Majority
Headnote
1. Title—Cloud ok—Action to remove—When maintainable.The judgment vacates an assessment imposed by its defendant, the city of Eochester, upon the land of the plaintiff, to defray in part the expense of opening a new street in said city, called Church street, and relieves plaintiff’s said land from any future local assessment on account of the expense of opening said street.
In the proceedings which resulted in the assessment in question, the city authorities assumed to derive their power from the provisions of the charter of the city respecting the laying out and opening of streets and the levying of assessments to defray the expense thereof, including damages for land taken for the purposes of the street. The judgment appealed from proceeds upon the ground that the assessment is illegal and void by reason of certain defects in the proceedings, and that the plaintiff’s land is not liable to a local assessment for any part of the expense of opening said street.
The printed case is quite voluminous. Such of the facts as are necessary to a correct understanding of the legal questions presented by the appeal will be stated in connection with the discussion of those questions.
It is to be borne in mind that the action is not a direct proceeding to review the' acts of the city authorities. It is addressed to the equitable jurisdiction of the court, and the relief sought is the removal of an apparent lien on the plaintiff’s land and a cloud upon his title, growing out of the proceedings referred to. To entitle the plaintiff to the relief sought, it must be made to appear that the proceedings are regular upon their face, but by a defect disclosed by evidence outside of the record, are rendered irregular and invalid, and also that the defect would not necessarily appear in proceedings to enforce the lien. Marsh v. City of Brooklyn, 59 N. Y., 280 ; Guest v. The Same, 69 id., 506.
Eegard is also to be had to the familiar principle applicable to all agencies to whom is delegated the sovereign power of taking private property for public use, that ■ all the prescribed conditions to the exercise of the power must
By section 168 of the charter of the city (Laws 1880, ch. 14), the common council are vested with certain powers, subject to the restrictions and limitations therein expressed. One is the power to lay out and open any street in said city whenever the council “shall judge the public good requires the same to be done.” Subd. 3. The plaintiff's counsel contends that under that provision, it is a prerequisite to the exercise of the power to lay out a street, that the council should expressly declare its judgment, by resolution or otherwise, that the proposed street is required by the public good; and that as no such declaration was made in the present instance, the proceedings are void. The learned referee so held.
In that, we do not concur. We think that the only effect of the provision referred to, is to leave it to the judgment of the common council to determine when the public good requires action on their part, and that their exercise of the. power is, of itself, sufficient evidence, if any is needed, that they regarded such action as called for by the public good.
The case differs essentially from that of In Matter of the City of Buffalo ( 78 N. Y., 362 ), cited by the respondent’s counsel. The charter of Buffalo expressly provided that before exercising the power to take land for streets, the-common council must have declared by resolution the intent to take for a street the lands described in the resolution and that the resolution must have been published as directed in the charter. Here, there is no requirement that
Nor is the case analogous, as we conceive, to those cited by the referee in his opinion, relating to the opening of highways in towns. They are, The Town of Gallatin v. Loucks ( 21 Barb., 578 ), and The People ex rel., etc., v. The Commissioners, etc. ( 27 Barb., 94 ; S. C., affirmed, 30 N. Y., 470 ). The statute under which these cases arose provides that in towns no highway shall be laid out through inclosed, improved or cultivated lands, unless certified to be necessary by the oath of twelve reputable freeholders of the town (1 R. S., 514, § 558). Those cases hold that the certificate of the twelve freeholders is a prerequisite to the authority of the commissioners to lay out the road; the certificate of eleven will not suffice, and each of the twelve must have the legal title to real estate. But here the judgment which is to precede the action of the common council is their own, and not that of another body; and, as has been said, the charter does not require that it be expressed in writing, or in any other way than by the exercise of the power, which, of itself, implies that the common council judged the exercise of such power in the particular instance to be for the public good.
A declaration of such judgment, prior to taking action in accordance with it, does not appear to be necessary for the protection of the rights of the individuals or of the public. If the express declaration of such judgment is a prerequisite in any case, it is so in every case, whether the expense of the improvement is to be paid from the city treasury, or by local assessment, and such declaration would not protect the constituents of a minority of the common council from the unjust action of the majority, as suggested in the opinion of the referee, because it could not have the effect to charge the treasury with the expense of an improvement ordered to be defrayed by a local assessment. In view of the legislative mandate that all questions concerning assessments made for improvements in said city shall be determined liberally and with reference to the very right of the case, we are not prepared to say that proceedings taken by the common council under the charter of the city, to lay
When the proceedings in question were commenced, the charter provided that no street should be laid out by the common council so as to run across or over the site of any building, at the time actually erected, of the value of $5,000 without having obtained the consent of the owner of such building in writing, or without having purchased such building. Section 169. By an amendment which took effect on the first day of January, 1882, the limitation of value was put at “ $50,000 ” instead of $5,000. (Laws 1881, chap. 342, sec. 9.) Church street was laid out over the site of one or more buildings, which appear by the evidence to have been of the value, respectively, of $5,000 or over, but none of which is shown to have been of the value of $50,000. Prior to the first day of January, 1882, the proceedings in question had gone as far as the appointment of commissioners to appraise the damages of the owners of lands proposed to be condemned and taken for the street, and the commissioners had viewed the premises and taken testimony, but had not made their report. Subsequently to that date, the commissioners made and filed their report fixing the amount of damages to which the owners of said lands and buildings were respectively entitled, the report was confirmed by the common council, and the several owners were paid their damages, and they executed deeds of conveyance to the city. The referee has found that the several owners were required by the city to execute such deeds as a condition of payment; that the deeds were not delivered voluntarily, and the owners would not have sold their lots and buildings at the sums received, or delivered said deeds but for the compulsory proceedings instituted by the city to take said lands and buildings.
We do not think the proceedings of the common council are invalidated by the provisions of section 169. In the first place, there was no actual interference with the possession or rights of the land owners until after the first day of January, 1882, and after that date, their buildings were not of sufficient value to be within the limitation. The provision of the section was for the protection of the land owners. The adoption of the necessary ordinances for the laying out of the street, without taking any step towards making or opening it, or in any manner invading the possession of the owners, was not within the mischief intended to be prevented by the enactment contained in the section. In the absence of threat, or overt act on the part of the city
In the next place, the subsequent acquisition of title by the city, although the result of proceedings taken to condemn, was a purchase, in a mode provided by the charter, and consequently the case is not within the prohibition of the section. The finding that the owners did not convey voluntarily, is nothing more than a finding that they acted under the compulsion of valid condemnatory proceedings. If such proceedings were in any respect void as to the owners, the latter were not under compulsion, and their action was in fact voluntary and a waiver of all defects in the proceedings. But whether they acted voluntarily or not, they are not here as complainants. The plaintiff cannot invoke the aid of the provisions of section 169, which are intended as a protection to the land owners only. So far as he is concerned, the case is the same as if each land owner had voluntarily conveyed to the city, without the intervention of legal proceedings to divest him of his title.
The charter provides that whenever, by order of the common council, any new street shall be laid out, opened or worked, it is the duty of the common council to determine what portion, if any, of the expense thereof ought to be paid from the public treasury, and what portion, if any, ought to be paid by local assessment, and to direct that the whole expense to be paid by a local assessment, be assessed upon the lots and parcels of land to be benefited thereby in proportion to the benefit which each will derive therefrom. (Sec. 170.)
And it is also provided that before the common council shall determine to make any public improvement, the expense whereof is to be defrayed in whole or in part by a local assessment, they shall cause an estimate thereof to be made, and shall, by an entry in their minutes, describe the portion of the city which they deem proper to be assessed for the expense of such improvement. (Sec. 172.)
The plaintiffs counsel contends that these requirements were not complied with, inasmuch as the preliminary and final ordinances for the laying out of the street, which directed that the whole expense thereof be paid by a local assessment, and defined the portion of the city which the common council deemed would be benefited by the improvement, did not direct that the whole expense be assessed upon all the lots and parcels of land to be benefited thereby, nor, as the council contends, did they express or imply that the portions defined were all the portions benefited.
The latter objection is answered by quoting the language
_ “Resolved, Further, that the following portions of said city is deemed benefited and proper to be assessed for the whole expense thereof, viz: The entire First ward; also, all that portion of the Second ward bounded on the east by the Genesee river, and on the west by Sophia street, and lying-south of the south line of Center street"”
The second ordinance has the following language: “And the portion of said city which said common council deem will be benefited by said improvement, is described as follows: (Here follows the description above quoted), on which above described portion of the city the expenses of said improvement are hereby ordered assessed.”
In view of the statutory injunction already referred to as to the measure of liberality with which proceedings of this nature, under the charter, are to be construed, we think it is fairly to be implied from the language above quoted that the portion of the city described in the ordinances was deemed by the common council to be the only portion to be benefited by the proposed improvement, and proper to be assessed for the whole expense thereof. The ordinances in that respect follow the language of the charter, and we think they should be regarded as a substantial compliance therewith.
In respect to the objection that the ordinances referred to did not direct that the whole expense be assessed upon all the lots and parcels of land to be benefited thereby, it is to be observed that the charter does not require such direction to be inserted in the ordinance which determines how the expense shall be paid. As chat direction relates exclusively to the distribution of any local assessment that may be ordered, it is enough that it be contained in the ordinance by which the assessment is directed to be made, and that was done in this case. The ordinance of January, 1883, directed the commissioners of assessment “to make an assessment upon all the lots and parcels of land and houses within the portion or part of said city so designated, etc.
We also think that the direction in the ordinance that the whole expense of the improvement be assessed upon the portion of the city described therein, is a sufficient expression of the judgment and determination of the common council that no part of the expense should be borne by the city treasury.
It is contended by the learned counsel for the respondent that the common council erred in not including a large area, and in truth, the whole territory of the city in a public tax for at least a part of the expense of the improvement. The common council were not imperatively required by the pro
In Guest v. The City of Brooklyn (supra), the very forcible remarks of Chief Justice Church respecting the obnoxious features of the prevailing system of assessments for local improvements, were made, as he declared, to enable him to say more impressively that the effective remedy is not with the judiciary. And the judgment in that case was put upon the ground that a court of equity could not interfere with the action of the municipal officers whose proceedings were in question, in the exercise of the discretion with which they were vested, although Judge Church
In Hassen v. City of Rochester ( 65 N. Y., 516 ; 67 id., 528 ), a piece of assessable property within the designated area was intentionally omitted by the assessors, and thus a rule of law was violated. In Le Roy v. Mayor (supra), an assessment for a sewer was imposed upon the owners of a small part only of the houses and lots within the district which would be drained by the sewer. Held, that the owners of all such houses and lots should have been assessed, and that the assessment was made upon a wrong principle. In The People v. The City of Brooklyn ( 23 Barb., 166 ) some of the land assessed for the expense of a sewer was so situated, by reason of an intervening tunnel, that it could have no connection with the sewer. It being entirely clear that such land could not be benefited by the sewer, the assessment made thereon was set aside, on certiorari. But in that case it was said that when it becomes a question of fact whether a proposed improvement will be advantageous to the property, the decision of the corporate authorities is .conclusive. In Clark v. Village of Dunkirk ( 12 Hun, 181 ; affirmed, 75 N. Y., 612 ), some of the land assessed for a sewer was lower than the bottom of the sewer, so that it could not be drained into it without a considerable expense and change in the surface of the lots; another portion could not drain into it without crossing the lands of third persons, and certain other portions were assessed at a uniform rate without regard to their distance from the sewer or the expense of connecting with it. For these clear violations of sound rules, the assessment was held to be void. It is obvious that the cases referred to afford no support to the position that a court of equity may relieve land from assessment, where, all proceedings being regular, the only question is whether such land is benefited, and that question is in substantial dispute. In such case, the decision of the. corporate authorities is conclusive, in an action like the one before us. Whether such decision could be reviewed on certiorari, and reversed upon the ground that it is against the weight of evidence, is a question which is not before us and upon which we express no opinion.
Section 181 of the charter provides that whenever it shall be necessary the common council may borrow the whole or any portion of the damages for lands necessary for the improvement upon the note or other obligation of the city. In the present case, after the amount of such damages had been fixed, the common council caused to be borrowed upon the notes of the city the sum of $144,819.13, and out of it paid such damages. That was done nearly a year before
The respondent’s counsel contends that by such action the common council elected to pay for the improvement by public tax, and not by local assessment, or if its action did not amount to such election it vitiated any subsequent, assessments. We do not think that either of those results followed. The power to borrow conferred by the charter is unlimited as to time, and may be exercised “ whenever necessary.” It was discretionary with the common council to determine when it was necessary, and the charter does not require them to give notice before making-such determination. It was also discretionary with them to abandon the improvement within the time limited, or to decide within that time not to abandon it. When the amount of damages was appraised they were as able, for aught that appears, to decide whether or not the improvement should be abandoned, as they could have been at any later period.
Their action in paying the damages was undoubtedly an election that the improvement should not be abandoned, but we fail to see how those who were liable to be assessed for the expense of the improvement were prejudiced by such action. Their liability was not increased by it, nor did it deprive them of any rights which the charter secured to them. All the subsequent proceedings in respect to the assessment, including the giving of notice to persons interested and an opportunity to be heard, were to be had the same as if the damages had not been paid. The charter does not provide for notice or opportunity to be heard upon the question whether the work shall be abandoned. The decision of that question appears to rest in the discretion of the common council. As they, of their own motion, and without notice to any one, may judge when an improvement shall be undertaken, so they, in like manner, may determine when proceedings to that end may be abandoned.
In short, we do not see that there is any thing in the charter to prevent the common council from levying the assessment after the improvement is completed and paid for. We have not overlooked the provisions of sections 213 and 214, providing for the distribution of any excess, and the raising of any deficiency, in the sum realized from the assessments to meet the expenses of the improvement. Under similar provisions applicable to the city of New York, it was once contended that that city could not make anim
In one respect, such early action was obviously for the benefit of the persons assessed, as it enabled the city authorities to sell the buildings standing on the lands purchased, in season to apply the avails of the sale in reduction of the sum to be raised by the assessment.
The plaintiff’s counsel contends that sections 195 and 196 of the charter show that where the payment of the expense of opening a public street is to be defrayed by local assessment, such payment must be deferred until the assessments are confirmed. We do not so read those sections. They limit the time for making such payment to four months after the confirmation of the assessment roll, but do not prohibit payment before confirmation; and they prohibit the city authorities from entering upon the condemned lands until such payment is made, but provide that the city shall not become obligated to take or pay for such lands until confirmation of the assessment roll; and that is the extent of their provisions.
The direction in section 191 that the assessors shall set down in the roll the amount of damages, if any, to which any person assessed is entitled by the award of the commissioners, does not militate against the views above expressed. The only parties affected by that direction are
The plaintiff’s counsel makes the point that the addition of the fees of the commissioners of appraisal to the estimate of $125,000 for the opening of the new street, thereby increasing the amount of the assessment beyond the estimate without the consent or waiver of the owners of the lands assessed, avoids the assessment.
As we read the charter, the only estimate required before entering upon the work of a public.improvement is an estimate of the expense of such improvement, but where the taking of land is necessary, it is not necessary to include the damages and charges therefor in the estimate. Section 172. If we are right in this, the publication of an estimate of the amount of damages to be paid for the land to be taken, was a work of supererogation, and, in respect to that item, the estimate was not a limitation of the amount. The provision of the charter that no contract shall be let for any improvement at a price greater than the estimate thereof made (section 172), refers only to the expense of the work and does not include damages for land taken. The fact, therefore, that the cost of the land exceeded the estimate, does not, as we conceive, affect the validity of the assessment. Nor is its validity affected by the fact that it includes the fees of the commissioners, it being provided by the charter that the assessment shall include the estimated expense of the improvement, the amount of the damages, and all the costs and charges of the city in the proceedings. Section 190.
Certain questions are raised respect A" the action of the commissioners of assessment. The respondent’s counsel contends that the assessment does not include all the assessable real estate within the district designated by the common council, and is therefore void. This contention has reference to -certain water mains and service pipes owned by the city, and also the mains and pipes of certain gaslight companies, and the poles and wires of certain telegraph, telephone and electric light companies. We doubt whether those properties are intended by the charter to be made liable to local assessment for opening streets. That they
The respondent’s counsel contends that the commissioners erred in assessing the lands belonging to the state, occupied by the Erie canal, lying within the territory designated by the common council, at the nominal sum of one dollar, instead of the actual value of the benefit. It was held in the Case of Hassan above cited, on its second appeal ( 67 N. Y., 528 ), that under a special provision of the charter of the city of Rochester lands in said city owned by the state are liable to assessment for local improvements, although exempt from general taxation. The land in that case was. a lot having a frontage of several hundred feet on one of the streets of the city. But the provision of the charter-referred to does not extend to the Erie canal or the lands occupied by it, for the reason that by the constitution of the state the legislature is prohibited from selling, leasing or otherwise disposing of the Erie canal (act 7, sec. 6), and consequently that body cannot authorize the imposition of a tax or assessment upon it which might result in its being sold or leased. If the commissioners erred in respect to the land occupied by the canal, it was in taxing it even a nominal sum, but that is an error of which the plaintiff cannot complain.
But in another step taken by the commissioners of assessment, they committed what appears to us a serious error. The ordinance directing the assessment, described as we
The common council having defined the territory specially benefitted, and upon which the whole expense of the improvement should be assessed, the commissioners had no authority to proceed upon the assumption that a portion only of such territory would derive a special benefit from the improvement, or that different portions of such territory should be assessed according to different rules. The common council, in pursuance of the requirements of the charter, (section 170) had directed that the assessment should be made upon all the lots in the territory deemed to be benefited as near as maybe in proportion to the benefit which each should be deemed to receive thereby. That rule should have been applied uniformly to the entire territory. The arbitrary contraction of the area specially benefited, presumptively increased the assessment upon the plaintiff’s lot and building included, in such area. In The People ex rel., etc. v. The County Court of Jefferson County ( 55 N. Y., 604 ), which was a case under certain drainage acts, an assessment which adopted, as a rule, an apportionment per acre, instead of an apportionment according to benefit, as the acts provided, was set aside as erroneous. In Hassan v. The City of Rochester, supra, Lott, Ch. Com., speaking for the whole
The appellant’s counsel is correct in saying that the mere fact that the commissioners designated one portion of the" territory as specially benefited, and the other as receiving only a general benefit is immaterial provided their assessment is made upon a right principle. The-general rule for determining the amount of benefit is a simple one. It is to ascertain the market value of the property, with the improvement and without it. Re Furman Street, 17 Wend., 649 ; Re William and Anthony Streets, 19 id., 690 ; Troy and Boston R. R. Co. v. Lee, 13 Barb., 169 ; People v. Mayor of Syracuse, 2 Hun, 433 , reviewed, but on other points, 63 N. Y., 291 . The excess of the value with the improvement, over the value without it, is the amount of the benefit. And in estimating the value of each lot, regard should be had to the buildings and other improvements upon it.
The assessment adopted seems to have violated this rule in two particulars. It proceeded upon an essentially different basis of estimate for each of the two districts into which the territory was divided; and in the district deemed to be specially benefited, it adopted the frontage of the lots as a basis of estimate, and disregarded the value of the buildings and other improvements.'
These errors, we think, vitiated the assessment. No reason appears why the rule above stated as the correct one, could.not and should not have been applied uniformly, in the present case, to all the lots in the assessable district designated by the common council.
The plaintiff’s counsel also contends that the direction in the ordinance for the opening of Church street that the assessments be payable in instalments, was void for want of power; that if such direction is valid, the assessment-roll is defective in not following such direction; that the order of the common council referring complaints respecting the assessment to a especial committee instead of the committee on assessments, was unauthorized; that the certificate of the commissioners of assessment annexed to their roll is defective; that the warrant for the collection of the assessments was inoperative for the reason that it was not signed by the mayor until after it had been delivered to the treasurer for collection, and that no sufficient notice was given of either of the meetings of the common council at which an assessment was ordered. We do not pass upon either of the questions referred to, for the reason that if
The error above pointed out in respect to the proceedings of the commissioners and the assessment made by them does not appear except by extrinsic evidence, and as the assessment is of itself an apparent lien upon the plaintiff’s land, and may ripen into other liens by a sale and leases, he is entitled to have it removed.
But as no latent defect is found in the proceedings of the common council prior to ordering the assessment, the plaintiff is not entitled to retain that part of the judgment which declares that his lot is not liable to a local assessment for any part of the improvement. Section 215 of the charter provides that whenever it shall appear by the judgment of a court of competent jurisdiction, that any assessment for a local improvement is illegal or void for want of jurisdiction in making the improvement or assessment, and said assessment or any portion thereof remains unpaid, the common council may pass an ordinance designating the improvement so made, the whole expense thereof, and the portion of territory deemed to be benefited thereby, and may assess the houses and lands in such territory described, according to the benefit received, and proceed in all respects as in cases of assessments, and such action shall have the same force as if the same had originally been properly done. The judgment in this case should not stand in the way of any action which that provision authorizes the common council to take, by way of remedying any errors into which they may have fallen or otherwise.
The result is, that the judgment appealed from should be reversed, so far as it adjudges the plaintiff’s lot not liable to a local assessment for any part of the expense of opening Church street, and restrains and prohibits the city, its officers and agents, from hereafter making any local assessment for any part of the opening of said street which shah include the plaintiff’s said lot or be made thereon; and in all other respects the judgment should be affirmed.
And as the plaintiff, although unsuccessful in part, succeeds in sustaining, against the defendant’s appeal,' so much of the judgment as relieves him from the assessment imposed by the city authorities, we think he is entitled to the costs of the appeal.
Barker, Haight and Bradley, JJ., concur.