Majority
Headnote
Constitutional law—City Home Rule Law — New York city — mandate of people may not be nullified by limitations read into Constitution by dubious construction — amendment to Home Rule article of Constitution (Art. 12) regular and valid—that article upon which amendment was to operate was not the same in both years during which amendment was acted upon by Legislature immaterial — requirement that proposed amendments shall be entered upon journals of Senate and Assembly sufficiently complied with by entry of title — City Home Rule Law legally enacted — city of New York empowered neither by Constitution nor statute to carry on business of common carrier of passengers as original project.These are taxpayers’ actions to enjoin the city of New York and the public officers thereof from disbursing public moneys under the authority of local laws.
The local laws, adopted by the Municipal Assembly, depend for their validity upon the City Home Rule Law, enacted in 1924 by the Legislature of the State (Consol. Laws, chap. 76; L. 1924, ch. 363), and this in turn depends upon article XII, §§ 2, 3, 4, 5 and 7 of the State Constitution, as amended at the general election of 1923. The plaintiff Browne maintains that the process of amendment was irregular, and hence that the attempted change of the Constitution is to be disregarded as abortive. The plaintiff Schieffelin concedes the validity of the amendment and of the statute passed thereunder, but finds no authority in either for such powers as are claimed by the local legislative body. In this latter position the plaintiff Browne agrees with him. The first line of attack would undermine the power of the locality by force of constitutional limitations. The second would -undermine it by the milder weapon of construction. Both forms of assault failed at the Special Term, which denied
(1) “Any amendment or amendments to this Constitution may be proposed in the senate and assembly; and if the same shall be agreed to by a majority of the members elected to each of the two houses, such proposed amendment or amendments shall be entered on their journals, and the yeas and nays taken thereon, and referred to the legislature to be chosen at the next general election of senators, and shall be published for three months previous to the time of making such choice; and if in the legislature so next chosen, as aforesaid, such proposed amendment or amendments shall be agreed to by a majority of all the members elected to each house, then it shall be the duty of the legislature to submit each proposed amendment or amendments to the people for approval in such manner and at such times as the legislature shall prescribe; and if the people shall approve and ratify such amendment or amendments by a majority of the electors voting thereon, such amendment or amendments shall become a part of the Constitution from and after the first day of January next after such approval ” (Constitution, art. XIV, §1).
We are to determine whether the amendment of article XII approved by the people at the election of 1923 has complied with these requirements.
The Constitution of 1894 as it was framed by the convention and ratified by the electors provided in article XII for a slender measure of home rule by conferring upon the mayors of cities, though under conditions closely limited, a power of suspensive veto. Cities were divided into three classes dependent upon population. Laws relating to the property, affairs or government of cities, and the several departments thereof, were divided into general and special city laws. General city laws were those relat
Experience taught the need of supplementing these provisions by regulations more precise. A bill was to be returned to “ the house ” from which it had been sent, but there was no description of the person or official to whom it was to be addressed. To remedy this defect the Legislature of 1920 adopted a resolution for the amendment of section 2 of article XII by substituting for the provision that the bill should be returned to the house from which it had been sent, a provision that it should be returned to “ the clerk ” of such house. No other change was made. The resolution, after being referred to the Legislature of 1921, was adopted again by the Legislature of 1922, and at the election of 1922 it was ratified by the people. If the proceedings leading up to its submission to the electors were regular, it became part of the Constitution on the first of January following.
This same Legislature of 1922 which had thus repassed the resolution proposed by the Legislature of 1920, initiated another resolution for the amendment of article XII by establishing a comprehensive system of home rule for the cities of the State, and referred the resolution thus initiated to the Legislature of 1923. The Legislature of 1923 repassed the resolution in the form in which
“ Article XII.
“ § 1. It shall be the duty of the Legislature to provide for the organization of cities and incorporated villages, and to restrict their power of taxation, assessment, borrowing money, contracting debts, and loaning their credit, so as to prevent abuses in assessments and in contracting debt by such municipal corporations; and the Legislature may regulate and fix the wages or salaries, the hours of work or labor, and make provision for the protection, welfare and safety of persons employed by the State or by any county, city, town, village or other civil division of the State, or by any contractor or subcontractor performing work, labor or services for the State, or for any county, city, town, village or other civil division thereof.
“ § 2. The Legislature shall not pass any law relating to the property, affairs or government of cities, which shall be special or local either in its terms or in its effect, but shall act in relation to.the property, affairs or government of any city only by general laws which shall in terms and in effect apply alike to all cities except on message from the Governor declaring that an emergency exists and the concurrent action of two-thirds of the members of each house of the Legislature.
“ § 3. Every city shall have power to adopt and amend local laws not inconsistent with the Constitution and laws of the State, relating to the powers, duties, qualifications, number, mode of selection and removal, terms of office and compensation of all officers and employees of the city, the transaction of its business, the incurring of its obligations, the presentation, ascertainment and discharge
“ § 4. The provisions of this article shall not be deemed to restrict the power of the Legislature to enact laws relating to matters other than the property, affairs or government of cities.
“ § 5. The Legislature may by general laws confer on cities such further powers of local legislation and administration as it may, from time to time, deem expedient.
§ 6. All elections of city officers, including supervisors and judicial officers of inferior local courts, elected in any city or part of a city, and of county officers elected in the counties of New York and Kings, and in all counties whose boundaries are the same as those of a city, except to fill vacancies, shall be held on the Tuesday succeeding the first Monday in November in an odd-numbered year, and the term of every such officer shall expire at the end of an odd-numbered year. The terms of office of all such officers elected before the first day of January, one thousand eight hundred and ninety five, whose successors have not then been elected, which under existing laws would expire with an even-numbered year, or in an odd-numbered year and before the end thereof, are extended to and including the last day of December next following the time when such terms would otherwise expire; the terms of office of all such officers, which under existing laws would expire in an even-numbered year, and before the end thereof, are abridged so as to expire at the end of
“ § 7. The provisions of this article shall not affect any existing provision of law; but all existing charters and other laws shall continue in force until repealed, amended, modified or superseded in accordance with the provisions of this article. Nothing in this article contained shall apply to or affect the maintenance, support, or administration of the public school systems in the several cities of the State, as required or provided by article nine of the constitution.”
The Appellate Division has held that this amendment is abortive because between the session of the Legislature held in 1922 and the session held in 1923, article XII of the Constitution had been changed by incorporating a direction that special city bills be transmitted to the clerk, with the result that the article upon which the amendment was to opeiate was not the same when the resolution was adopted by the Legislature of 1923 as it was when the same resolution had been adopted in 1922. But while the aiticle upon which the amendment was to operate was not the same in the two years, the amendment itself, the new or substituted article, was the same to the last syllable and comma. The resolution proposed by the Legislature of 1922 is identical with the one repassed by the Legislature of 1923 and thereafter approved by the electors. To nullify it we must imply a limitation upon the power of the electors where none has been expressed. The Constitution has said that two Legislatures shall accept an amendment before approval or ratification by the people, and this command has been obeyed. The Appellate Division has supplemented the command by reading into it an implied condition that the article displaced or superseded shall remain unvaried in the interval. We find neither precedent nor adequately persuasive reason to support the implication.'
In the revision of article XII all these commandments have been complied with to the letter. We see no basis for the holding that adherence to the letter has been accompanied by departure from the spirit. The Legislature of 1922 understood what it was proposing and the effect of its proposal when it repassed the trifling procedural amendment initiated by the Legislature of 1920, and at the same time initiated a new and more comprehensive amendment of the same article to be referred to the Legislature of 1923. It said in effect: “ This change is an improvement, and should be adopted now, but we have a' plan for something better, superseding the present system altogether, which under the provisions of our Constitution must be referred to our successors.” The Legislature of 1923 to which the plan was thus referred did not pass upon a different plan, because the article to be superseded had been amended in the interval, but, with knowledge of the amendment, resolved, like the Legislature before it, that the superseding plan was
The introductory words of article XIV are stressed by the Appellate Division and in the arguments of counsel. It is an amendment or amendments to “ this ” Constitution that may be proposed in Senate or Assembly. We are told that “ this ” Constitution during the session of 1923 was not the same as “ this ” Constitution during the session of 1922. A new entity had come into being. Amendment, if made, would be amendment of “ this ” entity and not an amendment of the old one. For that
Impressive words of counsel remind us of our duty to maintain the integrity of constitutional government by adhering to the limitations laid by the sovereign people upon the expression of its will. We have no thought to disregard them. Not less imperative, however, is our duty to refuse to magnify their scope by resort to subtle implication. When an article of the Constitution has been ratified by popular vote after acceptance by two Legislatures, separately chosen, the courts would be discrediting constitutional government rather than supporting it if they were to hold that limitations read into the text of the Constitution by dubious construction could nullify the mandate of the people and the people’s representatives. Repeated decisions have informed us that only when conflict with the Constitution is clear and indisputable will a statute be condemned as void. Still more obvious is the duty of caution and moderation when the act to be reviewed is not an act of ordinary legislation, but an act of the great constituent power which has made Constitutions and hereafter may unmake them. Narrow at such times are the bounds of legitimate implication. If the duty of circumspection has need of other emphasis, we may find it in the consequences. In reliance upon this amendment, acts of the Legislature have been passed without submission to the mayors of cities, when such submission would be necessary if the article unamended were to be held in force to day. The brief of the Home Rule Commission informs us that there were fifteen such acts in 1924, and more than a score in 1925. In like reliance, about 200 local laws have been passed, it is said, by 38 cities. To set them aside will mean that salaries, terms of office, elections, city expendí
The objection is urged that there was a departure from article XIV of the Constitution in yet another particular. The proposed amendments, it is said, were not entered as required by that article upon the journals of the houses. We do not need to consider whether the provisions of the Constitution in that respect are directory or mandatory. If we assume them to be mandatory, they were sufficiently obeyed. The amendments, though not entered at large, were entered by their title. This was done upon every reading with a record of the ayes and noes. The Constitution does not say how or at what length the entry shall be made. Any entry identifying with reasonable certainty the subject-matter of the vote and in accord with legislative practice should, therefore, be sufficient. Entry by the title did reasonably identify the subject of the vote, and was in accord with legislative practice. A large number of the amendments for nearly a century back would be nullified by a ruling that there must be entry in full upon the journal of each house. This is true, for example, of the amendment authorizing the adoption of a law for workmen’s compensation, the soldiers’ bonus amendment, the amendment for the relief of absent voters, and the amendment conferring the suffrage upon women. The records justify the statement that entry in full and entry by the title have been resorted to indifferently, and the two treated as equivalents. In matters such as these, which touch the mere mechanics of lawmaking, the practice of the lawmakers, if not clearly unreasonable, may well be treated as decisive. A different conclusion might conceivably be necessary if the content of legislation, whether embodied in a statute or
(2) From the question of constitutional validity, we pass to the second phase of these appeals, the question of construction.
The Legislature in framing the City Home Rule Law (Consol. Laws, ch. 76; L. 1924, ch. 363) has adhered closely to the form of the constitutional amendment. It has said (§ 11) that “ the local legislative body of a city shall have power to adopt and amend local laws in relation to the property, affairs or government of the city relating to the powers, duties, qualifications, number, mode of selection and removal, terms of office and compensation of all officers and employees of the city, the transaction of its business, the incurring of its obligations, the presentation, ascertainment and discharge of claims against it, the acquisition, care, management and use of its streets
Acting under the authority of this statute, or professing so to act, the city of New York (in disregard of the advice of its corporation counsel) adopted in 1925 four local laws, Numbers 3, 4, 5 and 6.
Local Law 3 amends section 242 of the Greater New York Charter by conferring power upon the board of estimate and apportionment “ to establish a route or routes for the operation of municipal buses ” upon the streets and other public places of the city of New York, and to prescribe the conditions of operation, the rates of fare, and the character of service.
Local Law 4 amends the Greater New York Charter by inserting a new section, 595-a, placing the operation and maintenance of the municipal buses under the charge of the commissioner of plants and structures.
Local Law 5 amends section 1458 of the Greater New York Charter by excepting from its provisions routes “ operated or to be operated by any department of the city of New York under authorization of the board of estimate and apportionment.”
Local Law 6 amends section 24 of the Transportation Corporations Law by modifying the definition of the persons and corporations that shall be subject thereto.
The city of New- York by the adoption of these local laws has claimed for itself the power under the amended Constitution and the City Home Rule Law to enter upon the business of a common carrier, to acquire municipal buses and itself maintain and operate them. There is before us no question of its power to perfect the creation of a franchise whereby such routes may be maintained by individuals or corporations willing to make payment for the privilege. The machinery for that is ample and readily available. The question is one of the power of the city to do the business for itself.
We start, then, with the premise that at the time of the adoption of the City Home Rule Law, the city of New York was without power under its charter to lay out a route for buses and thereafter engage in the business of a common carrier of passengers; and the question is whether by anything contained in that law the privilege is given it to confer that power upon itself. The title of the act must be classed as a misnomer if it has given currency to the belief that cities have been emancipated from the power of the Legislature in respect of every legitimate subject of local interest or concern. Nothing of the kind has been accomplished or attempted. There are Constitutions in some of the States whereby cities are empowered in general terms to frame their own governments. When that authority is conferred, there is no restriction upon the power of the local legislative body, except the implied one that what is embodied in the charter must have some appropriate relation to cities and their government. Transportation is a city purpose (Sun Printing & Pub. Assn. v. Mayor, etc., of N. Y., 152 N. Y. 257 ). It follows that where the power of local government is general, cities may own and operate their own lines of transportation (Platt v. City of San Francisco, 158 Cal. 74 ; City of Pasadena v. R. R. Comm., 183 Cal. 526 ; Denver v. Hallett, 34 Colo. 393 ; McBain, New York Proposal for Municipal Home Rule, 37 Pol. Science Quarterly, 655, 674). But neither the Constitution of New York nor the City Home Rule Law confers these blanket powers upon the cities of this State. The local laws must touch a city in its property, affairs or government, but this alone will not support them. There is yet another restriction. They must touch the city’s property, affairs or government in one or more of certain enumerated ways, i. e., by “ relating ”
a. The attempted amendment of the charter relates to something more than “ the powers, duties, qualifications, number, mode of selection and removal, terms of office ” or “ compensation ” of “ officers and employees of the city.” It is an enlargement of the powers of the city itself. Thoughtful students of municipal government discern in municipal charters provisions of a threefold order. Under one head fall those provisions that create the municipality and fix its territorial limits. Under a second head fall those provisions that determine corporate powers by defining the things that the municipality is competent to do. Under a third head fall those provisions that declare the manner in which the functions thus established shall be discharged, and the competence and tenure of the officers and employees chosen to discharge them. The classification points the way to a solution of our problem. Under the City Home Rule Law, or at least this subdivision of it, the subjects to be governed by local laws fall chiefly, even if not invariably, within the third of the three groups. The fine of division between the second class and the third will at times be hard to draw, for the two classes shade into each other. As specific problems arise, we shall have to deal with them as best we can. In a general way, however, the distinc
This conclusion, if it might otherwise be doubtful, is confirmed when the Constitution and the statute are read in the setting of their history. Our decision in Brooklyn City R. R. Co. v. Whalen ( 229 N. Y. 570 ), which held that the city was without power to operate omnibus and stage routes, was made in 1920. In that year and annually thereafter the Legislature has had before it bills for the amendment of the charter by conferring authority to establish a municipal bus line. In every instance the bills have failed. The Legislatures of 1922 and 1923, which adopted the resolutions for the amendment of article XII, and the Legislature of 1924, which passed the City Home Rule Law, refused their assent to such bills like the Legislatures before and after. It is hardly conceivable that they would have persisted in that refusal if they intended all the time that the power should exist. Either they would, have passed the special laws or reframed the resolutions or the general law. They would have said in so many words that the city might establish its own public utilities and operate them itself. They would not have cloaked their meaning under a general grant of power to modify the powers and duties of officers and employees. No doubt, the controlling consideration in fixing the meaning of a constitutional amendment and of a statute which repeats it is the intention of the electors, but the electors may be presumed to be acquainted with the notorious facts of current legislative history. It is significant that counsel for the appellants do not rest their argument in any degree upon this provision of the statute. They are apparently at one with us in the belief that the city’s power, if it exists, must find a firmer basis.
If the act of 1924 (The City Home Rule Law) was framed in the belief that cities would have the power thereafter to become common carriers of passengers, its provisions are more significant for what they omit than for what they contain. The subject of municipal transportation had long agitated the public mind, and never more than then. We have seen that as the result of
c. The subdivision which we have designated (5) does not call for extended comment. There was no thought in enacting it that it would be made to bear the burden of a system of transportation, to be paid for with public moneys and maintained by public officers. These are not health laws within any fair interpretation. Again the argument is persuasive that implication so extensive is illegitimate when there was demand as well as opportunity for unequivocal expression.
The Home Rule article of the Constitution and the statute passed under its authority have a field of operation, narrower than some of the friends of the principle of home rule would favor, but still significant and important. Innumerable matters of detail that affect the fortunes of municipalities,— the salaries of officers, the cost of necessary improvements, the methods and agencies and instruments for the attainment of corporate ends,— these things and many others may be regulated to-day by the municipalities themselves. We make no attempt to mark the limits with precision. That task is for the future.
To recapitulate, we hold:
1. That the amendment of article XII of the Constitution (the so-called Home Rule article) was regular and valid, and that said article became on January 1, 1924, and now is, a part of the Constitution of the State.
2. That under the authority of that article the City . Home Rule Law (Consol. Laws, ch. 76; L. 1924, ch. 363) was legally enacted.
Concurrence
The order in each case should be affirmed with costs, and the question certified answered in the affirmative.
His cock, . Ch. J., Pound, McLaughlin, Andrews and Lehman, JJ., concur; Crane, J., concurs in memorandum, as follows:
(concurring). For the following reason I agree that article XII of the Constitution was legally amended. Every step required to be taken to amend the Constitution was followed in this instance. So far as the Constitution states, its mandate was followed; nothing was omitted. In order to attack the validity of this amendment, counsel have been obliged to read into section 1 of article XIV something which is not there — they call it “ the manifest purpose ” of section 1 of article XIV of the Constitution. The purpose can best be read in and must be confined to the exact words used. When the people place limitations upon their power to modify the Constitution, those limitations cannot be extended by what others may think or believe to be a purpose. Purpose or no purpose, the way to amend is pointed out; that way must be followed, and when followed is sufficient. Whatever may be the result, or however confusing or perplexing, or even useless may be the consequences, the Constitution becomes the will of the people when it is adopted by their vote in the method provided.
Because another amendment to article XII, section 2, became effective January 1, 1923, between the time in 1922 when the first resolution for the amendment in question was passed, and January, 1923, when the second resolution was passed, the court below has found that the
I also agree that this amendment to the Constitution, and the Home Rule Law adopted under it, did not give to cities and the city of New York the right to operate bus lines. However, I place my conclusions solely upon the ground that sections 24 and 25 of the Transportation Corporations Law apply to all cities generally, and cannot be modified or superseded by local city laws. The Public Service Commissions Law is made applicable to bus lines — common carriers — and a certificate of necessity or convenience for the public service must be obtained. For myself, I reserve the question whether the city, having applied for and obtained such a certificate, may not operate a bus line.
Orders affirmed.
Cases cited
- People ex rel. Central Trust Co. v. Prendergast 202 N. Y. 188 p. 98
- Brooklyn City Railroad v. Whalen 229 N. Y. 570 p. 99, p. 102, p. 117, p. 122
- Cleveland v. City of Watertown 222 N. Y. 159 p. 99
- Sun Printing & Publishing Ass'n v. Mayor of New York 152 N. Y. 257 p. 99, p. 102, p. 119
- Admiral Realty Co. v. City of New York 206 N. Y. 110 p. 99, p. 101, p. 102, p. 117, p. 123
- Platt v. City and County of San Francisco 158 Cal. 74 p. 99, p. 119
- Demarest v. Mayor, Aldermen and Commonalty 74 N. Y. 161 p. 99
- City of Trenton v. New Jersey 262 U. S. 182 p. 99
- City of New York v. Brooklyn City Railroad 232 N. Y. 463 p. 99
- Trustees of Freeholders & Commonalty v. Jessup 162 N. Y. 122 p. 100
- People ex rel. Everson v. Lorillard 135 N. Y. 285 p. 100
- Oakland Paving Co. v. Hilton 69 Cal. 479 p. 100, p. 101
- Oakland Paving Co. v. Tompkins 72 Cal. 5 p. 100, p. 114
- People v. Strother 67 Cal. 624 p. 100
- Allison v. Welde 172 N. Y. 421 p. 100
- People v. Rathbone 145 N. Y. 434 p. 101, p. 103
- Livermore v. Waite 102 Cal. 113 p. 101
- Fragley v. Phelan 126 Cal. 383 p. 101
- People ex rel. Outwater v. Green 56 N. Y. 466 p. 102
- People v. Richards 108 N. Y. 137 p. 102
- In re Rochester Electric Railway Co. 123 N. Y. 351 p. 102
- People ex rel. Einsfeld v. Murray 149 N. Y. 367 p. 102
- McAneny v. Board of Estimate & Apportionment 232 N. Y. 377 p. 102, p. 117, p. 123
- People v. Supervisors of Chenango 8 N. Y. 317 p. 102, p. 114
- Long Sault Development Co. v. Kennedy 158 App. Div. 398 p. 102
- United States v. Cerecedo Hermanos y Compañia 209 U. S. 337 p. 103
- People ex rel. Hatch v. Reardon 184 N. Y. 431 p. 103
- M'Culloch v. Maryland 4 Wheat. 316 p. 111
- Field v. Clark 143 U. S. 649 at 672, 680 p. 114
- People v. Devlin 33 N. Y. 269 at 283 p. 114
- People ex rel. Purdy v. Commissioners of Highways of the Town of Marlborough 54 N. Y. 276 p. 114
- Schieffelin v. Hylan 236 N. Y. 254 p. 117
- City of Pasadena v. Railroad Commission 183 Cal. 526 p. 119
- McCoy v. Apgar 241 N. Y. 71 p. 125