Majority — Stone J.
delivered the opinion of the Court.
These cases come here on certiorari to review a decree of the Court of Appeals for the Third Circuit, 72 F. (2d) 53 , which affirmed a decree of the district court, 5 F. Supp. 32 , holding valid and infringed the patent of Vogt and others, No. 1,713,726, of May 21, 1929, applied for March 20,1922, for a “ device for phonographs with linear phonogram carriers.” The two cases were tried together and have been brought here on a single record.
Petitioners, the defendants below, are operators of motion picture theatres whose sound reproduction machines are said to infringe certain claims of the patent in suit. The Radio Corporation of America is defending both cases on behalf of its subsidiary, R. C. A. Photophone, Inc., which supplied the petitioners’ machines. Respondents, plaintiffs below, are a patent holding company and a licensee.
Of the nineteen claims of the patent, seven are in issue. Five of them, numbered 5, 7, 17, 18 and 19, relate to a device for securing uniformity of speed in machines used for recording and reproducing talking motion pictures, and are referred to as the “ flywheel claims.” They may conveniently be considered separately from Claims 9 and 13 which present the flywheel claims in a different aspect. Claim 9, as originally allowed, was for the arcuate flexing of the film record; Claim 13 similarly was for a combination for a means for projecting a narrow line of light upon and through the moving film- to a photoelectric cell in
While both courts below have found invention and sustained the patent, the Court of Appeals, as will presently appear in more detail, did not pass on the separate claims in issue, but found invention in a combination of elements not embraced in any single claim. In consequence, the case presents no question of concurrent findings by the courts below that the claims in issue severally involve invention, see Concrete Appliances Co. v. Gomery, 269 U. S. 177 , 180.
The Flywheel Claims.
“Phonograms,” or sound records, for the recordation and reproduction of sound, are of several types. They include discs or cylinders to which, and from which, sound vibrations are transmitted mechanically by a stylus in the course of recording, and reproducing, sound. Long strips of waxed paper carrying sound record grooves, similarly made, are used. Other types are long strips of film on which sound is photographically recorded, and long steel wires on which sound variations have been magnetically recorded. The claims relate to an improvement in mechanisms for recording and reproducing sound by the use of linear photographic record carriers. The typical procedure in recording and reproducing sound by the use of photographic film strips is described in Paramount Publix Corp. v. American Tri-Ergon Corp., decided this day, ante, p. 464, and need not be repeated here.
Both in recording and reproducing sound, by any form of record, uniform speed in the movement of the phonogram is of the highest importance, in order to secure evenness and regularity in the reproduced sound.. The specifications state:
“ The recording and the reproduction of sound waves by the use of linear phonogram carriers such as film strips,
They also point out that linear phonograms' such as the photographic film, because of their lightness and their want of the momentum afforded by a revolving cylinder or disc record, are peculiarly susceptible to irregularities of movement caused by the play or friction in the projections and connections of the many parts of the propelling apparatus, and declare that:
“According to the present invention, this draw-back which attaches to all hitherto known propulsion mechanisms for linear phonogram records is obviated by the arrangement, that the light sound record has given to it at the controlling point the property of a weighty mass. This is attained by the arrangement that the record carrier (a film strip or the like) is firmly pressed against one or more rollers connecting with a heavy rotating mass, so that the record moves in exact conformity with the rollers and the rotating mass.”
The references to a “ weighty mass ” or “ a heavy rotating mass ” used to secure uniformity of motion are to the familiar flywheel. The specified “property” of a rotating heavy mass is inertia, the tendency of matter in motion to continue in motion, the force of which is increased by the mass of the moving body. It is the property which gives to the flywheel its peculiar efficacy in securing uniformity of speed in mechanisms with which it is associated.
The first three flywheel claims, 5, 7 and 17, are apparatus claims. The others, 18 and 19, are, in form, method claims, defining the method of securing uniformity in
“ In phonographic apparatus in which the sound record is formed on an elongated ribbon of inconsiderable mass, having feeding perforations therein, the combination of
[a] means for supporting and progressing the record ribbon from one point to another point and past an intermediate point at which the record is made on the ribbon in recording or from which the record is taken from the ribbon in reproducing, including
[1] a toothed cylinder over a portion of which the ribbon passes adjacent to said intermediate point, the teeth of said cylinder engaging the perforations of the ribbon,
[2] a fly-wheel associated with said cylinder, and
[3] means for rotating said cylinder, under control of said fly-wheel at uniform speed.”
Claim 17 is substantially the same as Claim 5, the principal difference being that it uses the word “cylinder” instead of “ toothed cylinder.”
Claim 7 adds to the essentials of Claim 5 “ a resilient connection between said driving member [the shaft] and fly wheel, and stop means for limiting the amount of yielding of said resilient connection.” This so-called flexible or elastic flywheel connection, designed to overcome more gradually the inertia of the flywheel, and thus to secure an improved flywheel operation, was anticipated, among others, by the Constable Patent, U. S. No. 1,425,177, of August 8, 1922, applied for June 24, 1918, as the district court found. Its inclusion in Claim 7 may therefore be disregarded as adding nothing more to the present patent than the flywheel without it.
There is no serious contention, nor could there well be, that the combination apparatus, for moving the linear record past the translation point' at which the sound is recorded or reproduced, involves invention without the flywheel. Mechanisms for moving linear strips, or rib
The flywheel set upon a revolving shaft is an ancient mechanical device for securing continuity and uniformity of motion when brought into association with any form of machinery moved by intermittent force or meeting with irregular or intermittent resistance.[1] So universal is its
1 The addition of the flywheel to the steam engine,, in 1758, was said to be “ a very important addition to the engine, and though sufficiently obvious, it is ingenious and requires considerable skill and address to make it effective.” Robison, Mechanical Philosophy, Vol. 2, p.105, 1822,
The specifications of the patent recognize that disc and cylinder records themselves operate as flywheels and proceed to show how a want of a similar control may be supplied, in mechanisms used for motion picture film records, by the addition of the flywheel. But this was specifically taught by the prior art for the reproduction of sound both from phonographic and film records. There are in evidence two Edison commercial recording machines with cylindrical records, which were used at the Edison Recording Laboratory in New York before 1921. Each has aheavy flywheel mounted directly on the shaft of the record-carrying cylinder. These flywheels produce a high degree of “ speed constancy.” An application for a patent by Edison in 1879 on a claim for a combination “ with the phonograph cylinder and its shaft, of a flywheel ” was rejected by the examiner'April 7, 1879, as covering the “ use of a flywheel as ordinarily used with machinery for the purpose of securing uniformity of motion.” Upon reconsideration the claim was again rejected on the ground that the adaptation of the flywheel required only the exercise of “ ordinary good judgment ” and not the inventive faculty.
The Underhill Patent, U. S. No. 995,390, of 1911, exhibits a phonograph machine with a flywheel to secure uniformity of motion of the record. The specifications
There are numerous patents showing the like use of the flywheel in apparatus for reproducing motion pictures from film. That of Holst, already noted, shows in detail an apparatus exhibiting every element of Claim 5 except that its use is for reproducing motion pictures instead of sound from film. The toothed cylinder is located adjacent
An improvement to an apparatus or method, to be patentable, must be the result of invention, and not the mere exercise of the skill of the calling or an advance plainly indicated by the prior art. Electric Cable Joint Co. v. Brooklyn Edison Co., 292 U. S. 69 , 79, 80. The inclusion of a flywheel in any form of mechanism to secure uniformity of its motion has so long been standard procedure in the field of mechanics and machine design that the use of it in the manner claimed by the present patent involved no more than the skill of the calling. See American Road Machine Co. v. Pennock & Sharp Co., supra, 41. Patents for devices for use both in the motion picture art and in the art of sound reproduction, notably the Holst, the Bell & Tainter, the Dragoumis patents, and the Edison application, already noted, plainly foreshadowed the use made of the flywheel in the present patent, if they did not anticipate it. The patentees brought together old elements, in a mechanism involving no new principle, to produce an old result, greater uniformity of motion. However skilfully this was done, and even though there was produced a machine of greater precision and a higher degree of motion-constancy, and hence one more useful in the art, it was still the product of skill, not of invention. Hailes v. Van Wormer, 20 Wall. 353 , 368; Grinnell Washing Machine Co. v. Johnson Co., 247 U. S. 426 , 432-434; Powers-Kennedy Contracting Corp. v. Concrete Mixing & Conveying Co., 282 U. S. 175 , 186. Its application in recording sound or reproducing it, by use of a particular type of linear record, the photographic, analogous so far as the problem of uniformity of motion was concerned to other types used by Bell & Tainter and Dragoumis, was not invention. See Paramount Publix Corp. v. American Tri-Ergon Corp., ante, p. 464.
The Court of Appeals, in upholding the patent, made no examination of its separate claims, but treated the patent throughout as though it were a combination of five distinct elements, the photoelectric cell, the arcuate flexing of the film, the flywheel, the flexible connection of the flywheel and the optical slit, although nowhere in the patent is any such combination claimed. The patent thus upheld is one which was neither claimed nor granted. Under the statute it is the claims of the patent which define the invention. See White v. Dunbar, 119 U. S. 47 , 51, 52; McClain v. Ortmayer, 141 U. S. 419 , 423-425; The Paper Bag Patent Case, 210 U. S. 405 , 419; Smith v. Snow, ante, p. 11. And each claim must stand or fall, as itself sufficiently defining invention, independently of the others. See Carlton v. Bokee, 17 Wall. 463 , 472; Russell v. Place, 94 U. S. 606 , 609; Leeds & Catlin Co. v. Victor Talking Machine Co., 213 U. S. 301 , 319; Symington Co. v. National Malleable Castings Co., 250 U. S. 383 , 385; Smith v. Snow, supra; Walker on Patents, § 220, 6th ed. As none of the flywheel claims as drawn define an invention, none can be aided by reading into it parts of the specifications, or of other claims, which the patentees failed to include in it.
The court below, attributing the rapid development of the sound motion picture industry to the invention in the patent in suit, thought, as respondent earnestly argues here, that its utility and commercial success must be accepted as convincing evidence of invention. But we think that
Claims 9 and IS.
The court below made no reference to the contention of petitioner, urged here and below, that the patent was rendered invalid by the disclaimer filed shortly before the
“ 9. The method of translating sound or similar vibrations to or from a film record by the use of light varied in accordance with the sound, which comprises flexing the film arcuately longitudinally at the point of translation and rapidly and uniformly moving the film in a circumferential direction past said point.”
“ 13. An apparatus for reproducing speech, music or the like sounds from vibrations recorded on a film, by the use of a line of light varied in accordance with the sound, comprising a photoelectric cell, means for imparting to the film a rapid and uniform motion longitudinally of the film past said cell, a source of light projection for providing said light, and an objective lens in the path of said light and spaced from the film for directing said light as a converging narrow line impinging on the film at a point in the region of the focal point of said lens, said light passing through the film and on to said cell, the space between said lens and the film being free of obstructions to said light.”
In 1933 respondents, by appropriate procedure, disclaimed :
“(b) The method as set forth in claim 9, except wherein the uniformity of movement of the film past the translation point is effected by subjecting the portion of the film passing said point to the control of the inertia of a rotating weighty mass.
“(c) The combination as set forth in claim 13, except wherein a flywheel is operatively connected with the film through means which imparts uniformity of motion of the flywheel to the film.”
While the effect of the disclaimer, if valid, was in one sense to narrow the claims, so as to cover the combinations originally appearing in Claims 9 and 13 only when used in conjunction with a flywheel, it also operated to
2 The disclaimer and re-issue statutes were adopted to avoid the rule that if one claim is invalid the whole patent is void. Moody v. Fiske, 2 Mason 112, 118; see Ensten v. Simon, Ascher & Co., 282 U. S. 445 , 452; Hailes v. Albany Stove Co., 123 U. S. 582 , 589. The use of the disclaimer has been upheld where the elimination from the patent of the matter not relied upon did not operate to enlarge the monopoly of the patent, but narrowed it, as by eliminating in their entirety some of the claims of the patent, Sessions v. Romadka, 145 U. S. 29 , 40; see Union Metallic Cartridge Co. v. United States Cartridge Co., 112 U. S. 624 , 642, or by striking out an alternative method or device, Dunbar v. Myers, 94 U. S. 187 , 192, 194; Hurlbut v. Schillinger, 130 U. S. 456 ; Carson v. American Smelting & Refining Co., 4 F. (2d) 463 , 469, 470 (C. C. A. 9th), or by limitation of a claim or specification by deletion of unnecessary parts, Carnegie Steel Co. v. Cambria Iron Co., 185 U. S. 403 , 435, 436; Marconi Wireless Telegraph Co. v. DeForest Radio Telephone & Telegraph Co., 243 Fed. 560 , 565 (C. C. A. 2nd), or by limiting the claim to a specific type of the general class to which it was applied, Minerals Separation, Ltd. v. Butte & Superior Mining Co., 250 U. S. 336 , 354; United Chromium, Inc. v. International Silver Co., 60 F. (2d) 913 , 914 (C. C. A. 2nd); Seiberling v. Thropp’s Sons Co., 284 Fed. 746 , 756, 757 (C. C. A. 3rd).
3 Albany Steam Trap Co. v. Worthington, 79 Fed. 966 , 969 (C. C. A. 2d); Strause Gas Iron Co. v. Wm. M. Crane Co., 235 Fed. 126 , 129, 130 (C. C. A. 2d); Graselli Chemical Co. v. National Aniline & Chemical Co., 26 F. (2d) 305 , 310 (C. C. A. 2d); Hudson Motor Car Co. v. American Plug Co., 41 F. (2d) 672 , 673 (C. C. A. 6th); Corn Products Refining Co. v. Penick & Ford, Ltd., 63 F. (2d) 26 , 30, 31 (C. C. A. 7th); General Motors Corp. v. Rubsam Corp., 65 F. (2d) 217 , 222 (C. C. A. 6th); Consumers Tobacco Co. v. American Tobacco Co., 66 F. (2d) 926 , 927 (C. C. A. 3rd); Fruehauf Trailer Co. v. Highway Trailer Co., 67 F. (2d) 558 , 559, 560 (C. C. A. 6th); White v. Gleason Mfg. Co., 17 Fed. 159 , 160 (C. C.); Cerealine Mfg. Co. v. Bates, 77 Fed. 883 , 884 (C. C.); Westinghouse Air Brake Co. v. New York Air Brake Co., 139 Fed. 265 , 267-270 (C. C.).
With the invalid disclaimer must fall the original claims as they stood before the disclaimer. The disclaimer is a representation, as open as the patent itself, on which the public is entitled to rely, that the original claim is one which the patentee does not, in the language of the statute, “ choose to claim or hold by virtue of the patent.” Upon the filing of the disclaimers, the original claims were withdrawn from the protection of the patent laws, and the public was entitled to manufacture and use the device originally claimed as freely as though it had been abandoned. To permit the abandoned claim to be revived, with the presumption of validity, because the patentee had made an improper use of the disclaimer, would be an inadmissible abuse of the patent law to the detriment of the public.
While the precise effect of an invalid- disclaimer upon the original claim seems not to have been judicially determined, analogous principles of the patent law are so well recognized as to leave no doubt what our decision should be. It has long been settled that a claim abandoned or rejected in the patent office with the acquiescence of the applicant cannot be revived in a re-issued patent. Yale Lock Co. v. Berkshire Bank, 135 U. S. 342 , 379; Dobson v. Lees, 137 U. S. 258 , 263-265. Nor can an interpretation be given the allowed claims which would revive the claims which were abandoned in order to obtain the patent. Shepard v. Carrigan, 116 U. S. 593 , 597; Roemer v. Peddie, 132 U. S. 313 , 317; Royer v. Coupe, 146 U. S. 524 , 532; Corbin Cabinet Lock Co. v. Eagle Lock Co., 150 U. S. 38 , 40; Morgan Envelope Co. v. Albany Paper Co., 152 U. S.
As Claims 9 and 13 must be held invalid because of the improper disclaimers, and as the remaining claims in issue, the flywheel claims, are held invalid for want of invention, it is unnecessary to determine whether the improper disclaimers as to some of the claims render the entire patent void, as petitioners contend, and as has been intimated but not decided. See Hailes v. Albany Stove Co., supra, 589; Marconi Wireless Telegraph Co. v. DeForest Radio Tel. & Tel. Co., 243 Fed. 560 , 565 (C. C. A. 2d); Seiberling v. Thropp’s Sons Co., 284 Fed. 746 , 756, 759 (C. C. A. 3rd).
Reversed.
Mr. Justice Brandéis took no part in the consideration or decision of this case.
Cases cited
- 5 F. Supp. 32 5 F. Supp. 32 p. 479
- Concrete Appliances Co. v. Gomery 269 U. S. 177 p. 480
- American Road Machine Co. v. Pennock & Sharp Co. 164 U. S. 26 p. 485, p. 486
- Electric Cable Joint Co. v. Brooklyn Edison Co. 292 U. S. 69 at 80 p. 486
- Hailes v. Van Wormer 20 Wall. 353 p. 486
- Grinnell Washing Machine Co. v. E. E. Johnson Co. 247 U. S. 426 p. 486
- Powers-Kennedy Contracting Corp. v. Concrete Mixing & Conveying Co. 282 U. S. 175 p. 486
- White v. Dunbar 119 U. S. 47 at 52 p. 487
- McClain v. Ortmayer 141 U. S. 419 p. 487
- Continental Paper Bag Co. v. Eastern Paper Bag Co. 210 U. S. 405 p. 487
- Carlton v. Bokee 17 Wall. 463 p. 487
- Russell v. Place 94 U. S. 606 p. 487
- Leeds & Catlin Co. v. Victor Talking Machine Co. 213 U. S. 301 p. 487
- T. H. Symington Co. v. National Malleable Castings Co. 250 U. S. 383 p. 487
- Smith v. Goodyear Dental Vulcanite Co. 93 U. S. 486 at 496 p. 488
- Grant v. Walter 148 U. S. 547 p. 488, p. 491, p. 492
- DeForest Radio Co. v. General Electric Co. 283 U. S. 664 p. 488
- Hailes v. Albany Stove Co. 123 U. S. 582 p. 491
- Union Metallic Cartridge Co. v. United States Cartridge Co. 112 U. S. 624 p. 491
- Collins Co v. Coes 130 U. S. 56 p. 491, p. 493
- Miller v. Brass Co. 104 U. S. 350 p. 492
- Hoffheins v. Russell 107 U. S. 132 p. 492
- Gage v. Herring 107 U. S. 640 p. 492, p. 493
- Ives v. Sargent 119 U. S. 652 p. 492
- Corbin Cabinet Lock Co. v. Eagle Lock Co. 150 U. S. 38 p. 492
- Yale Lock Manufacturing Co. v. Berkshire National Bank 135 U. S. 342 p. 492
- Dobson v. Lees 137 U. S. 258 p. 492
- Shepard v. Carrigan 116 U. S. 593 p. 492
- Roemer v. Peddie 132 U. S. 313 p. 492
- Royer v. Coupe 146 U. S. 524 p. 492
- I. T. S. Rubber Co. v. Essex Rubber Co. 272 U. S. 429 p. 493
- Smith v. Magic City Kennel Club, Inc. 282 U. S. 784 at 790 p. 493
- Leggett v. Avery 101 U. S. 256 p. 493
- Ensten v. Simon, Ascher & Co. 282 U. S. 445 p. 493
- O'Reilly v. Morse 15 How. 62 p. 493
- Seymour v. McCormick 19 How. 96 p. 493
- Silsby v. Foote 20 How. 378 p. 493
- Yale Lock Manufacturing Co. v. Sargent 117 U. S. 536 p. 493
- Minerals Separation, Ltd. v. Butte & Superior Mining Co. 250 U. S. 336 p. 493