Majority
Headnote
Transaction with a deceased person — interest in the event — conversation between the deceased and a third person in the presence of the witness — error in admission of , evidence. .The first and most serious question presented on this appeal is, whether the court properly admitted the evidence of the plaintiff’s wife, as to the conversations and transactions which took place between her husband and the defendant’s intestate, she being the real party in interest. "When this evidence was offered, she was clearly interested in the event of the action. The respondent contends that as she was not interested when the conversations and transactions
In Farnsworth v. Ebbs ( 2 Hun, 438 , 440), it is said : “ The test of the prohibition, contained in section 399 of the Code, is not whether the interests of the witness were the subject of the transaction or communication. Cases will often arise when a witness cannot be permitted to testify to a transaction or communication in which he had at the time no interest. For example, when an admission has been made, respecting property of which the witness afterward became the owner; or when the witness acted for another in a transaction, in the subject of which he afterward acquired an interest.” See, also, Wooster v. Booth, 2 Hun, 426 ; Andrews v. Nat. Bank of North America, 7 id. 20; Hadsall v. Scott, 26 id. 617; Church v. Howard, 79 N. Y. 415 , 420; Miller v. Montgomery, 78 id. 282. The rule must be the same under section 829 of the present Code, and the witness was, we think, incompetent to give any evidence which was within the inhibition of that section.
This leads to the consideration of the question whether she was competent to. give (Addenee of the transaction and conversations which were the basis of this action! The authorities bearing upoji this question are somewhat in conflict, and it may be well to examine some of the principal cases to the end that we may, if possible, ascertain the rule that should be applied in this case.
In Simmons v. Sisson ( 26 N. Y. 264 ), it was held that'section 399 of the old Code did not prohibit a party sued by an administrator from testifying to a conversation heard by him between the deceased and a third person.
This case was followed by Cary v. White ( 59 N. Y. 336 ), where it was held that under section 399, a party was not precluded by that section from testifying to statements made by a deceased person to a third party, although the witness participated in the conversation, so long as his testimony was limited to what was not personal between him and the deceased. The doctrine of that case when applied to a conversation in which the witness did not join, was
In Holcomb v. Holcomb ( 95 N. Y. 316 , 325), in discussing this question, it was said : “ The words of exclusion are as comprehensive as language can express. Transactions and communications embrace every variety of affairs which can form the subject of negotiation, interviews or actions between two persons, and include every method by which one person can derive impressions or information from the conduct, condition or language of another. The statute is a beneficial one and ought not to be limited or narrowed by construction. Although it must appear that the interview or transaction sought to be excluded was a personal one, it need not have been private or confined to the witness and deceased. If they participated, it does not change its character because others were present. A contrary rule would defeat the reasonable intent of the statute that a surviving party should be excluded as one interested from maintaining by his testimony an issue which in any degree involved a communication or transaction between himself and a deceased person,” and the case of Cary v. White ( 59 N. Y. 336 ) was again under consideration, and it was there said: “ In the case of Cary v. White the court regard it as settled that the provisions of the Code (§ 399) there under 'consideration, and which were not unlike those now in force (§ 829), do not preclude a party from testifying to the statement of a person deceased, made to a third person in the hearing of a witness.” But Judge Danforth in the opinion in that case subsequently adds : “ If while the decedent is conversing with a third person, the witness by word or sign participates in it, or is referred to, his evidence of what occurred cannot be received.”
In Lane v. Lane ( 95 N. Y. 494 , 502), in discussing this question, it was said : “ Something may have occurred by word or act in the presence of the testator, and between him and others, to which she (the testator’s wife) was not a party, and of which she could testify,”
In Brague v. Lord ( 67 N. Y. 495 ), where, in a conversation between the decedent and another, in the presence of a witness, who was disqualified under section 399, and the statement proved appeared to have been addressed to the plaintiff as well as the other, indicated only by his turning towards the- plaintiff when the statement was made, it was said that the witness was incompetent, and the admission of the evidence was error.
In Simmons v. Havens ( 101 N. Y. 427 , 433), the plaintiff was allowed to testify to conversations between her deceased mother and the defendant, at which she was present, but it did not appear she took any part in the conversation, and the admission of her evidence was held proper, and sustained hy the ease of Cary v. White ( 59 N. Y. 336 ), thus substantially reaffirming the doctrine of that case, as limited in the preceding cases to conversations between .a decedent and a third person, in which she took no part.
In the Matter of Eysaman ( 113 N. Y. 62 ), where the probate of a will was contested on the ground of want of testamentary capacity on the part of the testator, it was held that a witness who was not competent under section 829, was not only not competent to testify as to transactions directly between the witness and the deceased, and communications by the latter to the former, but was disqualified to testify to any transactions between the deceased and others in any portion of which the witness participated, or any conversation in his hearing, although not with, or addressed to, him. In the opinion in that case, it is said that the case of Cary v. White ( 59 N. Y. 336 ) is not an authority for the admission of such evidence. In discussing that case, Ruger, Ch. J., criticises it as follows: “ Several grounds for the conclusion reached in that case were stated, but a single judge, only, concurred with the opinion; two judges concurred in the result and two dissented, the remaining judge not voting. One of the grounds suggested in that case was that the party objecting to the evidence offered was not an assignee of the deceased person within
In the Matter of Will of Dunham ( 121 N. Y. 575 ), where the probate of a codicil to a will was contested on the ground of undue influence, restraint and mental incapacity, a residuary legatee was called by the contestants, who offered to prove by him conversations and transactions of the testator with the witness and others in his presence. The evidence was excluded. The Court of Appeals held that the evidence was inadmissible. In the opinion in that ease it is said: “ The object of the proposed evidence could only have been to show undue influence, or restraint, exerted upon the deceased, or his mental incapacity. * * * Therefore, while, as to any communications or transactions with the witness, the proposed evidencp was plainly enough inhibited by section 829 of the Code, his testimony as to the conversations, or transactions, while he was present in the room, had between the deceased and other persons, was, under the circumstances, inadmissible,” citing the cases of Holcomb v. Holcomb ( 95 N. Y. 316 ) and Matter of Eysaman (113 id. 62), and then it is said: “ The ground for the ruling is that communications in the presence of the witness are deemed to be made to him. • "While the ruling may be said to'be stretched to the extremest tension it has the merit, possibly, of being in furtherance of justice. The evidence is intended to work here against the respondent, who derives her -interest under the testator’s codicil, and whose lips are sealed by the law as to the matters; and to permit a Avitness so much interested as this one was in the amount of the estate ultimately distributable, to testify to things said and done by testator, though Avith others, but while he was present, with the only supposable purpose of affecting the interests of the respondent, would certainly seem to be giving an undue advantage to the one as against the
In Devlin v. The Greenwich Savings Bank ( 125 N. Y. 756 ), which was, in effect, an action to establish a gift causa mortis, the plaintiff offered to prove that she was present at a conversation between her uncle, through whom she claimed, and a Catholic priest. This evidence was objected to and excluded. It was held that inasmuch as there was nothing to show that she could testify to any fact that was material, it did not appear that any injury resulted from the ruling. Judge Peokham, who wn-ote the opinion, then added: “ It is doubtful if the witness could be permitted to testify as to a conversation in her presence between her uncle and Father Carew relative to the gift she claimed. The cases of Esyaman’s Will ( 113 N. Y. 62 ), and Dunham’s Will (121 id. 575), have very greatly limited the old rule in regard to such conversation.”
In the case of Petrie v. Petrie ( 126 N. Y. 683 ), where the validity of the will of Nicholas II. Petrie was the only disputed question, the plaintiff was permitted to testify to a conversation she overheard between her father (the testator) and her brother Morgan, in which the latter urged his father to change the disposition he intended to make for the benefit of the plaintiff. This testimony wás objected to as incompetent, under section 829 of the Code of Civil Procedure. Upon that question the court said: “ The ruling of the trial court upon the objection to the above question would present a somewhat important point under the construction which this court has given to section 829 in recent cases, if it could be held that the answers in any degree affected the result,” citing Holcomb v. Holcomb ( 95 N. Y. 326 ); Matter of Eysaman (113 id. 72); Matter of Dunham (121 id. 575). But the court held that the evidence was harmless. In discussing that question the court adds: “With the issue of fraud and undue influence out of the case this testimony might, very prudently, have been given by the defendant.”
In the following cases, it was held that an interested witness may testify to a conversation between a decedent and a third person, in which the witness did not participate: Stern v. Eisner ( 51 Hun, 221 ); Smith v. Ulman (26 id. 386); Matter of Brown ( 38 N. Y. St. Repr. 130 ); Conolly v. O’Connor (17 id. 261 ; affirmed, 26 id. 840), but upon the ground that the witness was not interested in the event of the action.
In Price v. Price ( 33 Hun, 69 ), which was an action by the plaintiff to recover the proceeds of bonds which wrere alleged to have been placed by her in the hands of the defendant’s testator for safe-keeping, and which had been subsequently sold by him, the plaintiff testified that she had $12,000 in bonds in her trunk on or before March 25, 1865 ; that on the morning of that day, five $100 bonds were stolen; that the testator came to her room after the discovery of the theft, with a detective, who, after examining the room, said to the testator that the theft had not been committed by a professional thief ; that if it had been, he would have taken all the bonds. The plaintiff was then allowed, under the defendant’s objection and exception, to answer the following question: “ What did Price (defendant’s testator) say to Bennett (the detective) in your presence?” Her answer to which was: “No, of course ; if it had been, they would have taken all of them; whereas here is the balance of the $12,000 in my pocket. He took them out of his pocket and exhibited ■— took them from the envelope they were in. ‘ But,’ he said, ‘ they won’t- get any more, because I am going to put them into a bank for her,’ meaning me.” She testified that she spoke more than once during the conversation, but that she said nothing while the remarks as to which she had testified were being made.
In Erwin v. Erwin ( 26 N. Y. St. Repr. 759 ), which was an action for specific performance of a parol agreement of a deceased person to convey land to the plaintiff, the plaintiff’s wife, who was. interested in the event of the action, was present when the agreement was made. The conversation was between the decedent and plaintiff. His wife said nothing, as deceased did not like her, and she was afraid that if she spoke he would be angry and oppose the arrangement. It was, however, held that she was incompetent testify as to the conversation or transaction between the decedent and her husband. (See, also, Campbell v. Maginn, 53 Super. Ct. Rep. [21 J. & S.] 514; Matter of Bartholick, 35 N. Y. St. Repr. 730 .)
Having thus examined the principal cases in the Court of Appeals, and the later ones in the other courts of this State, bearing upon the question under consideration, we think they clearly establish the rule that, in probate or other cases where a will, other instrument or act is contested on the ground of undue influence, restraint, mental incapacity or fraud, a person who is interested in the event, of an action or proceeding, is disqualified to testify to any transaction or communication which occurred in his presence or hearing, although it was not with or addressed to such person, or one in which he participated. It also seems to be established by these cases that, upon other issues, an interested witness may be permitted to testify to a conversation or transaction between a decedent and a third person in the presence of the witness, provided he was not referred to by the parties to such conversation, and did not 'participate in it by word, sign or act, but if there was any such reference or participation, although slight, the witness is incompetent.
Applying these rules to this case,, it becomes obvious, we think, that the evidence of Mrs. Eighmie was incompetent. The issue in this case was fraud. The witness admits that she talked with the decedent and her husband on the occasions of the conversation or transaction testified to by her, and Avas referred to in the conversation between them. But she seeks to qualify herself as a witness by testifying that her conversation in no Avay related to the transaction between them, and that her objections to her husband’s entering into
The plaintiff’s contention that the admission of this evidence was harmless, as there was other evidence sufficient to justify the verdict, cannot be sustained. The evidence given by the witness was material and bore directly upon the issue between the parties. “ It cannot properly be said that material evidence erroneously admitted upon an issue is harmless, unless the testimony preponderates so greatly in favor of the proposition that a verdict against it would be set aside by the court as contrary to the evidence.” (Matter of Eysaman, 113 N. Y. 70 , 71.) It is clear that if we adopt the rule laid down in the case cited, it cannot be held that the error of the court in admitting this evidence was harmless.
There are other exceptions as to the admission of evidence and the charge of the court, to which our attention is called by the appellant’s brief, but as the judgment must' be reversed for the reasons already stated, they need not be considered at this time.
Judgment and order reversed on the exceptions, and a new trial ordered, with costs to abide the event.
Hardin, P. J., concurred; Merwin, J., concurred in the result.
Cases cited
- Comins v. Hetfield 80 N. Y. 261 p. 581
- Church v. Howard 79 N. Y. 415 at 420 p. 581
- Simmons v. Sisson 26 N. Y. 264 p. 581
- Cary v. White 59 N. Y. 336 p. 581, p. 582, p. 583
- Hildebrant v. Crawford 65 N. Y. 107 p. 582
- Holcomb v. Holcomb 95 N. Y. 316 at 325 p. 582, p. 584, p. 586
- Lane v. Lane 95 N. Y. 494 at 502 p. 582
- Brague v. Lord 67 N. Y. 495 p. 583, p. 588
- Simmons v. Havens 101 N. Y. 427 at 433 p. 583
- In re the Probate of the Last Will & Testament of Eysaman 113 N. Y. 62 p. 583, p. 585
- In re the Probate of the Last Will & Testament of Dunham 121 N. Y. 575 p. 584
- Devlin v. Greenwich Savings Bank 125 N. Y. 756 p. 585
- Petrie v. Petrie 126 N. Y. 683 p. 585
- Adams v. Morrison 113 N. Y. 152 p. 586