Majority
Headnote
[1] Attorney at Law—Reinstatement After Disbarment—Determination of Mental and Moral -Qualifications.—In proceedings brought by a disbarred attorney at law for reinstatement, the two prime questions to be determined are, first, whether the applicant possesses the honesty, integrity, and general morality which would enable him to reassume the discharge of the trust of which he has been deprived, and, second, if he has the degree of learning in the law that would enable him to efficiently discharge his duty to the public.Each of the petitioners in these proceedings was formerly an attorney at law. Each is now resting un
A recent decision of the supreme court (In re Stevens, 197 Cal. 408 [ 241 Pac. 88 ]), makes it convenient and proper for us to lay down for the conduct of the present proceedings not only such rules as may apply specifically to them, but which as well may serve as our guide, whenever applicable, in other matters of a like character which in the future may be presented for our consideration.
[1] In every instance in which is presented an application such as those which now lie before us, two prime questions will arise. 1. Is the applicant in the possession of the honesty, integrity, and general morality which would entitle him to reassume the discharge of the trust of which he has been deprived? 2. Has he the degree of learning in the law that would enable him to discharge efficiently his duty to the public whose servant he desires again to become ? The attributes contemplated by the first of these questions will be referred to for convenience, throughout this opinion, as moral qualifications, while those intended by the second question will be designated as mental qualifications.
[2] Upon the score of his moral qualifications each of the petitioners presents evidence in the form of affidavits, accompanying his petition for reinstatement. Contrary evidence, if it exists, should be uncovered and presented, and findings of fact should be made upon all the evidence which may be produced either by the petitioners or by respondent. The process by which the evidence shall be accumulated, sifted, and weighed is pointed out below. No more is to be said at present upon the subject of the evidence which is to bear on the issue of moral qualifications.
[3] The question as to the mental qualifications of the respective applicants calls for a more extended consideration, as that matter was the subject of the opinion In re Stevens, supra, and is therefore our principal concern here. In that opinion the supreme court decided that the sections of the Code of Civil Procedure creating and defining the powers of the state board of bar examiners do not require that an applicant for reinstatement as a member of the bar
“In any event, it is proper to say that we are not prepared, in the absence of legislative expression, to accept the conclusion that every applicant for restoration to practice must submit to a re-examination as to his mental qualifications. No adequate reason occurs to us for making the rule invariable. The law is interested in the regeneration of erring attorneys, and in the enforcement of a sound discipline its disposition ought not to be to place unnecessary burdens upon them. In some cases, where it would be in the interest of justice to restore to his life work a disbarred attorney, and concerning whose grasp of the law there is no question, such a requirement would be unnecessary. On the other hand, cases may arise where it is apparent the applicant has not shown as an attorney that he possesses the requisite mental qualifications, and in such cases the rule contended for would be properly applied. In our opinion, the alternative rule proposed by the ■ respondent that the question of a re-examination of the applicant by the board of bar examiners should be left to the sound discretion of the courts we hold to be the proper one, and in a ease calling for such re-examination and restoration the same procedure may be followed as in the case of an original applicant seeking admission.”
[4] It seems clear to' us that in an endeavor in most proceedings to make application of the rule of discretion here enunciated, a sifting and weighing of evidence must become necessary. It may require but a perfunctory effort in an occasional instance to determine whether the applicant is one “concerning whose grasp of the law there can be no question,” but we apprehend that in a vast majority of cases the ascertainment of the applicant’s mental attributes will not involve a labor so easily to be discharged. A part of the language of the supreme court, included in the paragraph which is quoted above, bears upon this question, and it is so presented as to require the most serious consideration on our part. The court says, immediately following its
[5] While in this catalogue we have stated matters which in ■ particular cases may turn out to be trivial, and others which in every case will require but a brief or casual examination, we do not pretend to have exhausted the subject. In individual cases other considerations may be discovered which will aid in determining whether there is a question as to the applicant’s possession of the mental qualifications requisite to the acceptable performance of the duties of the legal profession. We do not intend that the rule ejusdem generis, or any other restrictive tenet of construction, shall be invoked against the above bill of particulars to prevent a full examination into every subject which may aid in weighing the mental qualifications of any applicant for reinstatement who may come before us. And if we appear to descend to trivialities in considering the various phases of the general subject with which we deal, let it be remembered that the subject is one of transcendent import, even to its every ramification, and that we endeavor to treat it in such fashion that what rules we lay down may serve as guides, in the degree of completeness with which our ingenuity may invest them, for our future labors in cases like the three which now give us such great concern.
[6] Having premised so much concerning both the moral and the mental qualifications of applicants for reinstatement, let us say something as to principles which in a great measure should influence the ascertainment of the moral attributes of such a petitioner, returning again, later, to the subject of mental qualifications. The supreme court says
[7] When we turn again to the matter of mental qualifications, it seems that the same principles should govern. The public, in its dealings with the legal profession, deserves at our hands a protection from incompetency, as well as from knavery. The maintenance of that standing at the bar which the public interest requires demands not alone a sterling honesty in the individual lawyer, but an intellectual capacity as well. The law is essentially a learned profession. It is because of this truth that we have attempted above to state with meticulous care the criteria whereby to determine
[8] From what we have said it is apparent that the ascertainment of an applicant’s mental attributes may require the taking of two steps. The first branch of the inquiry may be stated in the form of a question: Are the circumstances in a given case such that the applicant should submit himself to an examination in order to test his qualifications? If this question is resolved in the negative, the issue as to mental qualifications is at once determined. If it is decided in the affirmative, the examination will then be taken, and this constitutes the second branch of the inquiry. At present we are concerned only with the first of the two steps, and it is this first or preliminary step that is contemplated by the remark of the supreme court In re Stevens, supra, as to those “concerning whose grasp of the law there is no question.” Without descending to particulars, we cannot, from the evidence which is now before us, say that there is no question, in the case of any of the present petitioners, as to his grasp of the law. The determination- of the first branch of the issue as to the mental qualifications of each of the three applicants will therefore require further and special consideration.
[9] What machinery shall be employed as to each of petitioners, as a means whereby to determine the issue as to his moral qualifications and the first branch of the issue as to his mental qualifications? The taking of evidence upon disputed questions of fact doubtless is being confided, in an increasing degree as time passes, to referees, by the district court of appeal. Certainly, that method is being more and more pursued by this division of the court. It seems feasible to adopt that means in the present instance. In fact, in a very recent case in which a reinstatement was asked (In re O’Connell, 49 Cal. App. Dec. 160, see, also, 199 Cal. 538 [ 48 A. L. R. 1232 , 250 Pac. 390 ]), one of the justices was designated as a “commissioner” to take evidence upon the issue as to moral qualifications. This particular form of reference has its advantages, but it has also its disadvantages. We think a more satisfactory means of solving, preliminarily at least, the two questions with which we now deal is by reference to the state board of bar examiners, a body ready at hand and which has the ma
It is perhaps not proper for us to lay down in advance the rules of evidence which are to govern the board of bar examiners in the conduct of the three references which we are about to make to that body, or which are to guide ourselves later, except to the very limited extent which will be specified in a succeeding paragraph of this opinion. Those matters have not been argued in the briefs and we should not make a decision upon them in the absence of an opportunity to the parties to be heard. We shall, however,
[10] One rule stands out so clearly from these cases, although they do not specifically announce it, and it is apparently so correct, that we do not hesitate here to declare it. The burden of proof is upon one who seeks, after disbarment, to accomplish a restoration to the ranks of the legal profession. Accordingly, in each of the present proceedings, the petitioner will first produce his evidence, that of respondent will then be presented, and the petitioner will close. [11] As individuals may always be found who will east aspersions upon the integrity or the ability of those situated as are petitioners—and by this remark we would not discourage in the least degree the production of legitimate evidence contrary to their desires—each of the petitioners will be given the fullest opportunity, within a reasonable time, to meet in his closing case all affirmative evidence which respondent shall have produced against him. We refer specially to this matter because of the difficulty which is often experienced in an endeavor to meet evidence derogatory to character or standing.
[12] If it shall be determined finally that any of petitioners must undergo an examination to test his mental qualifications, a question will naturally arise as to what shall be the extent and character of the examination. In the opinion In re Stevens, supra, the supreme court has said that in a ease calling for an examination to ascertain mental fitness “the same procedure may be followed as in the case of an original applicant seeking admission.” We are of the opinion that the word “may” in this extract is in
Concurrence
, The references about to be made to the board of bar examiners are several and not joint. That is to say, while we have treated the three proceedings together in this opinion, for convenience, they cannot be so handled by the board. Each of the proceedings will therefore be conducted and reported upon by the board independently of the other two.
[14] After completing its investigation in each proceeding the board of bar examiners will report the evidence by filing a transcript or copy of it with the clerk of this court, together with its findings upon each and every one of these issues, except that a finding may be omitted upon the third if the finding upon the second is in the negative: 1. Whether or not the applicant is possessed of such moral qualifications as to entitle him to a reinstatement. 2. Whether or not there is such doubt as to the mental qualifications of the applicant that an examination is necessary to test them. 3. The character and extent of the examination to which the applicant should be subjected.
[15] In each proceeding either the petitioner or the respondent may take exceptions to any or all of the findings of the board. The exceptions shall be presented in a manner similar to that followed In re Ryzek, 70 Cal. App. 23 [ 232 Pac. 473 ], and In re Scott, 70 Cal. App. 716 [ 234 Pac. 128 ].
Each of these matters is referred to the state board of bar examiners for proceedings in accordance with the foregoing opinion.
Finlayson, P. J., concurred.
Since the opinion rendered by our supreme court in In re Stevens ( 197 Cal. 408 [ 241 Pac. 88 ], it must be accepted as the law in this state that upon an application for reinstatement of a disbarred attorney the' question of the mental qualifications of the applicant is one which may properly be made the subject of inquiry. I find nothing in that decision which permits a question to be raised concerning the existence of such qualifications previous to or upon the date of admission. A fact once existing is presumed to continue to exist. It is true that there are many conditions any of which might result in a lawyer ceasing to possess this faculty, but it would be quite infrequent that the circumstances of the transaction which resulted in disbarment would alone overcome the presumption above mentioned to the extent of requiring proof to be taken as to the existence of such mental qualifications. I doubt if such circumstances are shown by the records in the petitions involved in this decision. However, as the matter is not one involving an issue of jurisdiction, but is addressed to the sound discretion of the court, it may be that the facts here disclosed are sufficient to raise such a doubt in the judicial mind as to warrant further inquiry, and hence I concur in the order.
Cases cited
- In re Stevens 197 Cal. 408 p. 499, p. 508
- In re Collins 188 Cal. 701 p. 503
- In re Shepard 35 Cal. App. 492 p. 504, p. 507
- In re Thompson 37 Cal. App. 344 p. 504, p. 507
- In re Cate 60 Cal. App. 279 p. 504, p. 507
- In re O'Connel 64 Cal. App. 673 p. 504, p. 507
- In re O'Connell 199 Cal. 538 p. 505, p. 507
- In re Chapelle 71 Cal. App. 129 p. 506
- In re Hahn 56 Cal. App. 702 p. 507
- In re Stevens 59 Cal. App. 251 p. 507
- In re Morton 75 Cal. App. 497 p. 507
- In re Ryzek 70 Cal. App. 23 p. 508
- In re Scott 70 Cal. App. 716 p. 508