the person performing the
functions of village clerk/treasurer and deputy village clerk/treasurer
in any other village shall be a resident of such village, unless
otherwise provided by an act of the state legislature.
* NB There are 10 sb 73's
* 74. In the village of Cayuga Heights, in the county of Tompkins, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which he
or she shall be chosen or within which his or her official functions are
required to be exercised, shall not prevent a person from holding the
office of village justice and/or associate justice of the village of
Cayuga Heights, provided that such person resides in the county of
Tompkins. Provided, however, the person performing the functions of
village justice in any other village shall be a resident of such village
unless otherwise provided by law.
* NB There are 4 sb 74's
* 74. In the county of Columbia, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Columbia, provided that
such person resides in Columbia county or an adjoining county within the
state of New York; provided, however that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney or
chief assistant district attorney, the holder of which would assume the
duties of the district attorney upon the district attorney's absence
from the county or upon the district attorney's inability to perform his
or her duties.
* NB There are 4 sb 74's
* 74. In the county of Saratoga, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Saratoga, provided that
such person resides in Saratoga County or an adjoining county within the
state of New York; provided, however, that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney or
chief assistant district attorney, the holder of which would assume the
duties of the district attorney upon the district attorney's absence
from the county or upon the district attorney's inability to perform his
or her duties.
* NB There are 4 sb 74's
* 74. In the county of Seneca, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be chosen
or within which his or her official functions are required to be
exercised, shall not prevent a person regularly admitted to practice as
an attorney or counselor in the courts of record of this state from
holding the office of Seneca county attorney, provided that such person
resides in the county of Seneca, or an adjoining county within the state
of New York. Provided, however, the person performing the functions of
county attorney in any other county shall be a resident of such county,
unless otherwise provided by an act of the state legislature.
* NB There are 4 sb 74's
* 75. In the county of Schenectady, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney of the county of Schenectady, provided, that
such person resides in Schenectady county or an adjoining county within
the state of New York; provided, however, that any person performing
such functions or holding the office of assistant district attorney in
any other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of chief assistant district attorney, the
holder of which would assume the duties of the district attorney upon
the district attorney's absence from the county or upon the district
attorney's inability to perform such district attorney's duties.
* NB There are 7 sb 75's
* 75. In the town of Chester, in the county of Orange, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which such person
shall be chosen or within which such persons official functions are
required to be exercised, shall not prevent a person from holding the
office of comptroller or building inspector of the town of Chester
provided that such person resides in Orange county; provided, however
that any person performing such functions or holding the office of
comptroller or building inspector in any other town shall be a resident
of such county unless otherwise provided by law.
* NB There are 7 sb 75's
* 75. In the county of Herkimer, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant county attorney of the county of Herkimer, provided that such
person resides in Herkimer county or an adjoining county within the
state of New York; provided, however, that any person performing such
functions or holding the office of assistant county attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of Herkimer county attorney.
* NB There are 7 sb 75's
* 75. In the county of Essex, the provisions of this section requiring
a person to be a resident of the political subdivision or municipal
corporation of the state for which such person shall be chosen or within
which such person's official functions are required to be exercised,
shall not prevent a person from holding the office of assistant public
defender of the county of Essex, provided that such person resides in a
county adjoining Essex county within the state of New York; provided,
however that any person performing such functions or holding such
offices in any other county shall be a resident of such county unless
otherwise provided by law. The provisions of this subdivision shall not
apply to any person holding the office of first assistant public
defender, the holder of which would assume the duties of the public
defender upon the public defender's absence from the county or upon the
public defender's inability to perform such office's duties.
* NB There are 7 sb 75's
* 75. In the village of Portville, in the county of Cattaraugus, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which
such person shall be chosen or within which such person's official
functions are required to be exercised, shall not prevent a person from
holding the office of village clerk and village treasurer of the village
of Portville, provided that such person resides within Cattaraugus
county or an adjoining county within the state of New York. Provided,
however, that the person performing the functions of village clerk and
village treasurer in any other village shall be a resident of such
village unless otherwise provided by law.
* NB There are 7 sb 75's
* 75. In the county of Greene, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which their official functions are required to be exercised,
shall not prevent a person from holding the office of assistant public
defender of the county of Greene, provided that such person resides in a
county adjoining Greene county within the state of New York; provided,
however that any person performing such functions or holding such
offices in any other county shall be a resident of such county unless
otherwise provided by law. The provisions of this subdivision shall not
apply to any person holding the office of first assistant public
defender, the holder of which would assume the duties of the public
defender upon the public defender's absence from the county or upon the
public defender's inability to perform their duties.
* NB There are 7 sb 75's
* 75. In the city of Auburn, in the county of Cayuga, the provisions
of this section requiring a person to be a resident of the political
subdivision or municipal corporation of the state for which such person
shall be chosen or within which such person's official functions are
required to be exercised, shall not prevent such person from holding the
office of code enforcement officer of the city of Auburn, provided that
such person resides in Cayuga county, or in an adjoining county within
the state of New York; provided, however that any person performing such
functions of code enforcement officer in any other city in the state
shall be a resident of such city unless otherwise provided by law.
* NB There are 7 sb 75's
* 76. In the town of Pendleton, Niagara county, the provisions of this
section requiring a person to be a resident of the political subdivision
or municipal corporation of the state for which they shall be chosen, or
within which their official function is required to be exercised, shall
not prevent a person from holding the office of building inspector of
the town of Pendleton, Niagara county; provided that said person resides
in the county in which such town is located or an adjoining county
within the state of New York. Provided, however, the person performing
the functions of building inspector in any other town shall be a
resident of such town, unless otherwise provided by law.
* NB There are 9 sb 76's
* 76. In the town of Harrison, in the county of Westchester, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which
such person shall be chosen or within which such person's official
functions are required to be exercised, shall not prevent a person from
holding the office of assistant court clerk or fire marshal of the town
of Harrison; provided that such person resides in a town which is in the
county of Westchester. Provided, however, the person performing the
function of assistant court clerk or fire marshal in any other town
shall be a resident of such town, unless otherwise provided by law.
* NB There are 9 sb 76's
* 76. In the village of Croton-on-Hudson, Westchester county, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which
they shall be chosen or within which their official functions are
required to be exercised, shall not prevent a person from holding the
office of assistant village engineer, provided that such person resides
within Westchester county, an adjoining county within the state of New
York, or within Dutchess county. Provided, however that persons
performing the functions of such appointed positions in any other
municipality shall be a resident of such municipality unless otherwise
provided by an act of the state legislature.
* NB There are 9 sb 76's
* 76. In the town of Montour, in the county of Schuyler, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which
such person shall be chosen or within which such person's official
functions are required to be exercised, shall not prevent a person from
holding the office of town justice of the town of Montour; provided that
such person resides in a town which is in the county of Schuyler.
Provided, however, the person performing the function of town justice in
any other town shall be a resident of such town, unless otherwise
provided by law.
* NB There are 9 sb 76's
* 76. In the county of Putnam, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which their official functions are required to be exercised,
shall not prevent a person from holding the office of commissioner of
finance of the county of Putnam, provided that such person resides in
Putnam county or an adjoining county within the state of New York;
provided, however that any person performing such functions or holding
the office of commissioner of finance in any other county shall be a
resident of such county unless otherwise provided by law.
* NB There are 9 sb 76's
* 76. In the county of Putnam, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which their official functions are required to be exercised,
shall not prevent a person regularly admitted to practice as an attorney
or counselor in the courts of record of this state from holding the
office of Putnam county attorney, provided that such person resides in a
county adjoining Putnam county within the state of New York; provided,
however that any person performing such functions or holding such
offices in any other county shall be a resident of such county unless
otherwise provided by law.
* NB There are 9 sb 76's
* 76. In the village of Baxter Estates, in the county of Nassau, the
provisions of this section requiring a person to be a resident of the
political subdivision or municipal corporation of the state for which
such person shall be chosen or within which such person's official
functions are required to be exercised, shall not prevent such person
from holding the office of village clerk-treasurer or deputy clerk of
the village of Baxter Estates, provided that such person resides in
Nassau county or an adjoining county within the state of New York;
provided, however, any person performing such functions of village
clerk-treasurer or deputy clerk in any other village shall be a resident
of such village, unless otherwise provided by law.
* NB There are 9 sb 76's
* 76. In the county of Warren, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney, assistant public defender or assistant
county attorney of the county of Warren, provided that such person
resides in a county adjoining Warren county within the state of New
York; provided, however that any person performing such functions or
holding such offices in any other county shall be a resident of such
county unless otherwise provided by law. The provisions of this
subdivision shall not apply to any person holding the office of first
assistant public defender, the holder of which would assume the duties
of the public defender upon the public defender's absence from the
county or upon the public defender's inability to perform such office's
duties.
* NB There are 9 sb 76's
* 76. In the county of Franklin, the provisions of this section
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which such person shall be chosen
or within which such person's official functions are required to be
exercised, shall not prevent a person from holding the office of
assistant district attorney for the county of Franklin, provided that
such person resides in Franklin county or an adjoining county within the
state of New York; provided, however, that any person performing such
functions or holding the office of assistant district attorney in any
other county shall be a resident of such county unless otherwise
provided by law. The provisions of this subdivision shall not apply to
any person holding the office of first assistant district attorney or
chief assistant district attorney, the holder of which would assume the
duties of the district attorney upon the district attorney's absence
from the county or upon the district attorney's inability to perform
such district attorney's duties.
* NB There are 9 sb 76's
Restrictions upon holding public office or employment of
persons removed from office for certain reasons. Any public officer
who, upon being called before a grand jury to testify concerning the
conduct of his office or the performance of his official duties, refuses
to sign a waiver of immunity against subsequent criminal prosecution, or
to answer any relevant question concerning such matters before such
grand jury and who, by virtue thereof, has been removed from such public
office by the appropriate authority or who has forfeited such office at
the suit of the attorney general shall not be capable of holding a civil
office or public employment for a period of five years from the date of
the removal from or forfeit of such public office.
Special peace officers to be citizens; other residency
requirements. 1. No sheriff of a county, mayor of a city, or official,
or other persons authorized by law to appoint special deputy sheriffs,
special constables, marshals, police officers, or peace officers in this
state, to preserve the public peace or quell public disturbance, shall
hereafter, at the instance of any agent, society, association or
corporation, or otherwise, appoint as such special deputy, special
constable, marshal, police officer, or peace officer, any person who
shall not be a citizen of the United States and a resident of the state
of New York, and entitled to vote therein at the time of his
appointment, and a resident of the same county as the mayor or sheriff
or other official making such appointment; provided, however, that when,
in the judgment of a sheriff of a county except those counties within
the city of New York a situation exists which requires temporary
additional assistance, such sheriff may appoint special deputy sheriffs
who are non-residents of the county but residents of the state of New
York who shall hold office until such time as the appointing sheriff
determines that the situation no longer exists; and no person shall
assume or exercise the functions, powers, duties or privileges incident
and belonging to the office of special deputy sheriff, special
constables, marshal, police officer, or peace officer, without having
first received his appointment in writing from the authority lawfully
appointing him. Nothing herein contained, however, shall apply to the
appointment of a non-resident, as an emergency special deputy sheriff,
by the sheriff of any county to act when such sheriff has declared a
state of special emergency pursuant to the provisions of section two
hundred nine-f of the general municipal law. Provided further, that any
person otherwise qualified who resides in either the county of Nassau or
the county of Suffolk may at the instance of a society for the
prevention of cruelty to animals be appointed as a peace officer by the
appropriate appointing official of either of such counties
notwithstanding that such appointee does not reside in the same county
as the appointing official. Provided, further, that any person qualified
who resides in a county adjacent to the county of Allegany may at the
instance of the society for the prevention of cruelty to animals for the
county of Allegany be appointed as a peace officer by the appropriate
appointing official of the county of Allegany. Provided, further, that
any person qualified who resides in a county adjacent to the county of
Albany may at the instance of the society for the prevention of cruelty
to animals for the county of Albany be appointed as a peace officer by
the appropriate appointing official of the county of Albany. Provided,
further, that any person otherwise qualified who resides in the county
of Orange or Westchester may at the instance of the society for the
prevention of cruelty to animals for the county of Rockland be appointed
as a peace officer by the appropriate appointing official of the county
of Rockland. Provided, further, that any person qualified who resides in
a county adjacent to the county of Putnam may at the instance of the
society for the prevention of cruelty to animals for the county of
Putnam be appointed as a peace officer by the appropriate appointing
official in the county of Putnam. Provided, further, that any person
qualified who resides in a county adjacent to the county of Monroe may
at the instance of the Humane Society of Rochester and Monroe County for
the Prevention of Cruelty to Animals, Inc., doing business as Lollypop
Farm, be appointed as a peace officer by the appropriate appointing
official in the county of Monroe.
2. Neither the provisions of this section or of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state by which he or she is employed, shall
apply to a person employed by a city with a population over one million
in the titles of fire protection inspector, associate fire protection
inspector, or supervising fire protection inspector, provided that he or
she has completed two years of employment with the city of New York and
is a resident of New York, Kings, Queens, Bronx, Richmond, Nassau,
Westchester, Suffolk, Orange, Rockland or Putnam county.
3. Neither the provisions of this section or of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state by which he or she is employed, shall
apply to a person employed by a city with a population over one million
in the titles of urban park ranger, associate urban park ranger or
traffic enforcement agent level IV, provided that he or she has
completed two years of employment with the city of New York and is a
resident of New York, Kings, Queens, Bronx, Richmond, Nassau,
Westchester, Suffolk, Orange, Rockland or Putnam county.
4. Neither the provisions of this section or of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state by which he or she is employed, shall
apply to a person employed by a city with a population of over one
million in the titles of special officer, senior special officer,
principal special officer and supervising special officer as "special
officer" is defined in subdivision forty of section 2.10 of the criminal
procedure law, evidence and property control specialists, taxi and
limousine inspector, taxi and limousine inspector (motor vehicles),
senior taxi and limousine inspector, senior taxi and limousine inspector
(motor vehicles), associate taxi and limousine inspector, supervising
taxi and limousine inspector, supervising taxi and limousine inspector
(motor vehicles), education facilities officers L1 (formerly school
guards), education facilities officers L2 (formerly school safety
officers), hospital security officers, campus security officer, campus
peace officer, college security specialist, campus public safety
sergeant, campus security assistant or school guard (school safety
agent), provided that he or she has completed two years of employment
with the city of New York and is a resident of New York, Kings, Queens,
Bronx, Richmond, Nassau, Westchester, Suffolk, Orange, Rockland or
Putnam county.
5. In respect to peace officers employed by Cornell university, and
assigned to the Ithaca campus, pursuant to section fifty-seven hundred
nine of the education law, the provisions of this section requiring a
person to be a resident of the same county as the appointing official
shall not prevent a person from serving as a peace officer for Cornell
university, or as a special deputy sheriff, and assigned to the Ithaca
campus, as defined in subdivision forty-two of section 2.10 of the
criminal procedure law, provided that such person resides in the state
of New York.
6. Neither the provisions of this section or of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state by which he or she is employed or
appointed, shall apply to a person employed or appointed by a political
subdivision or municipal corporation of the state as an auxiliary police
officer or special deputy sheriff, provided that such auxiliary police
officer or special deputy sheriff is trained and registered pursuant to
the provisions of section eight hundred forty-five of the executive law;
and provided, further, that such auxiliary police officer or special
deputy sheriff resides in the county in which such political subdivision
is located or an adjoining county within the state. The provisions of
this subdivision shall not apply to a city having a population of one
million or more.
7. Neither the provisions of this section or of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
requiring a person to be a resident of the political subdivision or
municipal corporation of the state for which he or she shall be employed
or appointed or within which his or her official functions are required
to be exercised, shall apply to a person who is a member of the security
force employed or appointed by Kaleida Health as described in
subdivision eighty-three of section 2.10 of the criminal procedure law,
provided that such person resides in the county in which such security
force of Kaleida Health is located or an adjoining county within the
state. The provisions of this subdivision shall only apply to a person
who is a member of the security force employed by Kaleida Health on the
effective date of this subdivision.
A violation of the provisions of this section is a misdemeanor.
Restrictions upon nomination or election to compensated
federal, state or local office. 1. For purposes of this section,
"candidate" has the meaning set forth in section 14-100 of the election
law.
2. No commissioner, executive director or other head of any state
agency, as that term is defined in paragraph (g) of subdivision one of
section seventy-three of this chapter, shall seek nomination or election
to any compensated federal, state or local public office, or shall
become a candidate for such office, unless such individual first resigns
from his or her public employment, or requests and is granted by their
appointing authority a leave of absence without pay. Such resignation or
leave must commence before such individual engages in any campaign
activities, including but not limited to, announcing a candidacy,
circulating petitions, soliciting contributions, distributing
literature, or taking any other action to actively promote oneself as a
candidate for elective office.
Commencement of term of office. 1. The term of office of an
elective officer, unless elected to fill a vacancy then existing, shall
commence on the first day of January next after his election, if the
commencement thereof be not otherwise fixed by law.
2. All terms of city officers, including supervisors, elected in any
city or part of a city, and of county officers in the city of New York,
shall expire at the end of an odd-numbered year. Such officers shall be
elected, except to fill a vacancy, at the general election in
odd-numbered years. This subdivision shall not apply to any judicial
officer.
Holding over after expiration of term. Every officer except a
judicial officer, a notary public, a commissioner of deeds and an
officer whose term is fixed by the constitution, having duly entered on
the duties of his office, shall, unless the office shall terminate or be
abolished, hold over and continue to discharge the duties of his office,
after the expiration of the term for which he shall have been chosen,
until his successor shall be chosen and qualified; but after the
expiration of such term, the office shall be deemed vacant for the
purpose of choosing his successor. An officer so holding over for one or
more entire terms, shall, for the purpose of choosing his successor, be
regarded as having been newly chosen for such terms. An appointment for
a term shortened by reason of a predecessor holding over, shall be for
the residue of the term only.
Mode of choosing state officers if not otherwise provided. If
the law shall not otherwise provide the mode of choosing a state
officer, he shall be appointed by the governor by and with the advice
and consent of the senate.
Appointment by the governor and senate. An appointment to an
office by the governor by and with the advice and consent of the senate,
shall be made by communicating to the senate, while in session, a
written nomination of a person for the office, designating the residence
of the nominee, and if nominated to be an officer of a political
subdivision of the state, designating also such subdivision, and if
nominating two or more persons to the same office for different terms,
designating the term for which each is nominated. If such nomination be
of a successor to a predecessor in the same office, it may be made and
acted upon by the senate after the expiration of the term or occurrence
of a vacancy in the office of such predecessor, or at any time during
the legislative session of the calendar year in which the term of office
of such predecessor shall expire or in which the office shall become
vacant. If the appointment be made before the expiration of the term of
such predecessor, the term of office of the appointee shall commence
upon the expiration of the term of such predecessor, or if made to fill
a vacancy, upon the occurrence of such vacancy, or immediately if a
vacancy already exist. If the senate shall reject such nomination, the
secretary of the senate shall forthwith communicate, by writing, signed
by him and by the president of the senate, to the governor the fact of
such rejection. If the senate shall confirm such nomination the
appointment shall be deemed complete, and thereupon duplicate
certificates of the confirmation shall be made and signed by the
president and secretary of the senate, who shall cause one to be
delivered to the governor and the other to the secretary of state, who
shall record the same in his office in a book kept for that purpose.
Commissions of officers. The commission of every officer
appointed by the governor, or by the governor by and with the consent of
the senate, shall be signed by the governor and attested under the seal
of this state, by the secretary of state, who shall make and record in
his office a copy of such commission, and deliver the original to the
officer appointed, by a messenger, if the governor shall so direct, and
otherwise, by mail, or as the secretary of state shall deem proper.
Commissions of notaries public shall be signed by the secretary of
state, or by a person or persons in the department of state designated
by the secretary of state, and shall be sent to the county clerk of the
county in which such notaries public respectively reside. Commissions of
commissioners of deeds in other states, territories and foreign
countries, shall be signed by the secretary of state, or by a person or
persons in the department of state designated by secretary of state.
Every other appointment of an officer, made by one or more state
officers, shall be in writing, and signed by the officer or officers, or
by a majority of the officers, or by the presiding officer of the board
or body making the appointment. Every such written appointment shall be
deemed the commission of the officer appointed, and if of a state
officer, a duplicate or a certified copy thereof shall be recorded in
the office of the department of state; if of a local officer it shall be
sent to the clerk of the county in which the officer appointed shall
then reside, who shall file the same in his office, and notify the
officer appointed of his appointment.
Deputies, their appointment, number and duties. Every deputy,
assistant, or other subordinate officer, whose appointment or election
is not otherwise provided for, shall be appointed by his principal
officer, board or other body, and the number thereof, if not otherwise
prescribed by law, shall be limited in the discretion of the appointing
power. If there is but one deputy, he shall, unless otherwise prescribed
by law, possess the powers and perform the duties of his principal
during the absence or inability to act of his principal, or during a
vacancy in his principal's office. If there be two or more deputies of
the same officer, such officer may designate, in writing, the order in
which the deputies shall act, in case of his absence from the office or
his inability to act, or in case of a vacancy in the office, and if he
shall fail to make such designation, the deputy longest in office
present shall so act. If two or more deputies present shall have held
the office for the same period, the senior deputy in age shall so act.
Such written designation by a state officer shall be filed in the office
of the secretary of state; and by any other officer, in the office of
the clerk of the county in which the principal has his office. If a
vacancy in a public office shall be caused by the death of the
incumbent, the deputies shall, unless otherwise provided by law,
continue to hold office until the vacancy shall have been filled in
accordance with law.
Official oaths. Every officer shall take and file the oath of
office required by law, and every judicial officer of the unified court
system, in addition, shall file a copy of said oath in the office of
court administration, before he shall be entitled to enter upon the
discharge of any of his official duties. An oath of office may be
administered by a judge of the court of appeals, the attorney general,
or by any officer authorized to take, within the state, the
acknowledgment of the execution of a deed of real property, or by an
officer in whose office the oath is required to be filed or by his duly
designated assistant, or may be administered to any member of a body of
officers, by a presiding officer or clerk, thereof, who shall have taken
an oath of office. An oath of office may be administered to any state or
local officer who is a member of the armed forces of the United States
by any commissioned officer, in active service, of the armed forces of
the United States. In addition to the requirements of any other law, the
certificate of the officer in the armed forces administering the oath of
office under this section shall state (a) the rank of the officer
administering the oath, and (b) that the person taking the oath was at
the time, enlisted, inducted, ordered or commissioned in or serving
with, attached to or accompanying the armed forces of the United States.
The fact that the officer administering the oath was at the time duly
commissioned and in active service with the armed forces, shall be
certified by the secretary of the army, secretary of the air force or by
the secretary of the navy, as the case may be, of the United States, or
by a person designated by him to make such certifications, but the place
where such oath was administered need not be disclosed. The oath of
office of a notary public or commissioner of deeds shall be filed in the
office of the clerk of the county in which he shall reside. The oath of
office of every state officer shall be filed in the office of the
secretary of state; of every officer of a municipal corporation,
including a school district, with the clerk thereof; and of every other
officer, including the trustees and officers of a public library and the
officers of boards of cooperative educational services, in the office of
the clerk of the county in which he shall reside, if no place be
otherwise provided by law for the filing thereof.
Official undertakings. 1. Every official undertaking, when
required by or in pursuance of law to be hereafter executed or filed by
any officer, shall be to the effect that he will faithfully discharge
the duties of his office and promptly account for and pay over all
moneys or property received by him as such officer, in accordance with
law, or in default thereof, that the parties executing such undertaking
will pay all damages, costs and expenses resulting from such default,
not exceeding a sum, if any, specified in such undertaking. The
undertaking of a state officer or clerk or employee shall be approved by
the attorney-general as to its form and manner of execution and by the
comptroller as to the sufficiency of the sureties and be filed in the
comptroller's office. The undertaking of a municipal officer shall, if
not otherwise provided by law, be approved as to its form and the
sufficiency of the sureties by the chief executive officer or by the
governing body of the municipality and be filed with the clerk thereof.
The approval by such governing body may be a resolution, a certified
copy of which shall be attached to the undertaking. The undertaking of
such county officer shall, if not otherwise provided by law, be approved
as to its form and the sufficiency of the sureties by the clerk of the
county, and filed in his office. The undertaking of a town officer
shall, if not otherwise provided by law, be approved as to its form and
the sufficiency of the sureties by the clerk of the county and filed in
his office. The sum specified in an official undertaking shall be the
sum for which such undertaking shall be required by or in pursuance of
law is given. If no sum, or a different sum from that required by or in
pursuance of law, be specified in the undertaking, it shall be deemed to
be an undertaking for the amount so required. If no sum be required by
or in pursuance of law to be so specified, the officer or board
authorized to approve the undertaking shall fix the sum to be specified
therein. Every official undertaking shall be executed and duly
acknowledged by at least two sureties, each of whom shall add thereto
his affidavit that he is a freeholder or householder within the state,
stating his occupation and residence and the street number of his
residence and place of business if in a city, and a sum which he is
worth over and above his just debts and liabilities and property exempt
from execution. The aggregate of the sums so stated in such affidavits
must be at least double the amount specified in the undertaking. If the
surety on an official undertaking of a state or local officer, clerk or
employee of the state or political subdivision thereof or of a municipal
corporation be a fidelity or surety corporation, the reasonable expense
of procuring such surety, not exceeding one percentum per annum upon the
sum for which such undertaking shall be required by or in pursuance of
law to be given, shall be a charge against the state or political
subdivision or municipal corporation respectively in and for which he is
elected or appointed, except that the expense of procuring such surety
as aforesaid, on an official undertaking of any officer, clerk or
employee in any city department of the city of New York, or of any
office, board or body of said city, or of a borough or county within
said city, including officers, clerks and employees of every court
within said city, shall not be a charge upon said city or upon any of
the counties contained within said city, unless the comptroller of the
said city, shall first have approved the necessity of requiring such
official undertaking to be given, and shall have approved of or fixed
the amount of any such official undertaking; but this exception shall
not apply to an official undertaking specifically required by statute to
be given, and the amount of which is specifically fixed by statute. The
failure to execute an official undertaking in the form or by the number
of sureties required by or in pursuance of law, or of a surety thereto
to make an affidavit required by or in pursuance of law, or in the form
so required, or the omission from such an undertaking of the approval
required by or in pursuance of law, shall not affect the liability of
the sureties therein.
2. Notwithstanding the foregoing provisions of this section or any
other law, general, special or local, requiring an official undertaking
to be conditioned substantially to the effect that an officer, clerk or
employee will faithfully discharge his duties and promptly account for
and pay over all moneys or property received by him in his official
capacity, it shall be permissible in lieu thereof, with the consent and
approval of the officer or governing body authorized to require the
undertaking, for any department or agency of the state or any municipal
corporation or district corporation or department or agency thereof to
procure a blanket undertaking from any duly authorized corporate surety
covering officers, clerks and employees. Any such blanket undertaking
entered into on or after January first, nineteen hundred seventy-eight
shall indemnify against losses:
(a) through the failure of the officers, clerks and employees covered
thereunder faithfully to perform their duties or to account properly for
all moneys or property received by virtue of their positions or
employment, and
(b) through fraudulent or dishonest acts committed by the officers,
clerks and employees covered thereunder.
Notwithstanding any provisions of the civil practice law and rules any
such blanket undertaking entered into prior to January first, nineteen
hundred eighty-three may contain a provision that no suit, action or
proceeding of any kind to recover on account of loss under such blanket
undertaking shall be brought after the expiration of three years from
the cancellation of such blanket undertaking as an entirety. Any such
blanket undertaking shall be approved as to its form, manner of
execution and sufficiency of the surety and filed and the expense of
procuring such surety paid in the same manner as provided in subdivision
one of this section. The failure to execute such blanket undertaking in
the form required by law, or the omission of the approval required by
law, shall not affect the liability of the surety thereon.
3. Nothing herein contained shall be construed to prevent the
procuring of a blanket undertaking to cover the liability of employees
handling funds collected pursuant to the provisions of section fifty of
the vehicle and traffic law.
4. Notwithstanding the provisions of this section or any other law,
general or special, requiring an official undertaking or bond to be
conditioned substantially to the effect that a state officer, clerk or
employee will faithfully discharge his duties and promptly account for
and pay over all moneys or property received by him in his official
capacity, the comptroller may, in his discretion, waive the requirement
of procuring such official undertaking or bond, and the expense of
procuring an official undertaking or bond shall not be a charge upon the
state unless the comptroller shall first have approved the necessity of
requiring such official undertaking or bond.
Force and effect of official undertaking. An officer of whom an
official undertaking is required, shall not receive any money or
property as such officer, or do any act affecting the disposition of any
money or property which such officer is entitled to receive or have the
custody of, before he shall have filed such undertaking; and any person
having the custody or control of any such money or property shall not
deliver the same to any officer of whom an undertaking is required until
such undertaking shall have been given. If a public officer required to
give an official undertaking, enters upon the discharge of any of his
official duties before giving such undertaking, the sureties upon his
undertaking subsequently given for or during his official term shall be
liable for all his acts and defaults done or suffered and for all moneys
and property received during such term prior to the execution of such
undertaking, or if a new undertaking is given, from the time notice to
give such new undertaking is served upon him. Every official undertaking
shall be obligatory and in force so long as the officer shall continue
to act as such and until his successor shall be appointed and duly
qualified, and until the conditions of the undertaking shall have been
fully performed. When an official undertaking is renewed pursuant to law
the sureties upon the former undertaking shall not be liable for any
official act done or moneys received after the due execution, approval
and filing of the new undertaking.
Notice of neglect to file oath or undertaking. The officer or
body making the appointment or certificate of election of a public
officer shall, if the officer be required to give an official
undertaking to be filed in an office other than that in which the
written appointment or certificate of election is to be filed, forthwith
give written notice of such appointment or election to the officer in
whose office the undertaking is to be filed. If any officer shall
neglect, within the time required by law, to take and file an official
oath, or execute and file an official undertaking, the officer, with
whom or in whose office such oath or undertaking is required to be
filed, shall forthwith give notice of such neglect, if of an appointive
officer, to the authority appointing such officer; if of an elective
officer, to the officer, board or body authorized to fill a vacancy in
such office, if any, or if none and a vacancy in the office may be
filled by a special election, to the officer, board or body authorized
to call or give notice of a special election to fill such vacancy;
except that the notice of failure of a justice of the peace to file his
official oath, shall be given to the town clerk of the town for which
the justice was elected.
Effect of consolidation on terms of office. If an office be
continued by the consolidated laws constituting the consolidation of
which this chapter is a part, the person lawfully holding such office at
the time of the taking effect of such consolidated laws shall, subject
to the provisions of such consolidated laws, continue therein for the
term for which he was chosen, or if holding over after the expiration of
his term, until his successor shall be chosen and shall have qualified.
Validation of official acts performed before filing official
oath or undertaking. If a public officer, duly chosen, has heretofore
entered, or shall hereafter enter on the performance of the duties of
his or her office, without taking or filing an official oath, or
executing or filing an official undertaking, as required by the
constitution, section ten of this article, section twenty-five of the
town law or section one hundred four of the uniform justice court act,
or by any general or special law, his or her acts as such officer, so
performed, shall be as valid and of as full force and effect as if such
oath had been duly taken and filed, and as if such undertaking had been
duly executed and filed, notwithstanding the provisions of any general
or special law declaring any such office vacant, or authorizing it to be
declared vacant, or to be filled as in case of vacancy, or imposing any
other forfeiture or penalty for omission to take or file any such oath,
or to execute or file any such undertaking; but this section shall not
otherwise affect any provision of any general or special law, declaring
any such office vacant, or authorizing it to be declared vacant, or to
be filled as in case of vacancy, or imposing any other forfeiture or
penalty, by reason of the failure to take or file any such oath or to
execute or file any such undertaking; and this section shall not relieve
any such officer from criminal liability for entering on the discharge
of his or her official duties without taking or filing such oath or
executing or filing such undertaking in accordance with such provisions.
Qualifications of certain judicial officers in cities of the
first class. A person shall be eligible for appointment to the office
of magistrate, judge or justice of an inferior court of criminal
jurisdiction in a city of the first class, who shall at the time of such
appointment be of full age, a citizen of the United States, a resident
of the city, an attorney and counselor-at-law admitted to practice for
the period prescribed by special law, or in lieu thereof shall have been
a member of the legislature of the state for at least twelve consecutive
years, notwithstanding the provisions of any general or special law
inconsistent herewith.
Defense and indemnification of state officers and employees. 1.
(a) As used in this section, unless the context otherwise requires the
term "employee" shall mean any person holding a position by election,
appointment or employment in the service of the state, including
clinical practice pursuant to subdivision fourteen of section two
hundred six of the public health law, whether or not compensated, or a
volunteer expressly authorized to participate in a state-sponsored
volunteer program, but shall not include an independent contractor. The
term employee shall include a former employee, his estate or judicially
appointed personal representative and persons who assist the education
department or the department of health as consultants or expert
witnesses in the investigation or prosecution of alleged professional
misconduct, licensure matters, restoration proceedings, or criminal
prosecutions for unauthorized practice pursuant to title eight of the
education law or title II-A of the public health law.
(b) For the purposes of this section, the term "employee" shall
include members, officers and other persons in the employment of the New
York state energy research and development authority, members of the
board of directors, officers and other persons in the employment of the
New York state science and technology foundation, and members of the
board of directors, officers and other persons in the employment of the
New York state olympic accommodations control corporation or serving on
its board of directors on or before June thirtieth, nineteen hundred
eighty.
(c) For the purposes of this section, the term "employee" shall
include members of the state patient qualification review board
appointed by the commissioner of health pursuant to article
thirty-three-A of the public health law.
(d) For the purposes of this section, the term "employee" shall
include directors, officers and employees of the facilities development
corporation.
(e) For the purposes of this section, the term "employee" shall
include directors, officers and employees of the environmental
facilities corporation.
(f) For the purposes of this section, the term "employee" shall
include ombudsmen designated under section five hundred forty-four and
section five hundred forty-five of the executive law, and shall include
such ombudsmen without regard to whether they are volunteers or paid
staff of the office for the aging or of designated substate ombudsman
programs under the direction of the office.
(g) For the purposes of this section, the term "employee" shall
include the members of the board, officers and employees of the greenway
heritage conservancy for the Hudson river valley or the greenway
council.
(h) For the purposes of this section, the term "employee" shall
include members of the board, officers and employees of the New York
local government assistance corporation.
(i) For purposes of this section, the term "employee" shall include
the officers and employees of the Central Pine Barrens joint planning
and policy commission.
(j) For purposes of this section, the term "employee" shall include
directors, officers and employees of the dormitory authority.
(k) For the purposes of this section only, the term "employee" shall
include any member, director, officer or employee of a soil and water
conservation district created pursuant to section five of the soil and
water conservation districts law who is working on a project which
receives funding from the state and has received approval by the state
soil and water conservation committee or who is carrying out the powers
and duties pursuant to article two of the soil and water conservation
districts law by working with any agency of the state as defined by
subdivision five of section three of the soil and water conservation
districts law.
(l) For the purposes of this section and consistent with the
provisions of section 13 of a chapter of the laws of 1997, amending the
public authorities law, the public health law, the public officers law,
chapter 41 of the laws of 1997 relating to providing a retirement
incentive for certain public employees, and the civil service law,
relating to the creation of the Roswell Park Cancer Institute
corporation and providing for the rights, powers, duties and
jurisdiction of such corporation, the term "employee" shall include
directors, officers and employees of the Roswell Park Cancer Institute
corporation.
(m) For the purposes of this section, the term "employee" shall
include the members of the spinal cord injury research board within the
department of health.
(n) For the purposes of this section, the term "employee" shall
include directors, officers, and employees of the Governor Nelson A.
Rockefeller empire state plaza performing arts center corporation.
(o) For the purposes of this section, the term "employee" shall
include the directors, officers and employees of the state of New York
mortgage agency.
(q) For the purposes of this section, the term "employee" shall
include the members, officers and employees of the tobacco settlement
financing corporation.
(r) For the purposes of this section, the term "employee" shall
include the directors, officers, and employees of the state of New York
municipal bond bank agency and the directors, officers, employees,
trustees and other managers (however denominated), of any tax lien
entity (as defined in subdivision sixteen of section twenty-four hundred
thirty-two of the public authorities law) of the state of New York
municipal bond bank agency.
(s) For the purposes of this section, the term "employee" shall
include the members of the board, officers and employees of the Niagara
river greenway commission.
(t) For the purposes of this section, the term "employee" shall
include the members of the board, officers and employees of the
dormitory authority for purposes of section sixteen hundred eighty-l of
the public authorities law.
(v) For the purposes of this section, the term "employee" shall
include the members of the board, and officers and employees of the New
York city off-track betting corporation.
(w) For purposes of this section, the term "employee" shall include
(i) a person certified by the office of court administration and paid by
the city of New York to serve as a guardian ad litem in an action or
proceeding pending in the housing part of the civil court of the city of
New York; or (ii) a person certified by the office of court
administration and paid by the county of Westchester to serve as a
guardian ad litem in a non-payment, holdover, or other landlord-tenant
action or proceeding pending in a village, town, city, or other court in
the county of Westchester.
(x) For the purposes of this section, the term "employee" shall
include the members of the board, officers and employees of the
dormitory authority for purposes of section sixteen hundred eighty-q of
the public authorities law.
(y) For purposes of this section, the term "employee" shall include
members of the board, officers and employees of the New York state
thruway authority or its subsidiaries.
(z) For purposes of this section, the term "employee" shall include
members of the governing board, officers and employees of the New York
state canal corporation.
2. (a) Upon compliance by the employee with the provisions of
subdivision four of this section, the state shall provide for the
defense of the employee in any civil action or proceeding in any state
or federal court arising out of any alleged act or omission which
occurred or is alleged in the complaint to have occurred while the
employee was acting within the scope of his public employment or duties;
or which is brought to enforce a provision of section nineteen hundred
eighty-one or nineteen hundred eighty-three of title forty-two of the
United States code and the act or omission underlying the action
occurred or is alleged in the complaint to have occurred while the
employee was acting within the scope of his public employment or duties.
This duty to provide for a defense shall not arise where such civil
action or proceeding is brought by or on behalf of the state.
(b) Subject to the conditions set forth in paragraph (a) of this
subdivision, the employee shall be entitled to be represented by the
attorney general, provided, however, that the employee shall be entitled
to representation by private counsel of his choice in any civil judicial
proceeding whenever the attorney general determines based upon his
investigation and review of the facts and circumstances of the case that
representation by the attorney general would be inappropriate, or
whenever a court of competent jurisdiction, upon appropriate motion or
by a special proceeding, determines that a conflict of interest exists
and that the employee is entitled to be represented by private counsel
of his choice. The attorney general shall notify the employee in writing
of such determination that the employee is entitled to be represented by
private counsel. The attorney general may require, as a condition to
payment of the fees and expenses of such representation, that
appropriate groups of such employees be represented by the same counsel.
If the employee or group of employees is entitled to representation by
private counsel under the provisions of this section, the attorney
general shall so certify to the comptroller. Reasonable attorneys' fees
and litigation expenses shall be paid by the state to such private
counsel from time to time during the pendency of the civil action or
proceeding subject to certification that the employee is entitled to
representation under the terms and conditions of this section by the
head of the department, commission, division, office or agency in which
such employee is employed and upon the audit and warrant of the
comptroller. Any dispute with respect to representation of multiple
employees by a single counsel or the amount of litigation expenses or
the reasonableness of attorneys' fees shall be resolved by the court
upon motion or by way of a special proceeding.
(c) Where the employee delivers process and a request for a defense to
the attorney general as required by subdivision four of this section,
the attorney general shall take the necessary steps including the
retention of private counsel under the terms and conditions provided in
paragraph (b) of subdivision two of this section on behalf of the
employee to avoid entry of a default judgment pending resolution of any
question pertaining to the obligation to provide for a defense.
3. (a) The state shall indemnify and save harmless its employees in
the amount of any judgment obtained against such employees in any state
or federal court, or in the amount of any settlement of a claim, or
shall pay such judgment or settlement; provided, that the act or
omission from which such judgment or settlement arose occurred while the
employee was acting within the scope of his public employment or duties;
the duty to indemnify and save harmless or pay prescribed by this
subdivision shall not arise where the injury or damage resulted from
intentional wrongdoing on the part of the employee.
(b) An employee represented by the attorney general or by private
counsel pursuant to this section shall cause to be submitted to the head
of the department, commission, division, office or agency in which he is
employed any proposed settlement which may be subject to indemnification
or payment by the state and if not inconsistent with the provisions of
this section such head of the department, commission, division, office
or agency in which he is employed shall certify such settlement, and
submit such settlement and certification to the attorney general. The
attorney general shall review such proposed settlement as to form and
amount, and shall give his approval if in his judgment the settlement is
in the best interest of the state. Nothing in this subdivision shall be
construed to authorize the state to indemnify and save harmless or pay
an employee with respect to a settlement not so reviewed and approved by
the attorney general.
(c) Nothing in this subdivision shall authorize the state to indemnify
or save harmless an employee with respect to fines or penalties, or
money recovered from an employee pursuant to article seven-a of the
state finance law; provided, however, that the state shall indemnify and
save harmless its employees in the amount of any costs, attorneys' fees,
damages, fines or penalties which may be imposed by reason of an
adjudication that an employee, acting within the scope of his public
employment or duties, has, without willfulness or intent on his part,
violated a prior order, judgment, consent decree or stipulation of
settlement entered in any court of this state or of the United States.
The attorney general shall promulgate such rules and regulations as are
necessary to effectuate the purposes of this subdivision.
(d) Upon entry of a final judgment against the employee, or upon the
settlement of the claim, the employee shall cause to be served a copy of
such judgment or settlement, personally or by certified or registered
mail within thirty days of the date of entry or settlement, upon the
head of the department, commission, division, office or agency in which
he is employed; and if not inconsistent with the provisions of this
section, such judgment or settlement shall be certified for payment by
such head of the department, commission, division, office or agency. If
the attorney general concurs in such certification, the judgment or
settlement shall be paid upon the audit and warrant of the comptroller.
On or before January fifteenth the comptroller, in consultation with the
department of law and other agencies as may be appropriate, shall submit
to the governor and the legislature an annual accounting of judgments,
settlements, fees, and litigation expenses paid pursuant to this section
during the preceding and current fiscal years. Such accounting shall
include, but not be limited to the number, type and amount of claims so
paid, as well as an estimate of claims to be paid during the remainder
of the current fiscal year and during the following fiscal year.
4. The duty to defend or indemnify and save harmless prescribed by
this section shall be conditioned upon (i) delivery to the attorney
general or an assistant attorney general at an office of the department
of law in the state by the employee of the original or a copy of any
summons, complaint, process, notice, demand or pleading within five days
after he is served with such document, and (ii) the full cooperation of
the employee in the defense of such action or proceeding and in defense
of any action or proceeding against the state based upon the same act or
omission, and in the prosecution of any appeal. Such delivery shall be
deemed a request by the employee that the state provide for his defense
pursuant to this section.
5. The benefits of this section shall inure only to employees as
defined herein and shall not enlarge or diminish the rights of any other
party nor shall any provision of this section be construed to affect,
alter or repeal any provision of the workers' compensation law.
6. This section shall not in any way affect the obligation of any
claimant to give notice to the state under section ten of the court of
claims act or any other provision of law.
7. The provisions of this section shall not be construed to impair,
alter, limit or modify the rights and obligations of any insurer under
any policy of insurance.
8. The provisions of this section shall apply to all actions and
proceedings pending upon the effective date thereof or thereafter
instituted.
9. Except as otherwise specifically provided in this section, the
provisions of this section shall not be construed in any way to impair,
alter, limit, modify, abrogate or restrict any immunity available to or
conferred upon any unit, entity, officer or employee of the state or any
other level of government, or any right to defense and/or
indemnification provided for any governmental officer or employee by, in
accordance with, or by reason of, any other provision of state or
federal statutory or common law.
10. If any provision of this section or the application thereof to any
person or circumstance be held unconstitutional or invalid in whole or
in part by any court of competent jurisdiction, such holding of
unconstitutionality or invalidity shall in no way affect or impair any
other provision of this section or the application of any such provision
to any other person or circumstance.
11. The provisions of this section shall not apply to physicians who
are subject to the provisions of the plan for the management of clinical
practice income as set forth in the policies of the board of trustees,
title 8, New York codes, rules and regulations, regarding any civil
action or proceeding alleging some professional malpractice in any state
or federal court arising out of the physician's involvement in clinical
practice as defined in that plan, provided however, that the provisions
of this section shall apply when a claim or proceeding arises while the
physician was acting on behalf of the state within the scope of such
physician's public employment or duties.
Reimbursement of funds paid by state agencies and state
entities for the payment of awards adjudicated in sexual harassment
claims. 1. As used in this section, the term "employee" shall mean any
person holding a position by election, appointment, or employment in the
service of the state of New York, whether or not compensated. The term
"employee" shall include a former employee or judicially appointed
personal representative.
2. Notwithstanding any law to the contrary, any employee who has been
subject to a final judgment of personal liability for intentional
wrongdoing related to a claim of sexual harassment, shall reimburse any
state agency or entity that makes a payment to a plaintiff for an
adjudicated award based on a claim of sexual harassment resulting in a
judgment, for his or her proportionate share of such judgment. Such
employee shall personally reimburse such state agency or entity within
ninety days of the state agency or entity's payment of such award.
3. If such employee fails to reimburse such state agency or entity
pursuant to subdivision two of this section within ninety days from the
date such state agency or entity makes a payment for the financial
award, the comptroller shall, upon obtaining a money judgment, withhold
from such employee's compensation the amounts allowable pursuant to
section fifty-two hundred thirty-one of the civil practice law and
rules.
4. If such employee is no longer employed by such state agency or
entity such state agency or entity shall have the right to receive
reimbursement through the enforcement of a money judgment pursuant to
article fifty-two of the civil practice law and rules.
Defense and indemnification of officers and employees of public
entities. 1. As used in this section, unless the context otherwise
requires:
(a) The term "public entity" shall mean (i) a county, city, town,
village or any other political subdivision or civil division of the
state, (ii) a school district, board of cooperative educational
services, or any other governmental entity or combination or association
of governmental entities operating a public school, college, community
college or university, (iii) a public improvement or special district,
(iv) a public authority, commission, agency or public benefit
corporation, or (v) any other separate corporate instrumentality or unit
of government; but shall not include the state of New York or any other
public entity the officers and employees of which are covered by section
seventeen of this chapter or by defense and indemnification provisions
of any other state statute taking effect after January first, nineteen
hundred seventy-nine.
(b) The term "employee" shall mean any commissioner, member of a
public board or commission, trustee, director, officer, employee,
volunteer expressly authorized to participate in a publicly sponsored
volunteer program, or any other person holding a position by election,
appointment or employment in the service of a public entity, whether or
not compensated, but shall not include the sheriff of any county or an
independent contractor. The term "employee" shall include a former
employee, his estate or judicially appointed personal representative.
(c) The term "governing body" shall mean the board or body in which
the general legislative, governmental or public powers of the public
entity are vested and by authority of which the business of the public
entity is conducted.
2. The provisions of this section shall apply to any public entity:
(a) whose governing body has agreed by the adoption of local law,
by-law, resolution, rule or regulation (i) to confer the benefits of
this section upon its employees, and (ii) to be held liable for the
costs incurred under these provisions; or
(b) where the governing body of a municipality, for whose benefit the
public entity has been established, has agreed by the adoption of local
law or resolution (i) to confer the benefits of this section upon the
employees of such public entity, and (ii) to be held liable for the
costs incurred under these provisions.
3. (a) Upon compliance by the employee with the provisions of
subdivision five of this section, the public entity shall provide for
the defense of the employee in any civil action or proceeding, state or
federal, arising out of any alleged act or omission which occurred or
allegedly occurred while the employee was acting within the scope of his
public employment or duties. This duty to provide for a defense shall
not arise where such civil action or proceeding is brought by or at the
behest of the public entity employing such employee.
(b) Subject to the conditions set forth in paragraph (a) of this
subdivision, the employee shall be entitled to be represented by private
counsel of his choice in any civil action or proceeding whenever the
chief legal officer of the public entity or other counsel designated by
the public entity determines that a conflict of interest exists, or
whenever a court, upon appropriate motion or otherwise by a special
proceeding, determines that a conflict of interest exists and that the
employee is entitled to be represented by counsel of his choice,
provided, however, that the chief legal officer or other counsel
designated by the public entity may require, as a condition to payment
of the fees and expenses of such representation, that appropriate groups
of such employees be represented by the same counsel. Reasonable
attorneys' fees and litigation expenses shall be paid by the public
entity to such private counsel from time to time during the pendency of
the civil action or proceeding with the approval of the governing body
of the public entity.
(c) Any dispute with respect to representation of multiple employees
by a single counsel or the amount of litigation expenses or the
reasonableness of attorneys' fees shall be resolved by the court upon
motion or by way of a special proceeding.
(d) Where the employee delivers process and a written request for a
defense to the public entity under subdivision five of this section, the
public entity shall take the necessary steps on behalf of the employee
to avoid entry of a default judgment pending resolution of any question
pertaining to the obligation to provide for a defense.
4. (a) The public entity shall indemnify and save harmless its
employees in the amount of any judgment obtained against such employees
in a state or federal court, or in the amount of any settlement of a
claim, provided that the act or omission from which such judgment or
claim arose occurred while the employee was acting within the scope of
his public employment or duties; provided further that in the case of a
settlement the duty to indemnify and save harmless shall be conditioned
upon the approval of the amount of settlement by the governing body of
the public entity.
(b) Except as otherwise provided by law, the duty to indemnify and
save harmless prescribed by this subdivision shall not arise where the
injury or damage resulted from intentional wrongdoing or recklessness on
the part of the employee.
(c) Nothing in this subdivision shall authorize a public entity to
indemnify or save harmless an employee with respect to punitive or
exemplary damages, fines or penalties, or money recovered from an
employee pursuant to section fifty-one of the general municipal law;
provided, however, that the public entity shall indemnify and save
harmless its employees in the amount of any costs, attorneys' fees,
damages, fines or penalties which may be imposed by reason of an
adjudication that an employee, acting within the scope of his public
employment or duties, has, without willfulness or intent on his part,
violated a prior order, judgment, consent decree or stipulation of
settlement entered in any court of this state or of the United States.
(d) Upon entry of a final judgment against the employee, or upon the
settlement of the claim, the employee shall serve a copy of such
judgment or settlement, personally or by certified or registered mail
within thirty days of the date of entry or settlement, upon the chief
administrative officer of the public entity; and if not inconsistent
with the provisions of this section, the amount of such judgment or
settlement shall be paid by the public entity.
5. The duty to defend or indemnify and save harmless prescribed by
this section shall be conditioned upon: (i) delivery by the employee to
the chief legal officer of the public entity or to its chief
administrative officer of a written request to provide for his defense
together with the original or a copy of any summons, complaint, process,
notice, demand or pleading within ten days after he is served with such
document, and (ii) the full cooperation of the employee in the defense
of such action or proceeding and in defense of any action or proceeding
against the public entity based upon the same act or omission, and in
the prosecution of any appeal.
6. The benefits of this section shall inure only to employees as
defined herein and shall not enlarge or diminish the rights of any other
party nor shall any provision of this section be construed to affect,
alter or repeal any provision of the workers' compensation law.
7. This section shall not in any way affect the obligation of any
claimant to give notice to the public entity under section ten of the
court of claims act, section fifty-e of the general municipal law, or
any other provision of law.
8. Any public entity is hereby authorized and empowered to purchase
insurance from any insurance company created by or under the laws of
this state, or authorized by law to transact business in this state,
against any liability imposed by the provisions of this section, or to
act as a self-insurer with respect thereto.
9. All payments made under the terms of this section, whether for
insurance or otherwise, shall be deemed to be for a public purpose and
shall be audited and paid in the same manner as other public charges.
10. The provisions of this section shall not be construed to impair,
alter, limit or modify the rights and obligations of any insurer under
any policy of insurance.
11. Except as otherwise specifically provided in this section, the
provisions of this section shall not be construed in any way to impair,
alter, limit, modify, abrogate or restrict any immunity to liability
available to or conferred upon any unit, entity, officer or employee of
any public entity by, in accordance with, or by reason of, any other
provision of state or federal statutory or common law.
12. Except as otherwise provided in this section, benefits accorded to
employees under this section shall be in lieu of and take the place of
defense or indemnification protections accorded the same employees by
another enactment; unless the governing body of the public entity shall
have provided that these benefits shall supplement, and be available in
addition to, defense or indemnification protection conferred by another
enactment.
13. The provisions of this section shall also be applicable to any
public library supported in whole or in part by a public entity whose
governing body has determined by adoption of a local law, ordinance,
by-law, resolution, rule or regulation to confer the benefits of this
section upon the employees of such public library and to be held liable
for the costs incurred under these provisions.
14. If any provision of this section or the application thereof to any
person or circumstance be held unconstitutional or invalid in whole or
in part by any court, such holding of unconstitutionality or invalidity
shall in no way affect or impair any other provision of this section or
the application of any such provision to any other person or
circumstance.
Reimbursement of funds paid by a public entity for the payment
of awards adjudicated in sexual harassment claims. 1. As used in this
section:
(a) The term "public entity" shall mean (i) a county, city, town,
village or any other political subdivision or civil division of the
state; (ii) a school district, board of cooperative educational
services, or any other governmental entity or combination or association
of governmental entities operating a public school, college, community
college or university; (iii) a public improvement or special district;
(iv) a public authority, commission, agency or public benefit
corporation; or (v) any other separate corporate instrumentality or unit
of government; but shall not include the state of New York or any other
public entity the employees of which are covered by section seventeen-a
of this article.
(b) The term "employee" shall mean any commissioner, member of a
public board or commission, trustee, director, officer, employee, or any
other person holding a position by election, appointment or employment
in the service of a public entity, whether or not compensated. The term
"employee" shall include a former employee or judicially appointed
personal representative.
2. Notwithstanding any law to the contrary, any employee who has been
subject to a final judgment of personal liability for intentional
wrongdoing related to a claim of sexual harassment, shall reimburse any
public entity that makes a payment to a plaintiff for an adjudicated
award based on a claim of sexual harassment resulting in a judgment, for
his or her proportionate share of such judgment. Such employee shall
personally reimburse such public entity within ninety days of the public
entity's payment of such award.
3. If such employee fails to reimburse such public entity pursuant to
subdivision two of this section within ninety days from the date such
public entity makes a payment for the financial award, the chief fiscal
officer of such public entity shall, upon obtaining a money judgment,
withhold from such employee's compensation the amounts allowable
pursuant to section fifty-two hundred thirty-one of the civil practice
law and rules.
4. If such employee is no longer employed by such public entity, such
public entity shall have the right to receive reimbursement through the
enforcement of a money judgment pursuant to article fifty-two of the
civil practice law and rules.
Reimbursement of defense costs incurred by or on behalf of state
employees. 1. (a) As used in this section, unless the context otherwise
requires, the term "employee" shall mean any person holding a position
by election, appointment or employment in the service of the state,
whether or not compensated, or a volunteer expressly authorized to
participate in a state-sponsored volunteer program, but shall not
include an independent contractor. The term employee shall include a
former employee, his estate or judicially appointed personal
representative and persons who assist the education department or the
department of health as consultants or expert witnesses in the
investigation or prosecution of alleged professional misconduct,
licensure matters, restoration proceedings or criminal prosecutions for
unauthorized practice pursuant to title eight of the education law or
title II-A of article two of the public health law.
(b) For the purposes of this section, the term "employee" shall
include members, officers and other persons in the employment of the New
York state energy research and development authority.
(c) For the purposes of this section, the term "employee" shall
include members of the state patient qualification review board
appointed by the commissioner of health pursuant to article
thirty-three-A of the public health law.
(d) For the purposes of this section, the term "employee" shall
include directors, officers and employees of the facilities development
corporation.
(e) For the purposes of this section, the term "employee" shall
include directors, officers and employees of the environmental
facilities corporation.
(f) For purposes of this section, the term "employee" shall include
directors, officers and employees of the dormitory authority;
(g) For the purposes of this section only, the term "employee" shall
include any member, director, officer or employee of a soil and water
conservation district created pursuant to section five of the soil and
water conservation districts law who is working on a project which
receives funding from the state and has received approval by the state
soil and water conservation committee.
(h) For the purposes of this section and consistent with the
provisions of section 13 of a chapter of the laws of 1997, amending the
public authorities law, the public health law, the public officers law,
chapter 41 of the laws of 1997 relating to providing a retirement
incentive for certain public employees, and the civil service law,
relating to the creation of the Roswell Park Cancer Institute
corporation and providing for the rights, powers, duties and
jurisdiction of such corporation, the term "employee" shall include
directors, officers and employees of the Roswell Park Cancer Institute
corporation.
(i) For the purposes of this section, the term "employee" shall
include directors, officers, and employees of the Governor Nelson A.
Rockefeller empire state plaza performing arts center corporation.
(j) For purposes of this section, the term "employee" shall include
directors, officers and employees of the thruway authority, and the
directors, officers and employees of the canal corporation. In those
cases where the definition of the term "employee" provided in this
paragraph is applicable, the term "state", as utilized in subdivisions
two, three, and four of this section, shall mean the thruway authority
when the employee is a director, officer, or employee of the thruway
authority, or the canal corporation, when the employee is a director,
officer, or employee of the canal corporation.
2. (a) Upon compliance by the employee with the provisions of
subdivision three of this section, and subject to the conditions set
forth in paragraph (b) of this subdivision, it shall be the duty of the
state to pay reasonable attorneys' fees and litigation expenses incurred
by or on behalf of an employee in his or her defense of a criminal
proceeding in a state or federal court arising out of any act which
occurred while such employee was acting within the scope of his public
employment or duties upon his acquittal or upon the dismissal of the
criminal charges against him or reasonable attorneys' fees incurred in
connection with an appearance before a grand jury which returns no true
bill against the employee where such appearance was required as a result
of any act which occurred while such employee was acting within the
scope of his public employment or duties unless such appearance occurs
in the normal course of the public employment or duties of such
employee.
(b) Upon the application for reimbursement for reasonable attorneys'
fees or litigation expenses or both made by or on behalf of an employee
as provided in subdivision three of this section, the attorney general
shall determine, based upon his investigation and his review of the
facts and circumstances, whether such reimbursement shall be paid. The
attorney general shall notify the employee in writing of such
determination. Upon determining that such reimbursement should be
provided, the attorney general shall so certify to the comptroller. Upon
such certification, reimbursement shall be made for such fees or
expenses or both upon the audit and warrant of the comptroller. On or
before January fifteenth the comptroller, in consultation with the
department of law and other agencies as may be appropriate, shall submit
to the governor and the legislature an annual accounting of judgments,
settlements, fees, and litigation expenses paid pursuant to this section
during the preceding and current fiscal years. Such accounting shall
include, but not be limited to the number, type and amount of claims so
paid, as well as an estimate of claims to be paid during the remainder
of the current fiscal year and during the following fiscal year. Any
dispute with regard to entitlement to reimbursement or the amount of
litigation expenses or the reasonableness of attorneys' fees shall be
resolved by a court of competent jurisdiction upon appropriate motion or
by way of a special proceeding.
3. Reimbursement of reasonable attorneys' fees or litigation expenses
or both by the state as prescribed by this section shall be conditioned
upon (a) delivery to the attorney general or an assistant attorney
general at an office of the department of law in the state by the
employee of a written request for reimbursement of expenses together
with, in the case of a criminal proceeding, the original or a copy of an
accusatory instrument within ten days after he is arraigned upon such
instrument or, in the case of a grand jury appearance, written
documentation of evidence of such appearance and (b) the full
cooperation of the employee in defense of any action or proceeding
against the state based upon the same act, and in the prosecution of any
appeal.
4. Except as otherwise specifically provided in this section, the
provisions of this section shall not be construed in any way to impair,
alter, limit, modify, abrogate or restrict any immunity available to or
conferred upon any unit, entity, officer or employee of the state or any
other level of government, or any right to defense and/or
indemnification provided for any governmental officer or employee by, in
accordance with, or by reason of, any other provisions of state or
federal statutory or common law.
5. If any provision of this section or the application thereof to any
person or circumstance be held unconstitutional or invalid in whole or
in part by any court of competent jurisdiction, such holding of
unconstitutionality or invalidity shall in no way affect or impair any
other provision of this section or the application of any such provision
to any other person or circumstances.
ARTICLE 2-A Actions On Official Bonds or Undertakings
Action upon official bond or undertaking. Where a public
officer is required to give an official bond or undertaking, and special
provision is not made by law for the prosecution of the bond or
undertaking, by or for the benefit of a person who has sustained by his
default, delinquency or misconduct, an injury, for which the sureties
upon the bond or undertaking are liable, such a person may apply for
leave to prosecute such official bond or undertaking. Such application
shall be made to the supreme court except as otherwise provided in this
article.
Application may be made ex parte. Such application may be made
without notice; but in that case the officer, or either of his sureties,
may apply upon notice, to vacate an order permitting the applicant to
maintain an action, upon any ground showing that it ought not to have
been granted.
Proof to accompany application. The application must be
accompanied with
1. A certified copy of the official bond or undertaking;
2. Proof by affidavit of the default or misconduct complained of, and
that satisfaction of the same has not been received.
3. If the default consists of the non-payment of money, and the
applicant has not recovered judgment against the officer, or special
provision is not otherwise made by law, proof of a demand for the money
from the officer, or that a demand cannot be made with due diligence.
Order granting leave; action thereupon. Upon such an
application, the court must grant an order, permitting the applicant to
maintain an action upon the bond or undertaking. The action must be
brought, in the court which granted the order, by the applicant as
plaintiff; and it may be maintained, as if the applicant was the obligee
named in the bond or undertaking, except as otherwise expressly
prescribed in this article.
Successive actions. The same, or any other applicant, may, in
like manner, either before or after judgment in the first action, obtain
an order, permitting him to maintain another action, in the same court,
upon the same bond or undertaking, for another default or misconduct.
Any number of such orders may be successively made; and neither of the
actions authorized thereby is affected by the pendency of, or the
recovery of judgment in, any other, except as otherwise expressly
prescribed in this article.
Indorsement upon execution. Where an execution is issued upon a
judgment, recovered against the public officer and any of his sureties,
in an action, brought pursuant to this article, the plaintiff's attorney
must indorse thereon a direction to collect the same, in the first place
out of the property of the public officer, and, if sufficient property
cannot be found, then to collect the deficiency out of the property of
the surety or sureties.
Collection of execution; when a defence to subsequent action. It
is a defence by a surety, against whom an action is brought upon an
official bond or undertaking, that he, or any other surety or sureties,
have been or will be compelled, for want of sufficient property of the
public officer to pay, upon one or more judgments recovered against him
or them, upon the same bond or undertaking, an aggregate amount,
exclusive of costs, officers' fees, and expenses, equal to the sum for
which the defendant is liable, by reason of the bond or undertaking. It
is a partial defence, that the difference between the aggregate amount,
so paid, or to be paid, and the sum for which the defendant is thus
liable, is less than the amount of the plaintiff's demand.
When claimants entitled to ratable distribution. If the
aggregate amount of the liabilities, which might be recovered by actions
upon an official bond or undertaking, as prescribed in this article,
exceeds the sum for which the sureties are liable, the court must, upon
the application of a person who has obtained leave to prosecute the bond
or undertaking, made upon notice to the plaintiff's attorney, in each
action then pending upon such bond or undertaking, and in each
uncollected judgment recovered thereupon, direct and provide for the
distribution of the money, collected out of the property of the
sureties, among the persons in favor of whom the liabilities have
accrued, in proportion to the amount which each one is entitled to
recover; to be ascertained by a reference, or in such other manner as
the court directs. For the purposes of the motion an order may be made
by a judge, forbidding the payment to the plaintiff in any action, of
the sum collected or to be collected by virtue of a judgment therein.
But this section does not authorize the court to compel a plaintiff to
refund any money, collected and received by him, in good faith, before
service of notice of such an order.
Receivers, assignees and trustees deemed public officers. A
receiver, an assignee of an insolvent debtor, or a trustee or other
officer, appointed by a court or a judge, is a public officer, within
the meaning of this article; but where he was appointed by or pursuant
to the order of a court, or in proceedings supplementary to execution
against property, the application for leave to prosecute his official
bond or undertaking must be made to the court by which, or pursuant to
whose order, he was appointed, or in which the judgment was rendered, as
the case may be.
ARTICLE 3 Creation and Filling of Vacancies
Creation of vacancies. 1. Every office shall be vacant upon the
happening of one of the following events before the expiration of the
term thereof:
a. The death of the incumbent;
b. His resignation;
c. His removal from office;
d. His ceasing to be an inhabitant of the state, or if he be a local
officer, of the political subdivision, or municipal corporation of which
he is required to be a resident when chosen;
e. His or her conviction of a felony, conviction of a crime involving
a violation of his or her oath of office, or upon entering a guilty plea
in federal court to a felony, or upon entering a guilty plea in federal
court to a crime involving a violation of his or her oath of office,
provided, however, that a non-elected official may apply for
reinstatement to the appointing authority upon reversal or the vacating
of such conviction where the conviction is the sole basis for the
vacancy. After receipt of such application, the appointing authority
shall afford such applicant a hearing to determine whether reinstatement
is warranted. The record of the hearing shall include the final judgment
of the court which reversed or vacated such conviction and may also
include the entire employment history of the applicant and any other
submissions which may form the basis of the grant or denial of
reinstatement notwithstanding the reversal or vacating of such
conviction. Notwithstanding any law to the contrary, after review of
such record, the appointing authority may, in its discretion, reappoint
such non-elected official to his or her former office, or a similar
office if his or her former office is no longer available. In the event
of such reinstatement, the appointing authority may, in its discretion,
award salary or compensation in full or in part for the period from the
date such office became vacant to the date of reinstatement or any part
thereof;
f. The entry of a judgment or order of a court of competent
jurisdiction declaring him to be incompetent;
g. The judgment of a court, declaring void his election or
appointment, or that his office is forfeited or vacant;
h. His refusal or neglect to file his official oath or undertaking, if
one is required, before or within thirty days after the commencement of
the term of office for which he is chosen, if an elective office, or if
an appointive office, within thirty days after notice of his
appointment, or within thirty days after the commencement of such term;
or to file a renewal undertaking within the time required by law, or if
no time be so specified, within thirty days after notice to him in
pursuance of law, that such renewal undertaking is required. The neglect
or failure of any state or local officer to execute and file his oath of
office and official undertaking within the time limited therefor by law,
shall not create a vacancy in the office if such officer was on active
duty in the armed forces of the United States and absent from the county
of his residence at the time of his election or appointment, and shall
take his oath of office and execute his official undertaking within
thirty days after receipt of notice of his election or appointment, and
provided such oath of office and official undertaking be filed within
ninety days following the date it has been taken and subscribed, any
inconsistent provision of law, general, special, or local to the
contrary, notwithstanding.
2. When a new or an additional office shall be created, such office
shall for the purposes of an appointment or election, be vacant from the
date of its creation, until it shall be filled by election or
appointment.
3. When any member of a board, commission, committee or authority,
holding office by appointment of the governor, fails to attend three
consecutive regular meetings of such board, commission, committee or
authority, unless such absence is for good cause and is excused by the
chairman or other presiding officer thereof, or, in the case of such
chairman or other presiding officer, by the governor, the office may be
deemed vacant for purposes of the nomination and appointment of a
successor.
4. Neither the provisions of this section, nor of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
creating a vacancy in a local office of a political subdivision or
municipal corporation if the incumbent thereof ceases to be a resident
of such political subdivision or municipal corporation, shall apply in
the case of a person who is a member of the police force of any
political subdivision or municipal corporation of the state and who
while a member of such force resides (a) in the county in which such
political subdivision or municipal corporation is located; or (b) in a
county within the state contiguous to the county in which such political
subdivision or municipal corporation is located; or (c) in a county
within the state contiguous to such political subdivision or municipal
corporation; or (d) in a county within the state contiguous to a county
described in item (c) hereof where the former is less than fifteen miles
from such political subdivision or municipal corporation, measured from
their respective nearest boundary lines; or (e) in a county within the
state contiguous to a county described in item (d) hereof where the
former is less than thirty miles from such political subdivision or
municipal corporation, measured from their respective nearest boundary
lines:
(1) If such person was appointed as a member of such police force
prior to July first, nineteen hundred sixty-one, shall reside in any
such county on such date and shall continue to reside in any such county
after such date, or
(2) If the police force of which he is a member consists of two
hundred or more full-time members or shall have consisted of two hundred
or more full-time members when, as a member of such police force, he
shall have resided in such county and shall continue to reside in any
such county thereafter, or
(3) If the police force of which he is a member consists of less than
two hundred full-time members; provided, however, that the local
legislative body of such political subdivision or municipal corporation
having such police force shall have power to adopt and amend local laws,
ordinances or resolutions of general application requiring members of
such police force, other than those members covered by paragraph one or
paragraph two of this subdivision, to reside in such political
subdivision or municipal corporation, or permitting them to reside in
specified areas of such counties or within specified distances from the
political subdivision or municipal corporation provided such local
legislative body shall determine that a police officer may respond
therefrom promptly and be available to render active service in such
political subdivision or municipal corporation.
4-a. Neither the provisions of this section, nor of any general,
special or local law, charter, code, ordinance, resolution, rule or
regulation, creating a vacancy in a local office of a political
subdivision or municipal corporation if the incumbent thereof ceases to
be a resident of such political subdivision or municipal corporation,
shall apply in the case of a member of the department of sanitation of
any municipality who resides in a county within the state contiguous to
such municipality.
4-b. Except as otherwise provided in subdivision five of this section,
neither the provisions of this section, nor of any general, special or
local law, charter, code, ordinance, resolution, rule or regulation,
creating a vacancy in a local office of a political subdivision or
municipal corporation of the state if the incumbent thereof ceases to be
a resident of such political subdivision or municipal corporation shall
apply to the appointment or continuance in office or position of an
officer or member of a paid fire department in any political subdivision
or municipal corporation of the state, if such person resides in the
county, or one of the counties, in which such political subdivision or
municipal corporation is located.
5. Neither the provisions of this section, nor of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
creating a vacancy in a local office of a political subdivision or
municipal corporation if the incumbent thereof ceases to be a resident
of such political subdivision or municipal corporation, shall apply in
the case of a paid member of the uniformed force of a paid fire
department, who, for purposes of this section shall include persons
employed as fire alarm dispatchers, or in the case of a person employed
in a department of correction in the correction service of the
classified civil service, or in the case of a member of the department
of sanitation of any political subdivision or municipal corporation who
has five or more years of service, or in the case of officers and
inspectors employed in a department of health of a city of over one
million population, or in the case of a member of the department of
sanitation in a city with a population of one million or more who has
two or more years of service to such city who resides (a) in the county
in which said city is located; or (b) in a county within the state
contiguous to the county in which said city is located; or (c) in a
county within the state contiguous to such city; or (d) in a county
within the state which is not more than fifteen miles from said city; or
(e) in a county within the state contiguous to a county described in
item (d) hereof where the former is less than thirty miles from such
political subdivision or municipal corporation, measured from their
respective nearest boundary lines.
5-a. Any person who resides in this state and who is currently
employed as a member of the police force, a paid member of the uniformed
force of a paid fire department, or department of corrections in the
correctional service classification of the classified civil service, of
a city of over one million population, shall be exempt from the
provisions of paragraph (d) of subdivision one and subdivisions four and
five of this section upon compliance with the procedure set forth in
this subdivision. Any person seeking to benefit from the exemption
created by this subdivision shall notify his respective employer in
writing of said intention within thirty days from the effective date of
this subdivision and shall specify his then current residence address.
The exemption created by this subdivision shall be applicable only to
said actual designated residence and not to any residence that any
subject currently employed member may thereafter establish; provided,
however, that any such currently employed member who resides outside
this state shall have one year from the effective date of this
subdivision within which to establish residence as required pursuant to
paragraph (d) of subdivision one, and subdivisions four and five of this
section and comply with the notice requirements of this subdivision.
Said residence shall constitute a lawful residence for all purposes
notwithstanding any provision to the contrary of any general, special or
local law, charter, code, ordinance, resolution, rule or regulation.
6. Neither the provisions of this section, nor of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
creating a vacancy in a local office of a political subdivision or
municipal corporation if the incumbent thereof ceases to be a resident
of such political subdivision or municipal corporation, shall apply in
the case of appointed public officers in the city of Troy, except the
city manager of such city, who reside in the county of Rensselaer.
7. Neither the provisions of this section, nor of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
creating a vacancy in a local office of a political subdivision or
municipal corporation of the state if the incumbent thereof ceases to be
a resident of such political subdivision or municipal corporation, shall
apply in the case of the city court judge in the city of Hudson,
provided that such person resides in the county in which such city is
located.
8. Neither the provisions of this section, nor of any general, special
or local law, charter, code, ordinance, resolution, rule or regulation,
creating a vacancy in a local office of a political subdivision or
municipal corporation of the state if the incumbent thereof ceases to be
a resident of such political subdivision or municipal corporation, shall
apply in the case of a person holding the office of deputy sheriff in
the county of Nassau, provided that such person resides in Nassau county
or any adjoining county within New York state.
9. Neither the provisions of this section, nor any general, special or
local law, charter, code, ordinance, resolution, rule or regulation,
creating a vacancy in a local office of a political subdivision or
municipal corporation of the state if the incumbent thereof ceases to be
a resident of the state or such political subdivision or municipal
corporation, shall apply in the case of a person holding the office of
correction recruit, correction officer, correction corporal, correction
sergeant, correction lieutenant, correction captain, correction colonel,
chief of corrections, assistant warden, or warden employed by a
sheriff's department or local correctional facility of any political
subdivision or municipal corporation in the counties of Rockland and
Orange as of April fourth, two thousand twenty-six, provided such person
resides within forty-five miles of the counties of Rockland and Orange,
measured from the nearest boundary line of such counties.
Resignations. 1. Public officers may resign their offices as
follows:
a. The governor, lieutenant-governor, comptroller and
attorney-general, to the legislature;
b. All officers appointed by the governor alone, or by him with the
consent of the senate, to the governor;
c. Senators and members of assembly, to the presiding officers of
their respective houses;
d. Judges and justices of the unified court system, to the chief
administrator of the courts;
e. Sheriffs, county clerks, district attorneys and registers of
counties, to the governor;
f. Every other county officer, to the county clerk;
g. Every town officer, to the town clerk;
h. The officer of any other municipal corporation, to the clerk of the
corporation;
i. United States senators, to the secretary of state.
j. Representatives in the House of Representatives of the Congress of
the United States, to the secretary of state.
k. Every other appointive officer, where not otherwise provided by
law, to the body, board or officer that appointed him, and every other
elective officer, where not otherwise provided by law, to the secretary
of state.
2. Every resignation shall be in writing addressed to the officer or
body to whom it is made. If no effective date is specified in such
resignation, it shall take effect upon delivery to or filing with the
proper officer or body. If an effective date is specified in such
resignation, it shall take effect upon the date specified, provided
however, that in no event shall the effective date of such resignation
be more than thirty days subsequent to the date of its delivery or
filing; except that the effective date of the resignation of a judge or
justice of the unified court system may be up to ninety days subsequent
to the date on which such resignation is delivered or filed. If a
resignation specifies an effective date that is more than thirty days
subsequent to the date of its delivery or filing, or more than ninety
days subsequent thereto where such resignation is that of a judge or
justice, such resignation shall take effect upon the expiration of
thirty days from the date of its delivery or filing, or upon the
expiration of ninety days therefrom, as appropriate.
3. A resignation addressed to an officer shall be delivered to him at
his place of business or filed in his office.
A resignation addressed to the legislature or to the presiding officer
of either house thereof, shall be delivered to and filed with the
secretary of state, and he shall forthwith communicate the fact of such
resignation to the legislature or to such house, if in session, or if
not, at its first meeting thereafter.
A resignation addressed to any other body shall be delivered to the
presiding officer or clerk of such body, if there be one, and if not, to
any member thereof, and shall be filed with the clerk, or if there be no
clerk, with the other records of such body. A delivery at the office or
place of residence or business of the person to whom any such
resignation may be delivered shall be a sufficient delivery thereof.
4. A resignation delivered or filed pursuant to this section, whether
effective immediately or at a specified future date, may not be
withdrawn, cancelled, or amended except by consent of the officer to
whom it is delivered or body with which it is filed.
5. If a resignation from an elective office is received pursuant to
the provisions of this section, the official who receives such
resignation shall immediately notify the state board of elections of the
fact of such resignation and the effective date, if any, set forth in
such resignation.
Removals by senate. The governor before making a recommendation
to the senate for the removal of any officer may in his discretion take
proofs, for the purpose of determining whether such recommendation shall
be made.
The comptroller or attorney-general may be removed by the senate, on
the recommendation of the governor, for misconduct or malversation in
office, if two-thirds of all the members elected to the senate shall
concur therein. No such removal shall be made unless the person who is
sought to be removed shall have been served with a copy of the charges
against him and have an opportunity of being heard. On the question of
removal, the yeas and nays shall be entered on the journal. The governor
may convene the senate in extra session for the investigation of such
charges. The senate shall have power to make such rules as it may see
fit for the practice before it. At the time appointed for the
investigation, the senate shall proceed to hear and try the charges
against such officer, and may take proofs in relation thereto.
The governor may appoint any suitable person to conduct the trial of
such charges before the senate.
An officer appointed by the governor by and with the advice and
consent of the senate, except an officer who is or any or either of the
officers who are the head of a department, and except as otherwise
provided by special provision of law may be removed by the senate upon
the recommendation of the governor.
If the senate shall reject a recommendation of removal the secretary
of the senate shall, by a writing signed by him and by the president of
the senate, communicate the fact of such rejection to the governor. If
the senate shall concur in such a recommendation the removal shall take
effect upon the passage of the resolution of concurrence, and duplicate
copies of such resolution, certified by the secretary and president of
the senate, shall be executed and delivered by such secretary to the
secretary of state.
Removals by governor. 1. An officer appointed by the governor
for a full term or to fill a vacancy, whose appointment is not required
by law to be made by and with the advice and consent of the senate, any
county treasurer, any county superintendent of the poor, any register of
a county or any coroner, except as otherwise provided by special
provisions of law, may be removed by the governor within the term for
which such officer shall have been chosen, after giving to such officer
a copy of the charges against him and an opportunity to be heard in his
defense.
2. The chief executive officer of every city and the chief or
commissioner of police, commissioner or director of public safety or
other chief executive officer of the police force by whatever title he
may be designated, of every city may be removed by the governor after
giving to such officer a copy of the charges against him and an
opportunity to be heard in his defense. The power of removal provided
for in this subdivision shall be deemed to be in addition to the power
of removal provided for in any other law. The provisions of this
subdivision shall apply notwithstanding any inconsistent provisions of
any general, special or local law, ordinance or city charter.
Removal of heads of departments. Any officer who is, or any or
either of the officers who are, the head of a department, if appointed
by the governor by and with the advice and consent of the senate, may be
removed from office by the governor whenever in his judgment the public
interest shall so require. In case of such a removal the governor shall
file with the department of state a statement of the cause of such
removal and shall report such removal and the cause thereof to the
legislature at its next session.
Proceedings for removal by governor. 1. In any proceeding for
the removal by the governor of a public officer, he may conduct an
investigation into the charges, and may take the evidence as to the
truth of the charges at a hearing for such purpose, or he may direct
that such investigation or hearing, or both, shall be conducted by a
justice of the supreme court of the judicial district, or the county
judge of the county, in which the officer proceeded against shall
reside, or by a commissioner appointed by the governor, by an
appointment, in writing, filed in the office of the secretary of state.
2. The governor may direct the attorney-general or the district
attorney of the county in which the officer proceeded against resides,
to assist the governor, or the person designated by the governor under
the first subdivision of this section, in the conduct of the
investigation into the charges, and of the hearing into the truth of the
charges. If the hearing provided for in this section shall be conducted
by a justice, judge or commissioner, it shall be held at such place in
the county in which the officer proceeded against shall reside as the
justice, judge or commissioner shall appoint, and at least eight days
after written notice of the time and place of such hearing shall have
been given to the officer proceeded against.
3. The governor may direct the justice, judge or commissioner to
report to him the evidence taken at such hearing, or the evidence and
the findings of the material facts deemed by such justice, judge or
commissioner to be established. Both in the investigation of the charges
and at the hearing into the truth of the charges, the governor or the
person designated by him under the first subdivision of this section may
require witnesses to attend before him, and may also require the
production of any books, papers, or other documents, deemed by him to be
material, and shall issue subpoenas for such witnesses for appearance at
the hearing as may be requested by the officer proceeded against.
4. At the hearing provided for in this section, the officer proceeded
against and his counsel shall be permitted to attend, but such officer
or his counsel shall have no right to be present at the investigation
provided for unless the governor or the person designated by him to
conduct such investigation so directs. No evidence taken in such
investigation shall form the basis of any report to the governor by the
person designated by him under subdivision one of this section, or the
basis of any determination by the governor, unless such evidence is
presented at the hearing provided for in this section.
5. The person designated under subdivision one of this section, or the
governor, where no person is so designated, is authorized to employ
counsel in any case where the attorney-general or district attorney has
not been directed to assist the governor or his designee, as provided in
subdivision two of this section, and to employ such personnel as may be
necessary to assist him in the performance of his duties under this
section.
6. If the proceeding be for removal of a state officer, the reasonable
expenses incurred in the conduct thereof, including the compensation of
authorized counsel and of necessary assistants, in the taking and
printing of the testimony, shall be paid by the state, on the
certificate of the governor, out of moneys appropriated or available
therefor.
7. If the proceeding be for the removal of a county or city officer,
the reasonable expenses incurred in the conduct thereof shall be a
county or city charge, as the case may be. The board of supervisors of
the county, or the board of estimate and apportionment or other board or
body of the city vested with the power to make appropriations, on the
requisition of the governor, from time to time, shall forthwith
appropriate such sum as shall be needed to pay such expenses; and after
such appropriation shall have been duly made, the fiscal officer of the
county or city, as the case may be, shall pay such expenses, upon
vouchers approved by the governor, after audit, in the same manner and
by the same authority as other county or city charges are audited and
paid.
8. A person designated by the governor to conduct an investigation or
hearing, or both, under this section, who is not regularly employed by
the state or by a county or city, shall be paid a reasonable
compensation for his services, to be fixed by the governor, and paid in
the same manner as other expenses for the removal of a state officer, or
a county or city officer, as the case may be, as provided in this
section.
9. All sheriffs, coroners, constables and marshals to whom process
shall be directed and delivered under this section shall execute the
same without unnecessary delay.
Removals from office. Every removal of an officer by one or
more state officers, shall be in written duplicate orders, signed by the
officer, or by all or a majority of the officers, making the removal, or
if made by a body or board of state officers may be evidenced by
duplicate certified copies of the resolution or order of removal, signed
either by all or by a majority of the officers making the removal, or by
the president and clerk of such body or board. Both such duplicate
orders or certified copies shall be delivered to the secretary of state,
who shall record in his office one of such duplicates, and shall, if the
officer removed is a state officer, deliver the other to such officer by
messenger, if required by the governor, and otherwise by mail or as the
secretary of state shall deem advisable, and shall, if directed by the
governor, cause a copy thereof to be published in the state paper. If
the officer removed be a local officer, he shall send the other of such
duplicates to the county clerk of the county in which the officer
removed shall have resided at the time he was chosen to the office, and
such clerk shall file the same in his office, and forthwith notify the
officer removed of his removal.
Removal for treasonable or seditious acts or utterances. A
person holding any public office shall be removable therefrom, in the
manner provided by law, for the utterance of any treasonable or
seditious word or words or the doing of any treasonable or seditious act
or acts during his term.
Removal of town, village, improvement district or fire district
officer by court. Any town, village, improvement district or fire
district officer, except a justice of the peace, may be removed from
office by the supreme court for any misconduct, maladministration,
malfeasance or malversation in office. An application for such removal
may be made by any citizen resident of such town, village, improvement
district or fire district or by the district attorney of the county in
which such town, village or district is located, and shall be made to
the appellate division of the supreme court held within the judicial
department embracing such town, village, improvement district or fire
district. Such application shall be made upon notice to such officer of
not less than eight days, and a copy of the charges upon which the
application will be made must be served with such notice.
Notice of existence of vacancy. When a judgment shall be
rendered by any court convicting an officer of a felony, or of a crime
involving a violation of his oath of office, or declaring the election
or appointment of any officer to be void, or that the office of any
officer has been forfeited or become vacant, the clerk of such court
shall give notice thereof to the governor, stating the cause of such
conviction or judgment.
Whenever a public officer shall die before the expiration of his term
of office, or shall cease to be a resident of the political subdivision
of the state or a municipal corporation in which he is required to be a
resident as a condition of continuing in the office, the county clerk of
the county in which such officer shall have resided immediately prior to
such death or removal, shall immediately give notice of such death or
removal to the governor. If the governor is not authorized to fill any
vacancy of which he shall have notice, he shall forthwith give notice of
the existence of such vacancy to the officer or officers, or to the body
or board of officers authorized to fill the vacancy, or if such vacancy
may be filled by an election, to the officers authorized to give notice
of such election.
Terms of officers chosen to fill vacancies. If an appointment of
a person to fill a vacancy in an appointive office be made by the
officer, or by the officers, body or board of officers, authorized to
make appointment to the office for the full term, the person so
appointed to such vacancy shall hold office for the balance of the
unexpired term. The term of office of an officer appointed to fill a
vacancy in an elective office, shall be until the commencement of the
political year next succeeding the first annual election after the
happening of the vacancy, if the office be made elective by the
constitution, or at which the vacancy can be filled by election, if the
office be otherwise made elective.
Filling vacancies in office of officer appointed by governor and
senate. A vacancy which shall occur during the session of the senate, in
the office of an officer appointed by the governor by and with the
advice and consent of the senate, shall be filled in the same manner as
an original appointment. Such a vacancy occurring or existing while the
senate is not in session, including offices in which officers are
holding over pursuant to the provisions of section five of this chapter
or any other law, and offices vacant during the session of the senate,
shall be filled by the governor for a term which shall expire upon the
appointment and qualification of a successor but in any event such term
shall expire at the end of twenty days from the commencement of the next
meeting of the senate.
Vacancy occurring in office of legislative appointee, during
legislative recess. When a vacancy shall occur or exist, otherwise than
by expiration of term, during the recess of the legislature, in the
office of any officer appointed by the legislature, the governor shall
appoint a person to fill the vacancy for a term which shall expire at
the end of twenty days from the commencement of the next meeting of the
legislature.
Vacancies filled by legislature. When a vacancy occurs or
exists, other than by removal, in the office of comptroller or
attorney-general, or a resignation of either such officer to take effect
at any future day shall have been made while the legislature is in
session, the two houses thereof, by joint ballot, shall appoint a person
to fill such actual or prospective vacancy.
Filling vacancies in elective offices. 1. A vacancy occurring
three months before the general election in any year in any office
authorized to be filled at a general election, except in the offices of
governor or lieutenant-governor, shall be filled at the general election
held next thereafter, unless otherwise provided by the constitution, or
unless previously filled at a special election.
2. A vacancy occurring by the expiration of term at the end of an even
numbered year in an office which may not under the provisions of the
constitution be filled for a full term at the general election held
prior to the expiration of such term, shall be filled at said general
election for a term ending with the commencement of the political year
next succeeding the first general election at which said office can be
filled by election for a full term.
3. Upon the failure to elect to any office, except that of governor or
lieutenant-governor, at a general or special election, at which such
office is authorized to be filled, or upon the death or disqualification
of a person elected to office before the commencement of his or her
official term, or upon the occurrence of a vacancy in any elective
office which cannot be filled by appointment for a period extending to
or beyond the next general election at which a person may be elected
thereto, the governor shall, unless otherwise provided for by authorized
local law, resolution or ordinance, make proclamation of a special
election to fill such office within ten days of the occurrence of a
vacancy, specifying the district or county in which the election is to
be held, and the day thereof, which shall be: a. not less than seventy
nor more than eighty days from the date of the proclamation to fill a
vacancy in the office of a representative in congress or for a vacancy
in any other office that is not in the state senate or assembly; and b.
not less than forty days nor more than fifty days from the date of the
proclamation to fill a vacancy in the state senate or assembly,
provided, however, that the governor may issue a proclamation to fill
any subsequent vacancy in the state senate or assembly for the same date
as any previously scheduled special election as long as the proclamation
is issued at least thirty days before the occurrence of the special
election.
4. a. A special election shall not be held to fill a vacancy in the
office of a representative in congress unless such vacancy occurs on or
before the first day of July of the last year of the term of office, or
unless it occurs thereafter and a special session of congress is called
to meet before the next general election, or be called after three
months before the general election in such year.
b. A special election shall not be held to fill a vacancy in the
office of state senator or in the office of member of assembly, unless
the vacancy occurs before the first day of April of the last year of the
term of office, or unless the vacancy occurs in either such office of
senator or member of assembly after such first day of April and a
special session of the legislature be called to meet between such first
day of April and the next general election or be called after three
months before the next general election in such year.
c. A special election shall not be held to fill a vacancy in any other
office subject to a proclamation by the governor pursuant to subdivision
three of this section unless the vacancy occurs before the first day of
April of the last year of the term of office.
d. If a special election to fill an office shall not be held as
required by law, the office shall be filled at the next general
election.
4-a. If a vacancy occurs in the office of United States senator from
this state in any even numbered calendar year on or after the
fifty-ninth day prior to the annual primary election, or thereafter
during said even numbered year, the governor shall make a temporary
appointment to fill such vacancy until the third day of January in the
year following the next even numbered calendar year. If such vacancy
occurs in any even numbered calendar year on or before the sixtieth day
prior to an annual primary election, the governor shall make a temporary
appointment to fill such vacancy until the third day of January in the
next calendar year. If a vacancy occurs in the office of United States
senator from this state in any odd numbered calendar year, the governor
shall make a temporary appointment to fill such vacancy until the third
day of January in the next odd numbered calendar year. Such an
appointment shall be evidenced by a certificate of the governor which
shall be filed in the office of the state board of elections. At the
time for filing such certificate, the governor shall issue and file in
the office of the state board of elections a writ of election directing
the election of a United States senator to fill such vacancy for the
unexpired term at the general election next preceding the expiration for
the term of such appointment.
5. Whenever the authority to fill any vacancy is vested in a board and
such board is unable to fill such vacancy in an elective office by
reason of a tie vote, or such board neglects to fill such vacancy for
any other reason, the governor may, at the governor's discretion, make
proclamation of a special election to fill the vacancy.
Filling other vacancies. If a vacancy shall occur, otherwise
than by expiration of term, with no provision of law for filling the
same, if the office be elective, the governor shall appoint a person to
execute the duties thereof until the vacancy shall be filled by an
election. But if the term of such officer shall expire with the calendar
year in which the appointment shall be made, or if the office be
appointive, the appointee shall hold for the residue of the term.
ARTICLE 4 Powers and Duties of Public Officers
Official seals of court of appeals, governor and state
departments, divisions and bureaus. 1. Each of the civil departments in
the state government shall have an official seal. In addition to the
divisions or bureaus required by law to have an official seal, any
division or bureau of any department shall have such a seal, if so
required by rules of the department. The official seal shall be used in
the cases prescribed by law. Such rules also may prescribe other cases
in which it shall or may be used. For the purposes of any provisions of
the law requiring the use of the official seal of the officer or body
who or which is the head of a department, division or bureau, the seal
of such department, division or bureau shall be deemed the official seal
of such officer or body.
2. The seal of the court of appeals, the privy seal of the governor
and the official seal of each civil department of the state government
shall be of metal with the device of the arms of the state surrounded
with the inscription, State of New York, and the official designation of
the court, official or department. Each civil department of the state
government may affix a facsimile seal, engraved or printed or reproduced
in any manner from such metal seal, to any instrument or writing to be
sealed by such civil department. The official seal, if any, of a
division or bureau of a department shall have thereon the matter
required for the official seal of the department and in addition thereto
words or initials, or both, describing the division or bureau. The seal
of such court, the privy seal of the governor, and the official seal of
such a department shall be two and one-quarter inches in diameter. The
official seal, if any, of such a division or bureau shall be one and
three-quarters inches in diameter. Each metal seal provided for herein
shall be provided by the department of state. The seal of the court of
appeals and privy seal of the governor heretofore provided by the
secretary of state shall continue to be used by such court and officer
until defective from wear or otherwise. Whenever any seal provided for
in this section becomes defective from wear or otherwise, it shall be
delivered to the department of state which shall cause it to be repaired
and returned, or to be defaced with a suitable mark, or deposited with
the ancient seals in the state library, and new seals, in the form
prescribed by this section, to be provided for use instead.
Investigations by state officers. Every state officer, in any
proceeding held before him, or in any investigation held by him for the
purpose of making inquiry as to the official conduct of any subordinate
officer or employee, shall have the power to issue subpoenas for and
require the attendance of witnesses and the production of all books and
papers relating to any matter under inquiry. All such subpoenas shall be
issued under the hand and seal of the state officer holding such
proceeding. A subpoena issued under this section shall be regulated by
the civil practice law and rules. The testimony of witnesses in any such
proceeding shall be under oath and the state officer instituting the
proceeding shall have power to administer oaths. In case of state boards
or commissions, any member of the same, or, when duly authorized by
resolution, the secretary of such board or commission, shall have power
to issue subpoenas and administer oaths for the purposes of this
section.
Business in public offices on public holidays. 1. Holidays and
half holidays shall be considered as Sunday for all purposes relating to
the transaction of business in the public offices of each county. On all
other days and half days, excepting Sundays, such offices shall be kept
open for the transaction of business. This subdivision is subject to
the provisions of section two hundred six-a of the county law and
sections 1032-14.0 and 1052-22.0 of the administrative code of the city
of New York.
2. Holidays and Saturdays shall be considered as Sunday for all
purposes relating to the transaction of business in the public offices
of the state. On all other days, excepting Sundays, such offices shall
be kept open for the transaction of business. Whenever the last day on
which any paper shall be filed or act done or performed in any such
office expires on a Saturday, the time therefor is hereby extended to
and including the next business day.
Leave of absence for certain appointive state officers;
temporary vacancy. A person holding a state office by appointment of the
governor, or of the governor by and with the consent of the senate, may
be granted by the governor, on the application of such person, a leave
of absence from such office, without pay, for a stated period less than
the remainder of the unexpired term. The office shall be deemed vacant
for the purpose only of filling it, in the manner provided by law, for a
term expiring at the end of such period. At or after the end of such
period, the person who is granted such leave of absence, if not then
disqualified, may resume such office, its title, duties and salary for
the unexpired regular term, without reappointment, and the interim
incumbent, if any, shall cease to hold it. On or after the beginning of
such period, such person, if otherwise eligible, may be appointed to and
hold any other appointive office in the state service; but he shall
resign therefrom before resuming such former office under the foregoing
provisions. A person resuming such office shall file in the office of
the department of state his statement in writing that he elects to and
does resume it pursuant to this section.
Leave of absence for veterans on Memorial day and Veterans' day.
It shall be the duty of the head of every public department and of every
court of the state of New York, of every superintendent or foreperson on
the public works of said state, of the county officers of the several
counties of said state, of the town officers of the various towns in
this state, of the fire district officers of the various fire districts
in this state, and of the head of every department, bureau and office in
the government of the various cities and villages in this state, and the
officers of any public benefit corporation or any public authority of
this state, or of any public benefit corporation or public authority of
any county or subdivision of this state, to give leave of absence with
pay for twenty-four hours on the day prescribed by law as a public
holiday for the observance of Memorial day and on the eleventh day of
November, known as Veterans' day, to every person in the service of the
state, the county, the town, the fire district, the city or village, the
public benefit corporation or public authority of this state, or any
public benefit corporation or public authority of any county or
subdivision of this state, as the case may be, (i) who served on active
duty in the armed forces of the United States during world war I or
world war II, or who was employed by the War Shipping Administration or
Office of Defense Transportation or their agents as a merchant seaman
documented by the United States Coast Guard or Department of Commerce,
or as a civil servant employed by the United States Army Transport
Service (later redesignated as the United States Army Transportation
Corps, Water Division) or the Naval Transportation Service; and who
served satisfactorily as a crew member during the period of armed
conflict, December seventh, nineteen hundred forty-one, to August
fifteenth, nineteen hundred forty-five, aboard merchant vessels in
oceangoing, i.e., foreign, intercoastal, or coastwise service as such
terms are defined under federal law (46 USCA 10301 & 10501) and further
to include "near foreign" voyages between the United States and Canada,
Mexico, or the West Indies via ocean routes, or public vessels in
oceangoing service or foreign waters and who has received a Certificate
of Release or Discharge from Active Duty and a discharge certificate, or
an Honorable Service Certificate/Report of Casualty, from the Department
of Defense, or who served as a United States civilian employed by the
American Field Service and served overseas under United States Armies
and United States Army Groups in world war II during the period of armed
conflict, December seventh, nineteen hundred forty-one through May
eighth, nineteen hundred forty-five, and who (a) was discharged or
released therefrom under honorable conditions, or (b) has a qualifying
condition, as defined in section one of the veterans' services law, and
has received a discharge other than bad conduct or dishonorable from
such service, or (c) is a discharged LGBT veteran, as defined in section
one of the veterans' services law, and has received a discharge other
than bad conduct or dishonorable from such service or who served as a
United States civilian Flight Crew and Aviation Ground Support Employee
of Pan American World Airways or one of its subsidiaries or its
affiliates and served overseas as a result of Pan American's contract
with Air Transport Command or Naval Air Transport Service during the
period of armed conflict, December fourteenth, nineteen hundred
forty-one through August fourteenth, nineteen hundred forty-five, and
who (d) was discharged or released therefrom under honorable conditions,
or (e) has a qualifying condition, as defined in section one of the
veterans' services law, and has received a discharge other than bad
conduct or dishonorable from such service, or (f) is a discharged LGBT
veteran, as defined in section one of the veterans' services law, and
has received a discharge other than bad conduct or dishonorable from
such service or during the period of the Korean conflict at any time
between the dates of June twenty-seventh, nineteen hundred fifty and
January thirty-first, nineteen hundred fifty-five, or during the period
of the Vietnam conflict from the first day of November, nineteen hundred
fifty-five to the seventh day of May, nineteen hundred seventy-five, or
(ii) who served on active duty in the armed forces of the United States
and who was a recipient of the armed forces expeditionary medal, navy
expeditionary medal or marine corps expeditionary medal for
participation in operations in Lebanon from June first, nineteen hundred
eighty-three to December first, nineteen hundred eighty-seven, in
Grenada from October twenty-third, nineteen hundred eighty-three to
November twenty-first, nineteen hundred eighty-three, or in Panama from
December twentieth, nineteen hundred eighty-nine to January
thirty-first, nineteen hundred ninety, or (iii) who served in the armed
forces of a foreign country allied with the United States during world
war I or world war II, or during the period of the Korean conflict at
any time between June twenty-seventh, nineteen hundred fifty and January
thirty-first, nineteen hundred fifty-five, or during the period of the
Vietnam conflict from the first day of November, nineteen hundred
fifty-five to the seventh day of May, nineteen hundred seventy-five, or
during the period of the Persian Gulf conflict from the second day of
August, nineteen hundred ninety to the end of such conflict, or (iv) who
served on active duty in the army or navy or marine corps or air force
or space force or coast guard or the commissioned corps of the national
oceanic and atmospheric administration or the commissioned corps of the
public health service of the United States, and who (a) was honorably
discharged or separated from such service under honorable conditions, or
(b) has a qualifying condition, as defined in section one of the
veterans' services law, and has received a discharge other than bad
conduct or dishonorable from such service, or (c) is a discharged LGBT
veteran, as defined in section one of the veterans' services law, and
has received a discharge other than bad conduct or dishonorable from
such service except where such action would endanger the public safety
or the safety or health of persons cared for by the state, in which
event such persons shall be entitled to leave of absence with pay on
another day in lieu thereof. All such persons who are compensated on a
per diem, hourly, semi-monthly or monthly basis, with or without
maintenance, shall also be entitled to leave of absence with pay under
the provisions of this section and no deduction in vacation allowance or
budgetary allowable number of working days shall be made in lieu
thereof. A refusal to give such leave of absence to one entitled thereto
shall be neglect of duty.
Payment of expenses of public officers. Every public officer who
is not allowed any compensation for his services shall be paid his
actual expenses necessarily incurred in the discharge of his official
duties.
Patent policy. 1. Notwithstanding the provisions of section
one hundred thirty-five of the civil service law, the participation in
royalty or other arrangements may be extended or the payment of
additional compensation may be made to an employee of a state department
or of an agency, in addition to such employee's definite salary or
compensation, provided such participation or additional compensation is
pursuant to a patent policy approved for such department or agency by
the director of the budget and the state comptroller. Such participation
or additional compensation shall not affect the entitlement of the
employee to any regular pay, annuity or award to which he or she is
otherwise entitled or for which he or she is otherwise eligible under
the civil service law or any other applicable statute shall not be
included as compensation for the purposes of computing overtime pay or
for retirement purposes.
2. The department and agency patent policies in effect on the
effective date of this section shall be continued. Such existing
policies, unless promulgated pursuant to article eight of the education
law, shall be subject to the approval of the director of the budget and
the state comptroller.
3. A state department or agency may, after the effective date of this
section, adopt a patent policy, or amend a patent policy previously
approved by the director of the budget for such agency, subject to the
approval of the director of the budget, the state comptroller and the
director of the office of employee relations. Where such policy or
amendment affects a term or condition of employment, such policy or
amendment shall be adopted in accordance with the provisions of article
fourteen of the civil service law.
4. Any such patent policy shall contain an express provision requiring
the comptroller's approval of any transfer of patents or other
technologies by, or for the benefit of, the state.
Interchangeable use of gender neutral and gender specific titles
of public offices. Notwithstanding any other provision of law, local
law, charter, code or ordinance, a public officer may, in official
documents or otherwise, refer to the name of her or his public office:
(a) by its official title as specified in the statute, local law,
charter, code or ordinance creating such public office, or,
(b) by any other gender neutral or gender indicative suffixes,
prefixes or words which reconstruct the official name or title of such
public office, provided that the form of reconstruction readily permits
the unmistakable identification of the particular public office held by
such public officer.
Accident reports kept by police authorities to be open to the
inspection of persons interested. 1. Notwithstanding any inconsistent
provisions of law, general, special or local, or any limitation
contained in the provision of any city charter, all reports and records
of any accident, kept or maintained by the state police or by the police
department or force of any county, city, town, village or other district
of the state, shall be open to the inspection of any person having an
interest therein, or of such person's attorney or agent, even though the
state or a municipal corporation or other subdivision thereof may have
been involved in the accident; except that the authorities having
custody of such reports or records may prescribe reasonable rules and
regulations in regard to the time and manner of such inspection, and may
withhold from inspection any reports or records the disclosure of which
would interfere with the investigation or prosecution by such
authorities of a crime involved in or connected with the accident.
2. Notwithstanding the provisions of section twenty-three hundred
seven of the civil practice law and rules, the public officers law, or
any other law to the contrary, the division of state police shall charge
fees for the search and copy of accident reports and photographs. A
search fee of fifteen dollars per accident report shall be charged, with
no additional fee for a photocopy. An additional fee of fifteen dollars
shall be charged for a certified copy of any accident report. A fee of
twenty-five dollars per photograph or contact sheet shall be charged.
The fees for investigative reports shall be the same as those for
accident reports.
* 3. Notwithstanding the provisions of section twenty-three hundred
seven of the civil practice law and rules, this chapter, or any other
law to the contrary, the county of Nassau, upon adoption of a local law,
is hereby authorized to require the police department of the county of
Nassau to charge fees for the search and copy of accident reports and
photographs. A search fee of ten dollars per accident report shall be
charged, with no additional fee for a photocopy. An additional fee of
ten dollars shall be charged for a certified copy of any accident
report. A fee of fifteen dollars per photograph or contact sheet shall
be charged. The fees for investigative reports shall be the same as
those for accident reports.
* NB Repealed December 31, 2027
Fees of public officers. 1. Each public officer upon whom a duty
is expressly imposed by law, must execute the same without fee or
reward, except where a fee or other compensation therefor is expressly
allowed by law.
2. An officer or other person, to whom a fee or other compensation is
allowed by law, for any service, shall not charge or receive a greater
fee or reward, for that service, than is so allowed.
3. An officer, or other person, shall not demand or receive any fee or
compensation, allowed to him by law for any service, unless the service
was actually rendered by him; except that an officer may demand in
advance his fee, where he is, by law, expressly directed or permitted to
require payment thereof, before rendering the service.
4. Money received by a public officer, or which shall come into his
possession or custody, in the performance of his official duties or in
connection therewith or incidental thereto, shall be held by him in
trust for the person or persons entitled thereto or for the purposes
provided by law and all interest or increments which shall accrue or
attach to such money while in his possession or custody shall be added
to, and become a part of, the money so held and no part of such interest
or increments shall be retained by such officer to his personal use or
benefit, except legal fees allowed by law for receiving and disbursing
the same, notwithstanding the provisions of any general or special law.
An officer or other person, who violates either of the provisions
contained in this section, is liable, in addition to the punishment
prescribed by law for the criminal offense, to an action in behalf of
the person aggrieved, in which the plaintiff is entitled to treble
damages.
Fees for certification or exemplification. Whenever there
shall be presented to any public officer for certification or
exemplification, a previously prepared legibly typewritten or printed
copy of any document, paper, book or record in such officer's custody,
the fees in such case, for certification or exemplification, shall be at
the rate of three cents for each folio; but the minimum total charge for
certification or exemplification in all cases shall be twenty-five
cents.
Allowance of additional fees and expenses. Where an officer or
other person is required, in the course of a duty imposed upon him by
law, to take an oath, to acknowledge an instrument, to cause an
instrument to be filed or recorded, or to transmit a paper to another
officer, he is entitled, in addition to the fees, or other compensation
for the service, prescribed by law, to the fees necessarily paid by him,
to the officer who administered the oath, or took the acknowledgment, or
filed or recorded the instrument; and to the expense of transmitting the
paper, including postage, where the transmission is lawfully made
through the post-office.
Fees for oath or acknowledgment. Any officer, authorized to
perform the services specified in this section, and to receive fees
therefor, is entitled to the following fees:
1. For administering an oath or affirmation, and certifying the same
when required, except where another fee is specially prescribed by
statute, two dollars.
2. For taking and certifying the acknowledgment or proof of the
execution of a written instrument; by one person, two dollars; and by
each additional person, two dollars; for swearing each witness thereto,
two dollars.
Fee for administering certain official oaths prohibited. An
officer is not entitled to a fee, for administering the oath of office
to a member of the legislature, to any military officer, to an inspector
of election, clerk of the poll, or to any other public officer or public
employee.
Interest to be paid and collected on all deposits of public
moneys amounting to one thousand dollars or more. Within twenty days of
the taking effect of this section, interest shall be required to be
paid, if not already so provided by law, on all deposits of public
moneys amounting to one thousand dollars or more made by a state, local
or other public officer or employee for or on behalf of the state or the
county, city, town, village, school district or other public
instrumentality or for or on behalf of any pension system or fund
maintained by law for any of the employees of the state, county, city,
town, village, school district or other public instrumentality, as the
case may be, to which such moneys belong. Within twenty days after this
section takes effect and, in the case of public officers or employees
hereafter elected or appointed within twenty days after entering upon
the duties of his office or employment, every public officer or employee
charged with the care and custody of public moneys and/or of moneys
entrusted to his care and custody by virtue of his office or employment
shall agree with the depositary thereof upon the rate of interest to be
paid thereon and such rate of interest shall thereupon and thereafter be
paid by said depositary at such time or times as shall be agreed upon.
All interest on such deposits shall be accounted for by the depositing
officer or employee in the same manner as other moneys received by such
officer or employee by virtue of his office or employment.
Nothing contained in this section or in any other general or special
law shall authorize, enable or require any state, local or other public
officer or employee, to demand or require of any banking corporation or
private banker, any agreement to pay, or payment of, interest upon any
deposit of public moneys or any deposit made for or on behalf of the
state or the county, city, town, village, school district or other
public instrumentality, board, agency or authority, or for or on behalf
of any pension system or fund maintained by law for any of the employees
of the state, county, city, town, village, school district or other
public board, agency, instrumentality or authority, as the case may be,
if payment of interest upon any such deposit is at the time prohibited
by state or federal law or by any regulation of either the
superintendent of financial services of this state, or of the board of
governors of the federal reserve system, or of the board of directors of
the Federal Deposit Insurance Corporation.
Accounting for fees. Where a public officer is required, by
law, to keep an account of, or to pay over, the fees or other moneys,
received by him for official services, he must include therein all sums,
received by him, to which he was entitled, by reason of any act,
performed by him in his official capacity; whether the act did or did
not pertain to his office, or to the business thereof.
Fees to be paid by public officers for public advertisements.
The charge for the publication of concurrent resolutions, proposed
constitutional amendments, propositions or questions to be submitted to
the voters of the state, tax sales and official notices required to be
published by state boards, commissions or officers in newspapers of the
state, shall be paid from the treasury on the audit and warrant of the
comptroller, after certification by the proper officer that such a
publication has been regularly made as prescribed by law. The charge for
the publication, if authorized by law, of digests of laws of a local
nature in the newspaper designated to publish such digests shall be paid
by the several counties of the state in which such laws may be
published, upon like certification. The charge for the publication of
concurrent resolutions, proposed constitutional amendments, propositions
or questions to be submitted to the voters of the state or of any
political subdivision thereof or therein, tax sales by the state or any
county or municipality therein, and of all official notices and
advertisements authorized or required by law to be published at the
expense of the state or of a county, city, town, village, public
authority, public benefit corporation or other political or civil
subdivision of the state, shall be at the rate of twenty-nine cents per
line of a column width not less than ten pica ems, provided that in
computing such charge per line the line shall average at least five
words for each insertion in newspapers having less than two thousand
five hundred circulation; twenty-nine and one-half cents per line for
newspapers having two thousand five hundred or more circulation and less
than five thousand; thirty and one-half cents per line for newspapers
having five thousand or more circulation and less than seven thousand
and five hundred; thirty-one and one-half cents per line for newspapers
having seven thousand five hundred or more circulation and less than ten
thousand; thirty-two and one-half cents per line for newspapers having
ten thousand or more circulation and less than fifteen thousand; and
three and one-half cents per line in addition to the thirty-two and
one-half cents for the initial fifteen thousand circulation, for each
additional five thousand circulation up to thirty-five thousand
circulation and one and one-half cents per line for each additional five
thousand possessed by such newspapers. To all of the above rates nine
cents per line shall be added to the initial insertion charge of each
separate advertisement. To all of the above rates for the initial
insertion eight cents per line shall also be added for tabular matter or
intricate composition. Display advertising shall be charged agate
measurement, fourteen lines to each inch, ten to thirteen pica ems wide,
depending on the makeup of the newspaper publishing such copy. Every
newspaper printed, published or having its principal office outside of a
city having a population of over three hundred fifty thousand
inhabitants, as a condition precedent to designation as the official
newspaper of any county, city, town, village or other political or civil
subdivision of the state or for the making of claim for compensation
under the foregoing provisions of this section, must be established at
least one year and entered in the post office as second class matter.
This rate shall not apply to any newspaper printed, principally
circulated or having its principal office in the counties of New York or
Bronx within the first judicial district or in the county of Kings
within the second judicial district or in the county of Richmond within
the thirteenth judicial district or in the county of Nassau within the
tenth judicial district or in the county of Queens within the eleventh
judicial district or in the county of Westchester within the ninth
judicial district or in any city having a population of over one hundred
seventy-five thousand inhabitants within the seventh and eighth judicial
districts, where the rate for such publication may be equal to, but
shall not exceed, the regularly established classified advertising rate
of such newspapers. In reckoning line charges allowance shall be made
for date lines, paragraph endings, titles, signatures, and similar short
lines as full lines where the same are set to conform to the usual rules
of composition. Every newspaper printed, published or having its
principal office outside of a city having a population of over three
hundred fifty thousand inhabitants designated for the publication of
concurrent resolutions, proposed constitutional amendments, propositions
or questions to be submitted to the voters of the state and making claim
for compensation must be established at least one year, entered in the
post office as second class matter and be printed and published in the
town, village or city or its post office address and except newspapers
designated, printed, published and having their principal offices in a
city having a population of more than three hundred fifty thousand
inhabitants, shall attach to such claim an affidavit of the circulation
of such newspaper for the six months period ending March thirty-first or
September thirtieth immediately preceding, which shall be used as the
basis of circulation rating. Papers printed, published and having their
principal offices outside a city having a population of more than three
hundred fifty thousand inhabitants shall accept the minimum rate per
line until such time as they establish to the satisfaction of the state
comptroller sufficient circulation to entitle them to a higher rate. It
shall be the duty of each board of supervisors in the several counties
of the state, in making out the assessment rolls, to assess and levy on
the taxable property of the county whose representatives they are, such
sums as shall be sufficient to defray the expense of publishing the
digest of laws of a local nature, if such publication be authorized,
applicable only to the county affected, in the newspaper designated.
Notwithstanding any provision of this section to the contrary, any
publication which was designated and publishing notice as an official
newspaper prior to the year nineteen hundred forty and continued to be
so designated and publishing for at least thirty years after such year,
which has been designated for the publication of concurrent resolutions,
proposed constitutional amendments, propositions or questions to be
submitted to the voters of the state, may make claim for compensation
pursuant to the provisions of this section.
Certificate on printed copies of laws. 1. A published or
printed copy of a law shall be entitled to be read into evidence if it
is: (a) Contained in a book or pamphlet published under the direction
of the temporary president of the senate and speaker of the assembly
pursuant to the provisions of section forty-four of the legislative law;
or
(b) Certified to be a slip copy of a session law printed under the
direction of the temporary president of the senate and speaker of the
assembly; or
(c) Contained in a book or pamphlet, or supplement thereto, and
certified by the temporary president of the senate and speaker of the
assembly to be a correct transcript of the text of such law as last
amended; or
(d) Certified as a correct transcript of the text of such law by the
secretary of state.
2. A published or printed copy of the administrative code of the city
of New York shall be entitled to be read into evidence if it is
contained in a book or pamphlet, or supplement thereto and certified by
the temporary president of the senate and the speaker of the assembly to
be a correct transcript of the text of such code as last amended;
provided, however, that whenever the provisions of such code contain
amendments, additions or repeals effected by passage of local laws by
the city council of the city of New York, certification by the temporary
president of the senate and the speaker of the assembly shall not be
made unless prior thereto certified or official copies of such local
laws have been transmitted by the city clerk of the city of New York to
the New York state legislative bill drafting commission at its office in
Albany.
Vacations for employees of the state. The executive officers of
every public department, bureau, commission, or board of the state are
authorized and empowered to grant to every employee under their
supervision, who shall have been in such employ for at least one year, a
vacation of not less than two weeks in each year, and for such further
period of time as in the opinion and judgment of the executive officers,
the duties, position, length of service and other circumstances may
warrant, at such time as the executive officers may fix and during such
vacation the said employee shall be allowed the same compensation as if
actually employed. The provisions of this section shall not apply to any
employee who is subject to the rules governing sick leave, vacation and
other time allowances adopted by the state civil service commission
pursuant to law.
Notices and reports of claims, suits or causes of action to be
given to the attorney-general. 1. Every officer, clerk, agent or
employee of any department of the state government, who shall have
knowledge of any accident or injury to the person or property of any
person or corporation, on account of which there arises or may arise a
claim, suit or cause of action against the state, or of any accident or
injury to property owned by the state, on account of which there arises
or may arise a claim, suit or cause of action in favor of the state,
shall immediately give notice thereof to the officer or employee in
charge of his bureau or department.
2. Every department, commission, board or officer, or the person in
charge thereof, who has knowledge that a claim has accrued or may have
accrued or made either against, or in favor of, the state, or of any
accident or injury to the person or property of any person or
corporation, or of the state on account of which there arises or may
arise a claim, suit or cause of action against, or in favor of, the
state, or an officer thereof, shall immediately give notice to the
attorney-general, stating the time when, and the place where, such
claim, suit or cause of action may have arisen, and the nature of the
same, and such other information and evidence as the attorney-general
may direct or deem necessary. The attorney-general shall make such
investigation of the facts, relating to any matter so reported, as he
may deem necessary.
Penalty of officer for failure to execute mandate and make
return. An officer who fails to execute a mandate according to its
command and make a return thereon of his proceedings is liable to the
party aggrieved for the damages sustained by him, in addition to any
other punishment or proceeding authorized by law.
Business or professional activities by state officers and
employees and party officers. 1. As used in this section:
(a) The term "compensation" shall mean any money, thing of value or
financial benefit conferred in return for services rendered or to be
rendered. With regard to matters undertaken by a firm, corporation or
association, compensation shall mean net revenues, as defined in
accordance with generally accepted accounting principles as defined by
the commission on ethics and lobbying in government or legislative
ethics commission in relation to persons subject to their respective
jurisdictions.
(b) The term "licensing" shall mean any state agency activity, other
than before the division of corporations and state records in the
department of state, respecting the grant, denial, renewal, revocation,
enforcement, suspension, annulment, withdrawal, recall, cancellation or
amendment of a license, permit or other form of permission conferring
the right or privilege to engage in (i) a profession, trade, or
occupation or (ii) any business or activity regulated by a regulatory
agency as defined herein, which in the absence of such license, permit
or other form of permission would be prohibited.
(c) The term "legislative employee" shall mean any officer or employee
of the legislature but it shall not include members of the legislature.
(d) The term "ministerial matter" shall mean an administrative act
carried out in a prescribed manner not allowing for substantial personal
discretion.
(e) The term "regulatory agency" shall mean the department of
financial services, state liquor authority, department of agriculture
and markets, department of education, department of environmental
conservation, department of health, division of housing and community
renewal, department of state, other than the division of corporations
and state records, department of public service, the industrial board of
appeals in the department of labor and the department of law, other than
when the attorney general or his agents or employees are performing
duties specified in section sixty-three of the executive law.
(f) The term "representative capacity" shall mean the presentation of
the interests of a client or other person pursuant to an agreement,
express or implied, for compensation for services.
(g) The term "state agency" shall mean any state department, or
division, board, commission, or bureau of any state department, any
public benefit corporation, public authority or commission at least one
of whose members is appointed by the governor, or the state university
of New York or the city university of New York, including all their
constituent units except community colleges of the state university of
New York and the independent institutions operating statutory or
contract colleges on behalf of the state.
(h) The term "statewide elected official" shall mean the governor,
lieutenant governor, comptroller or attorney general.
(i) The term "state officer or employee" shall mean:
(i) heads of state departments and their deputies and assistants other
than members of the board of regents of the university of the state of
New York who receive no compensation or are compensated on a per diem
basis;
(ii) officers and employees of statewide elected officials;
(iii) officers and employees of state departments, boards, bureaus,
divisions, commissions, councils or other state agencies other than
officers of such boards, commissions or councils who receive no
compensation or are compensated on a per diem basis; and
(iv) members or directors of public authorities, other than
multi-state authorities, public benefit corporations and commissions at
least one of whose members is appointed by the governor, who receive
compensation other than on a per diem basis, and employees of such
authorities, corporations and commissions.
(j) The term "city agency" shall mean a city, county, borough or other
office, position, administration, department, division, bureau, board,
commission, authority, corporation or other agency of government, the
expenses of which are paid in whole or in part from the city treasury,
and shall include the board of education, the board of higher education,
school boards, city and community colleges, community boards, the New
York city transit authority, the New York city housing authority and the
Triborough bridge and tunnel authority, but shall not include any court
or corporation or institution maintaining or operating a public library,
museum, botanical garden, arboretum, tomb, memorial building, aquarium,
zoological garden or similar facility.
(k) The term "political party chairman" shall mean:
(i) the chairman of the state committee of a party elected as provided
in section 2-112 of the election law and his or her successor in office;
(ii) the chairman of a county committee elected as provided in section
2-112 of the election law and his or her successor in office from a
county having a population of three hundred thousand or more or who
receives compensation or expenses, or both, during the calendar year
aggregating thirty thousand dollars or more; and
(iii) that person (usually designated by the rules of a county
committee as the "county leader" or "chairman of the executive
committee") by whatever title designated, who pursuant to the rules of a
county committee or in actual practice, possesses or performs any or all
of the following duties or roles, provided that such person was elected
from a county having a population of three hundred thousand or more or
was a person who received compensation or expenses, or both, from
constituted committee or political committee funds, or both, during the
reporting period aggregating thirty thousand dollars or more:
(A) the principal political, executive and administrative officer of
the county committee;
(B) the power of general management over the affairs of the county
committee;
(C) the power to exercise the powers of the chairman of the county
committee as provided for in the rules of the county committee;
(D) the power to preside at all meetings of the county executive
committee, if such a committee is created by the rules of the county
committee or exists de facto, or any other committee or subcommittee of
the county committee vested by such rules with or having de facto the
power of general management over the affairs of the county committee at
times when the county committee is not in actual session;
(E) the power to call a meeting of the county committee or of any
committee or subcommittee vested with the rights, powers, duties or
privileges of the county committee pursuant to the rules of the county
committee, for the purpose of filling an office at a special election in
accordance with section 6-114 of the election law, for the purpose of
filling a vacancy in accordance with section 6-116 of such law; or
(F) the power to direct the treasurer of the party to expend funds of
the county committee.
The terms "constituted committee" and "political committee", as used
in this paragraph (k), shall have the same meanings as those contained
in section 14-100 of the election law.
(l) A person has a "financial interest" in any entity if that person:
(i) owns or controls ten percent or more of the stock of such entity
(or one percent in the case of a corporation whose stock is regularly
traded on an established securities exchange); or
(ii) serves as an officer, director or partner of that entity.
(m) The "relative" of any individual shall mean any person living in
the same household as the individual and any person who is a direct
descendant of that individual's grandparents or the spouse of such
descendant.
(n) The term "domestic partner" shall mean a person who, with respect
to another person, is formally a party in a domestic partnership or
similar relationship with the other person, entered into pursuant to the
laws of the United States or of any state, local or foreign
jurisdiction, or registered as the domestic partner of the other person
with any registry maintained by the employer of either party or any
state, municipality, or foreign jurisdiction.
2. In addition to the prohibitions contained in subdivision seven of
this section, no statewide elected official, state officer or employee,
member of the legislature or legislative employee shall receive, or
enter into any agreement express or implied for, compensation for
services to be rendered in relation to any case, proceeding,
application, or other matter before any state agency, or any executive
order, or any legislation or resolution before the state legislature,
whereby his or her compensation is to be dependent or contingent upon
any action by such agency or legislature with respect to any license,
contract, certificate, ruling, decision, executive order, opinion, rate
schedule, franchise, legislation, resolution or other benefit; provided,
however, that nothing in this subdivision shall be deemed to prohibit
the fixing at any time of fees based upon the reasonable value of the
services rendered.
3. (a) No statewide elected official, member of the legislature,
legislative employee, full-time salaried state officer or employee shall
receive, directly or indirectly, or enter into any agreement express or
implied for, any compensation, in whatever form, for the appearance or
rendition of services by himself, herself or another against the
interest of the state in relation to any case, proceeding, application
or other matter before, or the transaction of business by himself,
herself or another with, the court of claims.
(b) No state officer or employee who is required to file an annual
statement of financial disclosure pursuant to the provisions of section
seventy-three-a of this article, and is not otherwise subject to the
provisions of this section, shall receive, directly or indirectly, or
enter into any agreement express or implied, for any compensation, in
whatever form, for the appearance or rendition of services by himself,
herself or another against the interest of the state agency by which he
or she is employed or affiliated in relation to any case, proceeding,
application or other matter before, or the transaction of business by
himself, herself or another with, the court of claims.
4. (a) No statewide elected official, state officer or employee,
member of the legislature, legislative employee or political party
chairman or firm or association of which such person is a member, or
corporation, ten per centum or more of the stock of which is owned or
controlled directly or indirectly by such person, shall (i) sell any
goods or services having a value in excess of twenty-five dollars to any
state agency, or (ii) contract for or provide such goods or services
with or to any private entity where the power to contract, appoint or
retain on behalf of such private entity is exercised, directly or
indirectly, by a state agency or officer thereof, unless such goods or
services are provided pursuant to an award or contract let after public
notice and competitive bidding. This paragraph shall not apply to the
publication of resolutions, advertisements or other legal propositions
or notices in newspapers designated pursuant to law for such purpose and
for which the rates are fixed pursuant to law.
(b) No political party chairman of a county wholly included in a city
with a population of more than one million, or firm or association of
which such person is a member, or corporation, ten per centum or more of
the stock of which is owned or controlled directly or indirectly by such
person, shall (i) sell any goods or services having a value in excess of
twenty-five dollars to any city agency, or (ii) contract for or provide
such goods or services with or to any private entity where the power to
contract, appoint or retain on behalf of such private entity is
exercised directly or indirectly, by a city agency or officer thereof,
unless such goods or services are provided pursuant to an award or
contract let after public notice and competitive bidding. This paragraph
shall not apply to the publication of resolutions, advertisements or
other legal propositions or notices in newspapers designated pursuant to
law for such purpose and for which the rates are fixed pursuant to law.
(c) For purposes of this subdivision, the term "services" shall not
include employment as an employee.
5. No statewide elected official, state officer or employee,
individual whose name has been submitted by the governor to the senate
for confirmation to become a state officer or employee, member of the
legislature or legislative employee shall, directly or indirectly:
(a) solicit, accept or receive any gift having more than a nominal
value, whether in the form of money, service, loan, travel, lodging,
meals, refreshments, entertainment, discount, forbearance or promise, or
in any other form, under circumstances in which it could reasonably be
inferred that the gift was intended to influence him or her, or could
reasonably be expected to influence him or her, in the performance of
his or her official duties or was intended as a reward for any official
action on his or her part. No person shall, directly or indirectly,
offer or make any such gift to a statewide elected official, or any
state officer or employee, member of the legislature or legislative
employee under such circumstances.
(b) solicit, accept or receive any gift, as defined in section one-c
of the legislative law, from any person who is prohibited from
delivering such gift pursuant to section one-m of the legislative law
unless under the circumstances it is not reasonable to infer that the
gift was intended to influence him or her; or
(c) permit the solicitation, acceptance, or receipt of any gift, as
defined in section one-c of the legislative law, from any person who is
prohibited from delivering such gift pursuant to section one-m of the
legislative law to a third party including a charitable organization, on
such official's designation or recommendation or on his or her behalf,
under circumstances where it is reasonable to infer that the gift was
intended to influence him or her.
5-a. (a) For the purpose of this subdivision only, the term
"honorarium" shall mean any payment made in consideration for any speech
given at a public or private conference, convention, meeting, social
event, meal or like gathering.
(b) No statewide elected official or head of any civil department
shall, directly or indirectly, solicit, accept or receive any honorarium
while holding such elected office or appointed position.
(c) No member of the legislature or legislative employee shall,
directly or indirectly, solicit, accept or receive any honorarium while
holding such elected office or employment, other than honorarium paid in
consideration for a speech given on a topic unrelated to the
individual's current public employment or as earned income for personal
services that are customarily provided in connection with the practice
of a bona fide business, trade or profession, such as teaching,
practicing law, medicine or banking, unless the sole or predominant
activity thereof is making speeches.
6. (a) Every legislative employee not subject to the provisions of
section seventy-three-a of this chapter shall, on and after December
fifteenth and before the following January fifteenth, in each year, file
with the commission on ethics and lobbying in government and the
legislative ethics commission a financial disclosure statement of
(1) each financial interest, direct or indirect of himself or herself,
his or her spouse or domestic partner and his or her unemancipated
children under the age of eighteen years in any activity which is
subject to the jurisdiction of a regulatory agency or name of the entity
in which the interest is had and whether such interest is over or under
five thousand dollars in value.
(2) every office and directorship held by him or her in any
corporation, firm or enterprise which is subject to the jurisdiction of
a regulatory agency, including the name of such corporation, firm or
enterprise.
(3) any other interest or relationship which he or she determines in
his or her discretion might reasonably be expected to be particularly
affected by legislative action or in the public interest should be
disclosed.
(b) Copies of such statements shall be open for public inspection and
copying.
(c) Any such legislative employee who knowingly and wilfully with
intent to deceive makes a false statement or gives information which he
or she knows to be false in any written statement required to be filed
pursuant to this subdivision, shall be assessed a civil penalty in an
amount not to exceed ten thousand dollars. Assessment of a civil penalty
shall be made by the legislative ethics commission in accordance with
the provisions of subdivision ten of section eighty of the legislative
law. For a violation of this subdivision, the commission may, in lieu
of a civil penalty, refer a violation to the appropriate prosecutor and
upon conviction, but only after such referral, such violation shall be
punishable as a class A misdemeanor.
7. (a) No statewide elected official, or state officer or employee,
other than in the proper discharge of official state or local
governmental duties, or member of the legislature or legislative
employee, or political party chairman shall receive, directly or
indirectly, or enter into any agreement express or implied for, any
compensation, in whatever form, for the appearance or rendition of
services by himself, herself or another in relation to any case,
proceeding, application or other matter before a state agency where such
appearance or rendition of services is in connection with:
(i) the purchase, sale, rental or lease of real property, goods or
services, or a contract therefor, from, to or with any such agency;
(ii) any proceeding relating to rate making;
(iii) the adoption or repeal of any rule or regulation having the
force and effect of law;
(iv) the obtaining of grants of money or loans;
(v) licensing; or
(vi) any proceeding relating to a franchise provided for in the public
service law.
(b) No political party chairman in a county wholly included in a city
having a population of one million or more shall receive, directly or
indirectly, or enter into any agreement express or implied for, any
compensation, in whatever form, for the appearance or rendition of
services by himself, herself or another in relation to any case,
proceeding, application or other matter before any city agency where
such appearance or rendition of services is in connection with:
(i) the purchase, sale, rental or lease of real property, goods or
services, or a contract therefor, from, to or with any such agency;
(ii) any proceeding relating to ratemaking;
(iii) the adoption or repeal of any rule or regulation having the
force and effect of law;
(iv) the obtaining of grants of money or loans;
(v) licensing. For purposes of this paragraph, the term "licensing"
shall mean any city agency activity respecting the grant, denial,
renewal, revocation, enforcement, suspension, annulment, withdrawal,
recall, cancellation or amendment of a license, permit or other form of
permission conferring the right or privilege to engage in (i) a
profession, trade, or occupation or (ii) any business or activity
regulated by a regulatory agency of a city agency which in the absence
of such license, permit or other form of permission would be prohibited;
and
(vi) any proceeding relating to a franchise.
(c) Nothing contained in this subdivision shall prohibit a statewide
elected official, or a state officer or employee, unless otherwise
prohibited, or a member of the legislature or legislative employee, or
political party chairman, from appearing before a state agency in a
representative capacity if such appearance in a representative capacity
is in connection with a ministerial matter.
(d) Nothing contained in this subdivision shall prohibit a member of
the legislature, or a legislative employee on behalf of such member,
from participating in or advocating any position in any matter in an
official or legislative capacity, including, but not limited to, acting
as a public advocate whether or not on behalf of a constituent. Nothing
in this paragraph shall be construed to limit the application of the
provisions of section seventy-seven of this chapter.
(e) Nothing contained in this subdivision shall prohibit a state
officer or employee from appearing before a state agency in a
representative capacity on behalf of an employee organization in any
matter where such appearance is duly authorized by an employee
organization.
(f) Nothing contained in this subdivision shall prohibit a political
party chairman from participating in or advocating any matter in an
official capacity.
(g) Nothing contained in this subdivision shall prohibit internal
research or discussion of a matter, provided, however, that the time is
not charged to the client and the person does not share in the net
revenues generated or produced by the matter.
(h) Nothing contained in this subdivision shall prohibit a state
officer or employee, unless otherwise prohibited, from appearing or
rendering services in relation to a case, proceeding, application or
transaction before a state agency, other than the agency in which the
officer or employee is employed, when such appearance or rendition of
services is made while carrying out official duties as an elected or
appointed official, or employee of a local government or one of its
agencies.
7-a. No member of the legislature, legislative employee, statewide
elected official, or state officer or employee shall receive, directly
or indirectly, or enter into any agreement express or implied, for any
compensation, in whatever form, for the rendering of consulting,
representational, advisory or other services by himself or herself or
another in connection with any proposed or pending bill or resolution in
the senate or assembly.
8. (a) (i) No person who has served as a state officer or employee
shall within a period of two years after the termination of such service
or employment appear or practice before such state agency or receive
compensation for any services rendered by such former officer or
employee on behalf of any person, firm, corporation or association in
relation to any case, proceeding or application or other matter before
such agency.
(ii) No person who has served as a state officer or employee shall
after the termination of such service or employment appear, practice,
communicate or otherwise render services before any state agency or
receive compensation for any such services rendered by such former
officer or employee on behalf of any person, firm, corporation or other
entity in relation to any case, proceeding, application or transaction
with respect to which such person was directly concerned and in which he
or she personally participated during the period of his or her service
or employment, or which was under his or her active consideration.
(iii) No person who has served as a member of the legislature shall
within a period of two years after the termination of such service
receive compensation for any services on behalf of any person, firm,
corporation or association to promote or oppose, directly or indirectly,
the passage of bills or resolutions by either house of the legislature.
No legislative employee shall within a period of two years after the
termination of such service receive compensation for any services on
behalf of any person, firm, corporation or association to appear,
practice or directly communicate before either house of the legislature
to promote or oppose the passage of bills or resolutions by either house
of the legislature.
(iv) No person who has served as an officer or employee in the
executive chamber of the governor shall within a period of two years
after termination of such service appear or practice before any state
agency.
(b) (i) The provisions of subparagraph (i) of paragraph (a) of this
subdivision shall not apply to any state officer or employee whose
employment was terminated on or after January first, nineteen hundred
ninety-five and before April first, nineteen hundred ninety-nine or on
or after January first, two thousand nine and before April first, two
thousand fourteen because of economy, consolidation or abolition of
functions, curtailment of activities or other reduction in the state
work force. On or before the date of such termination of employment, the
state agency shall provide to the terminated employee a written
certification that the employee has been terminated because of economy,
consolidation or abolition of functions, curtailment of activities or
other reduction in the state work force, and that such employee is
covered by the provisions of this paragraph. The written certification
shall also contain a notice describing the rights and responsibilities
of the employee pursuant to the provisions of this section. The
certification and notice shall contain the information and shall be in
the form set forth below:
CERTIFICATION AND NOTICE
TO: Employee's Name: ____________________________
State agency: ____________________________
Date of Termination: ____________________________
I, (name and title) of (state agency), hereby certify that your
termination from State service is because of economy, consolidation or
abolition of functions, curtailment of activities or other reduction in
the State work force. Therefore, you are covered by the provisions of
paragraph (b) of subdivision eight of section seventy-three of the
Public Officers Law.
You were designated as a policy maker: YES ____ NO ____
______________
(TITLE)
TO THE EMPLOYEE:
This certification affects your right to engage in certain activities
after you leave state service.
Ordinarily, employees who leave State service may not, for two years,
appear or practice before their former agency or receive compensation
for rendering services on a matter before their former agency. However,
because of this certification, you may be exempt from this restriction.
If you were not designated as a Policymaker by your agency, you are
automatically exempt. You may, upon leaving State service, immediately
appear, practice or receive compensation for services rendered before
your former agency.
If you were designated as a Policymaker by your agency, you are
eligible to apply for an exemption to the Commission on Public Integrity
at 540 Broadway, Albany, New York 12207.
Even if you are or become exempt from the two year bar, the lifetime
bar of the revolving door statute will continue to apply to you. You may
not appear, practice, communicate or otherwise render services before
any State agency in relation to any case, proceeding, application or
transaction with respect to which you were directly concerned and in
which you personally participated during your State service, or which
was under your active consideration.
If you have any questions about the application of the post-employment
restrictions to your circumstances, you may contact the Commission on
Public Integrity at (518) 408-3976 or 1-800-87ETHIC (1-800-873-8442).
(ii) The provisions of subparagraph (i) of this paragraph shall not
apply to any such officer or employee who at the time of or prior to
such termination had served in a policymaking position as determined by
the appointing authority, which determination had been filed with the
state ethics commission or the commission on public integrity, provided
that such officer or employee may so appear or practice or receive such
compensation with the prior approval of the state ethics commission or
the commission on public integrity. In determining whether to grant such
approval the state ethics commission or the commission on public
integrity shall consider:
A. whether the employee's prior job duties involved substantial
decision-making authority over policies, rule or contracts;
B. the nature of the duties to be performed by the employee for the
prospective employer;
C. whether the prospective employment is likely to involve substantial
contact with the employee's former agency and the extent to which any
such contact is likely to involve matters where the agency has the
discretion to make decisions based on the work product of the employee;
D. whether the prospective employment may be beneficial to the state
or the public; and
E. the extent of economic hardship to the employee if the application
is denied.
(c) The provisions of paragraph (b) of this subdivision shall not
apply to employees whose employment has been discontinued as a result of
retirement or to employees who, prior to termination, have declined to
exercise a right to another position with a state agency unless such
position would require the employee to travel more than thirty-five
miles in each direction to the new position or accept a reduction in
base salary of more than ten per centum.
(d) Nothing contained in this subdivision shall prohibit any state
agency from adopting rules concerning practice before it by former
officers or employees more restrictive than the requirements of this
subdivision.
(e) This subdivision shall not apply to any appearance, practice,
communication or rendition of services before any state agency, or
either house of the legislature, or to the receipt of compensation for
any such services, rendered by a former state officer or employee or
former member of the legislature or legislative employee, which is made
while carrying out official duties as an elected official or employee of
a federal, state or local government or one of its agencies.
(f) Nothing in this subdivision shall be deemed to prevent a former
state officer or employee who was employed on a temporary basis to
perform routine clerical services, mail services, data entry services or
other similar ministerial tasks, from subsequently being employed by a
person, firm, corporation or association under contract to a state
agency to perform such routine clerical services, mail services, data
entry services or other similar ministerial tasks; provided however,
this paragraph shall in no event apply to any such state officer or
employee who was required to file an annual statement of financial
disclosure pursuant to section seventy-three-a of this article.
(g) Notwithstanding the provisions of subparagraphs (i) and (ii) of
paragraph (a) of this subdivision, a former state officer or employee
may contract individually, or as a member or employee of a firm,
corporation or association, to render services to any state agency when
the agency head certifies in writing to the state ethics commission that
the services of such former officer or employee are required in
connection with the agency's efforts to address the state's year 2000
compliance problem.
(h) Notwithstanding the provisions of subparagraphs (i) and (ii) of
paragraph (a) of this subdivision, a former state officer or employee
may contract individually, or as a member or employee of a firm,
corporation or association, to render services to any state agency when
the agency head certifies in writing to the commission on ethics and
lobbying in government that the services of such former officer or
employee are required in connection with the agency's response to a
disaster emergency declared by the governor pursuant to section
twenty-eight of the executive law.
(i) The provisions of subparagraphs (i) and (ii) of paragraph (a) of
this subdivision shall not apply to any person as a result of his or her
temporary employment by the New York state department of agriculture and
markets in the civil service title of veterinarian one or animal health
inspector one and their service, in that capacity, as a member of the
New York state emergency veterinary corps.
8-a. The provisions of subparagraphs (i) and (ii) of paragraph (a) of
subdivision eight of this section shall not apply to any such former
state officer or employee engaged in any of the specific permitted
activities defined in this subdivision that are related to any civil
action or proceeding in any state or federal court, provided that the
attorney general has certified in writing to the commission on ethics
and lobbying in government, with a copy to such former state officer or
employee, that the services are rendered on behalf of the state, a state
agency, state officer or employee, or other person or entity represented
by the attorney general, and that such former state officer or employee
has expertise, knowledge or experience which is unique or outstanding in
a field or in a particular matter or which would otherwise be generally
unavailable at a comparable cost to the state, a state agency, state
officer or employee, or other person or entity represented by the
attorney general in such civil action or proceeding. In those instances
where a state agency is not represented by the attorney general in a
civil action or proceeding in state or federal court, a former state
officer or employee may engage in permitted activities provided that the
general counsel of the state agency, after consultation with the
commission on ethics and lobbying in government, provides to the
commission on ethics and lobbying in government a written certification
which meets the requirements of this subdivision. For purposes of this
subdivision the term "permitted activities" shall mean generally any
activity performed at the request of the attorney general or the
attorney general's designee, or in cases where the state agency is not
represented by the attorney general, the general counsel of such state
agency, including without limitation:
(a) preparing or giving testimony or executing one or more affidavits;
(b) gathering, reviewing or analyzing information, including
documentary or oral information concerning facts or opinions, attending
depositions or participating in document review or discovery;
(c) performing investigations, examinations, inspections or tests of
persons, documents or things;
(d) performing audits, appraisals, compilations or computations, or
reporting about them;
(e) identifying information to be sought concerning facts or opinions;
or
(f) otherwise assisting in the preparation for, or conduct of, such
litigation.
Nothing in this subdivision shall apply to the provision of legal
representation by any former state officer or employee.
8-b. Notwithstanding the provisions of subparagraphs (i) and (ii) of
paragraph (a) of subdivision eight of this section, a former state
officer or employee may contract individually, or as a member or
employee of a firm, corporation or association, to render services to
any state agency if, prior to engaging in such service, the agency head
certifies in writing to the commission on ethics and lobbying in
government that such former officer or employee has expertise, knowledge
or experience with respect to a particular matter which meets the needs
of the agency and is otherwise unavailable at a comparable cost. Where
approval of the contract is required under section one hundred twelve of
the state finance law, the comptroller shall review and consider the
reasons for such certification. The commission on ethics and lobbying in
government must review and approve all certifications made pursuant to
this subdivision.
* 8-c. Notwithstanding the provisions of subparagraphs (i) and (ii) of
paragraph (a) of subdivision eight of this section, a former state
officer or employee who, prior to his or her separation from state
service, was employed as a health care professional and, in conjunction
with his or her state duties, provided treatment and/or medical services
to individuals residing in or served by a state-operated facility is not
barred from rendering services to such individuals in their care prior
to leaving state service, at the state-operated facility which employed
the former state officer or employee.
* NB There are 2 sub 8-c's
* 8-c. Notwithstanding the provisions of subparagraphs (i) and (ii) of
paragraph (a) of subdivision eight of this section, a former state
officer or employee who, prior to his or her separation from state
service, was employed performing direct care, clinical care, case
management, service coordination or other related support duties with
the state of New York is not barred from rendering such services in the
future to individuals who were receiving such services from that
individual prior to leaving the state service.
* NB There are 2 sub 8-c's
9. No party officer while serving as such shall be eligible to serve
as a judge of any court of record, attorney-general or deputy or
assistant attorney-general or solicitor general, district attorney or
assistant district attorney. As used in this subdivision, the term
"party officer" shall mean a member of a national committee, an officer
or member of a state committee or a county chairman of any political
party.
10. Nothing contained in this section, the judiciary law, the
education law or any other law or disciplinary rule shall be construed
or applied to prohibit any firm, association or corporation, in which
any present or former statewide elected official, state officer or
employee, or political party chair, member of the legislature or
legislative employee is a member, associate, retired member, of counsel
or shareholder, from appearing, practicing, communicating or otherwise
rendering services in relation to any matter before, or transacting
business with a state agency, or a city agency with respect to a
political party chair in a county wholly included in a city with a
population of more than one million, otherwise proscribed by this
section, the judiciary law, the education law or any other law or
disciplinary rule with respect to such official, member of the
legislature or officer or employee, or political party chair, where such
statewide elected official, state officer or employee, member of the
legislature or legislative employee, or political party chair does not
share in the net revenues, as defined in accordance with generally
accepted accounting principles by the commission on ethics and lobbying
in government or by the legislative ethics commission in relation to
persons subject to their respective jurisdictions, resulting therefrom,
or, acting in good faith, reasonably believed that he or she would not
share in the net revenues as so defined; nor shall anything contained in
this section, the judiciary law, the education law or any other law or
disciplinary rule be construed to prohibit any firm, association or
corporation in which any present or former statewide elected official,
member of the legislature, legislative employee, full-time salaried
state officer or employee or state officer or employee who is subject to
the provisions of section seventy-three-a of this article is a member,
associate, retired member, of counsel or shareholder, from appearing,
practicing, communicating or otherwise rendering services in relation to
any matter before, or transacting business with, the court of claims,
where such statewide elected official, member of the legislature,
legislative employee, full-time salaried state officer or employee or
state officer or employee who is subject to the provisions of section
seventy-three-a of this article does not share in the net revenues, as
defined in accordance with generally accepted accounting principles by
the commission on ethics and lobbying in government or by the
legislative ethics commission in relation to persons subject to their
respective jurisdictions, resulting therefrom, or, acting in good faith,
reasonably believed that he or she would not share in the net revenues
as so defined.
11. Notwithstanding any provision of the judiciary law, the education
law or any other law or disciplinary rule to the contrary:
(a) Conduct authorized pursuant to subdivision eight of this section
by a person who has served as a member of the legislature or as a
legislative employee shall not constitute professional misconduct or
grounds for disciplinary action of any kind;
(b) No member of the legislature or former member of the legislature
shall be prohibited from appearing, practicing, communicating or
otherwise rendering services in relation to any matter before, or
transacting business with, any state agency solely by reason of any vote
or other action by such member or former member in respect to the
confirmation or election of any member, commissioner, director or other
person affiliated with such state agency, but nothing in this paragraph
shall limit the prohibition contained in subdivision eight of this
section;
(c) The appearance, practice, communication or rendition of services
in relation to any matter before, or transaction of business with a
state agency, or with the court of claims, or the promotion or
opposition to the passage of bills or resolutions by either house of the
legislature, by a member, associate, retired member, of counsel or
shareholder of a firm, association or corporation, in accordance with
subdivision ten of this section, is hereby authorized and shall not
constitute professional misconduct or grounds for disciplinary action of
any kind solely by reason of the professional relationship between the
statewide elected official, state officer or employee, political party
chairman, member of the legislature, or legislative employee and any
firm, association, corporation or any member, associate, retired member,
of counsel, or shareholder thereof, or by reason of the appearance
created by any such professional relationship.
12. A statewide elected official, state officer or employee, or a
member of the legislature or legislative employee, or political party
chairman, who is a member, associate, retired member, of counsel to, or
shareholder of any firm, association or corporation which is appearing
or rendering services in connection with any case, proceeding,
application or other matter listed in paragraph (a) or (b) of
subdivision seven of this section shall not orally communicate, with or
without compensation, as to the merits of such cause with an officer or
an employee of the agency concerned with the matter.
13. For the purposes of this section, a statewide elected official or
state officer or employee or member of the legislature or legislative
employee or political party chairman who is a member, associate, retired
member, of counsel to, or shareholder of any firm, association or
corporation shall not be deemed to have made an appearance under the
provisions of this section solely by the submission to a state agency or
city agency of any printed material or document bearing his or her name,
but unsigned by him or her, such as by limited illustrations the name of
the firm, association or corporation or the letterhead of any
stationery, which pro forma serves only as an indication that he or she
is such a member, associate, retired member, of counsel to, or
shareholder.
14. (a) No statewide elected official, state officer or employee,
member of the legislature or legislative employee may participate in any
decision to hire, promote, discipline or discharge a relative for any
compensated position at, for or within any state agency, public
authority or the legislature.
(b) This paragraph shall not apply to (i) the hiring of a relative by
a legislator with a physical impairment, for the sole purpose of
assisting with that impairment, as necessary and otherwise permitted by
law; (ii) the temporary hiring of legislative pages, interns and
messengers; or (iii) responding to inquiries with respect to prospective
hires related to an individual covered by this paragraph.
15. No statewide elected official, state officer or employee, member
of the legislature or legislative employee shall:
(a) participate in any state contracting decision involving the
payment of more than one thousand dollars to that individual, any
relative of that individual, or any entity in which that individual or
any relative has a financial interest; or
(b) participate in any decision to invest public funds in any security
of any entity in which that individual or any relative of that
individual has a financial interest, is an underwriter, or receives any
brokerage, origination or servicing fees.
16. (a) No statewide elected official, state officer or employee
involved in the awarding of state grants or contracts may ask a current
or prospective grantee or contractor, or any officer, director or
employee thereof, to disclose: (i) the party affiliation of such grantee
or contractor, or any officer, director or employee thereof; (ii)
whether such grantee or contractor, or any officer, director or employee
thereof, has made campaign contributions to any party, elected official,
or candidate for elective office; or (iii) whether such grantee or
contractor, or any officer, director or employee thereof, cast a vote
for or against any elected official, candidate or political party.
(b) No statewide elected official or state officer or employee may
award or decline to award any state grant or contract, or recommend,
promise or threaten to do so, in whole or in part, because of a current
or prospective grantee's or contractor's refusal to answer any inquiry
prohibited by paragraph (a) of this subdivision, or giving or
withholding or neglecting to make any contribution of money or service
or any other valuable thing for any political purpose.
17. (a) No statewide elected official, or state officer or employee
may during the consideration of an employment decision ask any applicant
for public employment to disclose: (i) the political party affiliation
of the applicant; (ii) whether the applicant has made campaign
contributions to any party, elected official, or candidate for elective
office; or (iii) whether the applicant cast a vote for or against any
elected official, candidate or political party. The provisions of this
paragraph shall not apply where (1) such inquiry is necessary for the
proper application of any state law or regulation; or (2) such inquiry
is consistent with publicly disclosed policies or practices of any state
agency or public authority, whose purpose is to ensure the
representation of more than one political party on any multi-member
body.
(b) No statewide elected official or state officer or employee may
decline to hire or promote, discharge, discipline, or in any manner
change the official rank or compensation of any state official or
employee, or applicant for employment, or promise or threaten to do so,
based upon a refusal to answer any inquiry prohibited by paragraph (a)
of this subdivision, or for giving or withholding or neglecting to make
any contribution of money or service or any other valuable thing for any
political purpose.
(c) No state officer or employee shall, directly or indirectly, use
his or her official authority to compel or induce any other state
officer or employee to make or promise to make any political
contribution, whether by gift of money, service or other thing of value.
18. In addition to any penalty contained in any other provision of
law, any person who knowingly and intentionally violates the provisions
of subdivisions two through five, seven, seven-a, eight, twelve or
fourteen through seventeen of this section shall be subject to a civil
penalty in an amount not to exceed forty thousand dollars and the value
of any gift, compensation or benefit received in connection with such
violation. Assessment of a civil penalty hereunder shall be made by the
state oversight body with jurisdiction over such person. A state
oversight body acting pursuant to its jurisdiction, may, in lieu of a
civil penalty, with respect to a violation of subdivisions two through
five, seven or eight of this section, refer a violation of any such
subdivision to the appropriate prosecutor and upon such conviction such
violation shall be punishable as a class A misdemeanor.
Financial disclosure. 1. As used in this section:
(a) The term "statewide elected official" shall mean the governor,
lieutenant governor, comptroller, or attorney general.
(b) The term "state agency" shall mean any state department, or
division, board, commission, or bureau of any state department, any
public benefit corporation, public authority or commission at least one
of whose members is appointed by the governor, or the state university
of New York or the city university of New York, including all their
constituent units except community colleges of the state university of
New York and the independent institutions operating statutory or
contract colleges on behalf of the state.
(c) The term "state officer or employee" shall mean:
(i) heads of state departments and their deputies and assistants;
(ii) officers and employees of statewide elected officials, officers
and employees of state departments, boards, bureaus, divisions,
commissions, councils or other state agencies, who receive annual
compensation in excess of the filing rate established by paragraph (l)
of this subdivision or who hold policy-making positions, as annually
determined by the appointing authority and set forth in a written
instrument which shall be filed with the commission on ethics and
lobbying in government established by section ninety-four of the
executive law during the month of February, provided, however, that the
appointing authority shall amend such written instrument after such date
within thirty days after the undertaking of policy-making
responsibilities by a new employee or any other employee whose name did
not appear on the most recent written instrument; and
(iii) members or directors of public authorities, other than
multi-state authorities, public benefit corporations and commissions at
least one of whose members is appointed by the governor, and employees
of such authorities, corporations and commissions who receive annual
compensation in excess of the filing rate established by paragraph (l)
of this subdivision or who hold policy-making positions, as determined
annually by the appointing authority and set forth in a written
instrument which shall be filed with the commission on ethics and
lobbying in government established by section ninety-four of the
executive law during the month of February, provided, however, that the
appointing authority shall amend such written instrument after such date
within thirty days after the undertaking of policy-making
responsibilities by a new employee or any other employee whose name did
not appear on the most recent written instrument.
(d) The term "legislative employee" shall mean any officer or employee
of the legislature who receives annual compensation in excess of the
filing rate established by paragraph (l) below or who is determined to
hold a policy-making position by the appointing authority as set forth
in a written instrument which shall be filed with the legislative ethics
commission and the commission on ethics and lobbying in government.
(d-1) A financial disclosure statement required pursuant to section
seventy-three of this article and this section shall be deemed "filed"
with the commission on ethics and lobbying in government upon its
filing, in accordance with this section, with the legislative ethics
commission for all purposes including, but not limited to, section
ninety-four of the executive law, subdivision nine of section eighty of
the legislative law and subdivision four of this section.
(e) The term "spouse" shall mean the husband or wife of the reporting
individual unless living separate and apart from the reporting
individual with the intention of terminating the marriage or providing
for permanent separation or unless separated pursuant to: (i) a judicial
order, decree or judgment, or (ii) a legally binding separation
agreement.
(e-1) The term "domestic partner" shall mean a person who, with
respect to another person, is formally a party in a domestic partnership
or similar relationship with the other person, entered into pursuant to
the laws of the United States or any state, local or foreign
jurisdiction, or registered as the domestic partner of the other person
with any registry maintained by the employer of either party or any
state, municipality, or foreign jurisdiction.
(f) The term "relative" shall mean such individual's spouse, child,
stepchild, stepparent, or any person who is a direct descendant of the
grandparents of the reporting individual or of the reporting
individual's spouse.
(g) The term "unemancipated child" shall mean any son, daughter,
stepson or stepdaughter who is under age eighteen, unmarried and living
in the household of the reporting individual.
(h) The term "political party chairman" shall have the same meaning as
ascribed to such term by subdivision one of section seventy-three of
this article.
(i) The term "local agency" shall mean:
(i) any county, city, town, village, school district or district
corporation, or any agency, department, division, board, commission or
bureau thereof; and
(ii) any public benefit corporation or public authority not included
in the definition of a state agency.
(j) The term "regulatory agency" shall have the same meaning as
ascribed to such term by subdivision one of section seventy-three of
this article.
(k) The term "ministerial matter" shall have the same meaning as
ascribed to such term by subdivision one of section seventy-three of
this article.
(l) The term "filing rate" shall mean the higher of the job rates of
SG-24 as set forth in paragraph a or c of subdivision one of section one
hundred thirty of the civil service law as of April first of the year in
which an annual financial disclosure statement shall be filed.
(m) The term "lobbyist" shall have the same meaning as ascribed to
such term in subdivision (a) of section one-c of the legislative law.
2. (a) Every statewide elected official, state officer or employee,
member of the legislature, legislative employee and political party
chair and every candidate for statewide elected office or for member of
the legislature shall file an annual statement of financial disclosure
containing the information and in the form set forth in subdivision
three of this section. On or before the fifteenth day of May with
respect to the preceding calendar year: (1) every member of the
legislature, every candidate for member of the legislature and
legislative employee shall file such statement with the legislative
ethics commission which shall provide such statement along with any
requests for exemptions or deletions to the commission on ethics and
lobbying in government for filing and rulings with respect to such
requests for exemptions or deletions, on or before the thirtieth day of
June; and (2) all other individuals required to file such statement
shall file it with the commission on ethics and lobbying in government,
except that:
(i) a person who is subject to the reporting requirements of this
subdivision and who timely filed with the internal revenue service an
application for automatic extension of time in which to file his or her
individual income tax return for the immediately preceding calendar or
fiscal year shall be required to file such financial disclosure
statement on or before May fifteenth but may, without being subjected to
any civil penalty on account of a deficient statement, indicate with
respect to any item of the disclosure statement that information with
respect thereto is lacking but will be supplied in a supplementary
statement of financial disclosure, which shall be filed on or before the
seventh day after the expiration of the period of such automatic
extension of time within which to file such individual income tax
return, provided that failure to file or to timely file such
supplementary statement of financial disclosure or the filing of an
incomplete or deficient supplementary statement of financial disclosure
shall be subject to the notice and penalty provisions of this section
respecting annual statements of financial disclosure as if such
supplementary statement were an annual statement;
(ii) a person who is required to file an annual financial disclosure
statement with the commission on ethics and lobbying in government, and
who is granted an additional period of time within which to file such
statement due to justifiable cause or undue hardship, in accordance with
required rules and regulations adopted pursuant to section ninety-four
of the executive law shall file such statement within the additional
period of time granted; and the legislative ethics commission shall
notify the commission on ethics and lobbying in government of any
extension granted pursuant to this paragraph;
(iii) candidates for statewide office who receive a party designation
for nomination by a state committee pursuant to section 6-104 of the
election law shall file such statement within ten days after the date of
the meeting at which they are so designated;
(iv) candidates for statewide office who receive twenty-five percent
or more of the vote cast at the meeting of the state committee held
pursuant to section 6-104 of the election law and who demand to have
their names placed on the primary ballot and who do not withdraw within
fourteen days after such meeting shall file such statement within ten
days after the last day to withdraw their names in accordance with the
provisions of such section of the election law;
(v) candidates for statewide office and candidates for member of the
legislature who file party designating petitions for nomination at a
primary election shall file such statement within ten days after the
last day allowed by law for the filing of party designating petitions
naming them as candidates for the next succeeding primary election;
(vi) candidates for independent nomination who have not been
designated by a party to receive a nomination shall file such statement
within ten days after the last day allowed by law for the filing of
independent nominating petitions naming them as candidates in the next
succeeding general or special election;
(vii) candidates who receive the nomination of a party for a special
election shall file such statement within ten days after the date of the
meeting of the party committee at which they are nominated;
(viii) a candidate substituted for another candidate, who fills a
vacancy in a party designation or in an independent nomination, caused
by declination, shall file such statement within ten days after the last
day allowed by law to file a certificate to fill a vacancy in such party
designation or independent nomination;
(ix) with respect to all candidates for member of the legislature, the
legislative ethics commission shall within five days of receipt provide
the commission on ethics and lobbying in government the statement filed
pursuant to subparagraphs (v), (vi), (vii) and (viii) of this paragraph.
(b) As used in this subdivision, the terms "party", "committee" (when
used in conjunction with the term "party"), "designation", "primary",
"primary election", "nomination", "independent nomination" and "ballot"
shall have the same meanings as those contained in section 1-104 of the
election law.
(c) If the reporting individual is a senator or member of assembly,
candidate for the senate or member of assembly or a legislative
employee, such statement shall be filed with both the legislative ethics
commission established by section eighty of the legislative law and the
commission on ethics and lobbying in government in accordance with
paragraph (d-1) of subdivision one of this section. If the reporting
individual is a statewide elected official, candidate for statewide
elected office, a state officer or employee or a political party chair,
such statement shall be filed with the commission on ethics and lobbying
in government established by section ninety-four of the executive law.
(d) The commission on ethics and lobbying in government shall obtain
from the state board of elections a list of all candidates for statewide
office and for member of the legislature, and from such list, shall
determine and publish a list of those candidates who have not, within
ten days after the required date for filing such statement, filed the
statement required by this subdivision.
(e) Any person required to file such statement who commences
employment after May fifteenth of any year and political party chair
shall file such statement within thirty days after commencing employment
or of taking the position of political party chair, as the case may be.
In the case of members of the legislature and legislative employees,
such statements shall be filed with the legislative ethics commission
within thirty days after commencing employment, and the legislative
ethics commission shall provide such statements to the commission on
ethics and lobbying in government within forty-five days of receipt.
(f) A person who may otherwise be required to file more than one
annual financial disclosure statement with both the commission on ethics
and lobbying in government and the legislative ethics commission in any
one calendar year may satisfy such requirement by filing one such
statement with either body and by notifying the other body of such
compliance.
(g) A person who is employed in more than one employment capacity for
one or more employers certain of whose officers and employees are
subject to filing a financial disclosure statement with the same ethics
commission, as the case may be, and who receives distinctly separate
payments of compensation for such employment shall be subject to the
filing requirements of this section if the aggregate annual compensation
for all such employment capacities is in excess of the filing rate
notwithstanding that such person would not otherwise be required to file
with respect to any one particular employment capacity. A person not
otherwise required to file a financial disclosure statement hereunder
who is employed by an employer certain of whose officers or employees
are subject to filing a financial disclosure statement with the
commission on ethics and lobbying in government and who is also employed
by an employer certain of whose officers or employees are subject to
filing a financial disclosure statement with the legislative ethics
commission shall not be subject to filing such statement with either
such commission on the basis that his aggregate annual compensation from
all such employers is in excess of the filing rate.
(h) A statewide elected official or member of the legislature, who is
simultaneously a candidate for statewide elected office or member of the
legislature, shall satisfy the filing deadline requirements of this
subdivision by complying only with the deadline applicable to one who
holds a statewide elected office or who holds the office of member of
the legislature.
(i) A candidate whose name will appear on both a party designating
petition and on an independent nominating petition for the same office
or who will be listed on the election ballot for the same office more
than once shall satisfy the filing deadline requirements of this
subdivision by complying with the earliest applicable deadline only.
(j) A member of the legislature who is elected to such office at a
special election prior to May fifteenth in any year shall satisfy the
filing requirements of this subdivision in such year by complying with
the earliest applicable deadline only.
(k) The commission on ethics and lobbying in government shall post for
at least five years beginning for filings made on January first, two
thousand thirteen the annual statement of financial disclosure and any
amendments filed by each person subject to the reporting requirements of
this subdivision who is an elected official on its website for public
review within thirty days of its receipt of such statement or within ten
days of its receipt of such amendment that reflects any corrections of
deficiencies identified by the commission or by the reporting individual
after the reporting individual's initial filing. Except upon an
individual determination by the commission that certain information may
be deleted from a reporting individual's annual statement of financial
disclosure, none of the information in the statement posted on the
commission's website shall be otherwise deleted.
3. The annual statement of financial disclosure shall contain the
information and shall be in the form set forth hereinbelow:
ANNUAL STATEMENT OF FINANCIAL DISCLOSURE - (For calendar year ________)
1. Name ______________________________________________________________
2. (a) Title of Position _____________________________________________
(b) Department, Agency or other Governmental Entity _______________
(c) Address of Present Office _____________________________________
(d) Office Telephone Number _______________________________________
3. (a) Marital Status ______________. If married, please give spouse's
full name.
__________________________________________________________________.
(b) Full name of domestic partner (if applicable).
_________________________________________________________________ .
(c) List the names of all unemancipated children.
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
Answer each of the following questions completely, with respect to
calendar year _________, unless another period or date is otherwise
specified. If additional space is needed, attach additional pages.
Whenever a "value" or "amount" is required to be reported herein, such
value or amount shall be reported as being within one of the following
Categories in Table I or Table II of this subdivision as called for in
the question: A reporting individual shall indicate the Category by
letter only.
Whenever "income" is required to be reported herein, the term "income"
shall mean the aggregate net income before taxes from the source
identified.
The term "calendar year" shall mean the year ending the December 31st
preceding the date of filing of the annual statement.
4. (a) List any office, trusteeship, directorship, partnership, or
position of any nature, whether compensated or not, held by the
reporting individual with any firm, corporation, association,
partnership, or other organization other than the State of New York.
Include compensated honorary positions; do NOT list membership or
uncompensated honorary positions. If the listed entity was licensed
by any state or local agency, was regulated by any state regulatory
agency or local agency, or, as a regular and significant part of the
business or activity of said entity, did business with, or had
matters other than ministerial matters before, any state or local
agency, list the name of any such agency.
State or
Position Organization Local Agency
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
(b) List any office, trusteeship, directorship, partnership, or position
of any nature, whether compensated or not, held by the spouse,
domestic partner or unemancipated child of the reporting individual,
with any firm, corporation, association, partnership, or other
organization other than the State of New York. Include compensated
honorary positions; do NOT list membership or uncompensated honorary
positions. If the listed entity was licensed by any state or local
agency, was regulated by any state regulatory agency or local
agency, or, as a regular and significant part of the business or
activity of said entity, did business with, or had matters other
than ministerial matters before, any state or local agency, list the
name of any such agency.
State or
Position Organization Local Agency
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
5. (a) List the name, address and description of any occupation,
employment (other than the employment listed under Item 2 above),
trade, business or profession engaged in by the reporting
individual. If such activity was licensed by any state or local
agency, was regulated by any state regulatory agency or local
agency, or, as a regular and significant part of the business or
activity of said entity, did business with, or had matters other
than ministerial matters before, any state or local agency, list the
name of any such agency.
State or
Name & Address Local
Position of Organization Description Agency
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
(b) If the spouse, domestic partner or unemancipated child of the
reporting individual was engaged in any occupation, employment,
trade, business or profession which activity was licensed by any
state or local agency, was regulated by any state regulatory agency
or local agency, or, as a regular and significant part of the
business or activity of said entity, did business with, or had
matters other than ministerial matters before, any state or local
agency, list the name, address and description of such occupation,
employment, trade, business or profession and the name of any such
agency.
State or
Name & Address Local
Position of Organization Description Agency
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
6. List any interest, in EXCESS of $1,000, held by the reporting
individual, such individual's spouse, domestic partner or
unemancipated child, or partnership of which any such person is a
member, or corporation, 10% or more of the stock of which is owned
or controlled by any such person, whether vested or contingent, in
any contract made or executed by a state or local agency and include
the name of the entity which holds such interest and the
relationship of the reporting individual or such individual's
spouse, domestic partner or such child to such entity and the
interest in such contract. Do NOT include bonds and notes. Do NOT
list any interest in any such contract on which final payment has
been made and all obligations under the contract except for
guarantees and warranties have been performed, provided, however,
that such an interest must be listed if there has been an ongoing
dispute during the calendar year for which this statement is filed
with respect to any such guarantees or warranties. Do NOT list any
interest in a contract made or executed by a local agency after
public notice and pursuant to a process for competitive bidding or a
process for competitive requests for proposals.
Entity Relationship Contracting Category
Self, Which Held to Entity State or of
Spouse, Interest in and Interest Local Value of
Domestic Contract in Contract Agency Contract
Partner or
Child (In Table II)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
7. List any position the reporting individual held as an officer of any
political party or political organization, as a member of any
political party committee, or as a political party district leader.
The term "party" shall have the same meaning as "party" in the
election law. The term "political organization" means any party or
independent body as defined in the election law or any organization
that is affiliated with or a subsidiary of a party or independent
body.
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
8. (a) If the reporting individual practices law, is licensed by the
department of state as a real estate broker or agent or practices a
profession licensed by the department of education, or works as a member
or employee of a firm required to register pursuant to section one-e of
the legislative law as a lobbyist, describe the services rendered for
which compensation was paid including a general description of the
principal subject areas of matters undertaken by such individual and
principal duties performed. Specifically state whether the reporting
individual provides services directly to clients. Additionally, if such
an individual practices with a firm or corporation and is a partner or
shareholder of the firm or corporation, give a general description of
principal subject areas of matters undertaken by such firm or
corporation.
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
(b) APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE
PROVIDED ON OR AFTER JULY FIRST, TWO THOUSAND TWELVE AND BEFORE DECEMBER
THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR FOR NEW MATTERS FOR EXISTING
CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE SERVICES THAT ARE PROVIDED ON
OR AFTER JULY FIRST, TWO THOUSAND TWELVE AND BEFORE DECEMBER
THIRTY-FIRST, TWO THOUSAND FIFTEEN:
If the reporting individual personally provides services to any person
or entity, or works as a member or employee of a partnership or
corporation that provides such services (referred to hereinafter as a
"firm"), then identify each client or customer to whom the reporting
individual personally provided services, or who was referred to the firm
by the reporting individual, and from whom the reporting individual or
his or her firm earned fees in excess of $10,000 during the reporting
period for such services rendered in direct connection with:
(i) A contract in an amount totaling $50,000 or more from the state or
any state agency for services, materials, or property;
(ii) A grant of $25,000 or more from the state or any state agency
during the reporting period;
(iii) A grant obtained through a legislative initiative during the
reporting period; or
(iv) A case, proceeding, application or other matter that is not a
ministerial matter before a state agency during the reporting period.
For purposes of this question, "referred to the firm" shall mean:
having intentionally and knowingly taken a specific act or series of
acts to intentionally procure for the reporting individual's firm or
knowingly solicit or direct to the reporting individual's firm in whole
or substantial part, a person or entity that becomes a client of that
firm for the purposes of representation for a matter as defined in
subparagraphs (i) through (iv) of this paragraph, as the result of such
procurement, solicitation or direction of the reporting individual. A
reporting individual need not disclose activities performed while
lawfully acting pursuant to paragraphs (c), (d), (e) and (f) of
subdivision seven of section seventy-three of this article.
The disclosure requirement in this question shall not require
disclosure of clients or customers receiving medical or dental services,
mental health services, residential real estate brokering services, or
insurance brokering services from the reporting individual or his or her
firm. The reporting individual need not identify any client to whom he
or she or his or her firm provided legal representation with respect to
investigation or prosecution by law enforcement authorities, bankruptcy,
or domestic relations matters. With respect to clients represented in
other matters, where disclosure of a client's identity is likely to
cause harm, the reporting individual shall request an exemption from the
commission on ethics and lobbying in government pursuant to section
ninety-four of the executive law, provided, however, that a reporting
individual who first enters public office after July first, two thousand
twelve, need not report clients or customers with respect to matters for
which the reporting individual or his or her firm was retained prior to
entering public office.
Client Nature of Services Provided
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
(b-1) APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES
ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR
FOR NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE
SERVICES THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO
THOUSAND FIFTEEN (FOR PURPOSES OF THIS QUESTION, "SERVICES" SHALL MEAN
CONSULTATION, REPRESENTATION, ADVICE OR OTHER SERVICES):
If the reporting individual receives income from employment reportable
in question 8(a) and personally provides services to any person or
entity, or works as a member or employee of a partnership or corporation
that provides such services (referred to hereinafter as a "firm"), the
reporting individual shall identify each client or customer to whom the
reporting individual personally provided services, or who was referred
to the firm by the reporting individual, and from whom the reporting
individual or his or her firm earned fees in excess of $10,000 during
the reporting period in direct connection with:
(i) A contract in an amount totaling $10,000 or more from the state or
any state agency for services, materials, or property;
(ii) A grant of $10,000 or more from the state or any state agency
during the reporting period;
(iii) A grant obtained through a legislative initiative during the
reporting period; or
(iv) A case, proceeding, application or other matter that is not a
ministerial matter before a state agency during the reporting period.
For such services rendered by the reporting individual directly to
each such client, describe each matter that was the subject of such
representation, the services actually provided and the payment received.
For payments received from clients referred to the firm by the reporting
individual, if the reporting individual directly received a referral fee
or fees for such referral, identify the client and the payment so
received.
For purposes of this question, "referred to the firm" shall mean:
having intentionally and knowingly taken a specific act or series of
acts to intentionally procure for the reporting individual's firm or
having knowingly solicited or directed to the reporting individual's
firm in whole or substantial part, a person or entity that becomes a
client of that firm for the purposes of representation for a matter as
defined in clauses (i) through (iv) of this subparagraph, as the result
of such procurement, solicitation or direction of the reporting
individual. A reporting individual need not disclose activities
performed while lawfully acting in his or her capacity as provided in
paragraphs (c), (d), (e) and (f) of subdivision seven of section
seventy-three of this article.
Client Matter Nature of Services Provided Category
of Amount
(in Table I)
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
(b-2) APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES
ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR
FOR NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE
SERVICES THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO
THOUSAND FIFTEEN (FOR PURPOSES OF THIS QUESTION, "SERVICES" SHALL MEAN
CONSULTATION, REPRESENTATION, ADVICE OR OTHER SERVICES):
(i) With respect to reporting individuals who receive ten thousand
dollars or more from employment or activity reportable under question
8(a), for each client or customer NOT otherwise disclosed or exempted in
question 8 or 13, disclose the name of each client or customer known to
the reporting individual to whom the reporting individual provided
services: (A) who paid the reporting individual in excess of five
thousand dollars for such services; or (B) who had been billed with the
knowledge of the reporting individual in excess of five thousand dollars
by the firm or other entity named in question 8(a) for the reporting
individual's services.
Client Services Category of Amount
Actually Provided (in Table I)
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
FOLLOWING IS AN ILLUSTRATIVE, NON-EXCLUSIVE LIST OF EXAMPLES OF
DESCRIPTIONS OF "SERVICES ACTUALLY PROVIDED":
* REVIEWED DOCUMENTS AND CORRESPONDENCE;
* REPRESENTED CLIENT (IDENTIFY CLIENT BY NAME) IN LEGAL PROCEEDING;
* PROVIDED LEGAL ADVICE ON CLIENT MATTER (IDENTIFY CLIENT BY NAME);
* CONSULTED WITH CLIENT OR CONSULTED WITH LAW PARTNERS/ASSOCIATES/MEMBERS
OF FIRM ON CLIENT MATTER (IDENTIFY CLIENT BY NAME);
* PREPARED CERTIFIED FINANCIAL STATEMENT FOR CLIENT (IDENTIFY CLIENT BY
NAME);
* REFERRED INDIVIDUAL OR ENTITY (IDENTIFY CLIENT BY NAME) FOR
REPRESENTATION OR CONSULTATION;
* COMMERCIAL BROKERING SERVICES (IDENTIFY CUSTOMER BY NAME);
* PREPARED CERTIFIED ARCHITECTURAL OR ENGINEERING
RENDERINGS FOR CLIENT (IDENTIFY CUSTOMER BY NAME);
* COURT APPOINTED GUARDIAN OR EVALUATOR (IDENTIFY COURT NOT CLIENT).
(ii) With respect to reporting individuals who disclosed in question
8(a) that the reporting individual did not provide services to a client
but provided services to a firm or business, identify the category of
amount received for providing such services and describe the services
rendered.
Services Actually Provided Category of Amount (Table I)
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
A reporting individual need not disclose activities performed while
lawfully acting in his or her capacity as provided in paragraphs (c),
(d), (e) and (f) of subdivision seven of section seventy-three of this
article.
The disclosure requirement in questions (b-1) and (b-2) shall not
require disclosing clients or customers receiving medical,
pharmaceutical or dental services, mental health services, or
residential real estate brokering services from the reporting individual
or his or her firm or if federal law prohibits or limits disclosure. The
reporting individual need not identify any client to whom he or she or
his or her firm provided legal representation with respect to
investigation or prosecution by law enforcement authorities, bankruptcy,
family court, estate planning, or domestic relations matters, nor shall
the reporting individual identify individuals represented pursuant to an
insurance policy but the reporting individual shall in such
circumstances only report the entity that provides compensation to the
reporting individual; with respect to matters in which the client's name
is required by law to be kept confidential (such as matters governed by
the family court act) or in matters in which the reporting individual
represents or provides services to minors, the client's name may be
replaced with initials. To the extent that the reporting individual, or
his or her firm, provided legal representation with respect to an
initial public offering, and professional disciplinary rules, federal
law or regulations restrict the disclosure of information relating to
such work, the reporting individual shall (i) disclose the identity of
the client and the services provided relating to the initial public
offering to the office of court administration, who will maintain such
information confidentially in a locked box; and (ii) include in his or
her response to questions (b-1) and (b-2) that pursuant to this
paragraph, a disclosure to the office of court administration has been
made. Upon such time that the disclosure of information maintained in
the locked box is no longer restricted by professional disciplinary
rules, federal law or regulation, the reporting individual shall
disclose such information in an amended disclosure statement in response
to the disclosure requirements in questions (b-1) and (b-2). The office
of court administration shall develop and maintain a secure portal
through which information submitted to it pursuant to this paragraph can
be safely and confidentially stored. With respect to clients represented
in other matters not otherwise exempt, the reporting individual may
request an exemption to publicly disclosing the name of that client from
the commission on ethics and lobbying in government pursuant to section
ninety-four of the executive law, or from the office of court
administration. In such application, the reporting individual shall
state the following: "My client is not currently receiving my services
or seeking my services in connection with:
(i) A proposed bill or resolution in the senate or assembly during the
reporting period;
(ii) A contract in an amount totaling $10,000 or more from the state
or any state agency for services, materials, or property;
(iii) A grant of $10,000 or more from the state or any state agency
during the reporting period;
(iv) A grant obtained through a legislative initiative during the
reporting period; or
(v) A case, proceeding, application or other matter that is not a
ministerial matter before a state agency during the reporting period."
In reviewing the request for an exemption, the commission on ethics
and lobbying in government or the office of court administration may
consult with bar or other professional associations and the legislative
ethics commission for individuals subject to its jurisdiction and may
consider the rules of professional conduct. In making its determination,
the commission on ethics and lobbying in government or the office of
court administration shall conduct its own inquiry and shall consider
factors including, but not limited to: (i) the nature and the size of
the client; (ii) whether the client has any business before the state;
and if so, how significant the business is; and whether the client has
any particularized interest in pending legislation and if so how
significant the interest is; (iii) whether disclosure may reveal trade
secrets; (iv) whether disclosure could reasonably result in retaliation
against the client; (v) whether disclosure may cause undue harm to the
client; (vi) whether disclosure may result in undue harm to the
attorney-client relationship; and (vii) whether disclosure may result in
an unnecessary invasion of privacy to the client.
The commission on ethics and lobbying in government or, as the case
may be, the office of court administration shall promptly make a final
determination in response to such request, which shall include an
explanation for its determination. The office of court administration
shall issue its final determination within three days of receiving the
request. Notwithstanding any other provision of law or any professional
disciplinary rule to the contrary, the disclosure of the identity of any
client or customer in response to this question shall not constitute
professional misconduct or a ground for disciplinary action of any kind,
or form the basis for any civil or criminal cause of action or
proceeding. A reporting individual who first enters public office after
January first, two thousand sixteen, need not report clients or
customers with respect to matters for which the reporting individual or
his or her firm was retained prior to entering public office.
(c) APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE
PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR FOR
NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE
SERVICES THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO
THOUSAND FIFTEEN:
If the reporting individual receives income of ten thousand dollars or
greater from any employment or activity reportable under question 8(a),
identify each registered lobbyist who has directly referred to such
individual a client who was successfully referred to the reporting
individual's business and from whom the reporting individual or firm
received a fee for services in excess of five thousand dollars. Report
only those referrals that were made to a reporting individual by direct
communication from a person known to such reporting individual to be a
registered lobbyist at the time the referral is made. With respect to
each such referral, the reporting individual shall identify the client,
the registered lobbyist who has made the referral, the category of value
of the compensation received and a general description of the type of
matter so referred. A reporting individual need not disclose activities
performed while lawfully acting pursuant to paragraphs (c), (d), (e) and
(f) of subdivision seven of section seventy-three of this article. The
disclosure requirements in this question shall not require disclosing
clients or customers receiving medical, pharmaceutical or dental
services, mental health services, or residential real estate brokering
services from the reporting individual or his or her firm or if federal
law prohibits or limits disclosure. The reporting individual need not
identify any client to whom he or she or his or her firm provided legal
representation with respect to investigation or prosecution by law
enforcement authorities, bankruptcy, family court, estate planning, or
domestic relations matters, nor shall the reporting individual identify
individuals represented pursuant to an insurance policy but the
reporting individual shall in such circumstances only report the entity
that provides compensation to the reporting individual; with respect to
matters in which the client's name is required by law to be kept
confidential (such as matters governed by the family court act) or in
matters in which the reporting individual represents or provides
services to minors, the client's name may be replaced with initials. To
the extent that the reporting individual, or his or her firm, provided
legal representation with respect to an initial public offering, and
federal law or regulations restricts the disclosure of information
relating to such work, the reporting individual shall (i) disclose the
identity of the client and the services provided relating to the initial
public offering to the office of court administration, who will maintain
such information confidentially in a locked box; and (ii) include in his
or her response a statement that pursuant to this paragraph, a
disclosure to the office of court administration has been made. Upon
such time that the disclosure of information maintained in the locked
box is no longer restricted by federal law or regulation, the reporting
individual shall disclose such information in an amended disclosure
statement in response to the disclosure requirements of this paragraph.
The office of court administration shall develop and maintain a secure
portal through which information submitted to it pursuant to this
paragraph can be safely and confidentially stored. With respect to
clients represented in other matters not otherwise exempt, the reporting
individual may request an exemption to publicly disclosing the name of
that client from the commission on ethics and lobbying in government
pursuant to section ninety-four of the executive law, or from the office
of court administration. In such application, the reporting individual
shall state the following: "My client is not currently receiving my
services or seeking my services in connection with:
(i) A proposed bill or resolution in the senate or assembly during the
reporting period;
(ii) A contract in an amount totaling $10,000 or more from the state
or any state agency for services, materials, or property;
(iii) A grant of $10,000 or more from the state or any state agency
during the reporting period;
(iv) A grant obtained through a legislative initiative during the
reporting period; or
(v) A case, proceeding, application or other matter that is not a
ministerial matter before a state agency during the reporting period."
In reviewing the request for an exemption, the commission on ethics
and lobbying in government or the office of court administration may
consult with bar or other professional associations and the legislative
ethics commission for individuals subject to its jurisdiction and may
consider the rules of professional conduct. In making its determination,
the commission on ethics and lobbying in government or the office of
court administration shall conduct its own inquiry and shall consider
factors including, but not limited to: (i) the nature and the size of
the client; (ii) whether the client has any business before the state;
and if so, how significant the business is; and whether the client has
any particularized interest in pending legislation and if so how
significant the interest is; (iii) whether disclosure may reveal trade
secrets; (iv) whether disclosure could reasonably result in retaliation
against the client; (v) whether disclosure may cause undue harm to the
client; (vi) whether disclosure may result in undue harm to the
attorney-client relationship; and (vii) whether disclosure may result in
an unnecessary invasion of privacy to the client.
The commission on ethics and lobbying in government or, as the case
may be, the office of court administration shall promptly make a final
determination in response to such request, which shall include an
explanation for its determination. The office of court administration
shall issue its final determination within three days of receiving the
request. Notwithstanding any other provision of law or any professional
disciplinary rule to the contrary, the disclosure of the identity of any
client or customer in response to this question shall not constitute
professional misconduct or a ground for disciplinary action of any kind,
or form the basis for any civil or criminal cause of action or
proceeding. A reporting individual who first enters public office after
December thirty-first, two thousand fifteen, need not report clients or
customers with respect to matters for which the reporting individual or
his or her firm was retained prior to entering public office.
Client Name of Lobbyist Description Category of Amount
of Matter (in Table 1)
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
(d) List the name, principal address and general description or the
nature of the business activity of any entity in which the reporting
individual or such individual's spouse or domestic partner had an
investment in excess of $1,000 excluding investments in securities and
interests in real property.
9. List each source of gifts, EXCLUDING campaign contributions, in
EXCESS of $1,000, received during the reporting period for which this
statement is filed by the reporting individual or such individual's
spouse, domestic partner or unemancipated child from the same donor,
EXCLUDING gifts from a relative. INCLUDE the name and address of the
donor. The term "gifts" does not include reimbursements, which term is
defined in item 10. Indicate the value and nature of each such gift.
Category
Self, of
Spouse, Name of Nature Value of
Domestic Donor Address of Gift Gift
Partner (In Table I)
or Child
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
10. Identify and briefly describe the source of any reimbursements for
expenditures, EXCLUDING campaign expenditures and expenditures in
connection with official duties reimbursed by the state, in EXCESS
of $1,000 from each such source. For purposes of this item, the term
"reimbursements" shall mean any travel-related expenses provided by
nongovernmental sources and for activities related to the reporting
individual's official duties such as, speaking engagements,
conferences, or factfinding events. The term "reimbursements" does
NOT include gifts reported under item 9.
Source Description
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
11. List the identity and value, if reasonably ascertainable, of each
interest in a trust, estate or other beneficial interest, including
retirement plans (other than retirement plans of the state of New
York or the city of New York), and deferred compensation plans
(e.g., 401, 403(b), 457, etc.) established in accordance with the
internal revenue code, in which the REPORTING INDIVIDUAL held a
beneficial interest in EXCESS of $1,000 at any time during the
preceding year. Do NOT report interests in a trust, estate or other
beneficial interest established by or for, or the estate of, a
relative.
Category
Identity of Value*
(In Table II)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
* The value of such interest shall be reported only if reasonably
ascertainable.
12. (a) Describe the terms of, and the parties to, any contract,
promise, or other agreement between the reporting individual and any
person, firm, or corporation with respect to the employment of such
individual after leaving office or position (other than a leave of
absence).
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
(b) Describe the parties to and the terms of any agreement providing
for continuation of payments or benefits to the REPORTING INDIVIDUAL
in EXCESS of $1,000 from a prior employer OTHER THAN the State.
(This includes interests in or contributions to a pension fund,
profit-sharing plan, or life or health insurance; buy-out
agreements; severance payments; etc.)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
13. List below the nature and amount of any income in EXCESS of $1,000
from EACH SOURCE for the reporting individual and such individual's
spouse or domestic partner for the taxable year last occurring prior
to the date of filing. Each such source must be described with
particularity. Nature of income includes, but is not limited to, all
income (other than that received from the employment listed under
Item 2 above) from compensated employment whether public or private,
directorships and other fiduciary positions, contractual
arrangements, teaching income, partnerships, honorariums, lecture
fees, consultant fees, bank and bond interest, dividends, income
derived from a trust, real estate rents, and recognized gains from
the sale or exchange of real or other property. Income from a
business or profession and real estate rents shall be reported with
the source identified by the building address in the case of real
estate rents and otherwise by the name of the entity and not by the
name of the individual customers, clients or tenants, with the
aggregate net income before taxes for each building address or
entity. The receipt of maintenance received in connection with a
matrimonial action, alimony and child support payments shall not be
listed.
Self/ Category
Spouse Source Nature of Amount
or Domestic (In Table I)
Partner
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
14. List the sources of any deferred income (not retirement income) in
EXCESS of $1,000 from each source to be paid to the reporting
individual following the close of the calendar year for which this
disclosure statement is filed, other than deferred compensation
reported in item 11 hereinabove. Deferred income derived from the
practice of a profession shall be listed in the aggregate and shall
identify as the source, the name of the firm, corporation,
partnership or association through which the income was derived, but
shall not identify individual clients.
Category
Source of Amount
(In Table I)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
15. List each assignment of income in EXCESS of $1,000, and each
transfer other than to a relative during the reporting period for
which this statement is filed for less than fair consideration of an
interest in a trust, estate or other beneficial interest, securities
or real property, by the reporting individual, in excess of $1,000,
which would otherwise be required to be reported herein and is not
or has not been so reported.
Item Assigned Assigned or Category
or Transferred Transferred to of Value
(In Table I)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
16. List below the type and market value of securities held by the
reporting individual or such individual's spouse or domestic partner
from each issuing entity in EXCESS of $1,000 at the close of the
taxable year last occurring prior to the date of filing, including
the name of the issuing entity exclusive of securities held by the
reporting individual issued by a professional corporation. Whenever
an interest in securities exists through a beneficial interest in a
trust, the securities held in such trust shall be listed ONLY IF the
reporting individual has knowledge thereof except where the
reporting individual or the reporting individual's spouse or
domestic partner has transferred assets to such trust for his or her
benefit in which event such securities shall be listed unless they
are not ascertainable by the reporting individual because the
trustee is under an obligation or has been instructed in writing not
to disclose the contents of the trust to the reporting individual.
Securities of which the reporting individual or the reporting
individual's spouse or domestic partner is the owner of record but
in which such individual or the reporting individual's spouse or
domestic partner has no beneficial interest shall not be listed.
Indicate percentage of ownership ONLY if the reporting person or the
reporting person's spouse or domestic partner holds more than five
percent (5%) of the stock of a corporation in which the stock is
publicly traded or more than ten percent (10%) of the stock of a
corporation in which the stock is NOT publicly traded. Also list
securities owned for investment purposes by a corporation more than
fifty percent (50%) of the stock of which is owned or controlled by
the reporting individual or such individual's spouse or domestic
partner. For the purpose of this item the term "securities" shall
mean mutual funds, bonds, mortgages, notes, obligations, warrants
and stocks of any class, investment interests in limited or general
partnerships and certificates of deposits (CDs) and such other
evidences of indebtedness and certificates of interest as are
usually referred to as securities. The market value for such
securities shall be reported only if reasonably ascertainable and
shall not be reported if the security is an interest in a general
partnership that was listed in item 8 (a) or if the security is
corporate stock, NOT publicly traded, in a trade or business of a
reporting individual or a reporting individual's spouse or domestic
partner.
Percentage
of corporate
stock owned
or controlled Category of
(if more than Market Value
5% of pub- as of the close
licly traded of the
stock, or taxable year
more than last occurring
10% if stock prior to
Self/ Issuing Type of not publicly the filing of
Spouse Entity Security traded, is held) this statement
or (In Table II)
Domestic
Partner
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
16-a. List below the name and market value of digital assets held by
the reporting individual or such individual's spouse or domestic partner
in EXCESS of $1,000 at the close of the taxable year last occurring
prior to the date of filing. Whenever an interest in digital assets
exists through a beneficial interest in a trust, the digital assets held
in such trust shall be listed ONLY IF the reporting individual has
knowledge thereof except where the reporting individual or the reporting
individual's spouse or domestic partner has transferred assets to such
trust for his or her benefit in which event such digital assets shall be
listed unless they are not ascertainable by the reporting individual
because the trustee is under an obligation or has been instructed in
writing not to disclose the contents of the trust to the reporting
individual. The digital assets of which the reporting individual or the
reporting individual's spouse or domestic partner is the owner of record
but in which such individual or the reporting individual's spouse or
domestic partner has no beneficial interest shall not be listed. Also
list digital assets owned for investment purposes by a corporation more
than fifty percent (50%) of the stock of which is owned or controlled by
the reporting individual or such individual's spouse or domestic
partner. For purposes of this subdivision, the following terms shall
have the following meanings:
(a) "Digital asset" shall mean an asset that is issued, transferred,
or both, using distributed ledger or blockchain technology, including,
but not limited to, digital currencies, digital coins, digital
non-fungible tokens or other similar assets.
(b) "Digital currency" shall mean any type of digital unit that is
used as a medium of exchange or a form of digitally stored value.
Virtual currency shall be broadly construed to include digital units of
exchange that: (i) have a centralized repository or administrator; (ii)
are decentralized and have no centralized repository or administrator;
or (iii) may be created or obtained by computing, manufacturing, or
other similar effort.
(c) "Distributed ledger or blockchain technology" shall mean a ledger
or database that stores shared state by maintaining it across a
multiplicity of devices belonging to different entities and securing it
through a combination of cryptographic and consensus protocols, where
the shared state serves to authenticate, record, share, and/or
synchronize transactions involving digital assets or virtual currencies.
Category of
Market Value
as of the close
of the taxable
year last
occurring
prior to
Self/ Type of the filing of
Spouse or Digital Asset this statement
Domestic (In Table II)
Partner
_______________________________________________________________________
_______________________________________________________________________
_______________________________________________________________________
_______________________________________________________________________
_______________________________________________________________________
17. List below the location, size, general nature, acquisition date,
market value and percentage of ownership of any real property in
which any vested or contingent interest in EXCESS of $1,000 is held
by the reporting individual or the reporting individual's spouse or
domestic partner. Also list real property owned for investment
purposes by a corporation more than fifty percent (50%) of the stock
of which is owned or controlled by the reporting individual or such
individual's spouse or domestic partner. Do NOT list any real
property which is the primary or secondary personal residence of the
reporting individual or the reporting individual's spouse or
domestic partner, except where there is a co-owner who is other than
a relative.
Self/ Percentage Category
Spouse/ General Acquisition of of Market
Domestic Nature Date Ownership Value
Partner (In
Corporation Location Size Table II)
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
________________________________________________________________________
18. List below all notes and accounts receivable, other than from goods
or services sold, held by the reporting individual at the close of
the taxable year last occurring prior to the date of filing and
other debts owed to such individual at the close of the taxable year
last occurring prior to the date of filing, in EXCESS of $1,000,
including the name of the debtor, type of obligation, date due and
the nature of the collateral securing payment of each, if any,
excluding securities reported in item 16 hereinabove. Debts, notes
and accounts receivable owed to the individual by a relative shall
not be reported.
Type of Obligation, Category
Date Due, and Nature of
Name of Debtor of Collateral, if any Amount
(In Table II)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
19. List below all liabilities of the reporting individual and such
individual's spouse or domestic partner, in EXCESS of $10,000 as of
the date of filing of this statement, other than liabilities to a
relative. Do NOT list liabilities incurred by, or guarantees made
by, the reporting individual or such individual's spouse or domestic
partner or by any proprietorship, partnership or corporation in
which the reporting individual or such individual's spouse or
domestic partner has an interest, when incurred or made in the
ordinary course of the trade, business or professional practice of
the reporting individual or such individual's spouse or domestic
partner. Include the name of the creditor and any collateral pledged
by such individual to secure payment of any such liability. A
reporting individual shall not list any obligation to pay
maintenance in connection with a matrimonial action, alimony or
child support payments. Any loan issued in the ordinary course of
business by a financial institution to finance educational costs,
the cost of home purchase or improvements for a primary or secondary
residence, or purchase of a personally owned motor vehicle,
household furniture or appliances shall be excluded. If any such
reportable liability has been guaranteed by any third person, list
the liability and name the guarantor.
Category
Name of Creditor Type of Liability of
or Guarantor and Collateral, if any Amount
(In Table II)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
The requirements of law relating to the reporting of financial
interests are in the public interest and no adverse inference of
unethical or illegal conduct or behavior will be drawn merely from
compliance with these requirements.
___________________________________ _________________________
(Signature of Reporting Individual) Date (month/day/year)
TABLE I
Category A none
Category B $ 1 to under $ 1,000
Category C $ 1,000 to under $ 5,000
Category D $ 5,000 to under $ 20,000
Category E $ 20,000 to under $ 50,000
Category F $ 50,000 to under $ 75,000
Category G $ 75,000 to under $ 100,000
Category H $ 100,000 to under $ 150,000
Category I $ 150,000 to under $ 250,000
Category J $ 250,000 to under $ 350,000
Category K $ 350,000 to under $ 450,000
Category L $ 450,000 to under $ 550,000
Category M $ 550,000 to under $ 650,000
Category N $ 650,000 to under $ 750,000
Category O $ 750,000 to under $ 850,000
Category P $ 850,000 to under $ 950,000
Category Q $ 950,000 to under $1,050,000
Category R $1,050,000 to under $1,150,000
Category S $1,150,000 to under $1,250,000
Category T $1,250,000 to under $1,350,000
Category U $1,350,000 to under $1,450,000
Category V $1,450,000 to under $1,550,000
Category W $1,550,000 to under $1,650,000
Category X $1,650,000 to under $1,750,000
Category Y $1,750,000 to under $1,850,000
Category Z $1,850,000 to under $1,950,000
Category AA $1,950,000 to under $2,050,000
Category BB $2,050,000 to under $2,150,000
Category CC $2,150,000 to under $2,250,000
Category DD $2,250,000 to under $2,350,000
Category EE $2,350,000 to under $2,450,000
Category FF $2,450,000 to under $2,550,000
Category GG $2,550,000 to under $2,650,000
Category HH $2,650,000 to under $2,750,000
Category II $2,750,000 to under $2,850,000
Category JJ $2,850,000 to under $2,950,000
Category KK $2,950,000 to under $3,050,000
Category LL $3,050,000 to under $3,150,000
Category MM $3,150,000 to under $3,250,000
Category NN $3,250,000 to under $3,350,000
Category OO $3,350,000 to under $3,450,000
Category PP $3,450,000 to under $3,550,000
Category QQ $3,550,000 to under $3,650,000
Category RR $3,650,000 to under $3,750,000
Category SS $3,750,000 to under $3,850,000
Category TT $3,850,000 to under $3,950,000
Category UU $3,950,000 to under $4,050,000
Category VV $4,050,000 to under $4,150,000
Category WW $4,150,000 to under $4,250,000
Category XX $4,250,000 to under $4,350,000
Category YY $4,350,000 to under $4,450,000
Category ZZ $4,450,000 to under $4,550,000
Category AAA $4,550,000 to under $4,650,000
Category BBB $4,650,000 to under $4,750,000
Category CCC $4,750,000 to under $4,850,000
Category DDD $4,850,000 to under $4,950,000
Category EEE $4,950,000 to under $5,050,000
Category FFF $5,050,000 to under $5,150,000
Category GGG $5,150,000 to under $5,250,000
Category HHH $5,250,000 to under $5,350,000
Category III $5,350,000 to under $5,450,000
Category JJJ $5,450,000 to under $5,550,000
Category KKK $5,550,000 to under $5,650,000
Category LLL $5,650,000 to under $5,750,000
Category MMM $5,750,000 to under $5,850,000
Category NNN $5,850,000 to under $5,950,000
Category OOO $5,950,000 to under $6,050,000
Category PPP $6,050,000 to under $6,150,000
Category QQQ $6,150,000 to under $6,250,000
Category RRR $6,250,000 to under $6,350,000
Category SSS $6,350,000 to under $6,450,000
Category TTT $6,450,000 to under $6,550,000
Category UUU $6,550,000 to under $6,650,000
Category VVV $6,650,000 to under $6,750,000
Category WWW $6,750,000 to under $6,850,000
Category XXX $6,850,000 to under $6,950,000
Category YYY $6,950,000 to under $7,050,000
Category ZZZ $7,050,000 to under $7,150,000
Category AAAA $7,150,000 to under $7,250,000
Category BBBB $7,250,000 to under $7,350,000
Category CCCC $7,350,000 to under $7,450,000
Category DDDD $7,450,000 to under $7,550,000
Category EEEE $7,550,000 to under $7,650,000
Category FFFF $7,650,000 to under $7,750,000
Category GGGG $7,750,000 to under $7,850,000
Category HHHH $7,850,000 to under $7,950,000
Category IIII $7,950,000 to under $8,050,000
Category JJJJ $8,050,000 to under $8,150,000
Category KKKK $8,150,000 to under $8,250,000
Category LLLL $8,250,000 to under $8,350,000
Category MMMM $8,350,000 to under $8,450,000
Category NNNN $8,450,000 to under $8,550,000
Category OOOO $8,550,000 to under $8,650,000
Category PPPP $8,650,000 to under $8,750,000
Category QQQQ $8,750,000 to under $8,850,000
Category RRRR $8,850,000 to under $8,950,000
Category SSSS $8,950,000 to under $9,050,000
Category TTTT $9,050,000 to under $9,150,000
Category UUUU $9,150,000 to under $9,250,000
Category VVVV $9,250,000 to under $9,350,000
Category WWWW $9,350,000 to under $9,450,000
Category XXXX $9,450,000 to under $9,550,000
Category YYYY $9,550,000 to under $9,650,000
Category ZZZZ $9,650,000 to under $9,750,000
Category AAAAA $9,750,000 to under $9,850,000
Category BBBBB $9,850,000 to under $9,950,000
Category CCCCC $9,950,000 to under $10,000,000
Category DDDDD $10,000,000 or over
TABLE II
Category A none
Category B $ 1 to under $ 1,000
Category C $ 1,000 to under $ 5,000
Category D $ 5,000 to under $ 20,000
Category E $ 20,000 to under $ 50,000
Category F $ 50,000 to under $ 75,000
Category G $ 75,000 to under $ 100,000
Category H $ 100,000 to under $ 150,000
Category I $ 150,000 to under $ 250,000
Category J $ 250,000 to under $ 500,000
Category K $ 500,000 to under $ 750,000
Category L $ 750,000 to under $1,000,000
Category M $1,000,000 to under $1,250,000
Category N $1,250,000 to under $1,500,000
Category O $1,500,000 to under $1,750,000
Category P $1,750,000 to under $2,000,000
Category Q $2,000,000 to under $2,250,000
Category R $2,250,000 to under $2,500,000
Category S $2,500,000 to under $2,750,000
Category T $2,750,000 to under $3,000,000
Category U $3,000,000 to under $3,250,000
Category V $3,250,000 to under $3,500,000
Category W $3,500,000 to under $3,750,000
Category X $3,750,000 to under $4,000,000
Category Y $4,000,000 to under $4,250,000
Category Z $4,250,000 to under $4,500,000
Category AA $4,500,000 to under $4,750,000
Category BB $4,750,000 to under $5,000,000
Category CC $5,000,000 to under $5,250,000
Category DD $5,250,000 to under $5,500,000
Category EE $5,500,000 to under $5,750,000
Category FF $5,750,000 to under $6,000,000
Category GG $6,000,000 to under $6,250,000
Category HH $6,250,000 to under $6,500,000
Category II $6,500,000 to under $6,750,000
Category JJ $6,750,000 to under $7,000,000
Category KK $7,000,000 to under $7,250,000
Category LL $7,250,000 to under $7,500,000
Category MM $7,500,000 to under $7,750,000
Category NN $7,750,000 to under $8,000,000
Category OO $8,000,000 to under $8,250,000
Category PP $8,250,000 to under $8,500,000
Category QQ $8,500,000 to under $8,750,000
Category RR $8,750,000 to under $9,000,000
Category SS $9,000,000 to under $9,250,000
Category TT $9,250,000 to under $9,500,000
Category UU $9,500,000 or over
4. A reporting individual who knowingly and wilfully fails to file
an annual statement of financial disclosure or who knowingly and
wilfully with intent to deceive makes a false statement or gives
information which such individual knows to be false on such
statement of financial disclosure filed pursuant to this section
shall be subject to a civil penalty in an amount not to exceed forty
thousand dollars. Assessment of a civil penalty hereunder shall be
made by the commission on ethics and lobbying in government or by
the legislative ethics commission, as the case may be, with respect
to persons subject to their respective jurisdictions. The commission
on ethics and lobbying in government acting pursuant to subdivision
fourteen of section ninety-four of the executive law or the
legislative ethics commission acting pursuant to subdivision eleven
of section eighty of the legislative law, as the case may be, may,
in lieu of or in addition to a civil penalty, refer a violation to
the appropriate prosecutor and upon such conviction, but only after
such referral, such violation shall be punishable as a class A
misdemeanor. A civil penalty for false filing may not be imposed
hereunder in the event a category of "value" or "amount" reported
hereunder is incorrect unless such reported information is falsely
understated. Notwithstanding any other provision of law to the
contrary, no other penalty, civil or criminal may be imposed for a
failure to file, or for a false filing, of such statement, except
that the appointing authority may impose disciplinary action as
otherwise provided by law. The commission on ethics and lobbying in
government and the legislative ethics commission shall each be
deemed to be an agency within the meaning of article three of the
state administrative procedure act and shall adopt rules governing
the conduct of adjudicatory proceedings and appeals relating to the
assessment of the civil penalties herein authorized. Such rules,
which shall not be subject to the approval requirements of the state
administrative procedure act, shall provide for due process
procedural mechanisms substantially similar to those set forth in
such article three but such mechanisms need not be identical in
terms or scope. Assessment of a civil penalty shall be final unless
modified, suspended or vacated within thirty days of imposition and
upon becoming final shall be subject to review at the instance of
the affected reporting individual in a proceeding commenced against
the commission on ethics and lobbying in government or the
legislative ethics commission, pursuant to article seventy-eight of
the civil practice law and rules.
5. Nothing contained in this section shall be construed as
precluding any public authority or public benefit corporation from
exercising any authority or power now or hereafter existing to
require any of its members, directors, officers or employees to file
financial disclosure statements with such public authority or public
benefit corporation that are the same as, different from or
supplemental to any of the requirements contained herein and to
provide only for internal employment discipline for any violation
arising out of such internal filing.
6. Notwithstanding any other provision of law or any professional
disciplinary rule to the contrary, the disclosure of the identity of
any client or customer on a reporting individual's annual statement
of financial disclosure shall not constitute professional misconduct
or a ground for disciplinary action of any kind, or form the basis
for any civil or criminal cause of action or proceeding.
7. With respect to an application to either the commission on
ethics and lobbying in government or the office of court
administration for an exemption to disclosing the name of a client
or customer in response to questions 8 (b-1), 8 (b-2) and 8 (c), all
information which is the subject of or a part of such application
shall remain confidential. The name of the client need not be
disclosed by the reporting individual unless and until the
commission on ethics and lobbying in government or the office of
court administration formally advises the reporting individual that
he or she must disclose such names and the reporting individual
agrees to represent the client. Any commissioner or person employed
by the commission on ethics and lobbying in government or any person
employed by the office of court administration who, intentionally
and without authorization from a court of competent jurisdiction
releases confidential information related to a request for an
exemption received by the commission or the office of court
administration shall be guilty of a class A misdemeanor.
Advertisements by elected government officials and candidates
made with public funds; prohibited. 1. As used in this section:
(a) "Political subdivision" shall mean a county, city, town, village
or district within the state.
(b) "Public authority" shall mean a public authority or public benefit
corporation created by or existing under any law of the state, at least
one of whose members is appointed by the governor (including any
subsidiaries of such public authority or public benefit corporation),
other than an interstate or international authority or public benefit
corporation.
(c) "Appear" or "appears" shall mean to appear by likeness, picture or
voice.
(d) "Candidate" shall have the meaning set forth in section 14-100 of
the election law.
2. Notwithstanding any other provision of law to the contrary, (a) no
elected government official or candidate for elected local, state or
federal office shall knowingly appear in any advertisement or promotion,
including public or community service announcements, published or
broadcast through any print or electronic media (including television,
radio and internet) by any private or commercial entity or any other
entity that publishes such advertisement for a fee, if the advertisement
or promotion is paid for or produced in whole or in part with funds of
the state, a political subdivision thereof or a public authority.
(b) No person shall knowingly use the funds of the state, a political
subdivision thereof or public authority to pay for or produce, in whole
or in part, any advertisement or promotion that is prohibited by
paragraph (a) of this subdivision. This prohibition shall not apply to
otherwise lawful expenditures of public campaign funds specifically
provided for under state, federal or local law.
3. Any person who violates the provisions of this section shall be
liable for a civil penalty of not less than one thousand dollars nor
more than five thousand dollars. The penalties prescribed by this
subdivision may be recovered in a civil action brought by the attorney
general.
Code of ethics. 1. Definition. As used in this section: The term
"state agency" shall mean any state department, or division, board,
commission, or bureau of any state department or any public benefit
corporation or public authority at least one of whose members is
appointed by the governor or corporations closely affiliated with
specific state agencies as defined by paragraph (d) of subdivision five
of section fifty-three-a of the state finance law or their successors.
The term "legislative employee" shall mean any officer or employee of
the legislature but it shall not include members of the legislature.
2. Rule with respect to conflicts of interest. No officer or employee
of a state agency, member of the legislature or legislative employee
should have any interest, financial or otherwise, direct or indirect, or
engage in any business or transaction or professional activity or incur
any obligation of any nature, which is in substantial conflict with the
proper discharge of his or her duties in the public interest.
3. Standards.
a. No officer or employee of a state agency, member of the legislature
or legislative employee should accept other employment which will impair
his or her independence of judgment in the exercise of his or her
official duties.
b. No officer or employee of a state agency, member of the legislature
or legislative employee should accept employment or engage in any
business or professional activity which will require him or her to
disclose confidential information which he or she has gained by reason
of his or her official position or authority.
c. No officer or employee of a state agency, member of the legislature
or legislative employee should disclose confidential information
acquired by him or her in the course of his or her official duties nor
use such information to further his or her personal interests.
d. No officer or employee of a state agency, member of the legislature
or legislative employee should use or attempt to use his or her official
position to secure unwarranted privileges or exemptions for himself or
herself or others, including but not limited to, the misappropriation to
himself, herself or to others of the property, services or other
resources of the state for private business or other compensated
non-governmental purposes.
e. No officer or employee of a state agency, member of the legislature
or legislative employee should engage in any transaction as
representative or agent of the state with any business entity in which
he or she has a direct or indirect financial interest that might
reasonably tend to conflict with the proper discharge of his or her
official duties.
f. An officer or employee of a state agency, member of the legislature
or legislative employee should not by his or her conduct give reasonable
basis for the impression that any person can improperly influence him or
her or unduly enjoy his or her favor in the performance of his or her
official duties, or that he or she is affected by the kinship, rank,
position or influence of any party or person.
g. An officer or employee of a state agency should abstain from making
personnel investments in enterprises which he or she has reason to
believe may be directly involved in decisions to be made by him or her
or which will otherwise create substantial conflict between his or her
duty in the public interest and his or her private interest.
h. An officer or employee of a state agency, member of the legislature
or legislative employee should endeavor to pursue a course of conduct
which will not raise suspicion among the public that he or she is likely
to be engaged in acts that are in violation of his or her trust.
i. No officer or employee of a state agency employed on a full-time
basis nor any firm or association of which such an officer or employee
is a member nor corporation a substantial portion of the stock of which
is owned or controlled directly or indirectly by such officer or
employee, should sell goods or services to any person, firm, corporation
or association which is licensed or whose rates are fixed by the state
agency in which such officer or employee serves or is employed.
4. Violations. In addition to any penalty contained in any other
provision of law any such officer, member or employee who shall
knowingly and intentionally violate any of the provisions of this
section may be fined, suspended or removed from office or employment in
the manner provided by law. Any such individual who knowingly and
intentionally violates the provisions of paragraph b, c, d or i of
subdivision three of this section shall be subject to a civil penalty in
an amount not to exceed ten thousand dollars and the value of any gift,
compensation or benefit received as a result of such violation. Any such
individual who knowingly and intentionally violates the provisions of
paragraph a, e or g of subdivision three of this section shall be
subject to a civil penalty in an amount not to exceed the value of any
gift, compensation or benefit received as a result of such violation.
Duty of public officers regarding the physically handicapped.
It shall be the duty of each public officer responsible for the
scheduling or siting of any public hearing to make reasonable efforts to
ensure that such hearings are held in facilities that permit
barrier-free physical access to the physically handicapped, as defined
in subdivision five of section fifty of the public buildings law.
Bribery of members of the legislature. A person who gives or
offers, or causes to be given or offered, a bribe, or any money,
property, or value of any kind, or any promise or agreement therefor, to
a member of the legislature, or to a person who has been elected a
member of the legislature, or attempts, directly or indirectly, by
menace, deceit, suppression of truth, or other corrupt means, to
influence such a member or person to give or withhold his vote, or to
absent himself from the house of which he is, or is to become, a member,
or from any committee thereof, is punishable by imprisonment for not
more than ten years, or by a fine of not more than five thousand
dollars, or by both.
Appearance by a person convicted of a crime of corruption.
Upon conviction for any of the following crimes: bribery in the first
degree, bribery in the second degree, bribery in the third degree,
rewarding official misconduct in the first degree, rewarding official
misconduct in the second degree, giving unlawful gratuities, and when
any such crime is committed for the purpose of corrupting a public
office, agency or public official of the state, or any political
subdivision, public authority, or public benefit corporation of the
state, in the performance of public duty, such public office, agency or
public official of the state, or any political subdivision or public
authority may bar that person or entity convicted of such enumerated
crimes from appearing before the affected public office, agency or
public official of the state, or any such political subdivision or
public authority in any professional or representative capacity. Such
bar shall be for a period of five years from the date of judgment for
such conviction.
Receiving bribes by members of legislature. A member of either
of the houses composing the legislature of this state, or a person
elected to become a member thereof, who asks, receives, or agrees to
receive any bribe upon any understanding that his official vote,
opinion, judgment or action shall be influenced thereby, or shall be
given in any particular manner or upon any particular side of any
question or matter upon which he may be required to act in his official
capacity, shall be guilty of a class D felony.
Unlawful fees and payments. A member of the legislature or any
officer or employee of the legislature who asks or receives or consents
or agrees to receive any emolument, gratuity or reward or any promise of
emolument, gratuity or reward or any money, property or thing of value
or of personal advantage, except such as may be authorized by law, for
doing or omitting to do any official act, or for performing or omitting
to perform any act whatsoever directly or indirectly related to any
matter in respect to which any duty or discretion is by or in pursuance
of law imposed upon or vested in him, or may be exercised by him by
virtue of his office, or appointment or employment or his actual
relation to the matter including, without limiting the generality of the
foregoing, approving or promoting the passage of legislation or
resolutions or the confirmation of appointees, or the conduct of
investigations, and a person who shall directly or indirectly offer or
make such a transfer to any member of the legislature or any officer or
employee of the legislature shall be guilty of a felony punishable by
imprisonment for not more than ten years or by a fine of not more than
five thousand dollars, or both.
Members of the legislature liable to forfeiture of office. The
conviction of a member of the legislature or any officer or employee of
the legislature of any of the crimes defined in sections seventy-five,
seventy-six or seventy-seven of this chapter, shall involve as a
consequence in addition to the punishment provided in any such section a
forfeiture of his office; and shall disqualify him from ever afterwards
holding any office under this state.
Certification of members, officers and employees. On or before
the tenth day after any member, officer or employee commences the
performance of his duties as such, he shall file, with the secretary of
the senate, if a member, officer or employee of that house, or with the
clerk of the assembly, if a member, officer or employee of that house,
or with the secretary of state if an officer or employee of a state
agency, a certificate acknowledging receipt of a copy of sections
seventy-three, seventy-three-a, seventy-four, seventy-five, seventy-six,
seventy-seven and seventy-eight of this chapter together with such other
material as the secretary of the senate, the clerk of the assembly or
the secretary of state may prepare related thereto, that he has read the
same and undertakes to conform to the provisions, purposes and intent
thereof and to the norms of conduct for members, officers and employees
of the legislature and state agencies.
Fine in certain cases. Where an officer or a member of a board
or other body has without just cause refused or neglected to perform a
public duty enjoined upon him by a special provision of law, a court may
impose a fine, not exceeding two hundred fifty dollars, upon the officer
or member who has so refused or neglected, to be paid into the treasury
of the state.
ARTICLE 5 Delivery of Public Books
Delivery of books and papers, money and property. A public
officer shall demand from his predecessor in office or any person in
whose possession they may be, a delivery to such officer of all books
and papers, money and property belonging or appertaining to such office.
If such demand is refused, such officer may make complaint thereof to
any justice of the supreme court of the district, or to the county judge
of the county in which the person refusing resides. If such justice or
judge be satisfied that such books or papers, money and property are
withheld, he shall grant an order directing the person refusing to show
cause before him at a time specified therein, why he should not deliver
the same. At such time, or at any time to which the matter may be
adjourned, on proof of the due service of the order, such justice or
judge shall proceed to inquire into the circumstances. If the person
charged with withholding such books or papers, money and property makes
affidavit before such justice or judge that he has delivered to the
officer all books and papers, money and property in his custody which,
within his knowledge, or to his belief belong or appertain thereto, such
proceedings before such justice or judge shall cease, and such person be
discharged. If the person complained against shall not make such oath,
and it appears that any such books or papers, money and property are
withheld by him, such justice or judge shall commit him to the county
jail until he delivers such books and papers, money and property, or is
otherwise discharged according to law. On such commitment, such justice
or judge, if required by the complainant, shall also issue his warrant
directed to any sheriff or constable, commanding him to search, in the
daytime, the places designated therein, for such books and papers, money
and property, and to bring them before such justice or judge. If any
such books and papers, money and property, are brought before him by
virtue of such warrant, he shall determine whether they appertain to
such office, and if so shall cause them to be delivered to the
complainant.
ARTICLE 6 Freedom of Information Law
Legislative declaration. The legislature hereby finds that a
free society is maintained when government is responsive and responsible
to the public, and when the public is aware of governmental actions. The
more open a government is with its citizenry, the greater the
understanding and participation of the public in government.
As state and local government services increase and public problems
become more sophisticated and complex and therefore harder to solve, and
with the resultant increase in revenues and expenditures, it is
incumbent upon the state and its localities to extend public
accountability wherever and whenever feasible.
The people's right to know the process of governmental decision-making
and to review the documents and statistics leading to determinations is
basic to our society. Access to such information should not be thwarted
by shrouding it with the cloak of secrecy or confidentiality.
The legislature therefore declares that government is the public's
business and that the public, individually and collectively and
represented by a free press, should have access to the records of
government in accordance with the provisions of this article.
Short title. This article shall be known and may be cited as the
"Freedom of Information Law."
Definitions. As used in this article, unless the context
requires otherwise:
1. "Judiciary" means the courts of the state, including any municipal
or district court, whether or not of record.
2. "State legislature" means the legislature of the state of New York,
including any committee, subcommittee, joint committee, select
committee, or commission thereof.
3. "Agency" means any state or municipal department, board, bureau,
division, commission, committee, public authority, public corporation,
council, office or other governmental entity performing a governmental
or proprietary function for the state or any one or more municipalities
thereof, except the judiciary or the state legislature.
4. "Record" means any information kept, held, filed, produced or
reproduced by, with or for an agency or the state legislature, in any
physical form whatsoever including, but not limited to, reports,
statements, examinations, memoranda, opinions, folders, files, books,
manuals, pamphlets, forms, papers, designs, drawings, maps, photos,
letters, microfilms, computer tapes or discs, rules, regulations or
codes.
5. "Critical infrastructure" means systems, assets, places or things,
whether physical or virtual, so vital to the state that the disruption,
incapacitation or destruction of such systems, assets, places or things
could jeopardize the health, safety, welfare or security of the state,
its residents or its economy.
6. "Law enforcement disciplinary records" means any record created in
furtherance of a law enforcement disciplinary proceeding, including, but
not limited to:
(a) the complaints, allegations, and charges against an employee;
(b) the name of the employee complained of or charged;
(c) the transcript of any disciplinary trial or hearing, including any
exhibits introduced at such trial or hearing;
(d) the disposition of any disciplinary proceeding; and
(e) the final written opinion or memorandum supporting the disposition
and discipline imposed including the agency's complete factual findings
and its analysis of the conduct and appropriate discipline of the
covered employee.
7. "Law enforcement disciplinary proceeding" means the commencement of
any investigation and any subsequent hearing or disciplinary action
conducted by a law enforcement agency.
8. "Law enforcement agency" means a police agency or department of the
state or any political subdivision thereof, including authorities or
agencies maintaining police forces of individuals defined as police
officers in section 1.20 of the criminal procedure law, a sheriff's
department, the department of corrections and community supervision, a
local department of correction, a local probation department, a fire
department, or force of individuals employed as firefighters or
firefighter/paramedics.
9. "Technical infraction" means a minor rule violation by a person
employed by a law enforcement agency as defined in this section as a
police officer, peace officer, or firefighter or firefighter/paramedic,
solely related to the enforcement of administrative departmental rules
that (a) do not involve interactions with members of the public, (b) are
not of public concern, and (c) are not otherwise connected to such
person's investigative, enforcement, training, supervision, or reporting
responsibilities.
10. "Retiree" means a former officer or employee of an agency, the
state legislature, or the judiciary who was a member of a public
retirement system of the state, as such term is defined in subdivision
twenty-three of section five hundred one of the retirement and social
security law and is receiving, or entitled to receive, a benefit from
such public retirement system.
11. "Beneficiary" means a person designated by a member or retiree of
a public retirement system of the state to receive retirement or death
benefits following the death of the member or retiree.
Access to agency records. 1. (a) Within sixty days after the
effective date of this article, the governing body of each public
corporation shall promulgate uniform rules and regulations for all
agencies in such public corporation pursuant to such general rules and
regulations as may be promulgated by the committee on open government in
conformity with the provisions of this article, pertaining to the
administration of this article.
(b) Each agency shall promulgate rules and regulations, in conformity
with this article and applicable rules and regulations promulgated
pursuant to the provisions of paragraph (a) of this subdivision, and
pursuant to such general rules and regulations as may be promulgated by
the committee on open government in conformity with the provisions of
this article, pertaining to the availability of records and procedures
to be followed, including, but not limited to:
i. the times and places such records are available;
ii. the persons from whom such records may be obtained, and
iii. except when a different fee is otherwise prescribed by statute:
(1) the fees for paper copies of records shall not exceed twenty-five
cents per photocopy not in excess of nine inches by fourteen inches, or
the actual cost of reproducing any other record in accordance with the
provisions of paragraph (c) of this subdivision.
(2) In the case where an identical record has been prepared for a
previous request within the past 6 months and an electronic copy is
available, an agency shall not charge a fee for the reproduction of such
record, except for the actual cost of a storage device or media if one
is provided to the requester in complying with such request.
(c) In determining the actual cost of reproducing a record, an agency
may include only:
i. an amount equal to the hourly salary attributed to the lowest paid
agency employee who has the necessary skill required to prepare a copy
of the requested record;
ii. the actual cost of the storage devices or media provided to the
person making the request in complying with such request;
iii. the actual cost to the agency of engaging an outside professional
service to prepare a copy of a record, but only when an agency's
information technology equipment is inadequate to prepare a copy, if
such service is used to prepare the copy; and
iv. preparing a copy shall not include search time or administrative
costs, and no fee shall be charged unless at least two hours of agency
employee time is needed to prepare a copy of the record requested. A
person requesting a record shall be informed of the estimated cost of
preparing a copy of the record if more than two hours of an agency
employee's time is needed, or if an outside professional service would
be retained to prepare a copy of the record.
2. Each agency shall, in accordance with its published rules, make
available for public inspection and copying all records, except those
records or portions thereof that may be withheld pursuant to the
exceptions of rights of access appearing in this subdivision. A denial
of access shall not be based solely on the category or type of such
record and shall be valid only when there is a particularized and
specific justification for such denial. Each agency shall, in accordance
with its published rules, make available for public inspection and
copying all records, except that such agency may deny access to records
or portions thereof that:
(a) are specifically exempted from disclosure by state or federal
statute;
(b) if disclosed would constitute an unwarranted invasion of personal
privacy under the provisions of subdivision two of section eighty-nine
of this article;
(c) if disclosed would impair present or imminent contract awards or
collective bargaining negotiations;
(d) are trade secrets or are submitted to an agency by a commercial
enterprise or derived from information obtained from a commercial
enterprise and which if disclosed would cause substantial injury to the
competitive position of the subject enterprise;
(e) are compiled for law enforcement purposes only to the extent that
disclosure would:
i. interfere with law enforcement investigations or judicial
proceedings, provided however, that any agency, which is not conducting
the investigation that the requested records relate to, that is
considering denying access pursuant to this subparagraph shall receive
confirmation from the law enforcement or investigating agency conducting
the investigation that disclosure of such records will interfere with an
ongoing investigation;
ii. deprive a person of a right to a fair trial or impartial
adjudication;
iii. identify a confidential source or disclose confidential
information relating to a criminal investigation; or
iv. reveal criminal investigative techniques or procedures, except
routine techniques and procedures;
(f) if disclosed could endanger the life or safety of any person;
(g) are inter-agency or intra-agency materials which are not:
i. statistical or factual tabulations or data;
ii. instructions to staff that affect the public;
iii. final agency policy or determinations;
iv. external audits, including but not limited to audits performed by
the comptroller and the federal government; or
(h) are examination questions or answers which are requested prior to
the final administration of such questions.
(i) if disclosed, would jeopardize the capacity of an agency or an
entity that has shared information with an agency to guarantee the
security of its information technology assets, such assets encompassing
both electronic information systems and infrastructures; or
* (j) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-a of
the vehicle and traffic law.
* NB Repealed December 1, 2027
* (k) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-b of
the vehicle and traffic law.
* NB Repealed December 1, 2029
* (k) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-b of
the vehicle and traffic law.
* NB Repealed December 1, 2029
* (l) are photographs, microphotographs, videotape or other recorded
images produced by a bus lane photo device prepared under authority of
section eleven hundred eleven-c of the vehicle and traffic law.
* NB Repealed July 1, 2028
* (m) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-b
of the vehicle and traffic law.
* NB Repealed July 1, 2030
* (n) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-d of
the vehicle and traffic law.
* NB Repealed December 1, 2029
* (o) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-e of
the vehicle and traffic law.
* NB Repealed December 1, 2029
(p) are data or images produced by an electronic toll collection
system under authority of article forty-four-C of the vehicle and
traffic law and in title three of article three of the public
authorities law.
* (q) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred seventy-four-a
of the vehicle and traffic law.
* NB Repealed December 1, 2029
* (r) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-e
of the vehicle and traffic law.
* NB There are 3 par (r)'s
* NB Repealed October 6, 2031
* (r) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-f of
the vehicle and traffic law.
* NB There are 3 par (r)'s
* NB Repealed December 1, 2031
* (r) are photographs, microphotographs, videotape or other recorded
images or information and data prepared under authority of section three
hundred eighty-five-a of the vehicle and traffic law.
* NB There are 3 par (r)'s
* NB Repealed December 1, 2030
* (s) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-c-one
of the vehicle and traffic law.
* NB There are 3 par (s)'s
* NB Repealed July 1, 2028
* (s) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-g of
the vehicle and traffic law.
* NB There are 3 par (s)'s
* NB Repealed October 28, 2028
* (s) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eighty-f of
the vehicle and traffic law.
* NB There are 3 par (s)'s
* NB Repealed December 31, 2028
* (t) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-f
of the vehicle and traffic law.
* NB There are 2 par (t)'s
* NB Repealed December 31, 2028
* (t) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-g of
the vehicle and traffic law.
* NB There are 2 par (t)'s
* NB Repealed December 1, 2027
* (u) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-g
of the vehicle and traffic law.
* NB Repealed December 31, 2029
* NB There are 2 par (u)'s
* (u) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-h of
the vehicle and traffic law.
* NB Repealed December 1, 2029
* NB There are 2 par (u)'s
* (v) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-i of
the vehicle and traffic law.
* NB Repealed December 1, 2030
* NB There are 5 par (v)'s
* (v) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eighty-h of
the vehicle and traffic law.
* NB Repealed December 1, 2031
* NB There are 5 par (v)'s
* (v) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-h
of the vehicle and traffic law.
* NB Repealed December 31, 2030
* NB There are 5 par (v)'s
* (v) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-h
of the vehicle and traffic law.
* NB Repealed December 31, 2030
* NB There are 5 par (v)'s
* (v) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-i of
the vehicle and traffic law.
* NB Repealed December 31, 2030
* NB There are 5 par (v)'s
* (w) is information or data, regardless of form, created, collected,
recorded, or otherwise captured by an intelligent speed assistance
device installed and maintained pursuant to the authority of section
sixteen hundred forty-two-b of the vehicle and traffic law.
* NB Effective May 26, 2027
* NB Repealed July 1, 2032
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-c
of the vehicle and traffic law.
* NB Repealed December 31, 2030
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-j of
the vehicle and traffic law.
* NB Repealed December 1, 2031
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-j of
the vehicle and traffic law.
* NB Repealed December 1, 2030
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-i
of the vehicle and traffic law.
* NB Repealed December 31, 2031
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-i
of the vehicle and traffic law.
* NB Repealed December 31, 2031
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-j of
the vehicle and traffic law.
* NB Repealed December 31, 2030
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under authority of section eleven hundred eleven-j of
the vehicle and traffic law.
* NB Repealed December 31, 2030
* NB There are 9 par (w)'s
* (w) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-i
of the vehicle and traffic law.
* NB Repealed December 31, 2031
* NB There are 9 par (w)'s
* (x) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-i
of the vehicle and traffic law.
* NB Repealed December 31, 2031
* NB There are 3 par (x)'s
* (x) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-i
of the vehicle and traffic law.
* NB Repealed December 31, 2031
* NB There are 3 par (x)'s
* (x) are photographs, microphotographs, videotape or other recorded
images prepared under the authority of section eleven hundred eighty-i
of the vehicle and traffic law.
* NB Repealed December 31, 2031
* NB There are 3 par (x)'s
3. Each agency shall maintain:
(a) a record of the final vote of each member in every agency
proceeding in which the member votes;
(b) a record setting forth the name, public office address, title and
salary of every officer or employee of the agency; and
(c) a reasonably detailed current list by subject matter of all
records in the possession of the agency, whether or not available under
this article. Each agency shall update its subject matter list annually,
and the date of the most recent update shall be conspicuously indicated
on the list. Each state agency as defined in subdivision four of this
section that maintains a website shall post its current list on its
website and such posting shall be linked to the website of the committee
on open government. Any such agency that does not maintain a website
shall arrange to have its list posted on the website of the committee on
open government.
4. (a) Each state agency which maintains records containing trade
secrets, to which access may be denied pursuant to paragraph (d) of
subdivision two of this section, shall promulgate regulations in
conformity with the provisions of subdivision five of section
eighty-nine of this article pertaining to such records, including, but
not limited to the following:
(1) the manner of identifying the records or parts;
(2) the manner of identifying persons within the agency to whose
custody the records or parts will be charged and for whose inspection
and study the records will be made available;
(3) the manner of safeguarding against any unauthorized access to the
records.
(b) As used in this subdivision the term "agency" or "state agency"
means only a state department, board, bureau, division, council or
office and any public corporation the majority of whose members are
appointed by the governor.
(c) Each state agency that maintains a website shall post information
related to this article and article six-A of this chapter on its
website. Such information shall include, at a minimum, contact
information for the persons from whom records of the agency may be
obtained, the times and places such records are available for inspection
and copying, and information on how to request records in person, by
mail, and, if the agency accepts requests for records electronically, by
e-mail. This posting shall be linked to the website of the committee on
open government.
4-a. A law enforcement agency responding to a request for law
enforcement disciplinary records as defined in section eighty-six of
this article shall redact any portion of such record containing the
information specified in subdivision two-b of section eighty-nine of
this article prior to disclosing such record under this article.
4-b. A law enforcement agency responding to a request for law
enforcement disciplinary records, as defined in section eighty-six of
this article, may redact any portion of such record containing the
information specified in subdivision two-c of section eighty-nine of
this article prior to disclosing such record under this article.
5. (a) An agency shall provide records on the medium requested by a
person, if the agency can reasonably make such copy or have such copy
made by engaging an outside professional service. Records provided in a
computer format shall not be encrypted.
(b) No agency shall enter into or renew a contract for the creation or
maintenance of records if such contract impairs the right of the public
to inspect or copy the agency's records.
6. All agencies subject to the requirements of this article shall
develop a policy regarding providing a notification to public employees
in the event that the agency is responding to a request for such
employee's disciplinary records.
Access to state legislative records. 1. The temporary president
of the senate and the speaker of the assembly shall promulgate rules and
regulations for their respective houses in conformity with the
provisions of this article, pertaining to the availability, location and
nature of records, including, but not limited to:
(a) the times and places such records are available;
(b) the persons from whom such records may be obtained;
(c) the fees for copies of such records, which shall not exceed
twenty-five cents per photocopy not in excess of nine inches by fourteen
inches, or the actual cost of reproducing any other record, except when
a different fee is otherwise prescribed by law.
2. The state legislature shall, in accordance with its published
rules, make available for public inspection and copying:
(a) bills and amendments thereto, fiscal notes, introducers' bill
memoranda, resolutions and amendments thereto, and index records;
(b) messages received from the governor or the other house of the
legislature, and home rule messages;
(c) legislative notification of the proposed adoption of rules by an
agency;
(d) transcripts or minutes, if prepared, and journal records of public
sessions including meetings of committees and subcommittees and public
hearings, with the records of attendance of members thereat and records
of any votes taken;
(e) internal or external audits and statistical or factual tabulations
of, or with respect to, material otherwise available for public
inspection and copying pursuant to this section or any other applicable
provision of law;
(f) administrative staff manuals and instructions to staff that affect
members of the public;
(g) final reports and formal opinions submitted to the legislature;
(h) final reports or recommendations and minority or dissenting
reports and opinions of members of committees, subcommittees, or
commissions of the legislature;
(i) any other files, records, papers or documents required by law to
be made available for public inspection and copying.
(j) external audits conducted pursuant to section ninety-two of the
legislative law and schedules issued pursuant to subdivision two of
section ninety of the legislative law.
3. Each house shall maintain and make available for public inspection
and copying: (a) a record of votes of each member in every session and
every committee and subcommittee meeting in which the member votes;
(b) a record setting forth the name, public office address, title, and
salary of every officer or employee; and
(c) a current list, reasonably detailed, by subject matter of any
records required to be made available for public inspection and copying
pursuant to this section.
General provisions relating to access to records; certain cases.
The provisions of this section apply to access to all records, except as
hereinafter specified:
1. (a) The committee on open government is continued and shall consist
of the lieutenant governor or the delegate of such officer, the
secretary of state or the delegate of such officer, whose office shall
act as secretariat for the committee, the commissioner of the office of
general services or the delegate of such officer, the director of the
budget or the delegate of such officer, and seven other persons, none of
whom shall hold any other state or local public office except the
representative of local governments as set forth herein, to be appointed
as follows: five by the governor, at least two of whom are or have been
representatives of the news media, one of whom shall be a representative
of local government who, at the time of appointment, is serving as a
duly elected officer of a local government, one by the temporary
president of the senate, and one by the speaker of the assembly. The
persons appointed by the temporary president of the senate and the
speaker of the assembly shall be appointed to serve, respectively, until
the expiration of the terms of office of the temporary president and the
speaker to which the temporary president and speaker were elected. The
four persons presently serving by appointment of the governor for fixed
terms shall continue to serve until the expiration of their respective
terms. Thereafter, their respective successors shall be appointed for
terms of four years. The member representing local government shall be
appointed for a term of four years, so long as such member shall remain
a duly elected officer of a local government. The committee shall hold
no less than two meetings annually, but may meet at any time. The
members of the committee shall be entitled to reimbursement for actual
expenses incurred in the discharge of their duties.
(b) The committee shall:
i. furnish to any agency advisory guidelines, opinions or other
appropriate information regarding this article;
ii. furnish to any person advisory opinions or other appropriate
information regarding this article;
iii. promulgate rules and regulations with respect to the
implementation of subdivision one and paragraph (c) of subdivision three
of section eighty-seven of this article;
iv. request from any agency such assistance, services and information
as will enable the committee to effectively carry out its powers and
duties;
v. develop a form, which shall be made available on the internet, that
may be used by the public to request a record; and
vi. report on its activities and findings regarding this article and
article seven of this chapter, including recommendations for changes in
the law, to the governor and the legislature annually, on or before
December fifteenth.
2. (a) The committee on public access to records may promulgate
guidelines regarding deletion of identifying details or withholding of
records otherwise available under this article to prevent unwarranted
invasions of personal privacy. In the absence of such guidelines, an
agency may delete identifying details when it makes records available.
(b) An unwarranted invasion of personal privacy includes, but shall
not be limited to:
i. disclosure of employment, medical or credit histories or personal
references of applicants for employment;
ii. disclosure of items involving the medical or personal records of a
client or patient in a medical facility;
iii. sale or release of lists of names and addresses if such lists
would be used for solicitation or fund-raising purposes;
iv. disclosure of information of a personal nature when disclosure
would result in economic or personal hardship to the subject party and
such information is not relevant to the work of the agency requesting or
maintaining it;
v. disclosure of information of a personal nature reported in
confidence to an agency and not relevant to the ordinary work of such
agency;
vi. information of a personal nature contained in a workers'
compensation record, except as provided by section one hundred ten-a of
the workers' compensation law;
vii. disclosure of electronic contact information, such as an e-mail
address or a social network username, that has been collected from a
taxpayer under section one hundred four of the real property tax law; or
viii. disclosure of law enforcement arrest or booking photographs of
an individual, unless public release of such photographs will serve a
specific law enforcement purpose and disclosure is not precluded by any
state or federal laws.
(c) Unless otherwise provided by this article, disclosure shall not be
construed to constitute an unwarranted invasion of personal privacy
pursuant to paragraphs (a) and (b) of this subdivision:
i. when identifying details are deleted;
ii. when the person to whom a record pertains consents in writing to
disclosure;
iii. when upon presenting reasonable proof of identity, a person seeks
access to records pertaining to him or her; or
iv. when a record or group of records relates to the right, title or
interest in real property, or relates to the inventory, status or
characteristics of real property, in which case disclosure and providing
copies of such record or group of records shall not be deemed an
unwarranted invasion of personal privacy, provided that nothing herein
shall be construed to authorize the disclosure of electronic contact
information, such as an e-mail address or a social network username,
that has been collected from a taxpayer under section one hundred four
of the real property tax law.
2-a. Nothing in this article shall permit disclosure which constitutes
an unwarranted invasion of personal privacy as defined in subdivision
two of this section if such disclosure is prohibited under section
ninety-six of this chapter.
2-b. For records that constitute law enforcement disciplinary records
as defined in subdivision six of section eighty-six of this article, a
law enforcement agency shall redact the following information from such
records prior to disclosing such records under this article:
(a) items involving the medical history of a person employed by a law
enforcement agency as defined in section eighty-six of this article as a
police officer, peace officer, or firefighter or firefighter/paramedic,
not including records obtained during the course of an agency's
investigation of such person's misconduct that are relevant to the
disposition of such investigation;
(b) the home addresses, personal telephone numbers, personal cell
phone numbers, personal e-mail addresses of a person employed by a law
enforcement agency as defined in section eighty-six of this article as a
police officer, peace officer, or firefighter or firefighter/paramedic,
or a family member of such a person, a complainant or any other person
named in a law enforcement disciplinary record, except where required
pursuant to article fourteen of the civil service law, or in accordance
with subdivision four of section two hundred eight of the civil service
law, or as otherwise required by law. This paragraph shall not prohibit
other provisions of law regarding work-related, publicly available
information such as title, salary, and dates of employment;
(c) any social security numbers; or
(d) disclosure of the use of an employee assistance program, mental
health service, or substance abuse assistance service by a person
employed by a law enforcement agency as defined in section eighty-six of
this article as a police officer, peace officer, or firefighter or
firefighter/paramedic, unless such use is mandated by a law enforcement
disciplinary proceeding that may otherwise be disclosed pursuant to this
article.
2-c. For records that constitute "law enforcement disciplinary
records" as defined in subdivision six of section eighty-six of this
article, a law enforcement agency may redact records pertaining to
technical infractions as defined in subdivision nine of section
eighty-six of this article prior to disclosing such records under this
article.
3. (a) Each entity subject to the provisions of this article, within
five business days of the receipt of a written request for a record
reasonably described, shall make such record available to the person
requesting it, deny such request in writing or furnish a written
acknowledgement of the receipt of such request and a statement of the
approximate date, which shall be reasonable under the circumstances of
the request, when such request will be granted or denied, including,
where appropriate, a statement that access to the record will be
determined in accordance with subdivision five of this section. An
agency shall not deny a request on the basis that the request is
voluminous or that locating or reviewing the requested records or
providing the requested copies is burdensome because the agency lacks
sufficient staffing or on any other basis if the agency may engage an
outside professional service to provide copying, programming or other
services required to provide the copy, the costs of which the agency may
recover pursuant to paragraph (c) of subdivision one of section
eighty-seven of this article. An agency may require a person requesting
lists of names and addresses to provide a written certification that
such person will not use such lists of names and addresses for
solicitation or fund-raising purposes and will not sell, give or
otherwise make available such lists of names and addresses to any other
person for the purpose of allowing that person to use such lists of
names and addresses for solicitation or fund-raising purposes. If an
agency determines to grant a request in whole or in part, and if
circumstances prevent disclosure to the person requesting the record or
records within twenty business days from the date of the acknowledgement
of the receipt of the request, the agency shall state, in writing, both
the reason for the inability to grant the request within twenty business
days and a date certain within a reasonable period, depending on the
circumstances, when the request will be granted in whole or in part.
Upon payment of, or offer to pay, the fee prescribed therefor, the
entity shall provide a copy of such record and certify to the
correctness of such copy if so requested, or as the case may be, shall
certify that it does not have possession of such record or that such
record cannot be found after diligent search. Nothing in this article
shall be construed to require any entity to prepare any record not
possessed or maintained by such entity except the records specified in
subdivision three of section eighty-seven and subdivision three of
section eighty-eight of this article. When an agency has the ability to
retrieve or extract a record or data maintained in a computer storage
system with reasonable effort, it shall be required to do so. When doing
so requires less employee time than engaging in manual retrieval or
redactions from non-electronic records, the agency shall be required to
retrieve or extract such record or data electronically. Any programming
necessary to retrieve a record maintained in a computer storage system
and to transfer that record to the medium requested by a person or to
allow the transferred record to be read or printed shall not be deemed
to be the preparation or creation of a new record.
(b) All entities shall, provided such entity has reasonable means
available, accept requests for records submitted in the form of
electronic mail and shall respond to such requests by electronic mail,
using forms, to the extent practicable, consistent with the form or
forms developed by the committee on open government pursuant to
subdivision one of this section and provided that the written requests
do not seek a response in some other form.
(c) Each state agency, as defined in subdivision five of this section,
that maintains a website shall ensure its website provides for the
online submission of a request for records pursuant to this article.
4. (a) Except as provided in subdivision five of this section, any
person denied access to a record may within thirty days appeal in
writing such denial to the head, chief executive or governing body of
the entity, or the person therefor designated by such head, chief
executive, or governing body, who shall within ten business days of the
receipt of such appeal fully explain in writing to the person requesting
the record the reasons for further denial, or provide access to the
record sought. In addition, each agency shall immediately forward to the
committee on open government a copy of such appeal when received by the
agency and the ensuing determination thereon. Failure by an agency to
conform to the provisions of subdivision three of this section shall
constitute a denial.
(b) Except as provided in subdivision five of this section, a person
denied access to a record in an appeal determination under the
provisions of paragraph (a) of this subdivision may bring a proceeding
for review of such denial pursuant to article seventy-eight of the civil
practice law and rules. In the event that access to any record is denied
pursuant to the provisions of subdivision two of section eighty-seven of
this article, the agency involved shall have the burden of proving that
such record falls within the provisions of such subdivision two. Failure
by an agency to conform to the provisions of paragraph (a) of this
subdivision shall constitute a denial.
(c) The court in such a proceeding: (i) may assess, against such
agency involved, reasonable attorney's fees and other litigation costs
reasonably incurred by such person in any case under the provisions of
this section in which such person has substantially prevailed, and when
the agency failed to respond to a request or appeal within the statutory
time; and (ii) shall assess, against such agency involved, reasonable
attorney's fees and other litigation costs reasonably incurred by such
person in any case under the provisions of this section in which such
person has substantially prevailed and the court finds that the agency
had no reasonable basis for denying access.
(d) (i) Appeal to the appellate division of the supreme court must be
made in accordance with subdivision (a) of section fifty-five hundred
thirteen of the civil practice law and rules.
(ii) An appeal from an agency taken from an order of the court
requiring disclosure of any or all records sought:
(A) shall be given preference;
(B) shall be brought on for argument on such terms and conditions as
the presiding justice may direct, upon application of any party to the
proceeding; and
(C) shall be deemed abandoned if the agency fails to serve and file a
record and brief within sixty days after the date of service upon the
petitioner of the notice of appeal, unless consent to further extension
is given by all parties, or unless further extension is granted by the
court upon such terms as may be just and upon good cause shown.
5. (a) (1) A person acting pursuant to law or regulation who,
subsequent to the effective date of this subdivision, submits any
information to any state agency may, at the time of submission, request
that the agency except such information from disclosure under paragraph
(d) of subdivision two of section eighty-seven of this article. Where
the request itself contains information which if disclosed would defeat
the purpose for which the exception is sought, such information shall
also be excepted from disclosure.
(1-a) A person or entity who submits or otherwise makes available any
records to any agency, may, at any time, identify those records or
portions thereof that may contain critical infrastructure information,
and request that the agency that maintains such records except such
information from disclosure under subdivision two of section
eighty-seven of this article. Where the request itself contains
information which if disclosed would defeat the purpose for which the
exception is sought, such information shall also be excepted from
disclosure.
(2) The request for an exception shall be in writing and state the
reasons why the information should be excepted from disclosure.
(3) Information submitted as provided in subparagraphs one and one-a
of this paragraph shall be excepted from disclosure and be maintained
apart by the agency from all other records until fifteen days after the
entitlement to such exception has been finally determined or such
further time as ordered by a court of competent jurisdiction.
(b) On the initiative of the agency at any time, or upon the request
of any person for a record excepted from disclosure pursuant to this
subdivision, the agency shall:
(1) inform the person who requested the exception of the agency's
intention to determine whether such exception should be granted or
continued;
(2) permit the person who requested the exception, within ten business
days of receipt of notification from the agency, to submit a written
statement of the necessity for the granting or continuation of such
exception;
(3) within seven business days of receipt of such written statement,
or within seven business days of the expiration of the period prescribed
for submission of such statement, issue a written determination
granting, continuing or terminating such exception and stating the
reasons therefor; copies of such determination shall be served upon the
person, if any, requesting the record, the person who requested the
exception, and the committee on public access to records.
(c) A denial of an exception from disclosure under paragraph (b) of
this subdivision may be appealed by the person submitting the
information and a denial of access to the record may be appealed by the
person requesting the record in accordance with this subdivision:
(1) Within seven business days of receipt of written notice denying
the request, the person may file a written appeal from the determination
of the agency with the head of the agency, the chief executive officer
or governing body or their designated representatives.
(2) The appeal shall be determined within ten business days of the
receipt of the appeal. Written notice of the determination shall be
served upon the person, if any, requesting the record, the person who
requested the exception and the committee on public access to records.
The notice shall contain a statement of the reasons for the
determination.
(d) (i) A proceeding to review an adverse determination pursuant to
paragraph (c) of this subdivision may be commenced pursuant to article
seventy-eight of the civil practice law and rules. Such proceeding, when
brought by a person seeking an exception from disclosure pursuant to
this subdivision, must be commenced within fifteen days of the service
of the written notice containing the adverse determination provided for
in subparagraph two of paragraph (c) of this subdivision. The proceeding
shall be given preference and shall be brought on for argument on such
terms and conditions as the presiding justice may direct, not to exceed
forty-five days.
(ii) Appeal to the appellate division of the supreme court must be
made in accordance with subdivision (a) of section fifty-five hundred
thirteen of the civil practice law and rules.
(iii) An appeal taken from an order of the court requiring disclosure:
(A) shall be given preference; and
(B) shall be brought on for argument on such terms and conditions as
the presiding justice may direct, upon application by any party to the
proceeding; and
(C) shall be deemed abandoned when the party requesting an exclusion
from disclosure fails to serve and file a record and brief within sixty
days after the date of the notice of appeal, unless consent of further
extension is given by all parties, or unless further extension is
granted by the court upon such terms as may be just and upon good cause
shown.
(e) The person requesting an exception from disclosure pursuant to
this subdivision shall in all proceedings have the burden of proving
entitlement to the exception.
(f) Where the agency denies access to a record pursuant to paragraph
(d) of subdivision two of section eighty-seven of this article, the
agency shall have the burden of proving that the record falls within the
provisions of such exception.
(g) Nothing in this subdivision shall be construed to deny any person
access, pursuant to the remaining provisions of this article, to any
record or part excepted from disclosure upon the express written consent
of the person who had requested the exception.
(h) As used in this subdivision the term "agency" or "state agency"
means only a state department, board, bureau, division, council or
office and any public corporation the majority of whose members are
appointed by the governor.
6. Nothing in this article shall be construed to limit or abridge any
otherwise available right of access at law or in equity of any party to
records. A denial of access to records or to portions thereof pursuant
to this article shall not limit or abridge any party's right of access
to such records pursuant to the civil practice law and rules, the
criminal procedure law, or any other law.
7. Nothing in this article shall require the disclosure of the home
address of an officer or employee, former officer or employee, or of a
retiree of a public retirement system of the state, as such term is
defined in subdivision twenty-three of section five hundred one of the
retirement and social security law; nor shall anything in this article
require the disclosure of the name or home address of a beneficiary of a
public retirement system of the state, as such term is defined in
subdivision twenty-three of section five hundred one of the retirement
and social security law, or of an applicant for appointment to public
employment; provided however, that nothing in this subdivision shall
limit or abridge the right of an employee organization, certified or
recognized for any collective negotiating unit of an employer pursuant
to article fourteen of the civil service law, to obtain the name or home
address of any officer, employee or retiree of such employer, if such
name or home address is otherwise available under this article.
8. Any person who, with intent to prevent the public inspection of a
record pursuant to this article, willfully conceals or destroys any such
record shall be guilty of a violation.
9. When records maintained electronically include items of information
that would be available under this article, as well as items of
information that may be withheld, an agency in designing its information
retrieval methods, whenever practicable and reasonable, shall do so in a
manner that permits the segregation and retrieval of available items in
order to provide maximum public access.
10. Nothing in this article shall be construed to limit a person or
entity that is a party to any civil or criminal action or proceeding
from gaining access to records pursuant to this article relating to such
action or proceeding, provided, however, that nothing in this
subdivision shall prevent the denial of access to such records or
portions thereof after providing particularized and specific
justification that such records may be withheld pursuant to this
article.
Severability. If any provision of this article or the
application thereof to any person or circumstances is adjudged invalid
by a court of competent jurisdiction, such judgment shall not affect or
impair the validity of the other provisions of the article or the
application thereof to other persons and circumstances.
ARTICLE 6-A Personal Privacy Protection Law
Short title. This article shall be known as the "personal
privacy protection law".
Definitions. (1) Agency. The term "agency" means any state
board, bureau, committee, commission, council, department, public
authority, public benefit corporation, division, office or any other
governmental entity performing a governmental or proprietary function
for the state of New York, except the judiciary or the state legislature
or any unit of local government and shall not include offices of
district attorneys.
(2) Committee. The term "committee" means the committee on open
government as constituted pursuant to subdivision one of section
eighty-nine of this chapter.
(3) Data subject. The term "data subject" means any natural person
about whom personal information has been collected by an agency.
(4) Disclose. The term "disclose" means to reveal, release, transfer,
disseminate or otherwise communicate personal information or records
orally, in writing or by electronic or any other means other than to the
data subject.
(5) Governmental unit. The term "governmental unit" means any
governmental entity performing a governmental or proprietary function
for the federal government or for any state or any municipality thereof.
(6) Law. The term "law" means state or federal statute, rule or
regulation.
(7) Personal information. The term "personal information" means any
information concerning a data subject which, because of name, number,
symbol, mark or other identifier, can be used to identify that data
subject.
(8) Public safety agency record. The term "public safety agency
record" means a record of the state commission of correction, the
temporary state commission of investigation, the department of
corrections and community supervision, the office of children and family
services, the office of victim services, the office of probation and
correctional alternatives or the division of state police or of any
agency or component thereof whose primary function is the enforcement of
civil or criminal statutes if such record pertains to investigation, law
enforcement, confinement of persons in correctional facilities or
supervision of persons pursuant to criminal conviction or court order,
and any records maintained by the division of criminal justice services
pursuant to sections eight hundred thirty-seven, eight hundred
thirty-seven-a, eight hundred thirty-seven-b, eight hundred
thirty-seven-c, eight hundred thirty-eight, eight hundred thirty-nine,
and eight hundred forty-five of the executive law and by the department
of state pursuant to section ninety-nine of the executive law.
(9) Record. The term "record" means any item, collection or grouping
of personal information about a data subject which is maintained and is
retrievable by use of the name or other identifier of the data subject
irrespective of the physical form or technology used to maintain such
personal information. The term "record" shall not include personal
information which is not used to make any determination about the data
subject if it is:
(a) a telephone book or directory which is used exclusively for
telephone and directory information;
(b) any card catalog, book or other resource material in any library;
(c) any compilation of information containing names and addresses only
which is used exclusively for the purpose of mailing agency information;
(d) personal information required by law to be maintained, and
required by law to be used, only for statistical research or reporting
purposes;
(e) information requested by the agency which is necessary for the
agency to answer unsolicited requests by the data subject for
information; or
(f) correspondence files.
(10) Routine use. The term "routine use" means, with respect to the
disclosure of a record or personal information, any use of such record
or personal information relevant to the purpose for which it was
collected, and which use is necessary to the statutory duties of the
agency that collected or obtained the record or personal information, or
necessary for that agency to operate a program specifically authorized
by law.
(11) System of records. The term "system of records" means any group
of records under the actual or constructive control of any agency
pertaining to one or more data subjects from which personal information
is retrievable by use of the name or other identifier of a data subject.
Powers and duties of the committee. (1) The committee shall
prepare a directory derived from the information provided pursuant to
section three of chapter six hundred seventy-seven of the laws of
nineteen hundred eighty and subdivision four of section ninety-four of
this article. The directory shall include the name of each system of
records subject to the provisions of this article, the name and
subdivision of the agency maintaining it, the title and business address
of the person responsible therefor, the approximate number of data
subjects and the categories of information collected, and sufficient
information for the identification of rules promulgated by agencies
pursuant to this article. Individuals shall be permitted to purchase the
directory for a reasonable price as set by the committee in accordance
with law.
(2) The committee may, upon request of a data subject eligible to make
a request under section ninety-five of this article, investigate, make
findings and furnish an advisory opinion in connection with the
requirements of section ninety-five of this article. Prior to the
issuance of an advisory opinion, the committee may require an agency to
provide additional information which the committee deems necessary to
render an opinion. However, no system of records exempt from the
provisons of section ninety-five of this article shall be subject to the
provisions of this subdivision.
(3) Within thirty business days of the receipt of a privacy impact
statement or supplemental statement by an agency the committee shall
review such statement to determine whether the maintenance of the system
is within the lawful authority of the agency and to determine whether
there have been established rules and procedures as required by section
ninety-four of this article. However, such review by the committee shall
not include examination of personal information or records collected or
maintained by such agency. After review of such information the
committee may notify the agency of the result of its review. Such
notification and result shall not constitute an advisory opinion and
shall not be reported as such by the committee and there shall be no
obligation upon the agency to respond to such notification or result.
(4) The committee shall promulgate rules for the specification of the
form of the privacy impact statement. Such privacy impact statement
shall include the following:
(a) the name of the agency and the subdivision within the agency that
will maintain the system of records, and the name or title of the system
of records in which such information will be maintained;
(b) the title and business address of the official within the agency
responsible for the system of records;
(c) where applicable, the procedures by which a data subject may gain
access to personal information pertaining to such data subject in the
system of records and the procedures by which a data subject may seek to
amend or correct its contents;
(d) the categories and the approximate number of persons on whom
records will be maintained in the system of records;
(e) the categories of information which will be collected and
maintained in the system of records;
(f) the purposes for which each category of information within the
system of records will be collected and maintained;
(g) the disclosures of personal information within the system of
records that the agency will regularly make for each category of
information, and the authority for such disclosures;
(h) the general or specific statutory authority for the collection,
maintenance and disclosure of each category of information within the
system of records;
(i) policies governing retention and timely disposal of information
within the system of records in accordance with law;
(j) each and every source for each category of information within the
system of records;
(k) a statement indicating whether the system of records will be
maintained manually, by automated data system, or both.
(5) The committee shall report its activities and findings, including
recommendations for changes in the law, to the governor and the
legislature annually, on or before December fifteenth.
(6) In order to carry out the provisions of this article, the
committee is authorized to:
(a) enter into contracts or other arrangements or modifications
thereof, with any government, any governmental unit, or any department
of the state, or with any individual, firm, association or corporation
within the amounts appropriated therefor and subject to the audit and
warrant of the state comptroller;
(b) delegate any of its functions to such officers and employees of
the committee as the committee may designate;
(c) establish model guidelines with respect to the implementation of
this article.
Agency obligations. (1) Each agency that maintains a system of
records shall:
(a) except when a data subject provides an agency with unsolicited
personal information, maintain in its records only such personal
information which is relevant and necessary to accomplish a purpose of
the agency required to be accomplished by statute or executive order, or
to implement a program specifically authorized by law;
(b) consistent with the standards of paragraph (a) of this
subdivision, maintain all records used by the agency to make any
determination about any data subject with accuracy, relevance,
timeliness and completeness provided however, that personal information
or records received by an agency from another governmental unit for
inclusion in public safety agency records shall be presumed to be
accurate;
(c) collect personal information directly from the data subject
whenever practicable, except when collected for the purpose of making
quasi-judicial determinations;
(d) provide each data subject whom it requests to supply information
to be maintained in a record, at the time of the initial request, with
notification as provided in this paragraph. Where such notification has
been provided, subsequent requests for information from the data subject
to be maintained in the same record need not be accompanied by
notification unless the initial notification is not applicable to the
subsequent request. Notification shall include:
(i) the name of the agency and any subdivision within the agency that
is requesting the personal information and the name or title of the
system of records in which such information will be maintained;
(ii) the title, business address and telephone number of the agency
official who is responsible for the system of records;
(iii) the authority granted by law, which authorizes the collection
and maintenance of the information;
(iv) the effects on such data subject, if any, of not providing all or
any part of the requested information;
(v) the principal purpose or purposes for which the information is to
be collected; and
(vi) the uses which may be made of the information pursuant to
paragraphs (b), (e) and (f) of subdivision one of section ninety-six of
this article;
(e) ensure that no record pertaining to a data subject shall be
modified or destroyed to avoid the provisions of this article;
(f) cause the requirements of this article to be applied to any
contract it executes for the operation of a system of records, or for
research, evaluation or reporting, by the agency or on its behalf;
(g) establish written policies in accordance with law governing the
responsibilities of persons pertaining to their involvement in the
design, development, operation or maintenance of any system of records,
and instruct each such person with respect to such policies and the
requirements of this article, including any other rules and regulations
and procedures adopted pursuant to this article, and the penalties for
noncompliance;
(h) establish appropriate administrative, technical and physical
safeguards to ensure the security of records;
(i) establish rules governing retention and timely disposal of records
in accordance with law;
(j) designate an agency employee who shall be responsible for ensuring
that the agency complies with all of the provisions of this article;
(k) whenever a data subject is entitled under this article to gain
access to a record, disclose such record at a location near the
residence of the data subject whenever reasonable, or by mail;
(l) upon denial of a request under subdivision one or two of section
ninety-five of this article, inform the data subject of its procedures
for review of initial determinations and the name and business address
of the reviewing officials.
(2) In order to carry out the provisions of this article each agency
that maintains a system of records shall promulgate rules which shall
set forth the following:
(a) procedures by which a data subject can learn if a system of
records contains any records pertaining to him or her;
(b) reasonable times, places and means for verifying the identity of a
data subject who requests access to his or her record;
(c) procedures for providing access, upon the data subject's request,
to the data subject's record;
(d) procedures for reviewing a request from a data subject for access
to, and for correction or amendment of his or her record, for making a
determination on such request, and for an appeal within the agency of an
initial adverse agency determination.
(3) Each agency, for disclosures made pursuant to paragraphs (d), (i)
and (l) of subdivision one of section ninety-six of this article, except
for disclosures made for inclusion in public safety agency records when
such record is requested for the purpose of obtaining information
required for the investigation of a violation of civil or criminal
statutes within the disclosing agency, shall:
(a) keep an accurate accounting of the date, nature and purpose of
each disclosure of a record or personal information, and the name and
address of the person or governmental unit to whom the disclosure is
made;
(b) retain the accounting made under paragraph (a) of this subdivision
as part of said record for at least five years after the disclosure for
which the accounting is made, or for the life of the record disclosed,
whichever is longer;
(c) at the request of the data subject, inform any person or other
governmental unit to which a disclosure has been or is made of any
correction, amendment, or notation of dispute made by the agency,
provided that an accounting of the prior disclosure was made or that the
data subject to whom the record pertains provides the name of such
person or governmental unit;
(d) with respect to a disclosure made for inclusion in a public safety
agency record or to a governmental unit or component thereof whose
primary function is the enforcement of civil or criminal statutes,
notify the receiving governmental unit that an accounting of such
disclosure is being made pursuant to this subdivision and that such
accounting will be accessible to the data subject upon his or her
request unless otherwise specified by the receiving governmental unit
pursuant to paragraph (e) of this subdivision;
(e) with respect to a disclosure made for inclusion in a public safety
agency record or to a governmental unit or component thereof whose
primary function is the enforcement of civil or criminal statutes, if in
its request for the record the receiving governmental unit states that
it has determined that access by the data subject to the accounting of
such disclosure would impede criminal investigations and specifies the
approximate date on which such determination will no longer be
applicable, refuse the data subject access to such accounting or
information that such accounting has been made, except upon court
ordered subpoena, during the applicable time period. Upon the expiration
of said time period the disclosing agency shall inquire of the receiving
governmental unit as to the continued relevancy of the initial
determination and, unless requested in writing by the receiving
governmental unit to extend the determination for a specified period of
time, shall make available to the data subject an accounting of said
disclosure; and
(f) in making a disclosure pursuant to subdivision one of section
ninety-six of this article, an agency shall make such disclosure
pursuant to paragraph (d), (i) or (l) of said subdivision only when such
disclosure cannot be made pursuant to any other paragraph of said
subdivision.
(4) (a) Any agency which established or substantially modified a
system of records after December fifteenth, nineteen hundred eighty, but
before the effective date of this article, or which did not report to
the committee a system of records which it maintained prior to December
fifteenth, nineteen hundred eighty, shall file notice with the committee
pursuant to chapter six hundred seventy-seven of the laws of nineteen
hundred eighty within thirty business days of the effective date of this
article.
(b) Any agency which seeks to establish a system of records subsequent
to the effective date of this article shall file with the committee a
privacy impact statement as prescribed by subdivision four of section
ninety-three of this article. Any agency which seeks to modify a system
of records in a way which would render inaccurate any information set
forth in the privacy impact statement, in the notice described in
paragraph (a) of this subdivision or in the notice filed pursuant to
chapter six hundred seventy-seven of the laws of nineteen hundred
eighty, shall file with the committee a supplemental statement to
conform the privacy impact statement or notice to the proposed
modification. Unless the date by which such proposed system or
modification is required by law to be instituted is less than thirty
business days from the date of the filing of the privacy impact
statement, no such proposed system or modification shall be instituted
until the completion of the procedures set forth in subdivision three of
section ninety-three of this article.
(5) Each agency shall, within fifteen business days of the receipt of
an advisory opinion issued by the committee, respond in writing to the
committee as to the following:
(a) the actions it has taken, or will take, to comply with the
advisory opinion; or
(b) the reasons for disagreement and noncompliance with the advisory
opinion.
(6) On or before the first day of September of each year, each agency
shall submit a report covering the preceding year to the committee. The
report shall include, with respect to requests for access to records and
with respect to requests for correction or amendment of records pursuant
to subdivisions one and two of section ninety-five of this article,
respectively, the following information:
(i) the number of determinations made to grant such requests; and
(ii) the number of determinations made to deny such requests, in whole
or in part, respectively.
(7) The provisions of paragraphs (c) and (d) of subdivision one of
this section shall not apply to the following:
(a) personal information that is collected for inclusion in a public
safety agency record;
(b) personal information that is maintained by a licensing or
franchise-approving agency or component thereof for the purpose of
determining whether administrative or criminal action should be taken to
restrain or prosecute purported violations of law, or to grant, deny,
suspend, or revoke a professional, vocational, or occupational license,
certification or registration, or to deny or approve a franchise;
(c) personal information solicited from a data subject receiving
services at a treatment facility, provided that each such data subject
shall, as soon as practicable, be provided a notification including
information specified in subparagraphs (i), (ii), (iii), (iv), (v) and
(vi) of paragraph (d) of subdivision one of this section describing
systems of records concerning the data subject maintained by the
treatment facility.
(8) The provisions of subdivisions two, three and six of this section
shall not apply to public safety agency records.
(9) Nothing in this article shall abrogate in any way any obligation
regarding the maintenance of records otherwise imposed on an agency at
law or in equity.
(10) Each agency record which is transferred to the state archives as
a record which has sufficient historical or other value to warrant its
continued preservation by the state shall, for the purposes of this
article, be considered to be maintained by the state archives and shall
be exempt from the requirements of this article, except as otherwise
provided in this section and except that such record shall continue to
be subject to inspection and correction by the data subject by
application to the agency which compiled it, as provided in subdivisions
one through four of section ninety-five of this chapter.
Access to records. (1) (a) Each agency subject to the provisions
of this article, within five business days of the receipt of a written
request from a data subject for a record reasonably described pertaining
to that data subject, shall make such record available to the data
subject, deny such request in whole or in part and provide the reasons
therefor in writing, or furnish a written acknowledgement of the receipt
of such request and a statement of the approximate date when such
request will be granted or denied, which date shall not exceed thirty
days from the date of the acknowledgement.
(b) An agency shall not be required to provide a data subject with
access to a record pursuant to this section if:
(i) the agency does not have the possession of such record;
(ii) such record cannot be retrieved by use of the data subject's
description thereof, or by use of the name or other identifier of the
data subject, without extraordinary search methods being employed by the
agency; or
(iii) access to such record is not required to be provided pursuant to
subdivision five, six or seven of this section.
(c) Upon payment of, or offer to pay, the fee prescribed by section
eighty-seven of this chapter, the agency shall provide a copy of the
record requested and certify to the correctness of such copy if so
requested. The record shall be made available in a printed form without
any codes or symbols, unless accompanied by a document fully explaining
such codes or symbols. Upon a data subject's voluntary request the
agency shall permit a person of the data subject's choosing to accompany
the data subject when reviewing and obtaining a copy of a record,
provided that the agency may require the data subject to furnish a
written statement authorizing discussion of the record in the
accompanying person's presence.
(d) Each agency shall, provided such agency has reasonable means
available, accept requests for records submitted through electronic mail
and shall respond to such requests by electronic mail, using forms, to
the extent practicable, consistent with the form or forms developed by
the committee on open government, provided that the electronic mail
requests do not seek a response in some other form.
(2) Each agency shall, within thirty business days of receipt of a
written request from a data subject for correction or amendment of a
record or personal information, reasonably described, pertaining to that
data subject, which he or she believes is not accurate, relevant, timely
or complete, either:
(a) make the correction or amendment in whole or in part, and inform
the data subject that upon his or her request such correction or
amendment will be provided to any or all persons or governmental units
to which the record or personal information has been or is disclosed,
pursuant to paragraph (c) of subdivision three of section ninety-four of
this article; or
(b) inform the data subject of its refusal to correct or amend the
record and its reasons therefor.
(3) Any data subject whose request under subdivision one or two of
this section is denied in whole or in part may, within thirty business
days, appeal such denial in writing to the head, chief executive or
governing body of the agency, or the person designated as the reviewing
official by such head, chief executive or governing body. Such official
shall within seven business days of the receipt of an appeal concerning
denial of access, or within thirty business days of the receipt of an
appeal concerning denial of correction or amendment, either provide
access to or correction or amendment of the record sought and inform the
data subject that, upon his or her request, such correction or amendment
will be provided to any or all persons or governmental units to which
the record or personal information has been or is disclosed, pursuant to
paragraph (c) of subdivision three of section ninety-four of this
article, or fully explain in writing to the data subject the factual and
statutory reasons for further denial and inform the data subject of his
or her right to thereupon seek judicial review of the agency's
determination under section ninety-seven of this article. Each agency
shall immediately forward to the committee a copy of such appeal, the
determination thereof and the reasons therefor.
(4) If correction or amendment of a record or personal information is
denied in whole or in part upon appeal, the agency shall inform the data
subject of the right to file with the agency a statement of reasonable
length setting forth the reasons for disagreement with the agency's
determination and that, upon request, his or her statement of
disagreement will be provided to any or all persons or governmental
units to which the record has been or is disclosed, pursuant to
paragraph (c) of subdivision three of section ninety-four of this
article. With respect to any personal information about which a data
subject has filed a statement of disagreement, the agency shall clearly
note any portions of the record which are disputed, and shall attach the
data subject's statement of disagreement as part of the record. When
providing the data subject's statement of disagreement to other persons
or governmental units pursuant to paragraph (c) of subdivision three of
section ninety-four of this article, the agency may, if it deems
appropriate, also include in the record a concise statement of the
agency's reasons for not making the requested amendment.
(5) (a) Any agency which may not otherwise exempt personal information
from the operation of this section may do so, unless access by the data
subject is otherwise authorized or required by law, if such information
is compiled for law enforcement purposes and would, if disclosed:
(i) interfere with law enforcement investigations or judicial
proceedings;
(ii) deprive a person of a right to a fair trial or impartial
adjudication;
(iii) identify a confidential source or disclose confidential
information relating to a criminal investigation; or
(iv) reveal criminal investigative techniques or procedures, except
routine techniques and procedures.
(b) When providing the data subject with access to information
described in paragraph (b) of subdivision seven of section ninety-four
of this article, an agency may withhold the identity of a source who
furnished said information under an express promise that his or her
identity would be held in confidence.
(6) Nothing in this section shall require an agency to provide a data
subject with access to:
(a) personal information to which he or she is specifically prohibited
by statute from gaining access;
(b) patient records concerning mental disability or medical records
where such access is not otherwise required by law;
(c) personal information pertaining to the incarceration of an
incarcerated individual at a state correctional facility which is
evaluative in nature or which, if such access was provided, could
endanger the life or safety of any person, unless such access is
otherwise permitted by law or by court order;
(d) attorney's work product or material prepared for litigation before
judicial, quasi-judicial or administrative tribunals, as described in
subdivisions (c) and (d) of section three thousand one hundred one of
the civil practice law and rules, except pursuant to statute, subpoena
issued in the course of a criminal action or proceeding, court ordered
or grand jury subpoena, search warrant or other court ordered
disclosure.
(7) This section shall not apply to public safety agency records.
(8) Nothing in this section shall limit, restrict, abrogate or deny
any right a person may otherwise have including rights granted pursuant
to the state or federal constitution, law or court order.
Disclosure of records. (1) No agency may disclose any record or
personal information unless such disclosure is:
(a) pursuant to a written request by or the voluntary written consent
of the data subject, provided that such request or consent by its terms
limits and specifically describes:
(i) the personal information which is requested to be disclosed;
(ii) the person or entity to whom such personal information is
requested to be disclosed; and
(iii) the uses which will be made of such personal information by the
person or entity receiving it; or
(b) to those officers and employees of, and to those who contract
with, the agency that maintains the record if such disclosure is
necessary to the performance of their official duties pursuant to a
purpose of the agency required to be accomplished by statute or
executive order or necessary to operate a program specifically
authorized by law; or
(c) subject to disclosure under article six of this chapter, unless
disclosure of such information would constitute an unwarranted invasion
of personal privacy as defined in paragraph (a) of subdivision two of
section eighty-nine of this chapter; or
(d) to officers or employees of another governmental unit if each
category of information sought to be disclosed is necessary for the
receiving governmental unit to operate a program specifically authorized
by statute and if the use for which the information is requested is not
relevant to the purpose for which it was collected; or
(e) for a routine use, as defined in subdivision ten of section
ninety-two of this article; or
(f) specifically authorized by statute or federal rule or regulation;
or
(g) to the bureau of the census for purposes of planning or carrying
out a census or survey or related activity pursuant to the provisions of
Title XIII of the United States Code; or
(h) to a person who has provided the agency with advance written
assurance that the record will be used solely for the purpose of
statistical research or reporting, but only if it is to be transferred
in a form that does not reveal the identity of any data subject; or
(i) pursuant to a showing of compelling circumstances affecting the
health or safety of a data subject, if upon such disclosure notification
is transmitted to the data subject at his or her last known address; or
(j) to the state archives as a record which has sufficient historical
or other value to warrant its continued preservation by the state or for
evaluation by the state archivist or his or her designee to determine
whether the record has such value; or
(k) to any person pursuant to a court ordered subpoena or other
compulsory legal process; or
(l) for inclusion in a public safety agency record or to any
governmental unit or component thereof which performs as one of its
principal functions any activity pertaining to the enforcement of
criminal laws, provided that, such record is reasonably described and is
requested solely for a law enforcement function; or
(m) pursuant to a search warrant; or
(n) to officers or employees of another agency if the record sought to
be disclosed is necessary for the receiving agency to comply with the
mandate of an executive order, but only if such records are to be used
only for statistical research, evaluation or reporting and are not used
in making any determination about a data subject; or
(o) to officers or employees of a public retirement system of the city
of New York if the information sought to be disclosed is necessary for
the receiving public retirement system to process benefits under the
retirement and social security law, the administrative code of the city
of New York, or the education law or any other applicable provision of
law. A written request or consent from the data subject pursuant to
paragraph (a) of this subdivision shall not be required for the
disclosure of records pursuant to this paragraph; or
(p) to officers or employees of the United States department of
education for such department to process credit for qualifying
employment and loan forgiveness under the public service loan
forgiveness program. A written request or consent from the data subject
pursuant to paragraph (a) of this subdivision shall not be required for
the disclosure of records pursuant to this paragraph.
(2) Nothing in this section shall require disclosure of:
(a) personal information which is otherwise prohibited by law from
being disclosed;
(b) patient records concerning mental disability or medical records
where such disclosure is not otherwise required by law;
(c) personal information pertaining to the incarceration of an
incarcerated individual at a state correctional facility which is
evaluative in nature or which, if disclosed, could endanger the life or
safety of any person, unless such disclosure is otherwise permitted by
law;
(d) attorney's work product or material prepared for litigation before
judicial, quasi-judicial or administrative tribunals, as described in
subdivisions (c) and (d) of section three thousand one hundred one of
the civil practice law and rules, except pursuant to statute, subpoena
issued in the course of a criminal action or proceeding, court ordered
or grand jury subpoena, search warrant or other court ordered
disclosure.
Prohibited conduct. 1. Beginning on January first, two
thousand ten the state and its political subdivisions shall not do any
of the following, unless required by law:
(a) Intentionally communicate to the general public or otherwise make
available to the general public in any manner an individual's social
security account number. This paragraph shall not apply to any
individual intentionally communicating to the general public or
otherwise making available to the general public his or her social
security account number.
(b) Print an individual's social security account number on any card
or tag required for the individual to access products, services or
benefits provided by the state and its political subdivisions.
(c) Require an individual to transmit his or her social security
account number over the internet, unless the connection is secure or the
social security account number is encrypted.
(d) Require an individual to use his or her social security account
number to access an internet web site, unless a password or unique
personal identification number or other authentication device is also
required to access the internet website.
(e) Include an individual's social security account number, except the
last four digits thereof, on any materials that are mailed to the
individual, or in any electronic mail that is copied to third parties,
unless state or federal law requires the social security account number
to be on the document to be mailed. Notwithstanding this paragraph,
social security account numbers may be included in applications and
forms sent by mail, including documents sent as part of an application
or enrollment process, or to establish, amend or terminate an account,
contract or policy, or to confirm the accuracy of the social security
account number. A social security account number that is permitted to be
mailed under this section may not be printed, in whole or in part, on a
postcard or other mailer not requiring an envelope, or visible on the
envelope or without the envelope having been opened.
(f) Encode or embed a social security number in or on a card or
document, including, but not limited to, using a bar code, chip,
magnetic strip, or other technology, in place of removing the social
security number as required by this section.
(g) Nothing in this section shall prohibit a county clerk or court
from making available a document publicly recorded or filed prior to the
effective date of this section, provided that if any individual requests
redaction of a social security number from a publicly recorded document
available to the public online, such number shall be promptly redacted
by the county clerk. Nothing in this section shall limit disclosure of
criminal history record information currently permitted.
2. As used in this section "social security account number" shall
include the nine digit account number issued by the federal social
security administration and any number derived therefrom. Such term
shall not include any number that has been encrypted.
3. This section does not prevent the collection, use or release of a
social security account number as required by state or federal law, or
the use of a social security account number for internal verification,
fraud investigation or administrative purposes.
Civil remedies. (1) Any data subject aggrieved by any action
taken under this article may seek judicial review and relief pursuant to
article seventy-eight of the civil practice law and rules.
(2) In any proceeding brought under subdivision one of this section,
the party defending the action shall bear the burden of proof, and the
court may, if the data subject substantially prevails against any agency
and if the agency lacked a reasonable basis pursuant to this article for
the challenged action, award to the data subject reasonable attorneys'
fees and disbursements reasonably incurred.
(3) Nothing in this article shall be construed to limit or abridge the
right of any person to obtain judicial review or pecuniary or other
relief, in any other form or upon any other basis, otherwise available
to a person aggrieved by any agency action under this article.
No waiver. Any agreement purporting to waive a data subject's
rights under this article is hereby declared to be void as against
public policy.
Executive authority. Nothing in this article shall limit the
authority of the governor to exercise his or her responsibilities.
ARTICLE 7 Open Meetings Law
Legislative declaration. It is essential to the maintenance of
a democratic society that the public business be performed in an open
and public manner and that the citizens of this state be fully aware of
and able to observe the performance of public officials and attend and
listen to the deliberations and decisions that go into the making of
public policy. The people must be able to remain informed if they are to
retain control over those who are their public servants. It is the only
climate under which the commonweal will prosper and enable the
governmental process to operate for the benefit of those who created it.
Short title. This article shall be known and may be cited as
"Open Meetings Law".
Definitions. As used in this article: 1. "Meeting" means the
official convening of a public body for the purpose of conducting public
business, including the use of videoconferencing for attendance and
participation by the members of the public body.
2. "Public body" means any entity, for which a quorum is required in
order to conduct public business and which consists of two or more
members, performing a governmental function for the state or for an
agency or department thereof, or for a public corporation as defined in
section sixty-six of the general construction law, or committee or
subcommittee or other similar body consisting of members of such public
body, or an entity created or appointed to perform a necessary function
in the decision-making process for which a quorum is required in order
to conduct public business and which consists of two or more members. A
necessary function in the decision-making process shall not include the
provision of recommendations or guidance which is purely advisory and
which does not require further action by the state or agency or
department thereof or public corporation as defined in section sixty-six
of the general construction law.
3. "Executive session" means that portion of a meeting not open to the
general public.
Open meetings and executive sessions. (a) Every meeting of a
public body shall be open to the general public, except that an
executive session of such body may be called and business transacted
thereat in accordance with section ninety-five of this article.
(b) Public bodies shall make or cause to be made all reasonable
efforts to ensure that meetings are held in facilities that permit
barrier-free physical access to the physically handicapped, as defined
in subdivision five of section fifty of the public buildings law.
* (c) A public body shall provide an opportunity for the public to
attend, listen and observe meetings in at least one physical location at
which a member participates.
* NB Effective until July 15, 2028
* (c) A public body that uses videoconferencing to conduct its
meetings shall provide an opportunity for the public to attend, listen
and observe at any site at which a member participates.
* NB Effective July 15, 2028
* (d) Public bodies shall make or cause to be made all reasonable
efforts to ensure that meetings are held in an appropriate facility
which can adequately accommodate members of the public who wish to
attend such meetings.
* NB There are 2 sub (d)'s
* (d) 1. Any meeting of a public body that is open to the public shall
be open to being photographed, broadcast, webcast, or otherwise recorded
and/or transmitted by audio or video means. As used herein the term
"broadcast" shall also include the transmission of signals by cable.
2. A public body may adopt rules, consistent with recommendations from
the committee on open government, reasonably governing the location of
equipment and personnel used to photograph, broadcast, webcast, or
otherwise record a meeting so as to conduct its proceedings in an
orderly manner. Such rules shall be conspicuously posted during meetings
and written copies shall be provided upon request to those in
attendance.
* NB There are 2 sub (d)'s
(e) Agency records available to the public pursuant to article six of
this chapter, as well as any proposed resolution, law, rule, regulation,
policy or any amendment thereto, that is scheduled to be the subject of
discussion by a public body during an open meeting shall be made
available, upon request therefor, to the extent practicable at least
twenty-four hours prior to the meeting during which the records will be
discussed. Copies of such records may be made available for a reasonable
fee, determined in the same manner as provided therefor in article six
of this chapter. If the agency in which a public body functions
maintains a regularly and routinely updated website and utilizes a high
speed internet connection, such records shall be posted on the website
to the extent practicable at least twenty-four hours prior to the
meeting. An agency may, but shall not be required to, expend additional
moneys to implement the provisions of this subdivision.
(f) Open meetings of an agency or authority shall be, to the extent
practicable and within available funds, broadcast to the public and
maintained as records of the agency or authority. If the agency or
authority maintains a website and utilizes a high speed internet
connection, such open meeting shall be, to the extent practicable and
within available funds, streamed on such website in real-time, and
posted on such website within and for a reasonable time after the
meeting. For the purposes of this subdivision, the term "agency" shall
mean only a state department, board, bureau, division, council or office
and any public corporation the majority of whose members are appointed
by the governor. For purposes of this subdivision, the term "authority"
shall mean a public authority or public benefit corporation created by
or existing under any state law, at least one of whose members is
appointed by the governor (including any subsidiaries of such public
authority or public benefit corporation), other than an interstate or
international authority or public benefit corporation.
* § 103-a. Videoconferencing by public bodies. 1. For the purposes of
this section, "local public body" shall mean a public corporation as
defined in section sixty-six of the general construction law, a
political subdivision as defined in section one hundred of the general
municipal law or a committee or subcommittee or other similar body of
such entity, or any entity for which a quorum is required in order to
conduct public business and which consists of two or more members,
performing a governmental function for an entity limited in the
execution of its official functions to a portion only of the state, or a
political subdivision of the state, or for an agency or department
thereof. For the purposes of this section, a public body shall be as
defined in subdivision two of section one hundred two of this article.
2. A public body may, in its discretion, use videoconferencing to
conduct its meetings pursuant to the requirements of this article
provided that a minimum number of members are present to fulfill the
public body's quorum requirement in the same physical location or
locations where the public can attend and the following criteria are
met:
(a) the governing board of a county, city, town or village has adopted
a local law, or a public body has adopted a resolution, or the senate
and assembly have adopted a joint resolution, following a public
hearing, authorizing the use of videoconferencing:
(i) for itself and its committees or subcommittees; or,
(ii) specifying that each committee or subcommittee may make its own
determination;
(iii) provided however, each community board in a city with a
population of one million or more shall make its own determination;
(b) the public body has established written procedures governing
member and public attendance consistent with this section, and such
written procedures shall be conspicuously posted on the public website
of the public body;
(c) members of the public body shall be physically present at any such
meeting unless such member is unable to be physically present at any
such meeting location due to extraordinary circumstances, as set forth
in the resolution and written procedures adopted pursuant to paragraphs
(a) and (b) of this subdivision, including disability, illness,
caregiving responsibilities, or any other significant or unexpected
factor or event which precludes the member's physical attendance at such
meeting. Notwithstanding the in person quorum requirements set forth in
this subdivision, the public body may determine, through its written
procedures governing member and public attendance established pursuant
to and consistent with this section, to allow for any member who has a
disability as defined in section two hundred ninety-two of the executive
law, where such disability renders such member unable to participate
in-person at any such meeting location where the public can attend, to
be considered present for purposes of fulfilling the quorum requirements
for such public body at any meetings conducted through videoconferencing
pursuant to this section, provided, however, that the remaining criteria
set forth in this subdivision are otherwise met; and provided, further,
that the public body maintains at least one physical location where the
public can attend such meeting;
(d) except in the case of executive sessions conducted pursuant to
section one hundred five of this article, the public body shall ensure
that members of the public body can be heard, seen and identified, while
the meeting is being conducted, including but not limited to any
motions, proposals, resolutions, and any other matter formally discussed
or voted upon;
(e) the minutes of the meetings involving videoconferencing shall
include which, if any, members participated remotely and shall be
available to the public pursuant to section one hundred six of this
article;
(f) if videoconferencing is used to conduct a meeting, the public
notice for the meeting shall inform the public that videoconferencing
will be used, where the public can view and/or participate in such
meeting, where required documents and records will be posted or
available, and identify the physical location for the meeting where the
public can attend;
(g) the public body shall provide that each meeting conducted using
videoconferencing shall be recorded and such recordings posted or linked
on the public website of the public body within five business days
following the meeting, and shall remain so available for a minimum of
five years thereafter. Such recordings shall be transcribed upon
request;
(h) if videoconferencing is used to conduct a meeting, the public body
shall provide the opportunity for members of the public to view such
meeting via video, and to participate in proceedings via videoconference
in real time where public comment or participation is authorized and
shall ensure that videoconferencing authorizes the same public
participation or testimony as in person participation or testimony; and
(i) a local public body electing to utilize videoconferencing to
conduct its meetings must maintain an official website.
3. The in person participation requirements of paragraph (c) of
subdivision two of this section shall not apply during a state disaster
emergency declared by the governor pursuant to section twenty-eight of
the executive law, or a local state of emergency proclaimed by the chief
executive of a county, city, village or town pursuant to section
twenty-four of the executive law, if the public body determines that the
circumstances necessitating the emergency declaration would affect or
impair the ability of the public body to hold an in person meeting.
4. No later than January first, two thousand twenty-four, the
committee on open government, created by paragraph (a) of subdivision
one of section eighty-nine of this chapter, shall issue a report to the
governor, the temporary president of the senate, the speaker of the
assembly, the chair of the senate standing committee on local
government, the chair of the senate standing committee on investigations
and government operations, the chair of the assembly standing committee
on local governments, and the chair of the assembly standing committee
on governmental operations concerning the application and implementation
of such law and any further recommendations governing the use of
videoconferencing by public bodies to conduct meetings pursuant to this
section.
5. Open meetings of any public body that are broadcast or that use
videoconferencing shall utilize technology to permit access by members
of the public with disabilities consistent with the 1990 Americans with
Disabilities Act (ADA), as amended, and corresponding guidelines. For
the purposes of this section, "disability" shall have the meaning
defined in section two hundred ninety-two of the executive law.
* NB Repealed July 15, 2028
Public notice. 1. Public notice of the time and place of a
meeting scheduled at least one week prior thereto shall be given or
electronically transmitted to the news media and shall be conspicuously
posted in one or more designated public locations at least seventy-two
hours before such meeting.
2. Public notice of the time and place of every other meeting shall be
given or electronically transmitted, to the extent practicable, to the
news media and shall be conspicuously posted in one or more designated
public locations at a reasonable time prior thereto.
3. The public notice provided for by this section shall not be
construed to require publication as a legal notice.
4. If videoconferencing is used to conduct a meeting, the public
notice for the meeting shall inform the public that videoconferencing
will be used, identify the locations for the meeting, and state that the
public has the right to attend the meeting at any of the locations.
5. If a meeting will be streamed live over the internet, the public
notice for the meeting shall inform the public of the internet address
of the website streaming such meeting.
6. When a public body has the ability to do so, notice of the time and
place of a meeting given in accordance with subdivision one or two of
this section, shall also be conspicuously posted on the public body's
internet website.
Conduct of executive sessions. 1. Upon a majority vote of its
total membership, taken in an open meeting pursuant to a motion
identifying the general area or areas of the subject or subjects to be
considered, a public body may conduct an executive session for the below
enumerated purposes only, provided, however, that no action by formal
vote shall be taken to appropriate public moneys:
a. matters which will imperil the public safety if disclosed;
b. any matter which may disclose the identity of a law enforcement
agent or informer;
c. information relating to current or future investigation or
prosecution of a criminal offense which would imperil effective law
enforcement if disclosed;
d. discussions regarding proposed, pending or current litigation;
e. collective negotiations pursuant to article fourteen of the civil
service law;
f. the medical, financial, credit or employment history of a
particular person or corporation, or matters leading to the appointment,
employment, promotion, demotion, discipline, suspension, dismissal or
removal of a particular person or corporation;
g. the preparation, grading or administration of examinations; and
h. the proposed acquisition, sale or lease of real property or the
proposed acquisition of securities, or sale or exchange of securities
held by such public body, but only when publicity would substantially
affect the value thereof.
2. Attendance at an executive session shall be permitted to any member
of the public body and any other persons authorized by the public body.
Minutes. 1. Minutes shall be taken at all open meetings of a
public body which shall consist of a record or summary of all motions,
proposals, resolutions and any other matter formally voted upon and the
vote thereon.
2. Minutes shall be taken at executive sessions of any action that is
taken by formal vote which shall consist of a record or summary of the
final determination of such action, and the date and vote thereon;
provided, however, that such summary need not include any matter which
is not required to be made public by the freedom of information law as
added by article six of this chapter.
3. Minutes of meetings of all public bodies shall be available to the
public in accordance with the provisions of the freedom of information
law within two weeks from the date of such meeting except that minutes
taken pursuant to subdivision two of this section shall be available to
the public within one week from the date of the executive session. If
the agency in which a public body functions maintains a regularly and
routinely updated website and utilizes a high speed internet connection,
such minutes shall be posted on the website within two weeks from the
date of such meeting except that minutes taken pursuant to subdivision
two of this section shall be available to the public within one week
from the date of the executive session. For purposes of this subdivision
unabridged video recordings or unabridged audio recordings or unabridged
written transcripts may be deemed to be meeting minutes. Nothing in this
section shall require the creation of minutes if the public body would
not otherwise take them.
Enforcement. 1. Any aggrieved person shall have standing to
enforce the provisions of this article against a public body by the
commencement of a proceeding pursuant to article seventy-eight of the
civil practice law and rules, or an action for declaratory judgment and
injunctive relief. In any such action or proceeding, if a court
determines that a public body failed to comply with this article, the
court shall have the power, in its discretion, upon good cause shown, to
declare that the public body violated this article and/or declare the
action taken in relation to such violation void, in whole or in part,
without prejudice to reconsideration in compliance with this article. If
the court determines that a public body has violated this article, the
court may require the members of the public body to participate in a
training session concerning the obligations imposed by this article
conducted by the staff of the committee on open government.
An unintentional failure to fully comply with the notice provisions
required by this article shall not alone be grounds for invalidating any
action taken at a meeting of a public body. The provisions of this
article shall not affect the validity of the authorization, acquisition,
execution or disposition of a bond issue or notes.
2. In any proceeding brought pursuant to this section, costs and
reasonable attorney fees may be awarded by the court, in its discretion,
to the successful party. If a court determines that a vote was taken in
material violation of this article, or that substantial deliberations
relating thereto occurred in private prior to such vote, the court shall
award costs and reasonable attorney's fees to the successful petitioner,
unless there was a reasonable basis for a public body to believe that a
closed session could properly have been held.
3. The statute of limitations in an article seventy-eight proceeding
with respect to an action taken at executive session shall commence to
run from the date the minutes of such executive session have been made
available to the public.
Exemptions. Nothing contained in this article shall be
construed as extending the provisions hereof to:
1. judicial or quasi-judicial proceedings, except proceedings of the
public service commission and zoning boards of appeals;
2. a. deliberations of political committees, conferences and caucuses.
b. for purposes of this section, the deliberations of political
committees, conferences and caucuses means a private meeting of members
of the senate or assembly of the state of New York, or of the
legislative body of a county, city, town or village, who are members or
adherents of the same political party, without regard to (i) the subject
matter under discussion, including discussions of public business, (ii)
the majority or minority status of such political committees,
conferences and caucuses or (iii) whether such political committees,
conferences and caucuses invite staff or guests to participate in their
deliberations; and
3. any matter made confidential by federal or state law.
Committee on open government. The committee on open government,
created by paragraph (a) of subdivision one of section eighty-nine of
this chapter, shall issue advisory opinions from time to time as, in its
discretion, may be required to inform public bodies and persons of the
interpretations of the provisions of the open meetings law.
Construction with other laws. 1. Any provision of a charter,
administrative code, local law, ordinance, or rule or regulation
affecting a public body which is more restrictive with respect to public
access than this article shall be deemed superseded hereby to the extent
that such provision is more restrictive than this article.
2. Any provision of general, special or local law or charter,
administrative code, ordinance, or rule or regulation less restrictive
with respect to public access than this article shall not be deemed
superseded hereby.
3. Notwithstanding any provision of this article to the contrary, a
public body may adopt provisions less restrictive with respect to public
access than this article.
Severability. If any provision of this article or the
application thereof to any person or circumstances is adjudged invalid
by a court of competent jurisdiction, such judgment shall not affect or
impair the validity of the other provisions of the article or the
application thereof to other persons and circumstances.
ARTICLE 8 Construction; Laws Repealed; When to Take Effect
Application of chapter. This chapter applies to civil officers
only.
Laws repealed. Of the laws enumerated in the schedule hereto
annexed, that portion specified in the last column is hereby repealed.
When to take effect. This chapter shall take effect
immediately.